— Defendant Ford Powell, Jr. (Powell or Defendant) was convicted of the second degree murder of his wife, Carolyn (Carrie) Powell. At issue is whether the trial court erred in admitting certain evidence including prior assaults on Carrie by Powell under ER 404(b), 403, and 801.
Facts
On March 29, 1990, Carrie’s body was found floating in Bowman’s Bay of Puget Sound. An autopsy revealed that Carrie’s death was caused by manual strangulation. It further determined that she died fairly soon after her last meal as very little food had passed from her stomach to her intestine. A sweatshirt given to Carrie the day before by her sister-in-law and skull fragments were collected near the Deception Pass Bridge. A tide expert determined that for Carrie’s body to have reached Bowman’s Bay at the time it was discovered, her body must have been thrown off the bridge between 1 a.m. and 2:30 a.m. on March 29, 1990.
Based on information provided by Carrie’s friends and relatives, the police focused on her husband as a suspect. In
On January 8, 1991, the Defendant was formally charged by information with second degree murder in violation of RCW 9A.32.050(l)(a). The information was later amended on July 1,1991 to include a violation of RCW 9A.32.050(l)(b) as well.
Before trial, the Defendant made a motion in limine to exclude evidence of prior misconduct and hearsay statements. As part of this motion, the defense asked that the State list with specificity all evidence it intended to introduce regarding the alleged prior misconduct of the Defendant, the alleged statements of Carrie, and all the witnesses
I. EVENTS ACTUALLY WITNESSED
1. October of 1989 — Defendant assaulted victim . . .
A. Sheri Closson — Closson was present in the Powell’s [sic] apartment on Fir St. when the defendant abruptly exploded and shoved the victim backward over a stool, sending the victim sprawling on the floor.
2. November 13, 1989 — Defendant assaults victim and Stephanie Goss
A. Stephanie Goss — Goss was taking a shower .... She heard the victim scream, and Goss came quickly out of the shower to see what was the matter. She saw the victim lying on her back on the floor with one foot up on the table, as though she had just been pushed over it and fell down. The victim was still screaming and shaking. Defendant was standing over the victim. Goss said to the defendant, "You son of a bitch, you’re going back to prison for this.” The defendant then struck Goss on the mouth, splitting her lip open . . ..
B. Diane Belgarde — Belgarde happened to drop by at the Powell’s [sic] apartment on Fir Street immediately after the defendant’s assault on the victim and on Stephanie. The house was in a shambles. . . . The victim . . . told Belgarde that the defendant had assaulted her and then Goss, and that it was caused by the fact that the defendant was trying to coerce the victim into selling her house in Seattle against her will.
3. December of 1989 — Aborted attempted [sic] at divorce by victim
A. Patrick McBride — The victim went to an attorney’s office in order to get a divorce from the defendant. . . . McBride took the victim to the attorney’s office.
B. Janice Rinsemith [sic] — The victim told Rinesmith that she had given [the attorney] a retainer for a divorce from the defendant.
C. Bill Nielsen — Was retained by the victim to get a divorce from the defendant, but the victim decided later to drop the case.
4. January 12, 1990 — Assault by defendant upon victim in Sedro Woolley
A. Holly Cowell — Witnessed the victim walking along a street in Sedro Woolley with defendant driving (the wrong way) beside her trying to get her to get back in the car. The two were arguing. Cowell stopped the car she was driving and gave victim a lift back to her house. The victim told Cowell that the defendant beat her. . . .
B. Carrie Crowell — Witnessed the same as Holly Cowell. . ..
C. Officer Bud Heitman — Responded to call from Cowell and Crowell. When he arrived at the Powell’s [sic] residence, he saw the defendant and the victim walking out and down the sidewalk. He spoke to them, but they did not respond. The victim looked scared. The defendant kept looking away.
5. Afternoon of March 28, 1990 — The defendant got mad at the bank when he discovered the funds had been withdrawn from the joint account he had with the victim.
A. Linda Penneke — Penneke opened new account for the defendant on the afternoon of March 28, 1990.
B. Les Moller — An employee of the bank, Les Moller was present and recalls the defendant getting extremely upset when he discovered that the funds ($1,500 or so) from the joint account he had with the victim were missing, having been withdrawn the previous day.
II. HEARSAY EVENTS WITH PHYSICAL CORROBORATION
1. July of 1989 — Defendant assaulted victim, leaving a silver dollar-size bruise on inside of arm.
[A.] Lee Hewitt — While defendant and victim were at Hewitt’s house, Hewitt noticed a large, fresh bruise somewhat larger than a silver dollar on the inside of victim’s upper arm. While in defendant’s presence, victim explained the bruise by saying she just banged herself. But on the phone at a later date, she admitted to Hewitt that defendant had given her the bruise during one of their arguments.
2. August or September of 1989 — Defendant assaulted and tried to strangle victim
A. Pat McBride — Shortly after defendant and victim were married (7/5/89), victim came to stay with McBride because she needed a place to hide from defendant. Victim said defendant had tried to strangle her and that she was afraid of him. McBride saw a bruise about a quarter of an inch in size under the victim’s jaw on the right side of her throat that the victim identified as coming from defendant’s assault on her. . . .
B. Diane Belgarde — Victim called Belgarde and asked her to come get her out of the Fir St. Apartment. When Belgarde arrived, the place was a mess, as though a big fight in which things were thrown had occurred. Victim complained of a sore arm. Victim also told Belgarde that defendant had tried to strangle her and showed Belgarde multiply [sic] red marks on her neck. . . .
3. Early November of 1989 — Defendant gave victim a fat lip
A. Stephanie Goss — Goss walked into Powell’s apartment on Fir Street at about 3:30 p.m.,. . .. The victim had a fat lip. The defendant’s sister was telling the victim repeatedly, "That’sno reason to get a divorce.” After the parents and sister left, the victim told Stephanie that the defendant had hit her and given her the fat lip because the victim wouldn’t sign over the papers on the house in Seattle she owned. . . .
4. December of 1989 — Bruises in shape of handprints witnessed on victim’s arms . . .
A. Janice Rinesmith — Rinesmith saw bruises on victim’s upper arms, and felt that they looked like fingerprints as if someone had grabbed her. . . .
5. December of 1989 — Spot in back of victim’s head . . .
A. Sharon Christenson — ... the victim showed Christenson a bald spot on the back of her head about the size of a half-bit or silver dollar. The victim said that the defendant had ripped the hair out of her head.
B. Sheri Closson — The victim also showed Closson the bald spot on the back of her head and identified it as being caused by defendant.
6. December of 1989 — Defendant twisted victim’s breasts, leaving bruises about the nipples.
A. Sheri Closson — "While victim was changing into new sweatshirt at Sheri Closson’s residence, Closson saw multiple bruises about the victim’s nipples. The victim explained that the defendant had done that to her.
B. Sharon Christenson — The victim told Christenson that on occasion, the defendant would twist her nipples until the pain was unbearable and she would scream.
7. February 17, 1990 — Victim seen wearing heavy makeup to hide bruise on cheek.
[A.] Lee Hewitt — "While attending the housewarming for the Powell’s [sic], Hewitt noticed victim wearing heavier makeup than usual. Hewitt then observed beneath the make-up a dark area on the victim’s cheek.
III. EVENTS NOT WITNESSED: NO PHYSICAL CORROBORATION
1. December, 1989 — Defendant beat the victim, ripped off her blouse and bra, then threw her in a ditch
A. Patrick McBride —... the victim showed up at McBride’s apartment and said she had been assaulted by the defendant while they were doing their paper route. The defendant had hit her and ripped her top off and tried to get her out of the car.
B. Les Christenson — The victim told Les about going to collect for the paper route with the defendant; that the victim dropped a flashlight in a ditch and broke it. This made the defendant angry and he beat up the victim, ripped off her blouse and bra and threw her in the ditch.
C. Sheri Closson — The victim did something that the defendant didn’t like while doing the paper route and as a result, thedefendant smacked her across the mouth, ripped off her blouse and pushed her out of the car.
D. Cathi Closson — The victim told her that at one time, the defendant pushed the victim out of a car after he had hit her and slapped her around.
E. Keith Closson, Jr. — The victim told Sheri Closson, Keith Closson’s wife, about this incident in Keith Closson’s presence.
F. Sharon Christenson — The victim told Sharon Christenson about the time the defendant beat her, ripped off her blouse and th[r]ew her in a ditch.
2. Early March, 1990 — Unplugged Telephone Incident
A. Sheri Closson — Victim told Closson that she had an anxiety attack one day and that she called Dr. - in the emergency room and he told her to drink a large bottle of Sprite and he would call back in two hours to see how she was doing. The defendant left to get the Sprite, but came back with only a small size. Several hours passed. When victim was wondering why the doctor hadn’t called back, she checked the phone and found that it had been unplugged from the wall socket. “When relating this incident to Closson, the victim said jokingly, "God, is he trying to kill me?”
B. Barbara Earholm — Victim told Earholm about the victim’s having called the emergency room . . . several weeks before her death and having heart palpitations all night long. The victim waited for the doctor to call her back, as he had told her he would, but she eventually found out that the phone had been unplugged from the wall.
C. Lee Hewitt — The victim told Hewitt that the victim had heart medicine for a heart problem she had. One evening, she was out of medication and suffered a recurrence of the heart problem. The victim was waiting for a call from her doctor in order to get her medication. The victim specifically told the defendant that she might die if she didn’t get her medication. The doctor didn’t call back. The next day, victim found the phone unplugged.
3. About March 20, 1990 — Victim and defendant have fight over X-rated movie that defendant had rented . . ..
A. Patricia L. Feay — Can testify to the transactions of the defendant’s having rented the X-rated video twice.
B. Susan J. Crandall — Can also testify to the renting of the X-rated video to the defendant.
C. Sheri Closson — The victim called Closson . . . and told Closson that she had found a filthy video tape on the VCR. The defendant was in a groggy state at the time, lying on the couch with his pants undone. The victim was upset and mad and crying as she related this to Closson.
4. March 27,1990 — The day before the death of the victim, she and the defendant had a fight that caused the victim to leave the residence in Sedro Woolley and spend the night at an apartment in Mt. Vernon.
A. Corrina Taylor — A resident of the Mt. Vernon apartments, she saw the victim there on the evening of March 27, 1990.
B. Sheri Closson — While at the Mt. Vernon apartment on the evening of March 27, 1990, the victim called Sheri Closson and told her that the victim and the defendant had had a fight and, as a result, the victim left the residence and was going to spend the night at the Mt. Vernon apartment.
C. David Goss — On March 27, 1990, the victim told Goss that she was going over to the apartment to get away from the defendant and his folks because she was sick of them.
5. Morning of March 28, 1990 — Victim was going to go to police . . ..
A. Sheri Closson — Victim went to Closson’s house on the morning of March 28, 1990. Victim told Closson that she felt like going to the police and telling them everything.
6. March 28, 1990 — The defendant was "drinking, drugging and getting violent.”
A. Michelle Madsen — The victim spoke with Madsen on the phone during the afternoon of March 28,1990, and told Madsen that the defendant was out on his paper route at the time; also that the defendant was "drinking, drugging and getting violent.”
Br. of Appellant app. 1; Br. of Resp’t app. 1 (hereinafter Br. App.).
On July 9, 1991, the court went through each of the entries on the list. The defense objected to much of the proposed evidence on the grounds of ER 404(b), relevancy, prejudice, and hearsay. After lengthy consideration of each piece of the proposed evidence, the trial judge admitted Br. App. 1(1), (2), (4)(A), (B), (5)(A), (B), II(2)(A), (B), and (3) on the basis of its relevance for motive, opportunity, or intent. The trial judge also admitted the testimony outlined in Br. App. III(4)(A), and (C), (5), and (6), saying that it was relevant and helped the jury understand "the movements of the parties” and "get an accurate picture of what happened surrounding the series of events”. Verbatim Report of Proceedings, at 168. The trial judge disallowed Br. App. I(3)(B), (C),
On July 16, 1991, after trial had commenced, the judge and the attorneys discussed additional motions. After ruling that Br. App. I(3)(A) was admissible, the judge said:
You want to be very cognizant of the fact that you are sort of treading on eggshells with the nature of some of the testimony. I expect both counsel to deal with the proffered testimony in accordance with the Court’s previous rulings. If you do have any problems, bring them up and we’ll take the jury out and deal with it.
Verbatim Report of Proceedings vol. 1, at 14. Trial then began.
With the exception of Sheri Closson (Closson),
2
the witnesses testified as proposed in accordance with the rulings of the trial judge. Beyond his motion in limine, defense counsel did not make any other ER 404(b) or hearsay objections to the testimony of Holly Cowell (Cowell),
3
Stephanie Goss (Stephanie), Diane Belgarde (Belgarde),
4
Patrick McBride (McBride), the bank witnesses, and the witnesses listed in Br. App. 111(4), (6). As for Closson, defense counsel
Trial lasted through July 23, 1991. On July 24, 1991, the jury found the Defendant guilty of second degree murder as charged in the information. The Defendant appealed.
Before the Court of Appeals, Powell argued that the trial court erroneously admitted evidence under ER 404(b), 403, and 803. In an unpublished opinion, the Court of Appeals reversed the conviction.
State v. Powell,
noted at
We granted the State’s petition for review.
Analysis
The first issue we must address is whether the evidence issues have been properly preserved for appeal. The State argues that none of the evidentiary issues raised by Powell were objected to at trial. It then cites the general rule that when no objection is made to the evidence at trial, an evidentiary error is not preserved for appeal.
State v. Guloy,
This court has explained the difference between final rulings and those that are only tentative or advisory:
If the trial court has made a definite, final ruling, on the record, the parties should be entitled to rely on that ruling without again raising objections during trial. When the trial court refuses to rule, or makes only a tentative ruling subject to evidence developed at trial, the parties are under a duty to raise the issue at the appropriate time with proper objections at trial.
Conversely, the trial judge reserved his ruling with respect to Cowell’s testimony concerning the statement Carrie made about Powell beating her, indicating that defense counsel needed to provide further support for exclusion. Therefore, the judge only made a tentative or advisory ruling and defense counsel was required to object again to preserve the error for appeal. Since counsel failed to do so, any error with respect to this statement is not appealable. Similarly, defense counsel was required to object to Closson’s testimony that "Ford killed Carrie” since it was not discussed during the motion in limine nor at any other pretrial proceeding. Without citing any support, the Court of Appeals said that a prior objection to "similar opinion evidence” from Closson "was sufficient to alert the trial court and preserve the error for review”.
Powell,
slip op. at 10. Its ruling is in error. Under ER 103, an objection must be made to preserve an evidentiary error for appeal. Defense counsel did not object to Closson’s statement nor did he ask for
That said, we turn to the question of whether the admission of prior misconduct evidence was error. First, it should be noted that we will not disturb a trial court’s rulings on a motion in limine or the admissibility of evidence absent an abuse of the court’s discretion.
Washburn v. Beatt Equip. Co.,
I
ER 404(b)
Under ER 404(b) evidence of other crimes, wrongs, or acts is presumptively inadmissible to prove character and show action in conformity therewith. ER 404(b);
Carson v. Fine,
Historically, courts have admitted evidence of prior misconduct in spousal murder trials.
See, e.g., State v. Americk,
We therefore must decide whether a proper basis exists on which prior misconduct evidence may be admitted in this spousal murder trial. In so doing we consider bases mentioned by the trial court as well as other proper bases on which the trial court’s admission of evidence may be sustained.
See State v. Markle,
A
Motive
Contrary to the conclusion reached by the Court of Appeals, motive goes beyond gain and can demonstrate an impulse, desire, or any other moving power which causes an individual to act. In Tharp, this court defined motive as:
Cause or reason that moves the will . . . An inducement, or that which leads or tempts the mind to indulge a criminal act.
. . . the moving power which impels to action for a definite result. . . that which incites or stimulates a person to do an act.
Tharp,
at 597 (quoting Black’s Law Dictionary 1164 (4th ed.
"Motive” is said to be the moving course, the impulse, the desire that induces criminal action on part of the accused; it is distinguished from "intent” which is the purpose or design with which the act is done, the purpose to make the means adopted effective.
Black’s Law Dictionary 1014 (6th ed. 1990).
A number of cases dealing with the admissibility of evidence of prior assaults and quarrels have found that "[e]vidence of previous quarrels and ill-feeling is admissible to show motive”.
State v. Hoyer,
Turning to the evidence here, we find that much of the testimony was properly admitted to show Powell’s motive for the murder. The testimony of several witnesses (consistent with that proposed pretrial) established the hostile relationship between Powell and Carrie as a strong motive for the murder. McBride testified that Carrie came to his home to get away from Powell and that she was seeking a divorce. See Br. App. I(3)(A), II(2)(A). Belgarde testified about other assaults and said that Carrie asked to be picked up after one assault. See Br. App. I(2)(B), II(2)(B). Both McBride and Belgarde testified to previous fights that ended with Powell trying to strangle Carrie. See Br. App. II(2)(A), (B). Closson, Stephanie, and Cowell testified regarding other physical altercations between Powell and Carrie. See
B
Intent
ER 404(b) also specifies intent as another purpose for which prior misconduct evidence may be admitted. Black’s defines intent as:
Design, resolve, or determination with which [a] person acts. A state of mind in which a person seeks to accomplish a given result through a course of action. ... A state of mind existing at the time a person commits an offense and may be shown by act, circumstances and inferences deducible therefrom.
Intent and motive should not be confused. Motive is what prompts a person to act, or fail to act. Intent refers only to the state of mind with which the act is done or omitted.
(Citations omitted.) Black’s Law Dictionary 810 (6th ed. 1990).
"It is undoubtedly the rule that evidence of quarrels between the victim and the defendant preceding a crime, and evidence of threats by the defendant, are probative upon the question of the defendant’s intent . . .”.
State v. Parr,
However, to admit prior misconduct evidence, it must be necessary to prove a material issue. Therefore, prior misconduct evidence is only necessary to prove intent when intent is at issue or when proof of the doing of the charged act does not itself conclusively establish intent. Saltarelli, at 365-66; see also Aronson, at 404-13.0 to -13.1; 5 Karl B. Tegland, Wash. Prac., Evidence § 119, at 423-24 (1989); 1 Torcia § 183, at 781. Otherwise, the intent exception would swallow the rule. See 22 Charles A. Wright & Kenneth W. Graham, Jr., Federal Practice § 5242 (1978); Edward J. Imwinkelried, The Use of Evidence of an Accused’s Uncharged Misconduct To Prove Mens Rea: The Doctrines Which Threaten To Engulf the Character Evidence Prohibition, 51 Ohio St. L.J. 575, 579-80 (1990); Eric D. Lansverk, Comment, Admission of Evidence of Other Misconduct in Washington To Prove Intent or Absence of Mistake or Accident: The Logical Inconsistencies of Evidence Rule 404(b), 61 Wash. L. Rev. 1213, 1221-24 (1986). The Court of Appeals correctly found that the prior misconduct evidence was improperly admitted for intent in this case because intent was not a disputed issue. Further, none of the contested evidence in this case is necessary to prove intent. Proof of the act of manual strangulation as well as the other evidence presented in this case established an intent to kill. Thus, intent is implicit in the doing of the act. The trial court erred in admitting evidence on this basis.
C
Opportunity
The trial court relied on opportunity as a third basis for the admission of the evidence. Evidence is relevant to show opportunity when it demonstrates the ability of a defendant to do a wrong because of a favorable combination of circumstances, time, and place that serves to identify the
D
Res Gestae
While not specifically referring to the res gestae rule, the trial court correctly found that certain evidence was necessary for the jury to understand the movements of Carrie and Powell which related to the murder in the hours before Carrie’s death. Under the res gestae exception, evidence of other bad acts is admissible " '[t]o complete the story of the crime on trial by proving its immediate context of happenings near in time and place’ ”.
State v. Tharp,
Here, all the evidence regarding events or statements that were made involving either Carrie or Powell on March 27 or 28 (the last 2 days of Carrie’s life) were relevant and necessary to establish that the hostilities between Powell and Carrie continued until her demise. This continued hostility was particularly significant in light of the absence of eyewitness testimony to the murder. The evidence admissible under the res gestae exception includes: the testimony of the bank witnesses regarding Powell’s behavior at the bank the day that Carrie died (Br. App. 1(5)); Closson and David’s testimony regarding Carrie being at David’s apartment the night before she died because of a fight with Powell (Br.
In sum, although the trial court erroneously relied on intent and opportunity as bases for admitting the challenged evidence, these errors do not require reversal. We will uphold a trial court’s decision to admit evidence of prior misconduct under ER 404(b) if one of its cited bases is justified. See Dennison, at 628 (upholding the trial court’s admission of ER 404(b) evidence because its cited basis was justified). Here, the trial court correctly relied on the motive and res gestae exceptions as bases for admission.
II
ER 403
Besides being relevant and necessary to purposes other than proving character or propensity, a trial court must also determine on the record whether the danger of undue prejudice substantially outweighs the probative value of such evidence, in view of the other means of proof and other factors. ER 403; ER 404(b) cmt.;
see also Dennison,
at 628. When evidence is likely to stimulate an emotional response rather than a rational decision, a danger of unfair prejudice exists.
State v. Rice,
We conclude after looking at the record as a whole that the court did indeed weigh the prejudice of all the evidence admitted against its probative value in its decision to admit
Ill
Hearsay
In addition to admissibility under ER 404(b) and ER 403, we must also decide whether any of this evidence was impermissible hearsay under ER 802. To be admissible, hearsay evidence must come within an exception listed in ER 803.
First, we must determine what evidence in this case is hearsay. "’Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” ER 801(c). If a witness testifies on the basis of her or his own observation, that statement is not hearsay. 2 Charles E. Torcía, Wharton’s Criminal Evidence § 257, at 128-29 (14th ed. 1986). The eyewitness testimony of Stephanie, Belgarde, McBride, and Closson regarding actual fights or marks on Carrie are therefore not hearsay. However, the statements of Belgarde, McBride, and Closson as to Carrie’s explanation of other marks are hearsay. Likewise, the following is hearsay: Closson’s testimony regarding Carrie’s statement about going to the police; Closson and David’s testimony that Carrie said she was going over to David’s apartment to get away from Powell and his parents; and Michelle’s testimony that Carrie said Powell was drinking, drugging, and being violent.
The excited utterance exception of ER 803(a)(2) would allow any hearsay statement made while still under the influence of an exciting or stressful event. Because Carrie made her statements to Belgarde, McBride, and Closson regarding the cause of her injuries while still under the stress from her quarrels with Powell, her statements to this effect fall within the exception.
On the other hand, Michelle’s testimony regarding Carrie’s description of Powell as drinking, drugging, and getting violent, and Closson’s testimony that Carrie said she felt like going to the police, do not fall within any hearsay exception. First, as pointed out earlier, Carrie’s state of mind is not at issue. Nor does Carrie’s statement to Closson show conformity with intent to act as Carrie did not follow through on her expressed intent. Second, since Carrie had not seen Powell for several hours when she uttered these statements, any excitement was attenuated, if it existed at all. Lastly, these statements are not present sense impressions since Powell was not present when the statements were made. These two statements should not have been admitted.
Because we find that no evidentiary error occurred which would have materially affected the outcome at trial, we uphold the jury’s verdict, reverse the Court of Appeals, and reinstate Powell’s conviction.
Durham, C.J., Utter, Dolliver, Smith, Guy, and Johnson, JJ., and Anderson and Brachtenbach, JJ. Pro Tern., concur.
Notes
This evidence was not introduced at trial.
At trial, Closson’s first name was spelled Sherri.
Cowell did not testify at trial
At trial, her name was spelled Diana Balgaard. Verbatim Report of Proceedings vol. 2, at 241.
This test achieves the same result as the overwhelming untainted evidence test adopted in
State v. Guloy,