STATE OF CONNECTICUT v. AKOV ORTIZ
(SC 18946)
Supreme Court of Connecticut
Argued January 13—officially released July 15, 2014
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Robinson, Js.
Pamela S. Nagy, assigned counsel, for the appellant (defendant).
Michele C. Lukban, senior assistant state’s attorney, with whom, on the brief, were Peter A. McShane, state’s attorney, and Timothy J. Liston, former state’s attorney, for the appellee (state).
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Opinion
ZARELLA, J. The defendant, Akov Ortiz, appeals, following our grant of certification, from the judgment of the Appellate Court, which affirmed his conviction, rendered after a jury trial, of tampering with a witness in violation of
We agree with the defendant that
‘‘The jury reasonably could have found the following facts from the evidence presented. On April 14, 1997, a burglary occurred at a residence located on Plains Road in [the town of] Haddam. During the course of the burglary, eight guns and a hunting knife were stolen. On April 17, 1997, the defendant told Louis Labbadia that he had committed the burglary. Labbadia reported this information to the police the same day.
‘‘In July, 1998, the defendant went to the home of Labbadia’s fiance´e, Robin Bonita, in [the city of] Middle-
Thereafter, the police considered the defendant a ‘‘principal suspect’’ in Labbadia’s murder. As a result, the police contacted Quinn, who, at the time, did not provide the police with any useful information. Nonetheless, a few days after Labbadia’s remains were found, Quinn informed the defendant that she was in contact with the police and did not want to be involved with the defendant because she thought he might have been involved in Labbadia’s murder.
About one week later, on April 1, 1999, Officer Stephen G. Augeri and Detective Rick Spencer of the Middletown Police Department received a complaint that there was an intoxicated person on the Arrigoni Bridge in Middletown. The officers discovered the defendant, intoxicated, on the bridge upon arrival at the scene. The defendant appeared ‘‘[d]istraught’’ and ‘‘upset,’’ and, after seeing the officers, told them ‘‘to stay back or he would jump.’’ The defendant informed the officers that he ‘‘was tired of being accused of things, of something he didn’t do, and that anytime anything big ever happen[ed] in Middletown, he [was] blamed for it.’’ Specifically, the defendant stated that he ‘‘had heard that there were warrants for his arrest out through the Middletown Police Department’’ and that ‘‘the Middletown police [were] trying to kill [him].’’ He also stated that he ‘‘had already attempted to kill himself earlier in the day by slitting his wrist,’’ and Augeri noticed that the defendant had a cut on his left wrist. Notably, while on the bridge, the defendant asked to speak with Detective Charles Jacobucci of the Middletown Police Department, one of the detectives assigned to the Labbadia murder investigation, in order to ‘‘to clear things up.’’
The defendant ultimately agreed to climb back over the bridge railing and to go to the hospital with the officers for an emergency psychological evaluation. At the hospital, the defendant spoke to Officer Scott Aresco of the Middletown Police Department, one of the investigators working on the Labbadia murder case, about Labbadia. The defendant appeared very nervous. The defendant told Aresco that he ‘‘was tired of being accused of something he didn’t do’’ and that he ‘‘was hearing that the police were accusing him of killing . . . Labbadia.’’ The defendant also stated that Labbadia ‘‘gave a statement against him [in a criminal investigation concerning the burglary in Haddam], which he was supposed to [recant]. He was supposed to go to court and talk on [the defendant’s] behalf.’’ The defendant informed Aresco that he ‘‘was never in the area where . . . Labbadia’s remains were found.’’
On April 28, 1999, Jacobucci met with the defendant at the police station. At the outset, Jacobucci informed the defendant that ‘‘he was not in any trouble and [that]
In the following months, the defendant knew that Quinn was speaking with the police. ‘‘On June 13, 1999, the defendant went to [Quinn’s] home . . . and knocked on her window. The defendant told Quinn that he had killed Labbadia by stabbing him with a knife. The defendant also told Quinn that he had dragged the body into a wooded area and disposed of the knife by throwing it in a river. The defendant indicated that, were it not for his conversation with Bonita, Labbadia would still be alive.’’2 State v. Ortiz, supra, 133 Conn. App. 120. Quinn informed the defendant that he would be in trouble if he were caught around her house because she had been speaking with the police. After the defendant had left, ‘‘Quinn wrote down what the defendant had told her and showed these notes to her mother the following day. Shortly thereafter, this information was conveyed to [the] police.
‘‘On August 7, 1999, the defendant again went to Quinn’s home. The defendant showed Quinn ‘a small handgun’ and asked her to come outside. Quinn then exited the residence through her bedroom window. The defendant told Quinn that he had the gun for ‘insurance’ if she told ‘the cops about what he said about [Labbadia].’ The defendant said that if Quinn spoke to the police ‘[her] house was going to go up in smoke . . . .’ The defendant stated that he knew where Quinn’s grandparents lived. The defendant told Quinn that he was going to ‘put [her down] on [her] knees, put the gun to [her] head and scare [her] straight.’ ’’ (Footnote omitted.) Id., 120–21. The defendant and Quinn discussed the fact that the murder weapon had not been found, although it is unclear which party informed the other of this information. Quinn subsequently informed the police of these events.
‘‘At 10:30 p.m. on August 10, 1999, the defendant called Quinn to arrange a meeting at a school near Quinn’s home. Quinn told her mother about the call, and her mother notified the police. [At approximately] 12:30 a.m. on August 11, 1999, the police apprehended the defendant at the school.’’ Id., 121.
The defendant was charged with threatening, tampering with a witness, criminal trespass in the first degree, and carrying a pistol without a permit.3 A jury found the defendant not guilty of threatening but guilty of the other charges.4
The defendant appealed from the judgment of convic-
The defendant then appealed to this court, and we granted his petition for certification limited to two questions: First, ‘‘[s]hould this court overrule State v. Pommer, [supra] 110 Conn. App. 608 . . . which holds that the act of preventing someone from giving a statement to the police falls within the witness tampering statute . . .
With respect to the first certified question, the defendant claims that the plain language of
We conclude that, consistent with our decision in State v. Cavallo, supra, 200 Conn. 664, a jury may consider a defendant’s attempt to prevent an individual from giving a statement to the police as evidence of his intent to influence the testimony of that individual at a future official proceeding. This conclusion is limited, of course, by the statutory requirements that (1) the defendant believe an official proceeding has been or is about to be instituted, and (2) the individual probably will be called to testify at that proceeding. In viewing the evidence in the light most favorable to sustaining the verdict, we conclude that the jury in the present case reasonably could have found that the defendant believed an official proceeding was about to be instituted and that the defendant intended to induce Quinn not to testify or to withhold testimony at that proceeding. Accordingly, we affirm the judgment of the Appellate Court.
I
We begin with the first certified question, which requires us to determine whether attempts to prevent individuals from speaking with the police fall within the scope of
The present case requires us to interpret
The defendant argues that
In Cavallo, the defendant, John Cavallo, then a police officer, often drank alcohol with a seventeen year old woman in his police cruiser. Id., 665. This conduct led to Cavallo’s discharge from the police force. Id. Cavallo denied the allegations, however, and, ‘‘through his union representative, notified the [police] department [for which he worked] that he intended to bring the matter to arbitration.’’ Id. Cavallo then told the woman that, ‘‘if investigators questioned her about their rela-
When police investigators eventually questioned the woman, ‘‘she claimed that she had never been in [Cavallo’s] police cruiser and that [Cavallo] was guilty of no misconduct.’’ Id., 666. Cavallo then called the woman to determine whether she had disclosed ‘‘any incriminating information’’ to the police investigators. Id. Approximately two weeks later, Cavallo initiated arbitration proceedings. See id. Despite her earlier, false statement, the woman subsequently informed the police investigators about her visits with Cavallo in his police cruiser and Cavallo’s attempts to persuade her to deny these activities. Id.
Cavallo claimed on appeal that
With respect to the evidentiary sufficiency issue, the court concluded that the jury reasonably could have found Cavallo guilty of violating
The unspoken, but logical, step in this analysis is that a jury reasonably could infer the requisite intent to induce the woman to lie at the arbitration hearing from, inter alia, Cavallo’s attempt to induce her to lie to police
The Appellate Court followed this reasoning in State v. Pommer, supra, 110 Conn. App. 619–20, and State v. Higgins, 74 Conn. App. 473, 483–85, 811 A.2d 765, cert. denied, 262 Conn. 950, 817 A.2d 110 (2003). Although the defendant and the state suggest that Pommer extended
Pommer appealed to the Appellate Court, claiming, inter alia, that there was insufficient evidence for the jury to find that he had tampered with a witness. See id. The Appellate Court disagreed, concluding, with respect to the requirement that the defendant intend for the witness to testify falsely, that ‘‘[t]he jury reasonably could have inferred that [Pommer’s] slang expression
The defendant also contends that, because
First, the omission of the word ‘‘investigation’’ does not mean that statements made during an investigation are excluded because the application of the statute does not depend on the actual stage of police involvement. Instead,
The phrase ‘‘about to be instituted’’ in
Thus, the omission of the term ‘‘investigation’’ from
We also note that the Model Penal Code does not define the term ‘‘witness,’’ whereas our statutory definition of the term is broad.
In sum, the jury may consider the defendant’s attempt to prevent a potential witness from speaking with the police as evidence of his intent to induce the witness to engage in conduct prohibited by
II
We next consider whether the evidence in the present case was sufficient to permit the jury to reach a guilty verdict with respect to the witness tampering charge. The defendant argues that there is no evidence indicating that (1) he believed an official proceeding was about to be instituted, and (2) he threatened Quinn with the intent to induce her to withhold testimony at a criminal trial. We disagree.
When reviewing a sufficiency of the evidence claim, ‘‘we do not attempt to weigh the credibility of the evidence offered at trial, nor do we purport to substitute our judgment for that of the jury. Instead, our review consists of a two-step process in which we construe the evidence presented at trial in a light most favorable to sustaining the verdict . . . and then determine whether the jury could reasonably have found, [on the basis of] the facts established and the inferences reasonably drawn therefrom, that the cumulative effect of the evidence established guilt beyond a reasonable doubt.’’
First, there was substantial evidence on which the jury could have relied to find that the defendant believed an official proceeding would probably occur. The defendant confessed to at least two individuals that he had killed someone. He knew that one of those individuals, Quinn, was in contact with the police. In fact, the defendant himself had been in contact with the police on two occasions. After Labbadia’s remains were found, the defendant exhibited suicidal behavior and repeatedly requested to speak to an investigator who was working on the Labbadia murder case. He stated to Middletown police officers that he ‘‘had heard there were warrants for his arrest out through the Middletown Police Department’’ and that ‘‘the Middletown police [were] trying to kill [him].’’ This behavior indicates that the defendant believed that an official proceeding probably would be instituted, regardless of whether Quinn informed the police about the defendant’s confession.11
In addition, the jury reasonably could have found that the defendant intended to induce Quinn to testify falsely or withhold testimony at an official proceeding. The defendant arrived at Quinn’s home with a gun and ‘‘told Quinn that he had the gun for ‘insurance’ if she told ‘the cops about what he said about [Labbadia].’ The defendant said that if Quinn spoke to the police ‘[her] house was going to go up in smoke . . . .’ ’’ State v. Ortiz, supra, 133 Conn. App. 121. In fact, the defendant had confessed to Quinn that he had murdered Labbadia for almost identical reasons. A jury could infer that the defendant intended the natural consequences of this threat—that she not only withhold information from the police but also withhold testimony or provide false testimony at a future official proceeding. As in Cavallo, it is difficult to imagine a situation in which the defendant, believing that an official proceeding would occur at which Quinn would probably testify, would seek to prevent Quinn from speaking to the police about his confession but would not intend for her to lie at the future criminal trial.
Thus, considering the evidence in the light most favorable to sustaining the verdict, we conclude that the jury reasonably could have found that the cumulative effect of the evidence established the defendant’s guilt, with respect to the charge of tampering with a witness, beyond a reasonable doubt.
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
‘‘(a) testify or inform falsely; or
‘‘(b) withhold any testimony, information, document or thing; or
‘‘(c) elude legal process summoning him to testify or supply evidence; or
‘‘(d) absent himself from any proceeding or investigation to which he has been legally summoned.’’
