CRAIG ET AL. v. BOREN, GOVERNOR OF OKLAHOMA, ET AL.
No. 75-628
Supreme Court of the United States
Argued October 5, 1976—Decided December 20, 1976
429 U.S. 190
James H. Gray, Assistant Attorney General of Oklahoma, argued the cause for appellees. With him on the brief was Larry Derryberry, Attorney General.*
MR. JUSTICE BRENNAN delivered the opinion of the Court.
The interaction of two sections of an Oklahoma statute,
This action was brought in the District Court for the Western District of Oklahoma on December 20, 1972, by appellant Craig, a male then between 18 and 21 years of age, and by appellant Whitener, a licensed vendor of 3.2% beer. The complaint sought declaratory and injunctive relief against enforcement of the gender-based differential on the ground that it constituted invidious discrimination against males 18-20 years of age. A three-judge court convened under
I
We first address a preliminary question of standing. Appellant Craig attained the age of 21 after we noted probable jurisdiction. Therefore, since only declaratory and injunctive relief against enforcement of the gender-based differential is sought, the controversy has been rendered moot as to Craig. See, e. g., DeFunis v. Odegaard, 416 U. S. 312 (1974).2 The question thus arises whether appellant Whitener, the licensed vendor of 3.2% beer, who has a live contrоversy against enforcement of the statute, may rely upon the equal protection objections of males 18-20 years of age to establish her claim of
Initially, it should be noted that, despite having had the opportunity to do so, appellees never raised before the District Court any objection to Whitener‘s reliance upon the claimed unequal treatment of 18-20-year-old males as the premise of her equal protection challenge to Oklahoma‘s 3.2% beer law. See 399 F. Supp., at 1306 n. 1. Indeed, at oral argument Oklahoma acknowledged that appellees always “presumed” that the vendor, subject to sanctions and loss of license for violation of the statute, was a proper party in interest to object to the enforcement of the sex-based regulatory provision. Tr. of Oral Arg. 41. While such a concession certainly would not be controlling upon the reach of this Court‘s constitutional authority to exercise jurisdiction under Art. III, see, e. g., Sierra Club v. Morton, 405 U. S. 727, 732 n. 3 (1972); cf. Data Processing Service v. Camp, 397 U. S. 150, 151 (1970), our decisions have settled that limitations on a litigant‘s assertion of jus tertii are not constitutionally mandated, but rather stem from a salutary “rule of self-restraint” designed to minimize unwarranted intervention into controversies where the applicable constitutional questions are ill-defined and speculative. Sеe, e. g., Barrows v. Jackson, 346 U. S. 249, 255, 257 (1953); see also Singleton v. Wulff, 428 U. S. 106, 123-124 (1976) (POWELL, J., dissenting). These prudential objectives, thought to be enhanced by restrictions on third-party standing, cannot be furthered here, where the lower court already has entertained the relevant constitutional challenge and the parties have sought—or at least have never resisted—an authoritative constitutional determination. In such circumstances, a decision by us to forgo
In any event, we conclude that appellant Whitener has established independently her claim to assert jus tertii standing. The operation of
As a vendor with standing to challenge the lawfulness of
We therefore hold that Whitener has standing to raise relevant equal protection challenges to Oklahoma‘s gender-based law. We now consider those arguments.
II
A
Before 1972, Oklahoma defined the commencement of civil majority at age 18 for females and age 21 for males.
Analysis may appropriately begin with the reminder that Reed emphasized that statutory classifications that distinguish between males and females are “subject to scrutiny under the Equal Protection Clause.” 404 U. S., at 75. To withstand constitutional challenge, previous cases establish that classifications by gender must serve important governmental objectives and must be substantially related to achievement of those objectives. Thus, in Reed, the ob-
Reed v. Reed has also provided the underpinning for decisions that have invalidated statutes employing gender as an inaccurate proxy for other, more germane bases of classification. Hence, “archaic and overbroad” generalizations, Schlesinger v. Ballard, supra, at 508, concerning the financial position of servicewomen, Frontiero v. Richardson, supra, at 689 n. 23, and working women, Weinberger v. Wiesenfeld, 420 U. S. 636, 643 (1975), could not justify use of a gender line in determining eligibility for certain governmental entitlements. Similarly, increasingly outdated
In this case, too, ”Reed, we feel, is controlling . . . ,” Stanton v. Stanton, supra, at 13. We turn then to the question whether, under Reed, the difference between males and females with respect to the purchase of 3.2% beer warrants the differential in age drawn by the Oklahoma statute. We conclude that it does not.
B
The District Court recognized that Reed v. Reed was controlling. In applying the teachings of that case, the court found the requisite important governmental objective in the traffic-safety goal proffered by the Oklahoma Attorney General. It then concluded that the statistics introduced by the appellees established that the gender-based distinction was substantially related to achievement of that goal.
C
We accept for purposes of discussion the District Court‘s identification of the objective underlying
The appellees introduced a variety of statistical surveys. First, an analysis of arrest statistics for 1973 demonstrated that 18-20-year-old male arrests for “driving under the influence” and “drunkenness” substantially exceeded female arrests for that same age period.8 Similarly, youths aged 17-21 were found to be overrepresented among those killed
Even were this statistical evidence accepted as accurate, it nevertheless offers only a weak answer to the equal protection question presented here. The most focused and relevant of the statistical surveys, arrests of 18-20-year-olds for alcohol-related driving offenses, exemplifies the ultimate unpersuasiveness of this evidentiary record. Viewed in terms of the correlation between sex and the actual activity that Oklahoma seeks to regulate—driving while under the influence of alcohol—the statistics broadly establish that .18% of females and 2% of males in that age group were arrested for that offense. While such a disparity is not trivial in a statistical sense, it hardly can form the basis for employment of a gender line as a classifying device. Certainly if male-
Moreover, the statistics exhibit a variety of other shortcomings that seriously impugn their value to equal protection analysis. Setting aside the obvious methodological problems,14 the surveys do not adequately justify the salient
We hold, therefore, that under Reed, Oklahoma‘s 3.2% beer statute invidiously discriminates against males 18-20 years of age.
D
Appellees argue, however, that
The history of state regulation of alcoholic beverages dates from long before adoption of the
The
Once passing beyond consideration of the
It is true that California v. LaRue, 409 U. S. 109, 115 (1972), relied upon the
Following this approach, both federal and state courts uniformly have declared the unconstitutionality of gender lines that restrain the activities of customers of state-regulated liquor establishments irrespective of the operation of the
We conclude that the gender-based differential contained in
It is so ordered.
MR. JUSTICE POWELL, concurring.
I join the opinion of the Court as I am in general agreement with it. I do have reservations as to some of the discussion concerning the appropriate standard for equal protection analysis and the relevance of the statistical evidence. Accordingly, I add this concurring statement.
With respect to the equal protection standard, I agree that Reed v. Reed, 404 U.S. 71 (1971), is the most relevant precedent. But I find it unnecessary, in deciding this case, to read that decision as broadly as some of the Court‘s language may imply. Reed and subsequent cases involving gender-based classifications make clear that the Court subjects such classifications to a more critical examination than is normally applied whеn “fundamental” constitutional rights and “suspect classes” are not present.*
It seems to me that the statistics offered by appellees and relied upon by the District Court do tend generally to support the view that young men drive more, possibly are inclined to drink more, and—for various reasons—are involved in more accidents than young women. Even so, I am not persuaded that these facts and the inferences fairly drawn from them justify this classification based on a three-year age differential between the sexes, and especially one that is so easily circumvented as to be virtually meaningless. Putting it differently, this gender-based classification does not bear a fair and substantial relation to the object of the legislation.
MR. JUSTICE STEVENS, concurring.
There is only one Equal Protection Clause. It requires every State to govern impartially. It does not direct the
I am inclined to believe that what has become known as the two-tiered analysis of equal protection claims does not describe a completely logical method of deciding cases, but rather is a method the Court has employed to explain decisions that actually apply a single standard in a reasonably consistent fashion. I also suspect that a careful explanation of the reasons motivating particular decisions may contribute more to an identification of that standard than an attempt to articulate it in all-encompassing terms. It may therefore be appropriate for me to state the principal reasons which persuaded me to join the Court‘s opinion.
In this case, the classification is not as obnoxious as some the Court has condemned,1 nor as inoffensive as some the Court has accepted. It is objectionable because it is based on an accident of birth,2 because it is a mere remnant of the now almost universally rejected tradition of discriminating against males in this age bracket,3 and because, to the ex-
The classification is not totally irrational. For the evidence does indicate that there are more males than females in this age bracket who drive and also more who drink. Nevertheless, there are several reasons why I regard the justification as unacceptable. It is difficult to believe that the statute was actually intended to cope with the problem of traffic safety,5 since it has only a minimal effect on access to a not very intoxicating beverage and does not prohibit its consumption.6 Moreover, the empirical data submitted by
MR. JUSTICE BLACKMUN, concurring in part.
I join the Court‘s opinion except Part II-D thereof. I agree, however, that the Twenty-first Amendment does not save the challenged Oklahoma statute.
MR. JUSTICE STEWART, concurring in the judgment.
I agree that the appellant Whitener has standing to assert the equal protection claims of males between 18 and 21 years old. Eisenstadt v. Baird, 405 U.S. 438, 443-446; Griswold v. Connecticut, 381 U.S. 479, 481; Barrows v. Jackson, 346 U.S. 249, 255-260; Buchanan v. Warley, 245 U.S. 60, 72-73; see Note, Standing To Assert Constitutional Jus Tertii, 88 Harv. L. Rev. 423, 431-436 (1974). I also concur in the Court‘s judgment on the merits of the constitutional issue before us.
The disparity created by these Oklahoma statutes amounts to total irrationality. For the statistics upon which the State now relies, whatever their other shortcomings, wholly fail to prove or even suggest that 3.2% beer is somehow more deleterious when it comes into the hands of a male aged 18-20 than of a female of like age. The disparate statutory treatment of the sexes here, without even a colorably valid justification or explanation, thus amounts to invidious discrimination. See Reed v. Reed, 404 U.S. 71.
MR. CHIEF JUSTICE BURGER, dissenting.
I am in general agreement with MR. JUSTICE REHNQUIST‘S dissent, but even at the risk of compounding the obvious confusion created by those voting to reverse the District Court, I will add a few words.
At the outset I cannot agree that appellant Whitener has standing arising from her status as a saloonkeeper to assert the constitutionаl rights of her customers. In this Court “a litigant may only assert his own constitutional rights or immunities.” United States v. Raines, 362 U.S. 17, 22 (1960). There are a few, but strictly limited exceptions to that rule; despite the most creative efforts, this case fits within none of them.
Nor is this controlled by Griswold v. Connecticut, 381 U.S. 479 (1965). It borders on the ludicrous to draw a parallel between a vendor of beer and the intimate professional physician-patient relationship which undergirded relaxation of standing rules in that case.
Even in Eisenstadt, the Court carefully limited its recognition of third-party standing to cases in which the relationship between the claimant and the relevant third party “was not simply the fortuitous connection between a vendor and potential vendees, but the relationship between one who acted to protect the rights of a minority and the minority itself.” 405 U.S., at 445. This is plainly not the case here. See also McGowan v. Maryland, 366 U.S. 420, 429-430 (1961); Brown v. United States, 411 U.S. 223, 230 (1973).
In sum, permitting a vendor to assert the constitutional rights of vendees whenever those rights are arguably infringed introduces a new concept of constitutional standing to which I cannot subscribe.
On the merits, we have only recently recognized that оur duty is not “to create substantive constitutional rights in the name of guaranteeing equal protection of the laws.” San Antonio School Dist. v. Rodriguez, 411 U.S. 1, 33 (1973). Thus, even interests of such importance in our society as public education and housing do not qualify as “fundamental rights” for equal protection purposes because they have no
The means employed by the Oklahoma Legislature to achieve the objectives sought may not be agreeable to some judges, but since eight Members of the Court think the means not irrational, I see no basis for striking down the statute as violative of the Constitution simply because we find it unwise, unneeded, or possibly even a bit foolish.
With MR. JUSTICE REHNQUIST, I would affirm the judgment of the District Court.
MR. JUSTICE REHNQUIST, dissenting.
The Court‘s disposition of this case is objectionable on two grounds. First is its conclusion that men challenging a gender-based statute which treats them less favorably than women may invoke a more stringent standard of judicial review than pertains to most other types of classifications. Second is the Court‘s enunciation of this stаndard, without citation to any source, as being that “classifications by gender must serve important governmental objectives and must be substantially related to achievement of those objectives.” Ante, at 197 (emphasis added). The only redeeming feature of the Court‘s opinion, to my mind, is that it apparently signals a retreat by those who joined the plurality opinion in Frontiero v. Richardson, 411 U.S. 677 (1973), from their view that sex is a “suspect” classification for purposes of equal protection analysis. I think the Oklahoma statute challenged here need pass only the “rational basis” equal
I
In Frontiero v. Richardson, supra, the opinion for the plurality sets forth the reasons of four Justices for concluding that sex should be regarded as a suspect classification for purposes of equal protection analysis. These reasons center on our Nation‘s “long and unfortunate history of sex discrimination,” 411 U.S., at 684, which has been reflected in a whole range of restrictions on the legal rights of women, not the least of which have concerned the ownership of property and participation in the electoral process. Noting that the pervasive and persistent nature of the discrimination experienced by women is in part the result of their ready identifiability, the plurality rested its invocation of strict scrutiny largely upon the fact that “statutory distinctiоns between the sexes often have the effect of invidiously relegating the entire class of females to inferior legal status without regard to the actual capabilities of its individual members.” Id., at 686-687. See Stanton v. Stanton, 421 U.S. 7, 14-15 (1975).
Subsequent to Frontiero, the Court has declined to hold that sex is a suspect class, Stanton v. Stanton, supra, at 13, and no such holding is imported by the Court‘s resolution of this case. However, the Court‘s application here of an elevated or “intermediate” level scrutiny, like that invoked in cases dealing with discrimination against females, raises the question of why the statute here should be treated any differently from countless legislative classifications unrelated to sex which have been upheld under a minimum rationality standard. Jefferson v. Hackney, 406 U.S. 535, 546-547 (1972); Richardson v. Belcher, 404 U.S. 78, 81-84 (1971); Dandridge v. Williams, 397 U.S. 471, 484-485 (1970);
Most obviously unavailable to support any kind of special scrutiny in this case, is a history or pattern of past discrimination, such as was relied on by the plurality in Frontiero to support its invocation of strict scrutiny. There is no suggestion in the Court‘s opinion that males in this age group are in any way peculiarly disadvantaged, subject to systematic discriminatory treatment, or otherwise in need of special solicitude from the courts.
The Court does not discuss the nature of the right involved, and there is no reason to believe that it sees the purchase of 3.2% beer as implicating any important interest, let alone one that is “fundamental” in the constitutional sense of invoking strict scrutiny. Indeed, the Court‘s acсurate observation that the statute affects the selling but not the drinking of 3.2% beer, ante, at 204, further emphasizes the limited effect that it has on even those persons in the age group involved. There is, in sum, nothing about the statutory classification involved here to suggest that it affects an interest, or works against a group, which can claim under the Equal Protection Clause that it is entitled to special judicial protection.
It is true that a number of our opinions contain broadly phrased dicta implying that the same test should be applied to all classifications based on sex, whether affecting females or males. E. g., Frontiero v. Richardson, supra, at 688; Reed v. Reed, 404 U.S. 71, 76 (1971). However, before today, no decision of this Court has applied an elevated level of scrutiny to invalidate a statutory discrimination harmful to males, except where the statute impaired an important personal interest protected by the Constitution.1 There being no such interest
The Court‘s conclusion that a law which treats males less favorably than females “must serve important governmental objectives and must be substantiаlly related to achievement of those objectives” apparently comes out of thin air. The Equal Protection Clause contains no such language, and none of our previous cases adopt that standard. I would think we have had enough difficulty with the two standards of review which our cases have recognized—the
I would have thought that if this Court were to leave anything to decision by the popularly elected branches of the Government, where no constitutional claim other than that of equal protection is invoked, it would be the decision as to what gоvernmental objectives to be achieved by law are “important,” and which are not. As for the second part of the Court‘s new test, the Judicial Branch is probably in no worse position than the Legislative or Executive Branches to determine if there is any rational relationship between a classification and the purpose which it might be thought to serve. But the introduction of the adverb “substantially” requires courts to make subjective judgments as to operational effects, for which neither their expertise nor their access to data fits them. And even if we manage to avoid both confusion and the mirroring of our own preferences in the development of this new doctrine, the thousands of judges in other courts who must interpret the Equal Protection Clause may not be so fortunate.
II
The applicable rational-basis test is one which “permits the States a wide scope of discretion in enacting laws which affect some groups of citizens differently than
Our decisions indicate that application of the Equal Protection Clause in a context not justifying an elevated level of scrutiny does not demand “mathematical nicety” or the elimination of all inequality. Those cases recognize that the practical problems of government may require rough accommodations of interests, and hold that such accommodations should be respected unless no reasonable basis can be found to support them. Dandridge v. Williams, 397 U.S., at 485. Whether the same ends might have been better or more precisely served by a different approach is no part of the judicial inquiry under the traditional minimum rationality approach. Richardson v. Belcher, 404 U.S., at 84.
The Court “accept[s] for purposes of discussion” the District Court‘s finding that the purpose of the provisions in question was traffic safety, and proceeds to examine the statistical evidence in the record in order to decide if “the gender-based distinction closely serves to achieve that objective.” Ante, at 199, 200 (emphasis added). (Whether there is a difference between laws which “closely serv[e]” objectives and those which are only “substantially related” to their achievement, ante, at 197, we are not told.) I believe that a more traditional type of scrutiny is appropriate in this case, and I think that the Court would have done well here to heed its own warning that “[i]t is unrealistic to expect . . . members of the judiciary . . . to be well versed in the rigors of experimental or statistical technique.” Ante, at 204. One
One survey of arrest statistics assembled in 1973 indicated that males in the 18-20 age group were arrested for “driving under the influence” almost 18 times as often as their female counterparts, and for “drunkenness” in a ratio of almost 10 to 1.3 Accepting, as the Court does, appellants’ comparison of the total figures with 1973 Oklahoma census data, this survey indicates a 2% arrest rate among males in the age group, as compared to a .18% rate among females.
Other surveys indicated (1) that over the five-year period from 1967 to 1972, nationwide arrests among those under 18 for drunken driving increased 138%, and that 93% of all persons arrested for drunken driving were male;4 (2) that youths in the 17-21 age group were overrepresented among those killed or injured in Oklahoma traffic accidents, that male casualties substantially exceeded female, and that deaths in this age group continued to rise while overall traffic deaths declined;5 (3) that over three-fourths of the drivers under 20 in the Oklahoma City area are males, and that each of them, on average, drives half again as many miles per year as their female counterparts;6 (4) that four-fifths of male drivers
The Court‘s criticism of the statistics relied on by the District Court conveys the impression that a legislature in enacting a new law is to be subjected to the judicial equivalent of a doctoral examination in statistics. Legislatures are not held to any rules of evidence such as those which may govern courts or other administrative bodies, and are entitled to draw factual conclusions on the basis of the determination of probable cause which an arrest by a police officer normally represents. In this situation, they could reasonably infer that the incidence of drunk driving is a good deal higher than the incidence of arrest.
And while, as the Court observes, relying on a report to a Presidential Commission which it cites in a footnote, such statistics may be distorted as а result of stereotyping, the legislature is not required to prove before a court that its statistics are perfect. In any event, if stereotypes are as pervasive as the Court suggests, they may in turn influence the conduct of the men and women in question, and cause the young men to conform to the wild and reckless image which is their stereotype.
The Court also complains of insufficient integration of the various surveys on several counts—that the injury and death figures are in no way directly correlated with intoxication, ante, at 201 n. 9; that the national figures for drunk driving contain no breakdown for the 18-21-year-old group,
Nor is it unreasonable to conclude from the expressed preference for beer by four-fifths of the age-group males that that beverage was a predominant source оf their intoxication-related arrests. Taking that as the predicate, the State could reasonably bar those males from any purchases of alcoholic beer, including that of the 3.2% variety. This Court lacks the expertise or the data to evaluate the intoxicating properties of that beverage, and in that posture our only appropriate course is to defer to the reasonable inference supporting the statute—that taken in sufficient quantity this beer has the same effect as any alcoholic beverage.
Quite apart from these alleged methodological deficiencies in the statistical evidence, the Court appears to hold that that evidence, on its face, fails to support the distinction drawn in the statute. The Court notes that only 2% of males (as against .18% of females) in the age group were arrested for drunk driving, and that this very low figure establishes “an unduly tenuous ‘fit‘” between maleness and drunk driving in the 18-20-year-old group. On this point the Court misconceives the nature of the equal protection inquiry.
The rationality of a statutory classification for equal protection purposes does not depend upon the statistical “fit” between the class and the trait sought to be singled out. It turns on whether there may be a sufficiently higher in-
The Court‘s argument that a 2% correlation between maleness and drunk driving is constitutionally insufficient therefore does not pose an equal protection issue concerning discrimination between males and females. The clearest demonstration of this is the fact that the precise argument made by the Court would be equally applicable to a flat bar on such purchases by anyone, male or female, in the 18-20 age group; in fact it would apply a fortiori in that case given the even more “tenuous ‘fit‘” between drunk-driving arrests and femaleness. The statistics indicate that about 1% of the age group population as a whole is arrested. What the Court‘s argumеnt is relevant to is not equal protection, but due process—whether there are enough persons in the category who drive while drunk to justify a bar against purchases by all members of the group.
Cast in those terms, the argument carries little weight, in light of our decisions indicating that such questions call for a balance of the State‘s interest against the harm resulting from any overinclusiveness or underinclusiveness. Vlandis v. Kline, 412 U.S. 441, 448-452 (1973). The personal interest harmed
This is not a case where the classification can only be justified on grounds of administrative convenience. Vlandis v. Kline, supra, at 451; Stanley v. Illinois, supra, at 656. There being no apparent way to single out persons likely to drink and drive, it seems plain that the legislature was faced here with the not atypical legislative problem of legislating in terms of broad categories with regard to the purchase and consumption of alcohol. I trust, especially in light of the
The Oklahoma Legislature could have believed that 18-20-year-old males drive substantially more, and tend more often to be intoxicated than their female counterparts; that they prefer beer and admit to drinking and driving at a higher rate than females; and that they suffer traffic injuries out of proportion to the part they make up of the population. Under the appropriate rational-basis test for equal protection, it is neither irrational nor arbitrary to bar them from making purchases of 3.2% beer, which purchases might in many cases be made by a young man who immediately returns to his vehicle with the beverage in his possession. The record does not give any good indication of the true proportion of males in the age group who drink and drive (ex-
Notes
Sections 241 and 245 provide in pertinent part:
§ 241. “It shall be unlawful for any person who holds a license to sell and dispense beer . . . to sell, barter or give to any minor any beverage containing more than one-half of one per cent of alcohol measured by volume and not more than three and two-tenths (3.2) per cent of alcohol measured by weight.
§ 245. “A ‘minor,’ for the purposes of Section . . . 241 . . . is defined as a female under the age of eighteen (18) years, and a male under the age of twenty-one (21) years.”
Men as a general class have not been the victims of the kind of historic, pervasive discrimination that has disadvantaged other groups. In Stanley v. Illinois, 405 U.S. 645 (1972), the Court struck down a statute allowing separation of illegitimate children from a surviving father but not a surviving mother, without any showing of parental unfitness. The Court stated that “the interest of a parent in the companionship, care, custody, and management of his or her children ‘come[s] to this Court with a momentum for respect lacking when appeal is made to liberties which derive merely from shifting economic arrangements.‘” In Kahn v. Shevin, 416 U.S. 351 (1974), the Court upheld Florida‘s $500 property tax exemption for widows only. The opinion of the Court appears to apply a rational-basis test, id., at 355, and is so understood by the dissenters. Id., at 357 (BRENNAN, J., joined by MARSHALL, J., dissenting). In Weinberger v. Wiesenfeld, 420 U.S. 636 (1975), the Court invalidated § 202 (g) оf the Social Security Act, which allowed benefits to mothers but not fathers of minor children, who survive the wage earner. This statute was treated, in the opinion of the Court, as a discrimination against female wage earners, on the ground that it minimizes the financial security which their work efforts provide for their families. 420 U.S., at 645.