Terrance Kimbrough v. United StatesTerrance Kimbrough v. United States
Argued: June 14, 2023
Decided and Filed: June 22, 2023
Before: SUTTON, Chief Judge; LARSEN and MURPHY, Circuit Judges.
COUNSEL
ARGUED: Jared M. Hirsch, NEW YORK UNIVERSITY, New York, New York, Daniel S. Harawa, WASHINGTON UNIVERSITY, St. Louis, Missouri, for Appellant. Andrew C. Noll, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellee. ON BRIEF: Jared M. Hirsch, Pooja Goel, NEW YORK UNIVERSITY, New York, New York, Daniel S. Harawa, WASHINGTON UNIVERSITY, St. Louis, Missouri, for Appellant. Andrew C. Noll, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., Monica Morrison, UNITED STATES ATTORNEY‘S OFFICE, Nashville, Tennessee, for Appellee.
OPINION
SUTTON, Chief Judge. Terrance Kimbrough murdered a rival drug dealer. When he learned that a witness might cooperate with law enforcement, Kimbrough murdered him too. Federal charges followed. His lawyers negotiated a plea deal under which the government would drop many of the charges and he would serve 480 to 520 months in prison. Kimbrough agreed to the plea deal, and the district court imposed a 504-month sentence. Kimbrough had second thoughts. He moved to vacate his sentence, claiming that his counsel provided constitutionally ineffective assistance in advising him to accept the plea deal. The district court rejected this contention. So do we.
I.
Kimbrough, known as “Rampage” on the street, participated in a gang centered at the J.C. Napier public housing complex in Nashville, Tennessee. He was not an inactive member of the gang. In November 2014, soon after his 18th birthday, Kimbrough drew his gun on two rival dealers, forced them to strip, and stole their drugs and cash.
Days later, he spotted another dealer and again demanded cash and drugs. Rather than capitulate, this dealer fled. Kimbrough shot at the victim, striking him at least once.
On November 26, Kimbrough and an associate agreed to rob yet another dealer, Brendon Leggs. The pair walked up to his open car window and issued demands. When Leggs attempted to speed away, they opened fire. Leggs drove a short while further, stumbled out of his car, and collapsed to the ground. He died within hours.
Soon after, Kimbrough learned that Monte Watson had witnessed the murder and might share information with law enforcement. Kimbrough searched for Watson with an accomplice but could not find him. A week after the first murder, Kimbrough found Watson and fatally shot him with the same gun used to kill Leggs.
A new year did not bring any change in behavior. In February 2015, Kimbrough shot at an occupied car. In July, he ambushed a rival gangster and shot him in the leg. Weeks later, he started a shootout that wounded two bystanders.
Federal agents arrested Kimbrough in 2015, and twin grand juries charged him with 18 offenses. For the Brendon Leggs murder, the charges included attempted Hobbs Act robbery,
In August 2018, Kimbrough‘s attorneys negotiated a plea deal. Under it, he would agree to a 12-page factual stipulation admitting his crimes, and he would plead guilty to seven charges, including two counts of murder with a firearm during a crime of violence for the Leggs and Watson murders. In exchange, the government would dismiss the remaining charges and agree to a binding sentencing range of 480 to 520 months. That spared Kimbrough the mandatory life sentence carried by the dismissed murder of a federal witness charge. Id.
In November 2019, Kimbrough moved to vacate his sentence. See
After Kimbrough filed his notice of appeal, the Supreme Court held that attempted Hobbs Act robbery does not qualify as a crime of violence. United States v. Taylor, 142 S. Ct. 2015, 2021–22 (2022). In light of Taylor, we issued a certificate of appealability limited to the ineffective assistance claim. Kimbrough v. United States, No. 21-6208 (6th Cir. June 29, 2022).
II.
To establish ineffective assistance of counsel, Kimbrough must show that his attorney performed deficiently and that he suffered prejudice from the inadequate representation. Strickland v. Washington, 466 U.S. 668, 687 (1984). He cannot do either.
Deficient performance. Establishing deficient performance—unconstitutionally deficient performance—requires showing that an attorney made errors “so serious” he did not “function[] as the ‘counsel’ guaranteed by the Sixth Amendment.” Id. To “eliminate the distorting effects of hindsight,” we must adopt “counsel‘s perspective at the time,” and “indulge a strong presumption that” counsel performed reasonably. Id. at 689. For this reason, “counsel is not ineffective for failing to predict the development of the law,” and subsequent legal developments are relevant only if “clearly foreshadowed by existing decisions.” Thompson v. Warden, 598 F.3d 281, 288 (6th Cir. 2010). Even clearly foreshadowed arguments, moreover, need not be pursued in the face of a favorable plea. Nagi v. United States, 90 F.3d 130, 135 (6th Cir. 1996).
When Kimbrough pleaded guilty, existing precedent did not “clearly foreshadow” Taylor. Because the Sixth Amendment protects against only the most egregious of omissions, precedent will “clearly foreshadow” a change in law in “rare”
But the change was hardly obvious here. Recall the long windup to Taylor. In 1984, Congress provided two “crime of violence” definitions: the elements clause and the residual clause.
After Johnson, a few defendants raised challenges to attempted Hobbs Act robbery‘s status as a crime of violence under the elements clause. As Kimbrough concedes, however, not a single court had accepted this argument prior to his guilty plea. See, e.g., United States v. St. Hubert, 883 F.3d 1319, 1333 (11th Cir. 2018), superseded by 909 F.3d 335 (11th Cir. 2018) (“[A]ttempted Hobbs Act robbery qualifies as a crime of violence under
Not until October 2020, more than two years after Kimbrough pleaded guilty, did a single circuit embrace his approach. See United States v. Taylor, 979 F.3d 203, 205 (4th Cir. 2020). And not until four years after Kimbrough‘s plea did the Supreme Court do the same. Taylor, 142 S. Ct. at 2021. If Taylor was “clearly foreshadowed,” we have a good many attorneys who failed to see the writing on the wall. Thompson, 598 F.3d at 288. And a good many judges who did the same. But in reality the Sixth Amendment guarantees a competent attorney, not a clairvoyant one.
Even if Taylor was clearly foreshadowed, that does not end the inquiry. Counsel does not perform deficiently by foregoing a potentially meritorious argument to secure a favorable plea. Nagi, 90 F.3d at 135; see also Premo v. Moore, 562 U.S. 115, 126–27 (2011) (counsel did not err in trading away a suppression argument in favor of an early plea). Else, every guilty plea would become a “conditional plea, with the (unstated) condition that the defendant obtains the benefit of favorable legal developments, while the prosecutor is stuck with the original bargain.” United States v. Bradley, 400 F.3d 459, 464–65 (6th Cir. 2005) (quotation omitted).
Kimbrough counters that the Taylor argument “was at the very least . . . viable,” requiring counsel to raise it. Reply Br. 7. But counsel must only consider “clearly foreshadowed” arguments, not every “viable” one. Thompson, 598 F.3d at 288; see also Nagi, 90 F.3d at 135.
Nor does Chase v. MaCauley help Kimbrough. 971 F.3d at 582. There, the Supreme Court had already ruled on the dispositive issue, so “no prediction was necessary.” Id. at 593.
Prejudice. Kimbrough also fails to show prejudice for many of the same reasons. After a guilty plea, a petitioner must demonstrate “a reasonable probability that, but for counsel‘s errors, he would not have pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart, 474 U.S. 52, 59 (1985). In some settings, we have suggested that a petitioner can establish prejudice based on a lesser showing: a reasonable probability of “a more favorable plea.” Gilbert v. United States, 64 F.4th 763, 771 (6th Cir. 2023). Either way, we have generally engaged in an “objective” rather than a “subjective” inquiry, one that requires the petitioner to demonstrate that “reject[ing] the plea bargain would have been rational under the circumstances.” Pilla v. United States, 668 F.3d 368, 373 (6th Cir. 2012) (quoting Padilla v. Kentucky, 559 U.S. 356, 372 (2010)). Kimbrough comes up short under either approach.
Start with the likelihood of a trial. Kimbrough to this day does not claim innocence or offer a “realistic defense” that would have led him to take his chances before a jury. Lee v. United States, 582 U.S. 357, 366 (2017). Nor does he offer any other compelling reason why he would have “rejected [a] plea . . . in favor of throwing a ‘Hail Mary’ at trial.” Id. at 367–68. Even now, he does not claim that he would have rejected the plea and opted for trial. The best he can say is that, by filing pretrial motions, he was “prepared” and “ready” for trial. Appellant‘s Br. 26; Reply Br. 11–12. But the reality that Kimbrough could have gone to trial falls short of showing that he would have gone to trial and risked a likely life sentence. See Shimel, 838 F.3d at 698–99 (rejecting prejudice argument based on the life sentence defendant faced at trial).
Turn to the probability of a better deal. Kimbrough‘s plea deal provided for a favorable
Unable to demonstrate prejudice under Strickland‘s “reasonable probability of a different result” standard, Kimbrough persists that the contested
Kimbrough contends that United States v. McKinney mandates a more lenient prejudice standard focused only on whether he would “have pled guilty to the count of conviction.” 60 F.4th 188, 196 (4th Cir. 2023). But that out-of-circuit case analyzed prejudice for purposes of procedural default, not ineffective assistance. Id. at 193, 196. What‘s more, the dissent raised compelling doubts about whether the majority even got that prejudice standard right. Id. at 201–02 (Wilkinson, J., dissenting).
At the very least, Kimbrough claims, his counsel should have advised him to plead guilty while preserving his right to challenge the
Request to expand the certificate of appealability. One wrinkle remains. In his reply brief, Kimbrough requests that we expand the certificate of appealability beyond his ineffective assistance claim to permit a direct challenge to the
Kimbrough forfeited the claim as an initial matter. He concedes that he procedurally defaulted the Taylor argument by failing to pursue it in the trial court and on direct appeal. See Bousley v. United States, 523 U.S. 614, 621 (1998). Overcoming this default requires showing either “cause” and “prejudice” or “actual innocence.” Id. at 622–23. Kimbrough raises—for the first time in his reply brief—“novel[ty]” and “actual innocence” as grounds for overcoming his default. Reply Br. 18–19, 22–24. By failing to raise the substantive challenge (or his newly asserted grounds for overcoming procedural default) below or in his opening brief, Kimbrough doubly forfeited review. United States v. Mullet, 822 F.3d 842, 848 (6th Cir. 2016); see also Strong v. Nagy, 825 F. App‘x 239, 243 (6th Cir. 2020) (applying forfeiture to attempts to overcome procedural default).
We affirm.