JAMES STAUROVSKY v. CITY OF MILFORD POLICE DEPARTMENT ET AL.
(AC 37670)
Appellate Court of Connecticut
Argued January 4—officially released March 29, 2016
DiPentima, C. J., and Gruendel and Keller, Js.*
(Appeal from the Workers’ Compensation Review Board.)
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David J. Morrissey, for the appellee (plaintiff).
Opinion
Relevant to this appeal are the following facts found by the commissioner, as recounted in the board’s decision. When the plaintiff was hired by the department, he passed a physical examination that did not reveal any evidence of heart disease or hypertension. The plaintiff thereafter ‘‘was employed by the [department] from October 5, 1987 to February 17, 2012, when he retired under a years of service pension. [His] last day of work was February 2, 2012, and he utilized unused vacation time to extend his service until February 17, 2012. On February 13, 2012, he started a new job as a campus police officer for Sacred Heart University. On February 24, 2012, the [plaintiff] sustained a myocardial infarction2 while shoveling snow in his driveway. He was transported to St. Vincent’s Hospital and had a stent inserted, and later underwent bypass surgery on April 9, 2012. The angiogram performed the day of the myocardial infarction indicated the [plaintiff] had severe coronary artery disease that affected four major arteries. The [plaintiff] testified that during his career with the [department] he had never been told by a physician that he had heart disease or hypertension and was not aware he had heart disease in January of 2012. . . . He also testified that he had never been disabled from working during his career with the [department] due to heart disease or hypertension.
‘‘The [plaintiff’s] cardiologist testified via a deposition. Dr. Victor Mejia testified that the [рlaintiff’s] coronary artery disease was a chronic disease that developed over a period of years. The [plaintiff] suffered from heart disease not only on the date of his myocardial infarction but also on January 30, 2012, his claimed date of injury. Dr. Mejia opined that it was reasonably medically probable that the percentage of the [plaintiff’s] blockages had not changed dramatically after the date the [plaintiff] left his employment with the [department], as it was reasonable and probable the disease developed over a period of years. The [plaintiff’s] heart disease was a substantial factor in his myocardial infarction, as was the stress of snow shoveling. Dr. Mejia was unaware of
‘‘The [plaintiff] testified that he had concerns as to possibly having coronary artery disease in 2003, as it runs in his family. After discussion with a primary care doctor, the [plaintiff] was examined by Dr. Clifford Kramer, a cardiologist, on July 28, 2003. Dr. Kramer reported recommending a diet and exercise program for the [plaintiff], finding his lipid profile acceptable, and directed that the [plaintiff] undergo a stress test. The [plaintiff] underwent a stress test on August 19, 2003, that Dr. Kramer read as ‘clinically and electrocardiographically negative.’ . . .
‘‘Based on these facts, the [commissioner] concluded in the Findings and Orders issued January 6, 2014, that the [plaintiff] was credible and persuasive. She found he was neither diagnosed nor treated for coronary artery disease until February 24, 2012, [and] therefore the notice of claim for
‘‘Both parties filed postjudgment motions subsequent to the January 6, 2014 Findings and Orders. The [plaintiff] filed a motion for reconsideration on January 15, 2014, asserting that the [commissioner] had improperly applied the law in the present case, and that, pursuant to Arborio v. Windham Police Dept., [103 Conn. App. 172, 928 A.2d 616 (2007)] the [plaintiff] nеed not sustain a disability while a police officer or firefighter to have a viable claim for
‘‘G. The [plaintiff] suffered a condition or impairment of health due to heart disease on January 30, 2012. . . .
‘‘H. The [plaintiff’s] longstanding heart disease was a significant contributing factor in causing his heart attack.
‘‘I. Despite the fact that the [plaintiff] was not disabled from his work as a police officer with the [department] due to his coronary artery disease (or due to the February 24, 2012 myocardial infarction) in January, 2012, he had developed a condition during his tenure as a police officer with the [department] that could spawn a claim for monetary benefits in the future.
‘‘K. The [plaintiff] is entitled to all benefits under [§]
‘‘The [defendants] filed a motion to correct seeking findings that the [plaintiff] had been advised in 2003 as to coronary artery disease and had been directed to make lifestyle changes. The [motion] also sought to add a conclusion that since the [plaintiff] had a statutory obligation to file a
The defendants thereafter filed a petition for review of the commissioner’s decision with the board. The board conducted a hearing on that petition on September 26, 2014. In its subsequent decision, the board affirmed the decision of the commissioner in all respects, and this appeal followed.
As a preliminary matter, we note that ‘‘[t]he principles that govern our standard of review in workers’ compensation appeals are well established. . . . The board sits as an appellate tribunal reviewing the decision of the commissioner. . . . [T]he review . . . of an appeal from the commissioner is not a de novo hearing of the facts. . . . [T]he power and duty of determining the facts rests on the commissioner . . . . [T]he commissioner is the sole arbiter of the weight of the evidence and the credibility of witnesses. . . . Where the subordinate facts allow for diverse inferences, the commissioner’s selection of the inference to be drawn must stand unless it is based on an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them. . . .
‘‘This court’s review of decisions of the board is similarly limited. . . . The conclusions drawn by [the commissioner] from the facts found must stand unless they result from an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them. . . . [W]e must interpret [the commissioner’s finding] with the goal of sustaining that conclusion in light of all of the other supporting evidence. . . . Once the commissioner makes a factual finding, [we are] bound by that finding if there is evidence in the record to support it.’’ (Internal quotation marks omitted.) Baron v. Genlyte Thomas Group, LLC, 132 Conn. App. 794, 799–800, 34 A.3d 423, cert. denied, 303 Conn. 939, 37 A.3d 155 (2012).
At the same time, ‘‘[c]ases that present pure questions of law . . . invoke a broader standard of review than is ordinarily involved in deciding whether, in light of the evidence, the agency has acted unreasonably, arbitrarily, illegally or in abuse of its discretion. . . . We have determined, therefore, that the traditional deference accorded tо an agency’s interpretation of a statutory term is unwarranted when the construction of a statute . . . has not previously been subjected to judicial scrutiny [or to] . . . a governmental agency’s time-tested interpretation . . . .’’ (Internal quotation marks omitted.) Chambers v. Electric Boat Corp., 283 Conn. 840, 844, 930 A.2d 653 (2007). Our review in such instances is plenary. Id.
I
Because it implicates the jurisdiction of the commissioner to entertain the plaintiff’s claim, we first address the defendants’ contention that the board incorrectly
Under Connecticut law, claims for heart disease and hypertension benefits filed pursuant to
App. 665, 670, 50 A.3d 901 (2012).
As this court recently observed, ‘‘[i]n Ciarlelli, our Supreme Court clarified the standard for assessing when the one year limitation period provided by
In cases subsequent to Ciarlelli, our appellate courts have applied that interpretation of
Particularly pertinent to the present appeal is Conroy v. Stamford, supra, 161 Conn. App. 691. In that case, the commissioner determined that ‘‘because the [plaintiff] was not formally diagnosed with hypertension until January 6, 2012 . . . [his] notice of claim for benefits pursuant to
That precedent is dispositive of the defendants’ claim. Although the plaintiff in the present case consulted with a cardiologist in 2003, due to concerns about his family’s history of coronary artery disease, that cardiologist did not inform him of a heart disease or hypertension diagnosis. See Ciarlelli v. Hamden, supra, 299 Conn. 300. To the contrary, the cardiologist informed the plaintiff that his lipid profile was acceptable and that the results of a stress test were ‘‘clinically and electrocardiographically negative.’’ Although it is undisputed that the cardiologist at that time recommended a diet and exercise program for the plaintiff, our Supreme Court in Ciarlelli emphasized that ‘‘еvidence that an employee merely knew of past elevated blood pressure readings, or was advised by his or her physician to make certain lifestyle changes in response thereto, is not sufficient to trigger the limitation period in the absence of evidence that the employee formally had been diagnosed with hypertension by a medical professional and advised of that diagnosis.’’ Ciarlelli v. Hamden, supra, 301. In the present case, the plaintiff testified that the cardiologist never diagnosed him with any heart related ailment. The commissioner expressly credited that testimony, as was her exclusive prerogative as the trier of fact. See Ayna v. Graebel/CT Movers, Inc., 133 Conn. App. 65, 71, 33 A.3d 832 (commissioner possesses sole discretion to determine credibility of witnesses), cert. denied, 304 Conn. 905, 38 A.3d 1201 (2012); Mele v. Hartford, 118 Conn. App. 104, 107, 983 A.2d 277 (2009) (commissioner is sole arbiter of weight of evidence and credibility of witnesses). Furthermore, unlike Roohr v. Cromwell, supra, 302 Conn. 770, there is no testimonial or documentary evidence in the record indicating that the cardiоlogist apprised the plaintiff of such a diagnosis. Accordingly, we conclude that the totality of the circumstances surrounding his 2003 consultation with that cardiologist does not support the conclusion that the plaintiff received a heart disease or hypertension diagnosis at that time.
Rather, the relevant findings of the commissioner, which are substantiated by the evidentiary record before us, indicate that the plaintiff first was informed of such a diagnosis on February 24, 2012. On that date, the plaintiff suffered a myocardial infarction and had an angiogram performed, which confirmed that he had severe coronary artery disease affecting four major arteries. Because the plaintiff filed his form 30C4 less than one month later, it was timely under
II
The defendants also claim that the board improperly affirmed the commissioner’s conclusion that the plaintiff had established a compensable claim under
A
In claiming that the plaintiff has not established a compensable claim under
Before considering the vitality of Gorman, some additional context is necessary. ‘‘The statute concerning heart disease and hypertension was originally drafted as part of the Workers’ Compensation Act [
Section
As our Supreme Court has explained,
1
This case concerns the applicability of that special compensation statute to a claimant who does not suffer any impairment caused by hypertension or heart disease while employed as a police officer that results in death or disability, but rather first suffers such an impairment following his retirement from the pоlice department. Although numerous are the appellate decisions addressing
Our research reveals only one instance in which the distinct issue before us has been presented to, and decided by, an appellate court of this state.5 In Gorman v. Waterbury, supra, 4 Conn. App. 230, the plaintiff’s husband ‘‘was employed for many years as a regular uniformed member of the Waterbury police department. He passed a pre-employment physical examination which revealed no evidence of heart disease or hypertension. He retired on October 30, 1971, primarily due to his failing vision. He suffered from a hypertensive
condition from 1967 until his death, which occurred on September 7, 1972, due to heart disease.’’ Significantly, ‘‘[t]he hypertension did not have any disabling effects on [the plaintiff’s husband] during his tenure as a police officer.’’ Id. For that reason, when the plaintiff sought benefits under
On appeal to this court, the plaintiff argued that ‘‘to qualify for benefits under [§
For that reason, this court concluded that ‘‘[t]he plaintiff’s husband did not meet the eligibility requirements of the statute. He suffered hypertension while he was a regular member of a paid municipal police department, fulfilling part of the statutory requirements. He did not, however, die or suffer any disability from the hypertensive condition while so employed, as the statute further requires. Under these facts, the plaintiff’s husband was not entitled to benefits under [§]
Gorman thus instructs that proof of heart disease or hypertension during a claimant’s period of employment as a police officer or firefighter alone is insufficient to satisfy the statutory criteria of
As our Supreme Court has noted, ‘‘case law dictates that we should be especially wary of overturning a decision that involves the construction of a statute. . . . When we construe a statute, we act not as plenary lawgivers but as surrogates for another policy maker, [that is] the legislature. In our role as surrogates, our only responsibility is to determine what the legislature, within constitutional limits, intended to do. Sometimes, when we have made such a determination, the legislature instructs us that we have misconstrued its intentions. We are bound by the instructions so provided. . . . More often, however, the legislature takes no further action to clarify its intentions. Time and again, we have characterized the failure of the legislature to take corrective action as manifesting the legislature’s acquiescence in our construction of a statute. . . . Once an appropriate interval to permit legislative reconsideration has passed without corrective legislative action, the inference of legislative acquiescence places a significant jurisprudential limitation on our own authority to reconsider the merits of our earlier decision.’’ (Internal quotation marks omitted.) Hummel v. Marten Transport, Ltd., 282 Conn. 477, 494–95, 923 A.2d 657 (2007); see also McDonough v. Connecticut Bank & Trust Co., 204 Conn. 104, 119, 527 A.2d 664 (1987) (‘‘[w]e presume that the legislature is aware of our interpretation of a statute, and that its subsequent nonaction may be understood as a validation of that interpretation’’).
That maxim informs our analysis in the present case. Gorman was decided by this court more than thirty years ago. Although our General Assembly has since amended
Furthermore, ‘‘it
2
The plaintiff nevertheless suggests that this court did exactly that in Arborio v. Windham Police Dept., supra, 103 Conn. App. 172.7 Before both the commissioner and the board, the plaintiff successfully argued that Arborio effectively overruled the construction of
Whereas Gorman concerned an issue of compensability under
Arborio thus is consonant with Gorman, insofar as those opinions both recognize that claimants must suffer some impairment or injury during the course of their employment as police officers or firefighters that result from their hypertension or heart disease. Arborio merely indicates that if a claimant suffers such impair-ment, that injury need not ripen into a final disability rating or death prior to the commencement of a claim with the commissioner pursuant to
What distinguishes Gorman from Arborio—and other cases in which claimants were deemed eligible for heart disease and hypertension benefits under
B
We therefore turn our attention to the commissioner’s ultimate determination
In her original findings and orders dated January 6, 2014, the commissioner credited the plaintiff’s testimony that ‘‘he was never disabled from working for the city of Milford during his time with the [department] due to heart disease or hypertension.’’ The commissioner also credited Mejia’s testimony that the plaintiff ‘‘suffered from heart disease not only on the date of his myocardial infarction, February 24, 2012, but also on January 30, 2012, his claimed date of injury’’; that he ‘‘is not aware of any symptom of coronary artery disease present in the [plaintiff] before February 24, 2012’’; and that he ‘‘has no evidence that the [plaintiff’s] heart functioning was impaired at all in January, 2012.’’ The commissioner thus concluded that although the plaintiff ‘‘suffered coronary artery diseаse while he was a regular member of the [department],’’ he ‘‘did not suffer any disability from that condition while so employed, as [§
Following the filing of the plaintiff’s motion for reconsideration, in which the plaintiff relied principally on this court’s decision in Arborio, the commissioner on April 7, 2014, entered her Amended Findings and Orders. Those amended findings incorporated by reference her previous findings (1) that the plaintiff was never disabled from working for the city of Milford during his time with the department due to heart disease or hypertension; (2) that Mejia was not aware of any symptom of heart disease present in the plaintiff prior to February 24, 2012; and (3) that Mejia had no evidence that the plaintiff’s heart functioning was impaired at all in January, 2012. Those findings all are substantiated by the administrative record before us. The commissioner nevertheless vacated her earlier finding that the plaintiff did not suffer any impairment caused by his heart disease while employed by the department. Instead, she concluded that the plaintiff ‘‘suffered a condition or impairment of health due to heart disease on January 30, 2012.’’
For two reasons, we conclude that this finding cannot stand. First, it lacks evidential support in the administrative record before us. Although Mejia testified, and the commissioner so found, that the plaintiff had heart disease in January, 2012, prior to his February 17, 2012 retirement, there simply is no evidence in the record indicating that the plaintiff suffered ‘‘any condition or impairment of health caused by’’ his heart disease that has resulted in death or disability while employed as a police officer, as
Second, the commissioner’s ultimate conclusion, and the board’s subsequent affirmance thereof, suffers the same infirmity as the position advanced by the plaintiff widow in Gorman, insofar as it presumes thаt the existence of heart disease itself is sufficient to satisfy the statutory imperative of
In neither the proceedings before the commissioner nor this appeal has the plaintiff claimed that he suffered any condition or impairment of health caused by his heart disease that has resulted in death or disability during his tenure as a police officer with the department.9 Furthermore, the administrative record before us lacks any evidence so indicating. That record instead indicates that the plaintiff first suffered an impairment of health caused by his heart disease on February 24, 2012, when he suffered a heart attack while shoveling snow. That impairment arose after the plaintiff had retired from his employment as a police officer with the department. Bound by the precedent set in Gorman, we therefore conclude that the board improperly affirmed the commissioner’s determination that the plaintiff had established a compensable claim for heart disease and hypertension benefits pursuant to
The decision of the Workers’ Compensation Review Board is reversed and the case is remanded to the board with direction to sustain the defendants’ appeal.
In this opinion the other judges concurred.
* The listing of judges reflects their seniority status on this court as of the date of oral argument.
