JOSEPH STEPHENSON v. COMMISSIONER OF CORRECTION
(AC 43166)
Bright, C. J., and Moll and Suarez, Js.
Argued November 16, 2020-officially released March 16, 2021
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Syllabus
The petitioner, who had been convicted of burglary in the third degree, attempt to commit tampering with physical evidence and attempt to commit arson in the second degree, sought a writ of habeas corpus, claiming that the Commissioner of Correction and the Board of Pardons and Paroles violated and misapplied the parole eligibility statute (
Procedural History
Petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland, where the court, Newson, J., rendered judgment declining to issue a writ of habeas corpus; thereafter, the court denied the petition for certification to appeal, and the petitioner appealed to this court. Appeal dismissed.
Vishal K. Garg, for the appellant (petitioner).
Steven R. Strom, assistant attorney general, with whom, on the brief were William Tong, attorney general, and Clare Kindall, solicitor general, for the appellee (respondent).
Opinion
Our Supreme Court set forth the following facts in the petitioner‘s direct appeal from his conviction. “A silent alarm at the [Superior Court for the judicial district of Stamford-Norwalk, geographical area number twenty, located in Norwalk] was triggered at around 11 p.m. on Sunday, March 3, 2013, when the [petitioner] entered the state‘s attorney‘s office by breaking a window on the building‘s eastern side. Although the police were able
“Various other components of the state‘s case against the [petitioner] warrant only a brief summary. The day after the break-in, the [petitioner] called the public defender‘s office at the Norwalk courthouse to ask whether the courthouse was open and whether he was required to come in that day. The state also submitted evidence showing that the [petitioner] drove a 2002 Land Rover Freelander with an aftermarket push bumper, a roof rack, and a broken tail light, and that surveillance videos from the area showed a similar vehicle driving by the courthouse repeatedly in the hours leading up to the break-in. Finally, the state submitted recordings of various telephone calls the [petitioner] made after he had been taken into custody as a result of his conviction on the criminal charges previously pending against him in Norwalk. During one such telephone call, the [petitioner] asked his brother, Christopher Stephenson, to get rid of ‘bottles of things’ for a heater, speculated about how the police located the vehicle, and attempted to arrange an alibi.” (Footnote omitted.) State v. Stephenson, Conn. , A.3d (2020).2
In connection with the events of March, 2013, the petitioner was arrested on March 21, 2014. On October 28, 2016, following a jury trial, the petitioner was convicted of burglary in the third degree in violation of
Appended to the petition was a document entitled “Petition for Writ of Habeas Corpus” in which the petitioner alleged additional facts.4 The appended document contained the following relevant allegations. After the petitioner had been sentenced and committed to the custody of the commissioner, the board informed him that, pursuant to § 54-125a, his conviction for attempted arson in the second degree rendered him ineligible for parole until he had served 85 percent of his definite sentence.5 The board‘s decision was predicated on a “schedule” generated by the board listing “‘85 [percent]‘” designated offenses, including arson in the second degree, and a “brochure” providing that any individual convicted of, inter alia, attempt to commit any of the “‘85 [percent]‘” designated offenses would be ineligible for parole prior to completing 85 percent of his or her definite sentence. According to the petitioner, none of the crimes of which he was convicted was listed or specified in § 54-125a, or involved “the use, attempted use or [threatened] use of physical force against another person” as set forth in § 54-125a (b) (2) (B), and, as a result, “[the commissioner and the board] ha[d] abused their discretion, misapplied, overbroadened the scope and plain meaning and language of [§ 54-125a], to illegally violate [the] petitioner‘s due process and liberty interest rights under [a]rticle [f]irst, [§§ 1, 8, and 20] of the constitution of the state of Connecticut as well as the United [States] constitution. By classifying [the] petitioner as a ‘violent’ offender subject to 85 [percent] designation for parole eligibility, whereas the plain meaning and language of the law does not so allow or [prescribe], [the commissioner and the board] ha[d] prejudiced [the] petitioner‘s liberty interest [and] constitutional rights and caused [the] petitioner to suffer adverse collateral consequences. Such harm include[d] an increase in punishment with a longer period of incarceration than allowed under the plain meaning of the parole eligibility statute and per the intent of the legislature in enacting said statute. Also, [the] petitioner ha[d] been classified to a higher risk level for [the] application of penological goals. [The] petitioner also . . . had to endure the stigma of being publicly [labeled] as a ‘violent offender’ for past, present and future disparate treatment.” (Emphasis omitted.)
As relief, the petitioner requested, inter alia, orders requiring the commissioner and the board (1) to recalculate his parole eligibility date such that he would be eligible for parole when serving 50 percent, or less, of his definite sentence, (2) to “cease and desist” from continuing to classify him as a violent offender when such a classification was improper pursuant to § 54-125a, and (3) to “cease and desist” from violating, expanding the scope of, and misapplying § 54-125a.6
I
We first turn to the petitioner‘s claim that the habeas court abused its discretion in denying his petition for certification to appeal from the court‘s judgment declining to issue the writ of habeas corpus. We disagree.
“As our Supreme Court has explained, one of the goals our legislature intended by enacting this statute was to limit the number of appeals filed in criminal cases and hasten the final conclusion of the criminal justice process. . . . [T]he legislature intended to discourage frivolous habeas appeals. . . . [Section] 52-470 (b) acts as a limitation on the scope of review, and not the jurisdiction, of the appellate tribunal. . . .
“Faced with a habeas court‘s denial of a petition for certification to appeal, a petitioner can obtain appellate review of the [disposition] of his [or her] petition for habeas corpus only by satisfying the two-pronged test enunciated by our Supreme Court in Simms v. Warden, 229 Conn. 178, 640 A.2d 601 (1994), and adopted in Simms v. Warden, 230 Conn. 608, 612, 646 A.2d 126 (1994). First, he [or she] must demonstrate that the denial of his [or her] petition for certification constituted an abuse of discretion. . . . Second, if the petitioner can show an abuse of discretion, he [or she] must then prove that the decision of the habeas court should be reversed on its merits. . . .
“To prove an abuse of discretion, the petitioner must demonstrate that the [resolution of the underlying claim involves issues that are debatable among jurists of reason; that a court could resolve the issues [in a different manner]; or that the questions are adequate to deserve encouragement to proceed further. . . .
“In determining whether the habeas court abused its discretion in denying the petitioner‘s request for certification,
For the reasons set forth in part II of this opinion, we conclude that the petitioner has failed to demonstrate that (1) his claims are debatable among jurists of reason, (2) a court could resolve the issues in a different manner, or (3) the questions are adequate to deserve encouragement to proceed further. Thus, we conclude that the habeas court did not abuse its discretion in denying the petition for certification to appeal.
II
Turning to the merits of the petitioner‘s substantive claim, the petitioner asserts that the habeas court improperly declined to issue the writ of habeas corpus. Specifically, the petitioner contends that the allegations in the petition sufficiently alleged a claim under the stigma plus test and, therefore, sufficiently alleged a cognizable liberty interest invoking the subject matter jurisdiction of the court. This claim is unavailing.
The following legal principles and standard of review govern our review of the petitioner‘s claim. Initially, as to the procedural posture of the present case, we note that the court declined to issue the writ of habeas corpus pursuant to Practice Book § 23-24. As our Supreme Court explained in Gilchrist v. Commissioner of Correction, 334 Conn. 548, 223 A.3d 368 (2020), “[§] 23-24 reverses the usual sequence followed in the ordinary civil case; the habeas petition first is filed with the [habeas] court, and the writ issues and service of process occurs only if the court determines, after a preliminary review of the petition, that the petition pleads a nonfrivolous claim within the court‘s jurisdiction upon which relief can be granted.” Id., 557. “[T]he screening function of . . . § 23-24 plays an important role in habeas corpus proceedings, but it is intended only to weed out obviously and unequivocally defective petitions, and we emphasize that [b]oth statute and case law evince a strong presumption that a petitioner for a writ of habeas corpus is entitled to present evidence in support of his [or her] claims. . . . Screening petitions prior to the issuance of the writ is intended to conserve judicial resources by eliminating obviously defective petitions; it is not meant to close the doors of the habeas court to justiciable claims. Special considerations ordinarily obtain when a petitioner has proceeded pro se. . . . [I]n such a case, courts should review habeas petitions with a lenient eye, allowing borderline cases to proceed. . . . The justification for this policy is apparent. If the writ of habeas corpus is to continue to have meaningful purpose, it must be accessible not only to those with a strong legal background or the financial means to retain counsel, but also to the mass of uneducated, unrepresented prisoners. . . . Thus, when borderline cases are detected in the preliminary review under § 23-24, the habeas court should issue the writ and appoint counsel so that any potential deficiencies can be addressed in the regular course after the proceeding has commenced.” (Citations
“[I]n order to invoke successfully the jurisdiction of the habeas court, a petitioner must allege an interest sufficient to give rise to habeas relief. . . . We have long held that because [a] determination regarding a trial court‘s subject matter jurisdiction is a question of law, our review is plenary.” (Internal quotation marks omitted.) Whistnant v. Commissioner of Correction, 199 Conn. App. 406, 420, 236 A.3d 276 (2020).
Resolving the petitioner‘s claim requires us to review the allegations contained in his petition for a writ of habeas corpus, which he filed as a self-represented party. “[I]t is the established policy of the Connecticut courts to be solicitous of pro se litigants and when it does not interfere with the rights of other parties to construe the rules of practice liberally in favor of the pro se party. . . . However, [t]he petition for a writ of habeas corpus is essentially a pleading and, as such, it should conform generally to a complaint in a civil action. . . . The principle that a plaintiff may rely only upon what he [or she] has alleged is basic. . . . It is fundamental in our law that the right of a plaintiff to recover is limited to the allegations of his [or her] complaint. . . . While the habeas court has considerable discretion to frame a remedy that is commensurate with the scope of the established constitutional violations . . . it does not have the discretion to look beyond the pleadings . . . to decide claims not raised.” (Citation omitted; internal quotation marks omitted.) Vitale v. Commissioner of Correction, 178 Conn. App. 844, 850-51, 178 A.3d 418 (2017). “In addition, while courts should not construe pleadings narrowly and technically, courts also cannot contort pleadings in such a way so as to strain the bounds of rational comprehension.” (Internal quotation marks omitted.) Whistnant v. Commissioner of Correction, supra, 199 Conn. App. 418 n.9. “[W]e take the facts to be those alleged in the petition, including those facts necessarily implied from the allegations, construing them in favor of the petitioner for purposes of deciding whether the court has subject matter jurisdiction.” (Internal quotation marks omitted.) Green v. Commissioner of Correction, 184 Conn. App. 76, 85-86, 194 A.3d 857 (2018).
“‘Liberty interests protected by the [f]ourteenth [a]mendment may arise from two sources-the [d]ue [p]rocess [c]lause itself and the laws of the [s]tates.’ . . . State v. Matos, 240 Conn. 743, 749, 694 A.2d 775 (1997). ‘A liberty interest may arise from the [c]onstitution itself, by reason of guarantees implicit in the word “liberty,” see, e.g., Vitek v. Jones, 445 U.S. 480, [493-94], 100 S. Ct. 1254, 63 L. Ed. 2d 552 (1980) (liberty interest in avoiding involuntary psychiatric treatment and transfer to mental institution), or it may arise from an expectation or interest created by state laws or policies, see, e.g., Wolff v. McDonnell, 418 U.S. 539, [556-58], 94 S. Ct. 2963, 41 L. Ed. 2d 935 (1974) (liberty interest in avoiding withdrawal of state-created system of good-time credits); Wilkinson v. Austin, 545 U.S. 209, 221, 125 S. Ct. 2384, 162 L. Ed. 2d 174 (2005).’ Wright v. Commissioner of Correction, 201 Conn. App. 339, 346-47, 242 A.3d 756 (2020).”
In Anthony A. v. Commissioner of Correction, supra, 326 Conn. 668, our Supreme Court adopted the stigma plus test used in federal courts to determine whether the petitioner had alleged
In the present case, the petitioner maintains that, in his petition, he sufficiently alleged a claim under the stigma plus test, and, therefore, he sufficiently alleged a cognizable liberty interest. We disagree and conclude that the habeas court lacked subject matter jurisdiction over the petition for two independent reasons.
First, construing the allegations in favor of the petitioner, we do not read the petition to assert a claim under the stigma plus test; rather, at its crux, the petition constitutes an attempt by the petitioner to advance his parole eligibility such that he would be eligible for parole after serving 50 percent of his definite sentence under
Second, even assuming arguendo that a habeas petitioner could state, as a matter of law, a viable stigma plus claim on the basis of his or her classification as a violent offender and that the petitioner attempted to raise such a claim in his petition,11 we conclude that the allegations in the petition do not sufficiently allege a stigma plus claim. To plead a stigma plus claim, a petitioner must allege facts demonstrating that a classification “was wrongful and stigmatized the petitioner, and that the consequences suffered by the petitioner were ‘qualitatively different’ from the punishments usually suffered by prisoners, so that they constituted a major change in the conditions of confinement amounting to a grievous loss.” Anthony A. v. Commissioner of Correction, supra, 326 Conn. 681. In the present case, at a minimum, the petitioner failed to sufficiently allege facts satisfying the “plus” portion of the stigma plus test.12
As our Supreme Court explained in Anthony A., “[a] recent decision of the United States Supreme Court highlights the difficulty of determining what constitutes a qualitative difference or major
A careful review of the petition reveals that the only consequences alleged by the petitioner that stemmed from his classification as a violent offender were (1) “an increase in punishment with a longer period of incarceration than allowed under the plain meaning of the parole eligibility statute and per the intent of the legislature in enacting said statute” and (2) the petitioner being “classified to a higher risk level for [the] application of penological goals.” We do not construe these conclusory allegations as identifying consequences that were “‘qualitatively different’ from the punishments usually suffered by prisoners, so that they constituted a major change in the conditions of confine-ment amounting to a grievous loss.” Anthony A. v. Commissioner of Correction, supra, 326 Conn. 681; see Vitale v. Commissioner of Correction, supra, 178 Conn. App. 870-71 (petitioner‘s allegations “imply[ing] that he was subject to a condition of parole imposed and/or monitored by a special sex offender unit” were insufficient to satisfy “plus” portion of stigma plus test); cf. Anthony A. v. Commissioner of Correction, supra, 326 Conn. 686 (petitioner‘s allegation that he was required to participate in sex offender treatment or risk losing certain benefits satisfied “plus” portion of stigma plus test). Having failed to sufficiently allege a stigma plus claim, the petitioner has not sufficiently alleged a cognizable liberty interest over which the habeas court had subject matter jurisdiction. See, e.g., Vitale v. Commissioner of Correction, supra, 871 (“[b]ecause the petitioner has satisfied neither factor of the stigma plus test, we conclude that he has failed to allege sufficient facts to assert a cognizable liberty interest that affords jurisdiction to the habeas court over his claim“).
We are mindful of our Supreme Court‘s instruction that Practice Book § 23-24 “is intended only to weed out obviously and unequivocally defective petitions,” that there is “a strong presumption that a petitioner for a writ of habeas corpus is entitled to present evidence in support of his [or her] claims,” and that, in cases involving self-represented petitioners, “courts should review habeas petitions with a lenient eye, allowing borderline cases to proceed.” (Internal quotation marks omitted.) Gilchrist v. Commissioner of Correction, supra, 334 Conn. 560. We conclude that the petition in the present case falls within the category of those petitions that are “obviously and unequivocally defective.” Id. The petitioner failed to sufficiently allege a cognizable liberty interest invoking the subject matter
The appeal is dismissed.
In this opinion the other judges concurred.
