Boyles v. PrestonBoyles v. Preston
Opinion
The defendant, Richard Preston, appeals from the judgment of the trial court, rendered after a jury trial, awarding damages to the plaintiff, Deanna Boyles, in the amount of $105,201.34. On appeal, the defendant claims that the court improperly (1) determined that his motion to dismiss was untimely when it was filed within thirty days of his filing an appearance in the case-in-chief, but not within thirty days of his filing an appearance for the plaintiffs prejudgment remedy hearing, (2) failed to charge the jury on a requested instruction on sexual harassment where the complaint failed to set forth a claim that the defendant’s conduct was that of his employer or that of the defendant as the agent of his employer, (3) allowed an investigator from the office of the state’s attorney to testify about information in a previous criminal case against the defendant, the record of which had been erased pursuant to
The following facts are relevant to our disposition of the defendant’s appeal. This case is a civil action arising from alleged sexual harassment that resulted in the intentional and negligent infliction of emotional dis
The complaint alleges that despite demands by the plaintiff for the defendant to cease and desist in that conduct, his behavior continued throughout the remainder of 1992. As a direct and proximate result of that conduct, the plaintiff claimed that she was and is in constant fear for her safety, has suffered and continues to suffer emotional and psychological distress, has had and continues to have her life disrupted, was and continues to be unable to eat and sleep normally and otherwise to engage in and enjoy life’s activities as she had previously, suffers from anxiety, pain, suffering and distress of mind, and was compelled to leave her employment with the state of Connecticut, thereby losing wages and benefits.
The complaint alleges that the defendant’s conduct constituted intentional, wilful and wanton, as well as negligent, infliction of emotional distress, and assault and battery on the plaintiff. In her prayer for relief, the plaintiff claimed actual damages, punitive damages, attorney’s fees, and such other and further relief as required in equity.
I
The defendant first claims that the court improperly determined that his motion to dismiss was untimely because it was filed within thirty days of filing an appearance in the case-in-chief, but not within thirty days of filing an appearance for the prejudgment remedy hearing. We hold that the defendant’s motion did not comply with
The plaintiff filed an application for a prejudgment remedy, which was served on the defendant on May 23, 1995. On June 22, 1995, attorney Susan Boyan filed an appearance for the defendant and represented him at the hearing on the application held on August 8, 1995, when the court granted the plaintiff a prejudgment remedy in the amount of $60,000. A process server engaged by the plaintiff made the attachment on August 10,1995, and the complaint was served on the defendant on August 11, 1995. The defendant then filed two
In an articulation of its rulings denying both of the defendant’s motions to dismiss, the court held that the filing of a general appearance by the defendant’s counsel on June 22, 1995, to contest the application for prejudgment remedy, “triggered the thirty day period for the filing of a motion to dismiss on the ground of lack of personal jurisdiction under the plain language of § 10-30 of the Practice Book, and that the defendant’s ‘right to make such a claim was waived thirty-one days after [his attorney’s] original appearance on [that date].’ ”
Notwithstanding our conclusion with respect to the timeliness of the defendant’s first motion to dismiss, we turn our attention to the merits of his motions to dismiss for lack of personal jurisdiction. The defendant based his motion on three alleged defects in the process served on him. Specifically, he claims that dismissal was proper because (1) the reservice of the prejudgment remedy face sheet, form JD-CV-53, as the face sheet for the case-in-chief, was contrary to statute, materially misled him as to the nature of the proceedings described in the process that was served and contained incorrect directions as to how to proceed, which, if followed, would have led to a default judgment against him, (2) the writ of summons failed to contain proper directions to the serving officer and was, therefore, insufficient,
A
We first consider the reservice of the prejudgment remedy face sheet. After a prejudgment remedy is granted, the clerk of the court is to deliver to the applicant’s attorney the “proposed writ, summons and complaint for service of process. . . .”
We are not persuaded by the defendant’s argument that the service of process at issue “materially misled the defendant as to the nature of the proceedings . . . and contained incorrect directions ... on how to proceed . . . .” Service was made on the defendant on August 11, 1995. At that time, judgment in favor of the plaintiffs application for prejudgment remedy already had entered on August 8, 1995, following a hearing in which the defendant was represented by an attorney. The defendant concedes that the service of process contained a writ of summons and complaint. The writ clearly indicates that it was being served to “summon the above named defendant to appear before the superior court ... on August 29, 1995 ... in a civil action in which the plaintiff complains and alleges as set forth in the accompanying complaint attached hereto and made a part hereof.” We are compelled to conclude that the service satisfied the statutory requirements and was sufficient to apprise the defendant that an action was being commenced. We conclude, therefore, that, where the prejudgment remedy face sheet is served on
B
The defendant also asserts that the summons was fatally defective because it lacked the proper direction to the process server as to the nature of the documents to be served. That claim is without merit.
C
We are equally unpersuaded by the defendant’s claim with respect to the apparent discrepancy regarding the date of the return of service. At least one court has held that where the defendant was given timely notice of the claims against him, the omission of the date on the writ of summons and the process server’s failure to sign the return of service are circumstantial defects that do not warrant dismissal of an action. Exondes v. O’Boy, Superior Court, judicial district of StamfordNorwalk, Docket No. 135694 (April 18,1994). The return of service here properly was executed and clearly indicates that the defendant was served on August 11,1995. The defendant does not dispute that he was in fact served on that date. We conclude that the defendant could not have been prejudiced or misled by the date appearing at the top of the return indicating that the document was prepared on the day prior to service. Therefore, even if the court had considered the defendant’s motion to dismiss on the merits, dismissal would have been inappropriate given the substance of the alleged defects in the process served on the defendant.
II
The defendant next claims that the court improperly failed to charge the jury on a requested instruction on sexual harassment. We disagree.
The following additional facts are relevant to our disposition of the defendant’s claim. In his answer to
The court did not charge the jury on either of those special defenses. In response to the defendant’s post-trial motion for articulation, the court explained that it had declined to charge on the special defenses because the plaintiffs complaint did not include a claim that the conduct of the defendant was the conduct of the defendant’s employer “by himself or [by the defendant as the employer’s] agent . . . .” General Statutes § 46a-
We agree with the court that the plaintiffs complaint states no claim against the defendant’s employer, which was the state of Connecticut at the time the defendant’s wrongful acts occurred.
Ill
The defendant next claims that the court improperly allowed an investigator from the office of the state’s attorney to testify about information in a previous criminal case against the defendant, the records of which had been erased pursuant to
The challenged testimony consisted of information relating to records that had been erased following a determination by the Superior Court that the evidence involved had been obtained as a result of a search of the defendant’s residence that was made without
Before the trial began, the defendant filed a motion in limine dated September 17, 1999, in which he requested that the videotape taken from his house during the unlawful search be excluded from evidence during the trial. The defendant asserted that the underlying criminal matter had been dismissed and, therefore, the videotape had become an erased record within the meaning of
We agree with the court that the videotape is not a record subject to erasure pursuant to
Thus, the videotape of the plaintiff is not a police or court record subject to erasure pursuant to
IV
The defendant also claims that the court improperly allowed the admission into evidence in this civil case of evidence that had been suppressed in the prior criminal
The defendant argues that because the evidence had been suppressed in the prior criminal matter, it therefore was inadmissible in this matter pursuant to
“[T]he exclusionary rule is neither intended nor able to cure the invasion of the defendant’s rights which he has already suffered.” (Internal quotation marks omitted.) Id., 161. “[T]he [exclusionary] rule’s prime purpose is to deter future unlawful police conduct and thereby effectuate the guarantee of the Fourth Amendment against unreasonable searches and seizures ....
Because the use of evidence in a civil proceeding “falls outside the offending officer’s zone of primary interest . . . exclusion of such evidence will not significantly affect a police officer’s motivation in conducting a search.” (Citation omitted; internal quotation marks
V
The defendant’s final claim involves the offer of judgment that the plaintiff filed prior to the trial pursuant to
On June 20,1996, the plaintiff, through her trial attorney, offered to stipulate to a judgment against the defendant for $30,000. The defendant did not, within thirty days after being notified of the offer, file with the clerk of the court a written acceptance of the offer signed by the defendant or the defendant’s attorney pursuant to
The defendant disputes the interest award on the ground that the offer of judgment filed by the plaintiff was defective in that the signature thereon, although purporting to be that of Hanon W. Russell, the attorney who conducted the trial for the plaintiff, actually had been inscribed on that document by one of Russell’s law partners, Edward Cantor, as authorized by Russell. The defendant relies on
“The well-settled general rule is that the mere fact that the agent’s name does not appear in a contract or other instrument executed by him in the name of the principal alone does not render the execution insufficient, unless a statute provides otherwise.” 3 Am. Jur. 2d 676, Agency § 172 (1986). “The most satisfactory test of whether a statute is mandatory or merely directory is whether the prescribed mode of action is of the essence of the thing to be accomplished, or in other words whether it relates to matter of substance or to matter of convenience. . . . Where the thing required to be done is one of substance the statutory provision is mandatory. . . . However . . . provisions designed to secure order, system and dispatch in proceedings are ordinarily held to be directory where . . . they are stated in affirmative terms or, to express it differently, are unaccompanied by negative words. . . . Such a statutory provision is one which prescribes what shall be done but does not invalidate action upon a failure to comply.” (Citations omitted; internal quotation marks omitted.) Broadriver, Inc. v. Stamford,
“The purpose of § 52-192a is to encourage pretrial resolution of disputes by allowing a plaintiff to make an offer and allowing a defendant to accept a reasonable offer of settlement to save the time and expense of trial. . . . [I]n construing § 52-192a, we first note that its purpose is to encourage pretrial settlements and, consequently, to conserve judicial resources. . . .
We conclude, with respect to § 52-192a (a), that the plaintiff substantially complied with the statutory requirements and that the defendant was in no way disadvantaged by the mere circumstantial defect in the filing of the offer of judgment. The document filed with the court afforded the defendant actual notice as to the existence and terms of the offer, and any irregularity with the signature could not possibly have misled or prejudiced him.
“The rules of statutory construction apply with equal force to Practice Book rules.” Grievance Committee v. Trantolo,
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
In the accompanying memorandum of law in support of the amended motion to dismiss, the defendant’s claims are set forth as follows: (1) Is the hearing on the application for the prejudgment remedy a separate and distinct proceeding? (2) In an action in which the plaintiff serves an application for a prejudgment remedy, if, after a hearing is held, the plaintiff subsequently serves a writ of summons and complaint, when does the action for damages commence? (3) Is the use of an improper form fatal? (4) Is a writ that fails adequately to direct the process server as to the nature of the documents to be served legally sufficient? (5) Is the service of process insufficient as a matter of law where the process server’s return is defective on its face because it is signed and sealed on the day before the server attests to the service of the documents? (6) Is the partner of the subscribing authority prohibited from entering into a recognizance upon the writ? (7) Is dismissal required because the scope of the allegations in the plaintiffs complaint broadens the cause of action into areas outside the subject matter jurisdiction of the court?
The court allowed the plaintiff to file an amended recognizance to cure that particular defect and denied on the merits the defendant’s motion to dismiss as to the alleged lack of subject matter jurisdiction.
The direction to the process server contained in judicial form JD-CV-1, civil summons, is “to make due and legal service of this summons and attached complaint.”
For an action against an employer for sexual harassment under
In his principal brief, the defendant sets forth the circumstances of the illegal search as follows: “On November 4, 1994, the defendant’s residence was searched pursuant to a warrant issued to inspectors in the division of criminal justice to search for and seize various items, including videotapes.” Pursuant to
One of the items seized by the inspectors during their search of the defendant’s residence was a videotape of the plaintiff at her home, which had been taken by a woman he had become acquainted with. The defendant during his cross-examination admitted that he had asked the woman to take some videotapes of the plaintiff in July, 1992. He testified that he was expecting to get some videotape of the plaintiff entering or leaving the courthouse. He admitted that he had supplied the woman with his videocamera when he left for a vacation in Hawaii on August 7, 1992, and that she returned two videotapes to him with his camera after he had returned to the New London area. He testified that he never looked at the videotapes until November, 1992, and that he erased one of the videotapes because it was not what he was expecting to get. He kept the videotapes in his office, but later moved them to his house. He taped over one videotape and put the second one in his camera to tape it over, but the camera and videotape were removed from his house by a police inspector when the house was searched by the police.
The facts relating to the seizure and subsequent suppression of the subject property are set forth in part III.