DWIGHT BULLARD v. UNITED STATES OF AMERICA
No. 17-3731
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
September 4, 2019
RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b). File Name: 19a0226p.06. Nos. 1:14-cr-00411-1; 1:17-cv-00061—James S. Gwin, District Judge. Argued: August 1, 2019.
Appeal from the United States District Court for the Northern District of Ohio at Cleveland.
Before: GUY, THAPAR, and NALBANDIAN, Circuit Judges.
COUNSEL
ARGUED: Samantha M. Goldstein, O’MELVENY & MYERS LLP, Washington, D.C., for Appellant. Rebecca C. Lutzko, UNITED STATES ATTORNEY’S OFFICE, Cleveland, Ohio, for Appellee. ON BRIEF: Samantha M. Goldstein, O’MELVENY & MYERS LLP, Washington, D.C., Anton Metlitsky, O’MELVENY & MYERS LLP, New York, New York, for Appellant. Rebecca C. Lutzko, Danielle K. Angeli, UNITED STATES ATTORNEY’S OFFICE, Cleveland, Ohio, for Appellee. Dwight Bullard, Lisbon, Ohio, pro se.
OPINION
NALBANDIAN, Circuit Judge. Dwight Bullard pleaded guilty to distributing heroin and being a felon in possession of a firearm. At sentencing, the district court determined that Bullard qualified as a career offender under the Sentencing Guidelines. Bullard now challenges that determination, arguing that his Arizona conviction for attempting to sell drugs is not a “controlled substance offense.”
Bullard has a bit of a point. We recently explained, sitting en banc, that “[t]he Guidelines’ definition of ‘controlled substance offense’ does not include attempt crimes.” United States v. Havis, 927 F.3d 382, 387 (6th Cir. 2019) (en banc) (per curiam). In other words, “attempt crimes no longer qualify as controlled substance offenses for purposes of the career offender enhancement.” United States v. Garrett, 772 F. App’x 311, 311 (6th Cir. 2019) (per curiam). Indeed, the government admits that “under Havis, Bullard’s attempted transport for sale of a narcotic drug conviction, under
But Bullard runs into a problem getting to the merits of his argument: he is not on direct review. Instead, Bullard filed a
To get around this prohibition, Bullard also argues that he received ineffective assistance of counsel because his trial and appellate counsel failed to object to his status as a career offender. While this claim is at least cognizable under
I.
Back in 2014, Bullard was charged with trafficking heroin and for being a felon in possession of a firearm. The charges followed a search of Bullard’s apartment, where officers found fifty-two bags of heroin. The officers seized more than 140 grams (or $20,000) worth of heroin. Bullard was also in possession of a .40 caliber Glock pistol. Bullard moved to suppress the evidence from his apartment—arguing that the warrant was not supported by probable cause. The district court denied the motion to suppress, “rul[ing] that probable cause existed to support the issuance of the warrant, and indicated that the good-faith exception under Leon applied.” United States v. Bullard, 659 F. App’x 288, 292 (6th Cir. 2016). (See also Mot. Hr’g Tr., R. 62 at 67 (finding probable cause “more than sufficient” to support the warrant).)
Unable to keep the evidence out, Bullard entered a plea deal with the government. The plea deal recognized that Bullard could face anywhere between ten years to life in prison. But it omitted any agreement about the appropriate sentencing range under the Guidelines. The plea deal did, however, recognize that Bullard “may be classified as a career offender based on his prior criminal record.” (Plea Deal, R. 40 at 5.) Bullard had two prior convictions that could support a career-offender designation: a 2003 Arizona conviction for attempting to sell cocaine (under
At sentencing, the district court determined that Bullard qualified as a career offender. This set Bullard’s recommended range at 292 to 365 months in prison. (Sentencing Hr’g Tr., R. 65 at 3.) Without the enhancement, Bullard’s sentencing range would have been 92 to 115 months. But these sentencing ranges under the Guidelines are, of course, just advisory. And the district court ultimately varied downward, sentencing Bullard to 140 months in prison—i.e., “significantly below the guideline range.” (Id. at 16.) In doing so, it recognized that although Bullard had a “long history of dealing drugs,” he was still “kind of a low-level guy.” (Id. at 6.) The downward variance tracked Bullard’s argument at sentencing: while he agreed that the Arizona and Ohio convictions made him a career offender, he argued
Bullard waived most his appellate rights—reserving the right to appeal just four issues. Among those four, only two applied: the right to appeal “any determination by the Court that defendant qualifies as a Career Offender,” and “the denial of [the] motion to suppress.” (Plea Deal, R. 40 at 7.) On direct appeal, Bullard decided to appeal only the latter, and we affirmed.
Bullard then filed a
The district court denied the petition, explaining that the state convictions qualified as “controlled substance offenses.” (Op. & Order, R. 76.) This also defeated Bullard’s ineffective assistance claim: because the district court properly classified Bullard as a career offender, he could not show prejudice in his failure-to-object claim. We granted Bullard’s application for a certificate of appealability, but only for his claims related to the Arizona conviction. We review the trial court’s factual findings for clear error and its legal conclusions de novo. Cradler v. United States, 891 F.3d 659, 664 (6th Cir. 2018). And we examine de novo whether a prior conviction counts as a predicate offense under the Guidelines. Havis, 927 F.3d at 384.
II.
Section 2255 does not provide relief for just any alleged error. Instead, we can grant habeas relief under
This leaves just the last option—a “collateral attack.” When a
Rather, Bullard alleges that his career-offender designation is erroneous under the advisory Sentencing Guidelines. This is fatal to his claim. We recently rejected an almost identical
This makes sense. Misapplication-of-the-guidelines-range claims challenge the district court’s choice between alternative sentences “under an advisory Guidelines scheme.” Id. at 941 (emphasis original). Indeed, the Guidelines are just “meant to guide the district court to the proper sentence.” Id. But the district court is free to vary from the Guidelines—and can impose a sentence at, below, or above the Guidelines. See United States v. Booker, 543 U.S. 220, 245 (2005). For example, if a defendant is a career offender and the Guidelines recommend a long sentence, the district court can nevertheless impose a much shorter sentence. That’s exactly what happened to Bullard. But the opposite is also true. If a defendant does not have a career-offender designation and the Guidelines recommend a short sentence, the district court still has the discretion to impose a much longer sentence. See Foote, 784 F.3d at 942 (giving examples of upward variances supported by
We agreed with this reasoning in Snider, explaining that “[a]lthough the career designation may have affected the ultimate sentence imposed, ‘it did not affect the lawfulness of the [sentence] itself—then or now.’” 908 F.3d at 191 (quoting United States v. Addonizio, 442 U.S. 178, 187 (1979) (brackets original)). Bullard asks us to distinguish Snider because the defendant’s Guidelines range in Snider, unlike his own, “would have been the same absent the career-offender designation.” (Appellee’s Br. at 48–49 n.14.) But that is not entirely accurate. In Snider, “[w]ith the career offender designation, Snider’s guidelines range was 360 months to life.” 908 F.3d at 186. “However, without the career offender designation, . . . Snider’s resulting advisory guidelines range was 262 to 327 months.” Id. But the district court eventually sentenced Snider to just 300 months—i.e., within his lower non-career-offender range. Still, despite the below-Guidelines sentence, Snider filed a
In affirming the dismissal of his
Bullard argues that his sentence is different than Snider—and that this difference allows him to bring a
But this difference does not matter—and for good reason. As the Fourth Circuit explained in Foote, if an inmate’s ability to challenge his Guidelines range under
Bullard finds himself somewhere in the middle. With the district court’s downward variance, he received a sentence roughly twenty-two percent above his otherwise top-of-the-Guidelines sentence (without the career-offender designation). So while Bullard’s sentence is higher than Snider, it is much lower than Foote. This comparative line-drawing exercise just highlights (all over again) the problem with these types of
So rather than speculate about when, if ever, an incorrect designation under the advisory Guidelines could create a “fundamental miscarriage of justice,” the better practice is to broadly repeat what we said in Snider: “[a] misapplication-of-an-advisory-guidelines-range claim is . . . not cognizable under
III.
This leaves Bullard’s claim for ineffective assistance of counsel, “which is cognizable under
Bullard argues that his attorneys made the same mistake twice. At sentencing, his attorney did not object when the district court labeled him a career offender. And then on direct appeal, his attorney did not challenge Bullard’s career offender enhancement. In both instances, Bullard argues that his attorneys should have raised the same two arguments he now makes in his
We start with the easier claim first—the conduct. Bullard argues that his Arizona conviction is not a controlled substance offense because he was attempting to sell drugs. Following our decision in Havis, Bullard is correct. See 927 F.3d at 387 (“The text of
Next, Bullard argues that the Arizona statute does not qualify as a controlled substance offense because Arizona criminalizes two drugs (benzylfentanyl and thenylfentanyl) that are not criminalized on the federal level. To explain why his attorneys should have made this argument, Bullard points to several cases from our sister circuits, which explain that “‘controlled substance’ refers exclusively to a substance controlled by the [federal government].” United States v. Townsend, 897 F.3d 66, 72 (2d Cir. 2018) (collecting cases from 2011–2015). In response, the government cites caselaw we developed after Bullard’s direct appeal, which comes to the
opposite conclusion: “there is no requirement that the particular controlled substance underlying a state conviction also be controlled by the federal government.” United States v. Smith, 681 F. App’x 483, 489 (6th Cir. 2017).
To be sure, this is a harder question to answer (at least on the prejudice question), especially because there is some pre-2015 caselaw (though non-binding caselaw) to support part of Bullard’s argument. See, e.g., United States v. Gomez-Alvarez, 781 F.3d 787 (5th Cir. 2015); United States v. Leal-Vega, 680 F.3d 1160 (9th Cir. 2012); United States v. Sanchez-Garcia, 642 F.3d 658 (8th Cir. 2011). But on collateral review, Bullard’s argument is not as straightforward as he would like. It does not matter only whether Bullard’s argument could have been a winner. Instead, Bullard must satisfy a demanding standard: he must show that “the likelihood of a different result [was] substantial, not just conceivable.” Storey v. Vasbinder, 657 F.3d 372, 379 (6th Cir. 2011) (citation omitted).
Here, Bullard arguably cannot show the latter, much less the former. Indeed, at the time of Bullard’s sentence and direct appeal, we had yet to address whether a “controlled substance offense” can include substances that are not criminalized under federal law. Since then, we remain conflicted whether such statutes qualify. Compare Smith, 681 F. App’x at 489, with United States v. Pittman, 736 F. App’x 551, 554 (6th Cir. 2018). And “[w]e have not yet taken up this question in a published opinion.” United States v. Solomon, 763 F. App’x 442, 447 (6th Cir. 2019) (recognizing disagreement between Smith and Pittman but refusing to resolve it because the Ohio statute at issue was divisible as to drug type). Nor has the Supreme Court addressed this question.
Take also the Second Circuit’s decision in United States v. Townsend, 897 F.3d 66 (2d Cir. 2018). Bullard cites Townsend to suggest that the “great weight” of authority supports his position. (Appellant’s Br. at 25.) But as Townsend explains, before it resolved the overbroad-drug question (recently
Remember also, Bullard pleaded guilty to trafficking cocaine—a federally controlled substance. So if the Arizona statute is divisible by drug type, he remains a career offender (making any objection futile). This fact alone could explain why Bullard’s counsel did not object to the enhancement. Bullard relies on pre-2015 caselaw that unanimously affirmed career-criminal enhancements because the defendants in each case sold drugs criminalized at both state and federal levels. Gomez-Alvarez, 781 F.3d at 796 (enhancement still applied because the conviction was for heroin); Sanchez-Garcia, 642 F.3d at 662 (enhancement still applied because the conviction was for meth); Leal-Vega, 680 F.3d at 1169 (enhancement still applied because the conviction was for tar heroin). And as the government explains, there is significant support that the Arizona statute is likewise divisible. (See Appellee’s Br. at 29–33 (citing State v. Wright, 239 P.3d 1122, 1122–23 (Ariz. Ct. App. 2016) (upholding two counts of possession of a narcotic drug arising out of a single incident because the officers found two different drug types: crack cocaine and heroin)).) See also United States v. Esquival-Centeno, 632 F. App’x 233, 234 (5th Cir. 2016) (per curiam) (affirming enhancement when the defendant’s “conviction was for the specific offense of attempted transport of cocaine“). Put differently, it is not substantially likely, had Bullard’s attorney objected to the Arizona statute using the overbroad-drug argument, that the district court would have dropped his enhancement as a career offender.
In sum, it is enough to say that this is a tough question. Indeed, our circuit has yet to publish a decision to resolve our intra-circuit disagreement. Solomon, 763 F. App’x at 447. So while we might agree with Bullard’s argument—and while the district court might have decided to drop the enhancement had Bullard objected—that is not enough on collateral review.
In addition, with such uncertainty in the caselaw, it was reasonable for his trial counsel not to object on this ground. And to be sure, Bullard’s trial counsel was not silent about his career offender status at sentencing. Instead, he argued that Bullard was not “an authentic career offender” (Sentencing Tr., R. 65 at 12–13), which yielded positive results: the district court gave Bullard a sentence 152-months below the Guidelines, commenting that Bullard was “kind of a low-level guy” who did not have “the typical background of people who qualify [as] a career offender[.]” (Id. at 6, 9–10, 16–17.) In other words, Bullard’s trial counsel was successful at sentencing—cutting his client’s sentence by more than fifty percent. This was not ineffective assistance of counsel.
To show ineffective assistance of counsel on his direct appeal, Bullard faces an even higher hurdle: plain error review. See United States v. Koeberlein, 161 F.3d 946, 949 (6th Cir. 1998) (applying plain error when defendant fails to object at sentencing). As we explained, “a lack of binding case law that answers the question presented will also preclude our finding of plain error.” United States v. Al-Maliki, 787 F.3d 784, 795 (6th Cir. 2015). So without binding precedent for his appeal (to overcome plain error review), Bullard cannot show that his appellate counsel performed deficiently, or that he suffered prejudice, when his appellate counsel failed to appeal his career offender enhancement. Thus, Bullard’s ineffectiveness claim on the drug-mismatch argument fails under both prongs of Strickland.
We affirm the district court.
