U.S. v. BroussardU.S. v. Broussard
Paul D. Broussard was convicted by a jury in the Western District of Louisiana of possession with intent to distribute marijuana, contrary to
Armed with a search warrant issued by a state magistrate, officers searched Broussard‘s mobile home in Lafayette, Louisiana. The search uncovered a small marijuana growing operation and three guns, a Colt Ar-15 assault rifle, a Mossberg sawed-off 20 gauge shotgun with a pistol grip, and a Sig Sauer P220 .45 caliber pistol. After Miranda warnings, Broussard made a number of incriminating admissions to the arresting officers.
Broussard argues that his conviction should be reversed for any of four reasons. First, he urges that the district court erred in applying Batson v. Kentucky, 106 S.Ct. 1712 (1986), to his peremptory challenge of two female venirepersons. This argument has two parts: the doctrine does not apply to gender-based discrimination, and if it does, the district court erroneously required that he give sufficient reasons for cause rather than accepting any rational gender-neutral reason. Second, Broussard argues the warrant authorizing the search of his mobile home was
We are persuaded that Batson should not be extended to gender-based discrimination and that in any event the court misapplied the doctrine by insisting on more than gender-neutral explanations for the peremptory challenges. We reverse the conviction for these two reasons and remand for a new trial. In doing so, we reject the government‘s contention that the harmless error doctrine is applicable. Because we remand and the remaining contentions are likely to remain issues at a second trial, we also examine Broussard‘s arguments regarding the search, instructional error, and errors in sentencing. Of course, that the sentencing issue will not arise if Broussard is acquitted is not a suggestion regarding the likelihood of conviction, but is rather, an expression of the probability of encountering the issues should the case play through conviction, a second time. This is both the product of our unwillingness to address hypothetical questions and responsibility for conserving judicial resources, ours and the district court‘s.
I.
A. Batson and Gender
The Supreme Court attempted to accommodate the command of equal protection and the tradition that peremptory challenges were
In Batson, the Court reexamined this balance. After 20 years of experience under Swain, the Court relaxed the burden of proving purposeful racial discrimination by allowing its proof in a given case by requiring counsel to articulate race-neutral reasons for a challenged peremptory of a black venireperson. The court was careful that its rule not “undermine the contribution the challenge
Batson does not say, yet, its found impetus was undeniably more than analogical reasoning and more than a felt moral imperative independent of constitutional command. Batson‘s move from Swain rested on a recognition that race lies at the core of the commands of the Fourteenth Amendment. 106 S. Ct at 1716.1 This sense that race is different from other classifications has long generated difficulties in the treatment of other groups clamoring for identical protection. For the most part, they have not been successful. More to the point, gender as a classifier failed to achieve the protection of a suspect class with its high level of scrutiny. Rather, the Court has found that gender classes trigger only an intermediate level of scrutiny, a protected class but with lesser protection than race. Mississippi University for Women v. Hogan, 458 U.S. 718, 724 (1982); Craig v. Boren, 429 U.S. 190, 197 (1976).
At one level, our question is the balance between the command of equality and fair trial. See McCullum, 112 S. Ct. at 2357-58
Two circuits have given opposite conclusions. Compare United States v. DeGross, 960 F.2d 1433 (9th Cir. 1992) (en banc) (extending Batson to gender) with United States v. Hamilton, 850 F.2d 1038 (4th Cir. 1988) (declining to do so); see also United States v. Nichols, 937 F.2d 1257, 1262 (7th Cir. 1991) (arguably deciding that Batson does not apply to gender). The state courts are divided two against one for the position that Batson should not be extended to gender. Compare State v. Culver, 444 N.W.2d 662 (Neb. 1989) and State v. Oliviera, 534 A.2d 867 (R.I. 1987) (refusing to apply Batson to gender) with People v. Irizarry, 560 N.Y. S.2d 279 (N.Y. App. Div. 1990) (extending Batson to gender).
The Ninth Circuit in DeGross saw the issue in terms antithetical to the idea that litigant choice enhances the perceived fairness of a petit jury to the public good. In that court‘s view “full community participation in the administration of the criminal justice system, whether measured by race or gender, is critical to public confidence in the system‘s fairness.” 960 F.2d at 1439. We see this view as begging the essential question of “full” participation, a question answerable only by consideration of the interests in fair trial served by the system of peremptory challenges.
It has been said that peremptory challenges cannot lie with equal protection principles. In an important sense this is not so. All venirepersons are subject to the arbitrary dismissal of counsel for both sides. As Swain recognized, the inequality surfaces when the choices are across cases. 380 U.S. 223-24. When race controls peremptory challenges across cases, blacks are no longer equally subject to the randomness of peremptory challenges. Rather, blacks were singled out because of their race. This view of peremptory challenges, as a subset of a larger and random process, as not presenting equal protection issues at all in a discrete case was rejected in Batson, at least for race. This especial condemnation of racial criteria is in part reflective of its high level of protection enjoyed under the two-tiered construct of equal protection, or even under Justice Marshall‘s preferred sliding scale. Simply put, gender discrimination and racial discrimination are different in relevant ways.
More to the point, apart from race, there is no case for the step-up from Swain to Batson. Women are not a numerical minority and therefore do not face similar barriers to full jury participation. That women are not numerical minorities looms large because the focus of Batson is upon selecting a petit jury from a randomly chosen venire. This means that striking women, or men, for the sole reason of their sex is nigh pointless because it cannot succeed except in isolated cases. This case illustrates the
We are persuaded that Swain is a sound accommodation of the interests of fair trial and interests in selection free of gender bias. Experience has not taught us that Swain is inadequate for gender. This is critical because it was experience and functional necessity--not analogical reasoning that decided Batson and in our view ought to decide this case.
With all deference to our sister court, the assertion in DeGross of historical exclusion of women from jury service misses the mark. We will not here rehearse the differences between race and gender reflected in their differing levels of scrutiny under the equal protection clause. We must, however, decry general invocations of historical discrimination against women; they are not fully responsive to the assertion that no case for extending
B.
Assuming Batson is applied to gender based peremptory challenges, the district court nevertheless misapplied the doctrine by insisting on more than gender-neutral explanations for the defendant‘s challenges. See also Georgia v. McCullum, 112 S. Ct. 2348 (1992) (applying Batson to a criminal defendant‘s use of peremptory challenges).
C.
The government agrees that Batson should not apply to gender and, assuming we were to extend the doctrine, concedes error in the district court‘s application. However, the government urges us to affirm under the doctrine of harmless error. We can not accept this invitation. The denial or impairment of the right to exercise peremptory challenges is reversible error without a showing of prejudice. Swain v. Alabama, 380 U.S. 202, 219 (1965); Knox v. Collins, 928 F.2d 657, 661 (5th Cir. 1991). Ross v. Oklahoma, 108 S. Ct. 2273 (1988), does not support the application of harmless
II.
Broussard argues that the district court should have granted his motion to suppress the evidence found in his mobile home,
We recently discussed the minimum requirements for a warrant affidavit in United States v. Satterwhite, 980 F.2d 317, 320-21 (5th Cir. 1992). Under the good faith exception to the exclusionary rule, evidence obtained by law enforcement officials acting in objectively reasonable good-faith reliance upon a search warrant is admissible. United States v. Leon, 468 U.S. 897, 922-23 (1984). However, an official can not claim objective good faith where the warrant is “based on an affidavit ‘so lacking in indicia of probable cause as to render official belief in its existence entirely unreasonable.‘” Leon, 468 U.S. at 923 (quoting Brown v. Illinois, 422 U.S. 590, 610-11 (1975) (Powell, J., concurring in part)); see also United States v. Craig, 861 F.2d 818, 821 (5th Cir. 1988) (referring to this type of affidavit as a “bare bones” affidavit). We have said that “bare bones” affidavits “contain wholly conclusory statements, which lack the facts and circumstances from which a magistrate can independently determine probable cause.” Satterwhite, 980 F.2d at 320-21. We must examine the “totality of the circumstances.” Illinois v. Gates, 103 U.S. 2317, 2333 (1983). This includes all of the facts in the affidavit, including the informant‘s veracity, reliability, and basis of knowledge. United States v. Jackson, 818 F.2d 345, 348, 350 n.7 (5th Cir. 1987).
During the past several days a cooperating individual who is known by affiant to be familiar with marijuana cultivation techniques told the affiant that marijuana was being cultivated in the above described trailer which belongs to Paul D. Broussard, W/M, DOB 11/09/52. Cooperating individual further advised affiant marijuana and cultivation equipment had been seen at the location within the past two months. The CI said that Paul D. Broussard had been cultivating marijuana since 1989 Hydroponically.
In addition to this information from the CI, the affidavit includes other corroborating facts: Broussard‘s electricity usage doubled in June 1991, and he did not inquire with the electric company. June is the height of the marijuana growing season, and it takes large amounts of electricity to use indoor growing equipment. Broussard did not have a job. All of the windows in Broussard‘s trailer were blacked out. Broussard seldom left his trailer. Occupants of Broussard‘s residence purchased Hydroponic gardening equipment in 1989. A “Thermal Imaging” device, although not conclusive, indicated more intense heat being emitted from Broussard‘s mobile home than others in the area.
As the government acknowledges, this affidavit says very little about the informant‘s veracity, reliability, and basis of knowledge. It does say that the CI “is known by affiant to be familiar with marijuana cultivation techniques,” which goes to the informant‘s reliability. The basis for the informant‘s knowledge, however, is not given. The affidavit simply says “marijuana and cultivation equipment had been seen” at Broussard‘s house. We do
Significantly, the affidavit does not rely completely on the information from the CI. These other corroborating facts--electricity, blackened windows, thermal imaging,--considered with the information from the CI provide sufficient evidence of probable cause. There is more here than in the “bare bones” affidavits involved in Jackson and United States v. Barrington, 806 F.2d 529 (5th Cir. 1986). In Jackson, the informant was himself involved in the crime and his reliability was not established by corroboration. 818 F.2d at 348. In Barrington, the affidavit simply said the officer “received information from a confidential informant” who is “known to [the officer] and has provided information in the past that has led to arrest and convictions.” 806 F.2d at 531. We conclude that Broussard‘s motion to suppress was properly denied.
III.
In his third assignment of error, Broussard argues that the district court erred in refusing his requested jury instruction for the offense of using or carrying a firearm during and in relation to a drug trafficking crime,
When a district court refuses to include a requested instruction, the party requesting the instruction must show that the rejected instruction: “1) was substantially correct; 2) was not substantially covered in the charge delivered to the jury; and 3) concerned an important issue so that the failure to give it seriously impaired the defendant‘s ability to present a given defense.” United States v. Duncan, 919 F.2d 981, 990 (5th Cir. 1990); United States v. Terrazas-Carrasco, 861 F.2d 93, 95 (5th Cir. 1988).
The language Broussard requested was substantially covered in the charge given.7 Moreover, the instruction on
Broussard also claims that the language he requested was necessary to clear up any confusion that may have resulted from the court‘s instruction on “possession” in the context of the possession with intent to distribute offense, which the court read just before the charge on
During oral argument, Broussard raised the fact that the district court omitted the word “integral” from the
IV.
U.S.S.G. § 3E1.1(b) provides that a defendant may receive the reduction whether he pleads guilty or goes to trial. Application Note 2 states “[t]his adjustment is not intended to apply to a defendant who puts the government to its burden of proof at trial by denying the essential factual elements of guilt, is convicted, and only then admits guilt and expresses remorse.” Note 2 also provides that conviction by trial does not automatically preclude the reduction. In rare circumstances, a defendant may accept responsibility even though he goes to trial. According to Note 2, these circumstances may exist where a defendant goes to trial to assert and preserve issues that do not relate to factual guilt, such as a constitutional challenge to a statute or to the applicability of the statute to his conduct.
We agree with Broussard that as to the
Mourning does not support the court‘s denial of the reduction. There, the defendant was charged with numerous possession with intent to distribute offenses but pleaded guilty to money laundering. 914 F.2d at 702. He argued that the district court could not consider his conduct pertaining to the charged offenses in assessing his acceptance of responsibility. Rather, the court could only consider his conduct relevant to money laundering. We disagreed and held that a defendant must accept responsibility for all relevant conduct. Id. at 705. This situation is not presented here.
In its brief, the government offers an alternative ground on which to deny acceptance of responsibility, pointing to Item 11 in the presentence report which says that Broussard refused to identify his customers. See U.S. v. Fabregat, 902 F.2d 331, 334-35 (5th Cir. 1990) (lack of cooperation supports refusal to grant acceptance of responsibility). However, the district court made no
REVERSED AND REMANDED.
Notes
Whoever, during and in relation to any crime of violence or drug trafficking crime . . ., uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime, be sentenced to imprisonment for five years . . .
Title 18 of the United States Code Section 924(c)(1) makes it a crime for anyone to use or carry a firearm during and in relation to a drug trafficking crime. For you to find the defendant guilty of this crime, you must be convinced that the government has proved each of the following beyond a reasonable doubt: First, that the defendant committed the crime alleged in Count 1. I instruct you that possession of marijuana with intent to distribute is a drug trafficking crime. Second, that if the defendant knowingly used or carried a firearm during and in relation to the defendant‘s commission of the crime alleged in Count 1. It is not necessary that the government prove that the defendant had actual possession of a firearm or used it in any affirmative manner, but the evidence must show beyond a reasonable doubt that the firearm was available to provide protection to the defendant. Therefore, even if the defendant contends that he did no know that his co-conspirator possessed a pistol, for instance, the jury may convict him if his co-conspirator possessed the pistol.The government is not required to prove that the defendant actually fired the weapon or brandished it at someone in order to prove use as that term is used in this instrument. However, you must be convinced beyond a reasonable doubt that the firearm played a role in or facilitated the commission of a drug trafficking offense. In other words, you must find that the firearm was a part of the drug offense charged.
The term firearm means any weapon which will or is designed to or may readily be converted to expel a projectile by the action of an explosion. The term firearm also includes the frame or receiver of any such weapon or any firearm muffled or firearm silencer or destructive device. If a firearm plays a role in a drug trafficking crime, if it facilitates or has a potential to facilitate the crime in any way, it is being used or carried in relation to the drug trafficking crime. To facilitate means to make easier to commit. Moreover, the firearm‘s role can be a passive one such as being possessed for security or for possible contingencies, for example, embolding the committer of a drug trafficking crime by affording him the opportunity to display or discharge the weapon to protect himself or intimidate others whether or not such display or discharge actually took place.
The fact that a firearm is unloaded or inoperable does not insulate the offender from the reach of this criminal statute.
The display of a gun instills fear in the average citizen as a consequence and creates an immediate danger that a violent response will ensue.
Affirmative proof beyond a reasonable doubt of the relationship between the firearm and the drug trafficking offense is an essential element of the crime.
for example, the requirement that a firearms use or possession be “in relation to” the crime would preclude its application where its presence played no part in the crime, such as a gun carried in a person‘s pocket and never displayed and referred to in the course of the barroom fight.
There is not sufficient evidence to sustain a conviction if the government merely proves that a loaded gun was found in the same room as drug paraphernalia during the course of a search by the police.