CHARLES PRENDERVILLE, ADMINISTRATOR (ESTATE OF COREY PRENDERVILLE), ET AL. v. CHRISTOPHER SINCLAIR ET AL.
(AC 36931)
Appellate Court of Connecticut
Argued December 7, 2015—officially released April 12, 2016
DiPentima, C. J., and Mullins and Norcott, Js.
(Appeal from the Superior Court, judicial district of Middlesex, Marcus, J.)
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Tracey E. Hardman, for the appellants (plaintiffs).
Diana M. Carlino, with whom, on the brief, was James F. Biondo, for the appellees (defendants).
Opinion
MULLINS, J.
The record reveals the following relevant undisputed facts and procedural history. After the death of their son, Corey Prenderville, the plaintiffs commenced a medical malpractice action against the defendants by service of process on August 29, 2013. The summons and complaint were dated April 1, 2013, and bore a return date of May 7, 2013. The plaintiffs returned process to court on September 9, 2013.
On November 1, 2013, the defendants moved to dismiss the plaintiffs’ action on the following grounds: (1) the court lacked personal jurisdiction because the plaintiffs failed to comply with the time limits for service and return of process established by
On January 17, 2014, the plaintiffs objected to the motion to dismiss, moved to amend the return date, and filed a proposed amended summons and complaint bearing a return date of October 29, 2013. In their motion to amend, the plaintiffs argued that amendment of the return date was proper because (1) Connecticut has a strong preference for curing circumstantial defects to allow a case to be heard on its merits, which is embodied in
In their objection to the motion to dismiss, the plaintiffs conceded noncompliance with
On May 16, 2014, the court issued a memorandum of decision, in which it denied the motion to amend, granted the motion to dismiss, and rendered a judgment of dismissal. In particular, the court determined that the return date could not be amended to comply with
I
The plaintiffs claim that the court improperly denied their motion to amend the return date. Their claim is twofold. First, they argue that the court incorrectly concluded that amendment of the return date was not proper pursuant to Coppola and
We first set forth the standards governing our review of this claim. In general, ‘‘whether to allow an amendment to the pleadings rests within the discretion of the trial court.’’ Miller v. Fishman, 102 Conn. App. 286, 291, 925 A.2d 441 (2007), cert. denied, 285 Conn. 905, 942 A.2d 414 (2008). To the extent the plaintiffs challenge the court’s statutory construction, they present an issue of law over which our review is plenary. Marchesi v. Board of Selectmen, 309 Conn. 608, 614, 72 A.3d 394 (2013).
At the outset of our discussion, we note that we, like the trial court, agree with the plaintiffs that
Nevertheless, ‘‘[o]ur Supreme Court has repeatedly held that
The plaintiffs’ service of process 114 days after the return date and their return of process 125 days after the return date, in violation of
A
The plaintiffs argue that the court incorrectly concluded that
We acknowledge that
Notwithstanding the remedial purpose and policy expressed in
As used in
In the present case, the court correctly interpreted ‘‘the date of the process’’ to refer to the date of the writ of summons, April 1, 2013. Haylett v. Commission on Human Rights & Opportunities, supra, 207 Conn. 554–55. Consequently, to be in compliance with
Therefore, the court properly concluded that amendment of the return date to a date that was well beyond two months
B
The plaintiffs also argue that the court should have considered that any prejudice the defendants would have suffered as a result of an amendment of the return date was a result of their own allegedly fraudulent or otherwise wrongful conduct. We conclude that this issue is moot.
‘‘[I]t is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow. . . . In determining mootness, the dispositive question is whether a successful appeal would benefit the plaintiff or defendant in any way. . . . Mootness implicates this court’s subject matter jurisdiction, raising a question of law over which we exercise plenary review.’’ (Citation omitted; emphasis omitted; internal quotation marks omitted.) Brody v. Brody, 145 Conn. App. 654, 666–67, 77 A.3d 156 (2013).
Here, the plaintiffs failed to comply with
We acknowledge that the trial court determined that the defendants would suffer prejudice if the return date was amended because they would be precluded from impleading a third party defendant or serving an apportionment complaint. That determination was extraneous, however, in light of the court’s conclusion that the return date could not be amended to comply with the applicable statutes.
Indeed, because, under the circumstances of this case, the court’s conclusion that the defendants would suffer prejudice was unnecessary to its determination that
In sum, we conclude that the court properly determined that the requested amendment was not proper pursuant to
II
Having concluded that the court properly disallowed amendment of the return date, we turn to the plaintiffs’ claim that the court improperly granted the defendants’ motion to dismiss. The plaintiffs rest this claim on three arguments: (1) the court incorrectly determined that noncompliance with
‘‘A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . The motion to dismiss . . . admits all facts which are well pleaded, invokes the existing record and must be decided upon that alone.’’ (Internal quotation marks omitted.) Cuozzo v. Orange, 315 Conn. 606, 614, 109 A.3d 903 (2015). ‘‘A motion to dismiss . . . essentially assert[s] that the plaintiff cannot as a matter of law and fact state a cause of action that should be heard by the court. . . . [O]ur review of the trial court’s ultimate legal conclusion and resulting [denial] of the motion to dismiss will be de novo. . . . Factual findings underlying the court’s decision, however, will not be disturbed unless they are clearly erroneous.’’ (Internal quotation marks omitted.) Merrill v. NRT New England, Inc., 126 Conn. App. 314, 318, 12 A.3d 575 (2011), appeal dismissed, 307 Conn. 638, 59 A.3d 171 (2013) (certification improvidently granted).
A
The plaintiffs argue that the court incorrectly determined that their noncompliance with the applicable service of process statutes deprived it of personal juris- diction. We disagree.
‘‘A defect in process . . . implicates personal jurisdiction . . . . [W]hen a particular method of serving process is set forth by statute, that method must be followed. . . . Unless service of process is made as the statute prescribes, the court to which it is returnable does not acquire [personal] jurisdiction.’’ (Internal quotation marks omitted.) Pedro v. Miller, 281 Conn. 112, 117, 914 A.2d 524 (2007). Both
As discussed in part I A of this opinion, the court properly determined that it could not permit amendment of the plaintiffs’ return date to comply with
B
The plaintiffs argue that the court nevertheless should have concluded that it had personal jurisdiction over the defendants because ‘‘[n]otice of a complaint coupled with good faith attempted service is sufficient to confer jurisdiction where a party is evading service of process’’; (internal quotation marks omitted) Bove v. Bove, 93 Conn. App. 76, 82, 888 A.2d 123, cert. denied, 277 Conn. 919, 895 A.2d 788 (2006); and, in the present case, the defendants should not have been permitted to benefit from evading service by improperly dissolving River Valley Neurology, LLC. The plaintiffs argue that they ‘‘did rely in good faith on the information provided by the Secretary of the State that Dr. Sinclair was located at 557 Saybrook Road, Middletown, CT. . . . If Dr. Sinclair was no longer available for service at that address . . . he was required to file a notice of new address. . . .’’12 His failure to do so, the plaintiffs argue, caused their initial ineffective service. We disagree.
In their objection to the motion to dismiss, the plaintiffs alleged a course of conduct by the defendants that they argued was calculated to delay commencement of the action and thwart service of process—namely, the defendants took eight months to comply with the plaintiffs’ medical records requests13 and, after finally com- plying, closed their business office without leaving a forwarding address. In support of these claims, the plaintiffs submitted numerous exhibits.
In one such exhibit, an affidavit by State Marshal Louis Aresco of Middlesex county, Aresco avers that process was placed in his hands on April 2, 2013, and, on the following day, he attempted service, but ‘‘Sinclair’[s] offices at River Valley Neurology at 577 Saybrook Rd. . . . [were] closed with no forwarding address for the business.’’ In another exhibit, an undated note, Aresco advises the plaintiffs that ‘‘Dr. Sinclair closed his office at 577 Saybrook Rd. Mdtn. over 2 years ago. No forwarding. . . . I can’t serve in Madison, or Windsor because . . . service started in Middlesex County.’’
Additionally, the record reveals the following. On April 2, 2013, the writ of summons that the plaintiffs gave to Aresco listed 41 Copperfield Drive, Madison, as Sinclair’s abode address. This same address was listed with the Secretary of the State as an address associated with River Valley Neurology, LLC. On August 29, 2013, the plaintiffs effectuated service on the defendants by abode service on Sinclair at 41 Copperfield Drive, Madison.
Here, the record belies the plaintiffs’ claim that the defendants were evading service and demonstrates that the plaintiffs’ own delay in utilizing available methods of service caused the noncompliance with the applicable service statutes, and, accordingly, deprived the court of personal jurisdiction over the defendants. Indeed, as an exhibit to their objection to the motion to dismiss, the plaintiffs submitted printouts from the Secretary of the State’s website, which show that River Valley Neurology, LLC, was dissolved on April 8, 2013. On both printouts, which are dated before and after the date of dissolution, Sinclair is listed both as the agent for service and the principal of River Valley Neurology, LLC. As principal, his residence address is listed as 41 Copperfield Drive, Madison. As agent, his residence address is listed as 410 Lantern Way, Windsor. His business address in both capacities is listed as 577 Saybrook Road, Middletown.
Accordingly, when the plaintiffs failed to serve Sinclair as agent for service at his business address, they had both the necessary information and the statutory authorization to effectuate timely abode service.
The plaintiffs make much of the fact that service could not be effectuated at the Saybrook Road address and point to Aresco’s note as proof that the defendants were evading service by closing the office there. Aresco’s advice in the note that he ‘‘can’t serve in Madison, or Windsor,’’ however, indicates, like the summons does, that the Copperfield Drive address was available to the plaintiffs at least since April 1, 2013. The plaintiffs’ demonstrated knowledge of the address at which they eventually served the defendants and the absence of any documented hurdles to effectuating timely service at this address do not lead us to conclude that the trial court should have found that the defendants were attempting to evade service.
The plaintiffs argue that the defendants’ procedurally improper dissolution of River Valley Neurology, LLC, was such a hurdle to timely service of process. We are not persuaded.
Accordingly, the court did not err when it did not conclude that the defendants were evading service of process or benefiting from the allegedly improper dissolution of River Valley Neurology, LLC.
C
Finally, the plaintiffs argue that the court improperly failed to consider their arguments that the statute of limitations was tolled by the defendants’ fraudulent concealment or that the defendants should be equitably estopped from asserting the statute of limitations. Specifically, they argue that the court should have applied the doctrines of fraudulent concealment and equitable estoppel to toll the statute of limitations in this case because the defendants should not be permitted to ben- efit from any delay that they caused by responding late to the plaintiffs’ requests for medical records. We are not persuaded.
In the trial court proceeding, as we have noted, the defendants argued that dismissal was proper because, among other reasons, they were prejudiced by the expiration of the statute of limitations which prevented them from impleading a third party defendant. The plaintiffs responded that a motion to dismiss was not the proper vehicle for raising a statute of limitations defense, and, even if it was, the statute of limitations should be tolled in this case either because the defendants engaged in fraudulent concealment or because they were estopped by their own wrongful conduct from asserting the statute of limitations. The defendants replied that they had not asserted the statute of limitations as a defense but instead had used it to illustrate the prejudice that would flow from amendment of the return date.
Upon determining that the defendants would suffer prejudice if an amendment was allowed; see part I B of this opinion; the court noted in a footnote to its memorandum of decision that ‘‘the defendants are not raising the statute of limitations argument as a defense, but rather as a form of prejudice. Since this court is not deciding the statute of limitations claim by way of this motion to dismiss, the court
The court’s memorandum of decision makes clear that it concluded that the defendants did not raise a statute of limitations defense by way of the motion to dismiss. Accordingly, the court did not consider the merits of any such defense. Because the court did not consider the viability of a statute of limitations defense, it also declined to consider whether either of the doctrines on which the plaintiffs relied tolled the statute of limitations. The plaintiffs cite no authority for their assertion that the court should have considered these tolling arguments related to the statute of limitations, at the motion to dismiss stage, when the defendants’ claim was not that the plaintiffs’ case should be dismissed for having been filed outside of the statute of limitations, but rather that the defendants would suffer prejudice due to the running of the statute of limitations foreclosing them from impleading a third party defendant. We conclude that the court properly declined to do so.
For the foregoing reasons, the court properly granted the defendants’ motion to dismiss.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
‘‘(b) Such amended process shall be served in the same manner as other civil process and shall have the same effect, from the date of the service, as if originally proper in form. . . .’’
At oral argument, however, the plaintiffs expressly abandoned any claim that the court, sua sponte, should have amended the date of the writ, and, accordingly, we do not consider it.
