State v. BrownState v. Brown
STATE of Washington, Respondent and Cross Appellant,
v.
Alfred Earle BROWN, Appellant.
Court of Appeals of Washington, Division 3.
*1286 David L. Donnan, Thomas Michael Kummerow, Washington Appellate Project, Seattle, WA, Jeffrey Brian West, Attorney at Law, Yakima, WA, for Appellant.
Kenneth L. Ramm Jr., Yakima, WA, for Respondent/Cross-Appellant.
THOMPSON, J.[*]
¶ 1 Alfred E. Brown appeals his conviction for vehicular assault. He asserts that because the State failed to lay the foundation for the admission of his blood test, the blood alcohol evidence should not have been admitted and evidence contained in a manufacturer's certificate of compliance was wrongfully admitted. The State cross-appeals Mr. Brown's sentence. The jury unanimously found Mr. Brown guilty of two alternative means of vehicular assault that carry a seriousness level of 4. It also found him guilty of an alternative means that carries a seriousness level of 3. The State contends the trial court was required to sentence Mr. Brown to the higher seriousness level of 4.
¶ 2 The admission of Mr. Brown's blood test was proper. Since it is clear the jury found the defendant guilty of committing the crime all three possible ways, the court *1287 should have sentenced Mr. Brown under the higher sentencing range. We remand for resentencing.
FACTS
¶ 3 On October 12, 2006, Mr. Brown, driving his friend Steve Chandler home, failed to negotiate a turn in the road and drove his car into a ditch. Mr. Chandler suffered a serious facial laceration.
¶ 4 Yakima County Deputy Sheriff Chad Peterschick, dispatched to the accident scene, smelled alcohol on Mr. Brown's breath. Mr. Brown admitted he had too much to drink and stated he knew he was in trouble. Deputy Peterschick arrested Mr. Brown and transported him to Yakima Regional Hospital to have his blood drawn for a blood alcohol test.
¶ 5 The deputy watched the phlebotomist, Sandy Davenport, draw blood from Mr. Brown. The court found Ms. Davenport to be a qualified person to draw the blood. Ms. Davenport placed the blood sample in vials provided by Deputy Peterschick from a kit that another deputy brought to the hospital. Deputy Peterschick took the vials from Ms. Davenport and repacked them in the Styrofoam container.
¶ 6 Forensic toxicologist Justin Knoy received Mr. Brown's vials for testing, which were sealed with grey stoppers made of inert material and intact. He holds a permit that qualifies him to make blood alcohol examinations. Mr. Knoy tested a sample from one of the vials twice. Over defense objections to a lack of foundation for admissibility, the court admitted the results of the blood tests which showed Mr. Brown had a blood alcohol level of 0.34.
DISCUSSION
BLOOD EVIDENCE
¶ 7 In order to obtain a conviction for vehicular assault, the State was required to prove that Mr. Brown operated or drove a vehicle: (a) in a reckless manner and caused substantial bodily harm to another, or (b) while under the influence of intoxicating liquor as set forth in RCW 46.61.502 and caused substantial bodily harm to another, or (c) with disregard for the safety of others and caused substantial harm to another. RCW 46.61.522(1). There are two ways to prove driving while under the influence of intoxicating liquor under RCW 46.61.502: (1) by showing the defendant's blood alcohol level was at least 0.08 within two hours after driving or (2) by evidence tending to show the defendant was under the influence of alcohol and/or other drugs. City of Seattle v. Clark-Munoz,
¶ 8 Mr. Brown contends that the blood test should not have been admitted. A trial court's ruling on the admission of a blood alcohol test result is reviewed for abuse of discretion. State v. Hultenschmidt,
¶ 9 "Prima facie evidence" is defined under the driving under the influence of an intoxicant statute as "evidence of sufficient circumstances that would support a logical and reasonable inference of the facts sought to be proved."[1] RCW 46.61.506(4)(b). To determine the sufficiency of the evidence of foundational facts, the court must assume the truth of the State's evidence and all reasonable inferences from it in a light most favorable to the State. Id.
¶ 10 In order to admit blood alcohol test results, "the State must present prima facie proof that the test chemicals and the blood sample are free from any adulteration which could conceivably introduce error to *1288 the test results." State v. Clark,
¶ 11 The WAC requires:
Blood samples for alcohol analysis shall be preserved with an anticoagulant and an enzyme poison sufficient in amount to prevent clotting and stabilize the alcohol concentration. Suitable preservatives and anticoagulants include the combination of sodium fluoride and potassium oxalate.
WAC 448-14-020(3)(b).
¶ 12 The purpose of requiring the use of anticoagulants and enzyme poison in the blood sample is to prevent clotting and or loss of alcohol concentration in the sample. Clark,
¶ 13 Mr. Brown argues that there is no evidence that the vials contained the requisite chemicals before the blood draw because the phlebotomist did not identify a preservative and stabilizer and no proof was provided by the State that the blood collection kit came from a source at the crime lab.
¶ 14 Here, relying on her education, the phlebotomist testified that she believed the powdery substance contained in the vials for a typical legal blood draw was "sodium oxalate." Report of Proceedings (RP) at 260. The phlebotomist did not identify a substance approved by the WAC. She concluded that she would not collect blood for a legal blood alcohol test if the vial did not contain "sodium oxalate." RP at 260-61. As noted, the deputy did not know what substance, if any, was in the vials at the time of Mr. Brown's blood draw. Thus, nobody with firsthand knowledge testified as to what was contained in the vials used for Mr. Brown's blood sample prior to the blood draw. But that is not what the regulation requires.
¶ 15 The regulation requires only that the blood samples "be preserved with an anticoagulant and an enzyme poison sufficient in amount to prevent clotting and stabilize the alcohol concentration." WAC 448-14-020(3)(b). Further, there is a relaxed standard for foundational facts under the blood alcohol statute in that the court assumes the truth of the State's evidence and all reasonable inferences from it in a light most favorable to the State. RCW 46.61.506(4)(b).
¶ 16 The toxicologist testified that vials used for the collection of samples for a blood alcohol test are provided by the manufacturer with powdery chemicals, which he identified as potassium oxalate and sodium fluoride. He also stated that he read the labels on the vials that contained Mr. Brown's blood, which indicated that the vials contained sodium fluoride and potassium oxalate. The toxicologist also testified if those chemicals were not present, the blood would be clotted and no alcohol would be detected in the samples. The toxicologist observed in this case that the blood in the samples was not clotted and alcohol was detected in the samples.
¶ 17 The State therefore provided sufficient evidence, under RCW 46.61.506(4)(b), that the vials contained the WAC-approved substances in sufficient amounts to stabilize and preserve the blood samples.
¶ 18 Mr. Brown argues that this case is similar to Bosio and Hultenschmidt. In Bosio, both the trooper who arrested Ms. Bosio and the nurse who drew the blood sample testified they saw the anticoagulant white powder in the vials but did not testify regarding the presence of the enzyme poison. Bosio,
¶ 19 Mr. Brown also argues that the case relied on by the trial court to allow the evidence, State v. Wilbur-Bobb,
¶ 20 Mr. Brown argues that because there was no evidence concerning the original source of the blood collection kit used here, there was insufficient prima facie evidence to admit the blood test results.
¶ 21 Here, Deputy Peterschick testified that he received an evidence kit at the hospital from another deputy who did not testify. Deputy Peterschick described the evidence kit. The phlebotomist testified as to the contents of the typical evidence kit and the procedures she typically followed. The phlebotomist noted no deviation in this case from her typical procedures. This evidence is sufficient to show the kit that the deputy delivered to the hospital was the standard blood draw kit, rather than one from an unacceptable source. The testimony of the toxicologist having viewed the labels that show the vials contained the acceptable chemicals is comparable to the photographs in Wilbur-Bobb.
¶ 22 Mr. Brown asserts that the evidence contained in the manufacturer's certificate should not have been admitted. We agree, but it does not affect the sufficiency of the evidence for admission of the blood test.
¶ 23 Mr. Brown argued below that the certificate was hearsay. He is correct. Hearsay is generally inadmissible. ER 803. "`Hearsay' is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." ER 801(c). Generally, one expert may not relay the opinion of another nontestifying expert without running afoul of the hearsay rule. See State v. Nation,
¶ 24 In the burglary trial in Wicker, the police fingerprint identification technician testified that latent fingerprints matched the defendant's fingerprints. Wicker,
¶ 25 On appeal, the court held that the placement of the senior technician's initials on the fingerprint card was an out-of-court statement that, when considered with the technician's testimony, amounts to an assertion by the senior technician that the two sets of prints match. Id. at 411-12,
¶ 26 The same is true here. The toxicologist's testimony, in conjunction with the certificate, showed that the certification officer *1290 from the manufacturer agreed with his conclusion that the chemicals were present in the vials. But even according to the toxicologist, the certification was not neededthe toxicologist testified that if the chemicals were not present, the sample would be clotted and the alcohol would not be detected.
¶ 27 Mr. Brown also correctly argues that the certificate is not admissible as an exception to the hearsay rule under ER 703 and ER 705.
¶ 28 ER 703 permits an expert to base his or her expert opinion on facts or data that are not otherwise admissible provided that they are of a type reasonably relied on by experts in the particular field.
¶ 29 ER 705 grants the trial court discretion to allow an expert to relate hearsay or otherwise inadmissible evidence to the trier of fact to explain the reasons for his or her expert opinion, subject to appropriate limiting instructions.
¶ 30 Under ER 703, a trial court may admit an expert's testimony that is based on facts or data which are not otherwise admissible, if those facts or data are of the type reasonably relied upon by experts in that field in forming opinions other than for the purposes of litigation. Nation,
¶ 31 In Nation, a forensic technician who tested the controlled substances was on vacation and unavailable for trial. Nation,
¶ 32 The certificate is not necessary because the toxicologist concluded from the label and the sample's appearance that the anticoagulant was used and he also concluded from the test positive for the presence of alcohol that the enzyme poison was used. There is also no testimony that others outside of the crime lab rely upon the certificate for purposes other than preparation for litigation. The toxicologist did not refer to the certificate to assist the jury in understanding his forensic conclusions regarding the evidence he tested. Therefore, his statement was not admissible as an exception to the hearsay rule under ER 703 or ER 705. The trial court erred when it allowed the statement and subsequently refused to strike it from the record.
¶ 33 The State does not respond to Mr. Brown's ER 703/705 argument. Instead, it relies on ER 1101. It is well established that a trial court is "not bound by the Rules of Evidence" when it determines preliminary questions concerning the admissibility of evidence. ER 104(a); see also ER 1101(c)(1), (3). While ER 104(a) and 1101(c)(1) permitted the trial court to rely on the certificate in making its determination as to the admissibility of the blood sample, presentation of the evidence in the certificate should have been limited to the judge's purview for foundational purposes.
¶ 34 These evidentiary errors, however, do not warrant reversal.
¶ 35 "It is well established that constitutional errors, including violations of a defendant's rights under the confrontation clause, may be so insignificant as to be harmless." State v. Guloy,
¶ 36 The appellate court uses the "overwhelming untainted evidence" test in its harmless error analysis. Guloy,
¶ 37 As stated, there was other sufficient evidence proving that the vials contained the stabilizer and preservative. The label on the vials provided evidence that they contained the chemicals and the toxicologist testified that the samples would have been clotted and would contain no alcohol in the absence of the chemicals. Therefore, the admissible blood evidence was sufficient to support the jury's finding that Mr. Brown's blood alcohol level was at least 0.08 within two hours after driving.
¶ 38 We therefore find no reversible error.
¶ 39 Mr. Brown raises two issues in his statement of additional grounds.
¶ 40 Mr. Brown first asserts that because Mr. Chandler's facial injury left a permanent scar, rather than a temporary deformity, the evidence concerning the crime is insufficient. Mr. Brown misconstrues the use of "temporary" in the WPIC.[2] The temporary nature of the injury is the minimum threshold for vehicular assault. Even if the injury is temporary it can support a conviction. See State v. Suleiman,
¶ 41 Next, Mr. Brown takes issue with the charge of vehicular assault. He argues that there was no assault in the common law sense of the word. It is only because the term "assault" is not defined in the criminal code that we turn to the common law for its definition. State v. Wilson,
SENTENCING
¶ 42 As previously mentioned, vehicular assault can be committed under three alternative means. RCW 46.61.522(1). The jury here found Mr. Brown guilty of all three alternative means.
¶ 43 The alternative means of driving while under the influence and reckless driving have a seriousness level of 4. RCW 9.94A.515. Based on Mr. Brown's offender score of 9, this meant a standard range of 63-84 months. RCW 9.94A.510. Disregard for the safety of others has a seriousness level of 3 with a standard range here of 51-68 months. RCW 9.94A.510, .515. The trial court here used the lower seriousness level to sentence Mr. Brown to a high-end sentence of 68 months. This sentence was within the standard ranges for a sentence under both seriousness levels.
¶ 44 Generally, a party cannot appeal a standard-range sentence. RCW 9.94A.585(1); State v. Williams,
¶ 45 Under RAP 2.2(b)(6), however, the State may appeal a sentence in a criminal case that it believes involves a miscalculation of the standard range. Moreover, the State's right to appeal an alleged miscalculation of standard sentencing ranges is not affected by the imposition of a sentence that would have been proper under either of the two alternative ranges. State v. Rodriguez,
¶ 46 The State asserts that because the jury unanimously found Mr. Brown guilty of the two alternatives with a seriousness level of 4, as well as the one alternative with a seriousness level of 3, the trial court was required to sentence Mr. Brown with the higher seriousness level and the corresponding sentencing range. This is an issue of first impression.
¶ 47 The State relies on two cases it argues impliedly support its positionState v. Tang,
¶ 48 The State also relies on Maurice,
The vehicular homicide statute provides three alternate means of committing the same crime and does not define separate crimes. Therefore, the jury must be unanimous on the issue of guilt, but it need not be unanimous on the way the crime was committed as long as the State presents substantial evidence supporting each charged alternative.
The court interjected the unanimity requirement for sentencing purposes only. Because the first two alternatives carry a stiffer penalty than the third, the court must determine the conviction rests squarely on one of the first two alternatives before it can impose the longer sentence. A lighter sentence is required whenever the jury unanimously finds the offense was committed by the third alternative or is split between either of the first two alternatives and the third, as may have happened here.
Id. at 549-50,
¶ 49 Here, the jury unanimously decided that Mr. Brown was culpable of committing each alternative. In Maurice, the defendant did not challenge the sufficiency of the evidence to support each alternative. Id. at 550 n. 3,
¶ 50 The State argues that the sentencing court must impose a penalty from the higher standard range because to do otherwise would disregard the jury's finding on the higher crime. We agree.
¶ 51 RCW 9.94A.505 relevantly provides:
(1) When a person is convicted of a felony, the court shall impose punishment as provided in this chapter.
(2)(a) The court shall impose a sentence as provided in the following sections and as applicable in the case:
(i) Unless another term of confinement applies, the court shall impose a sentence within the standard sentence range established in RCW 9.94A.510 or 9.94A.517.
¶ 52 The higher sentence was applicable.
*1293 ¶ 53 When the trial court decided to instruct the jury on all three alternate means, it anticipated the sentencing issue and stated that the rule of lenity would apply to require a lower sentence. The policy underlying the rule of lenity is to "place the burden squarely on the Legislature to clearly and unequivocally warn people of the actions that expose them to liability for penalties and what those penalties are." State v. Jackson,
¶ 54 The trial court also interpreted Maurice to mean that when the jury finds the defendant acted in a manner consistent with all of the alternatives, which has been found by the statute to constitute more and less relatively culpable means, then the lesser sentence applies.[3]See also 11A WASHINGTON PRACTICE: WASHINGTON PATTERN JURY INSTRUCTIONS: CRIMINAL 90.03 cmt. (2d ed. 2005 Supp.) ("When alternatives are presented to a jury which carry different levels of punishment for sentencing purposes, `the court must determine the conviction rests squarely on [an alternative carrying a stiffer penalty] before it can impose the longer sentence. A lighter sentence is required whenever the jury unanimously finds the offense was committed by the [alternative with a lesser penalty] or is split between [the greater and lesser alternatives].' State v. Maurice,
¶ 55 Because there was no confusion as to any of the means by which the jury found Mr. Brown guilty, the rule of lenity does not apply and the trial court was required to sentence Mr. Brown under the higher sentencing range.
¶ 56 Generally, a sentencing court is afforded wide discretion in imposing a sentence within statutory limits. State v. Herzog,
¶ 57 We therefore remand for resentencing under the proper range.
¶ 58 The conviction is affirmed but the case is remanded for resentencing.
WE CONCUR: KULIK, A.C.J., and KORSMO, J.
NOTES
Notes
[*] Judge Philip J. Thompson is serving as judge pro tempore of the Court of Appeals pursuant to RCW 2.06.150.
[1] Subsections (4)(b) and (c) apply to the entire section of RCW 46.61.506, which includes breath tests and blood tests.
[2] 11 WASHINGTON PRACTICE: WASHINGTON PATTERN JURY INSTRUCTIONS: CRIMINAL (2d ed. 1994).
[3] The court stated: "The jury interrogatory includes an inquiry as to unanimity. When alternatives are presented to the jury which carry different levels of punishment for sentencing purposes, the court must determine the conviction rests squarely on an alternative carrying a stiffer penalty before it can impose the longer sentence. A lighter sentence is required whenever the jury unanimously finds the offense was committed by the alternative with the lesser penalty."
"And here is the kicker in my mind, or is split between the greater and lesser alternatives. So I certainly read that to mean that if they bring it back on this interrogatory and sub C is included in there anywhere . . . [h]e gets the lesser." RP at 386-87.