THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. CARA M. RINGLAND et al., Appellees.
119484
Supreme Court of Illinois
June 29, 2017
2017 IL 119484
Illinois Official Reports
People v. Ringland, 2017 IL 119484
Decision Under Review: Appeal from the Appellate Court for the Third District; heard in that court on appeal from the Circuit Court of La Salle County, the Hon. H. Chris Ryan and the Hon. Daniel J. Bute, Judges, presiding.
Judgment: Affirmed.
Counsel on Appeal: Lisa Madigan, Attorney General, of Springfield, and Brian J. Towne, State‘s Attorney, of Ottawa (Carolyn E. Shapiro and David L. Franklin, Solicitors General, Michael M. Glick and Joshua M. Schneider, Assistant Attorneys General, of Chicago, and Patrick Delfino and Terry A. Mertel, of the Office State‘s Attorneys Appellate Prosecutor, of counsel), for the People.
Stephen M. Komie and Brian E. King, of Komie & Associates, of Chicago, for appellee Cara Ringland.
Michael J. Pelletier, State Appellate Defender, Peter A. Carusona, Deputy Defender, and Dimitri Golfis, Assistant Appellate Defender, of the Office of the State Appellate Defender, of Ottawa, for appellee James Saxen.
George Mueller, of Mueller Anderson & Associates, of Ottawa, for amicus curiae Freddy Sizemore, an Individual.
Justices: JUSTICE FREEMAN delivered the judgment of the court, with opinion.
Chief Justice Karmeier and Justices Thomas, Burke, and Theis concurred in the judgment and opinion.
Justice Garman dissented, with opinion, joined by Justice Kilbride.
OPINION
¶ 1 Defendants, Cara Ringland, Steven Pirro, James Saxen, Steven Harris, and Matthew Flynn, were separately charged with felony drug offenses in the circuit court of La Salle County. In each case, a controlled substance was discovered during a traffic stop. These traffic stops were conducted by a special investigator appointed by Brian Towne, then State‘s Attorney of La Salle County, pursuant to
¶ 2 The circuit court granted each defendant‘s motion to quash arrest and suppress evidence. The appellate court affirmed, holding that the conduct of the special investigator exceeded the scope of
I. BACKGROUND
¶ 3 Jeffrey Gaither, a special investigator for the La Salle County State‘s Attorney, conducted a traffic stop against each defendant, beginning with Ringland on January 31, 2012, and continuing through Flynn on March 12, 2013. Each traffic stop occurred on Interstate 80 in La Salle County and resulted in the discovery of a controlled substance. Defendants Ringland, Pirro, and Flynn were each charged with felony possession with intent to deliver cannabis, and defendants Harris and Saxen were respectively charged with felony possession with intent to deliver cocaine and methamphetamine.
¶ 4 Each defendant filed a motion to quash arrest and suppress evidence contending, inter alia, that Gaither lacked the authority to conduct a traffic stop. Defendants Ringland, Harris, and Saxen specifically argued that Gaither lacked such authority because Towne failed to comply with
¶ 6 At the suppression hearings for defendants Ringland and Pirro, Gaither further testified that, by prearranged plan, when a SAFE investigator would broadcast the initiation of a traffic stop, a drug-detection canine unit would automatically proceed to that location. Gaither also testified as to the factual circumstances surrounding the traffic stops for defendants Ringland, Pirro, and Saxen at their respective suppression hearings.1
¶ 7 The circuit court granted each defendant‘s motion to suppress. The court ruled that
¶ 8 The State filed a notice of appeal from each suppression order (
II. ANALYSIS
¶ 10 Before this court, the State assigns error to the appellate court‘s affirmance of the circuit court‘s suppression orders. The State contends, inter alia, that
¶ 11 The primary objective in construing a statute is to ascertain and give effect to the intent of the legislature. The most reliable indicator of legislative intent is the language of the statute, given its plain and ordinary meaning. A court must view the statute as a whole, construing words and phrases in light of other relevant statutory provisions and not in isolation. Each word, clause, and sentence of a statute must be given a reasonable meaning, if possible, and should not be rendered superfluous. The court may consider the reason for the law, the problems sought to be remedied, the purposes to be achieved, and the consequences of construing the statute one way or another. Also, a court presumes that the General Assembly did not intend to create absurd, inconvenient, or unjust results. People v. Perez, 2014 IL 115927, ¶ 9; People v. Hunter, 2013 IL 114100, ¶ 13.
¶ 12
¶ 13 Towne and Gaither each testified that SAFE investigators did not serve subpoenas, make return of process, or investigate pending cases. Towne further testified that his office had not opened any investigation concerning Ringland and that she did not come to Towne‘s attention until after she was arrested.3 Thus, to be valid, the instant traffic stops, by themselves, must constitute investigations that assist a State‘s Attorney in the performance of his or her duties.
¶ 15 Before this court, the State contends that
¶ 16 The office of State‘s Attorney is constitutionally established.
¶ 17 The State‘s Attorney provision contains no reference to the powers and duties of the office.
¶ 19 In the case at bar, defendants Harris and Saxen correctly observe that nowhere does
¶ 20 Illinois case law prescribes duties of a State‘s Attorney in addition to those enumerated in
¶ 22 Close analysis of the State‘s Attorney‘s common-law duty to investigate suspected illegal activity reveals a significant limitation on its exercise. The State‘s Attorney‘s duty to investigate suspected illegal activity acknowledges that a prosecutor ordinarily relies on police and other agencies for investigation of criminal acts. See Williams, 147 Ill. 2d at 256 (quoting ABA Standards for Criminal Justice, Standard 3-3.1(a) (2d ed. 1980)); People v. Mitts, 327 Ill. App. 3d 1, 16 (2001); Nohren, 283 Ill. App. 3d at 758 (quoting ABA Standards for Criminal Justice, Standard 3-3.1(a) (3d ed. 1993)); Ware, 75 Ill. App. 3d at 914 (quoting ABA Standards for Criminal Justice, The Prosecution Function, Standard 3.1(a) (1971)). Our appellate court has explained as follows:
“[A State‘s Attorney‘s] duty to investigate is not exclusive and necessarily involves him with other investigative agencies. Justice is not served when the State‘s Attorney‘s duty to investigate collides with the duty of the police to investigate. The State‘s Attorney does not possess the technical facilities nor the manpower that the police have. Consequently, it is the recognized practice that the State‘s Attorney sensibly defers to the investigative duties of the police. It is also the general practice that the State‘s Attorney stands ready to provide assistance to the police.” (Emphases added.) People v. Wilson, 254 Ill. App. 3d 1020, 1039 (1993).
For example, a former Cook County State‘s Attorney observed: “Although it may seem axiomatic, it cannot be left unsaid that the state‘s attorney should not involve himself in ‘policing.‘” Bernard T. Carey, Rights, Powers and Duties of the State‘s Attorney, in Prosecution of a Criminal Case § 27.33, at 27-19 (Ill. Inst. for Cont. Legal Educ. 1979). A former Will County State‘s Attorney similarly observed: “The prosecutor must always remember that his primary role is not that of investigator.” Edward F. Petka, Rights, Powers and Duties of the State‘s Attorney, in Prosecution of a Criminal Case § 1.24 (Ill. Inst. for Cont. Legal Educ. 1983 Supp.). Indeed, Professor LaFave reminds us that substantive differences do exist between the prosecutor and the police:
“Although the police and prosecutor share a common goal in the effective enforcement of the criminal law, they come at that goal with differences that create a real potential for conflict. They approach the task of enforcement from the outlooks of different professional backgrounds, while performing different roles and viewing the offense, the offender and the victim from different vantage points.” 1 Wayne R. LaFave et al., Criminal Procedure § 1.4(c), at 157 (4th ed. 2015).
Clearly, the State‘s Attorney‘s common-law duty to investigate suspected illegal activity is premised on a deference to law enforcement agencies.
¶ 23 Based on this premise, we have recognized that a State‘s Attorney has an affirmative duty to investigate suspected illegal activity ”when it is not adequately dealt with by other agencies.” (Emphasis added and internal quotation marks omitted.) Williams, 147 Ill. 2d at 256; see Nohren, 283 Ill. App. 3d at 758; Ware, 75 Ill. App. 3d at 914. The relevant commentary to the American Bar Association standards, cited by Illinois courts, similarly explains as follows:
“The bulk of a prosecutor‘s work consists of cases in which a complaint has been made by a citizen or by a public agency or cases that develop subsequent to an arrest made by the police. But there are instances in which a citizen is reluctant to prosecute, from ignorance, fear, inertia, or other motive, or in which the police have not taken the initiative. This may be because the area of illegal activity in question is not one that attracts law enforcement interest *** or where law enforcement officials are themselves involved.
It is important, therefore, that in some circumstances the prosecutor take the initiative to investigate suspected criminal acts independent of citizen complaints or police activity.” (Emphases added.) ABA Standards for Criminal Justice, Standard 3-3.1(a), Commentary (3d ed. 1993).
Accord id. Standard 3-2.4, Commentary (“However, the prosecutor may need to conduct investigations that the police are unable or unwilling to undertake” and “may also need to carry out lengthy or unusually technical investigations.“). We conclude that the State‘s Attorney‘s common-law duty to investigate suspected illegal activity is limited to circumstances where other law enforcement agencies inadequately deal with such investigation (see Williams, 147 Ill. 2d at 256) or where a law enforcement agency asks the State‘s Attorney for assistance (see Wilson, 254 Ill. App. 3d at 1039).
¶ 24 Our dissenting colleagues contend that the State‘s Attorney‘s duty to investigate suspected illegal activity is boundless and unrestricted. We disagree. The dissent accepts the State‘s argument that the State‘s Attorney‘s deference to the investigative duties of law enforcement agencies “is a product of pragmatism rather than principle.” However, “the common law is at bottom the philosophy of pragmatism.” Benjamin N. Cardozo, The Nature of the Judicial Process 102 (1921). The earlier-quoted ABA Standard does not declare the prosecutor‘s duty to investigate suspected illegal activity in absolute or abstract terms. Rather, the Standard explains that the duty arises in specific, real-world “instances” and “circumstances.” ABA Standards for Criminal Justice, Standard 3-3.1(a), Commentary (3d ed. 1993). Our case law reflects this settled understanding.
¶ 26 Second, the dissent questions the impact of our decision on the investigatory powers of the grand jury. This concern is unfounded. Our case law discusses the State‘s Attorney‘s common-law duty to investigate suspected illegal activity in the context of the State‘s Attorney‘s relationship with law enforcement agencies—not the State‘s Attorney‘s relationship with the grand jury.5
¶ 27 Before this court, the State argues that Towne created the SAFE unit to act “in cooperation” with local police departments.6 Further, the State characterizes the traffic stops conducted by the SAFE unit as “joint investigations.”
¶ 28 The record belies this argument. At Ringland‘s suppression hearing, Towne did not refer to any inadequacy on the part of any law enforcement agency to investigate suspected illegal activity. Further, Towne did not refer to any request for assistance from any law enforcement agency. Also, the circuit court made the following undisputed findings of fact:
“They [SAFE investigators] must make their stop before the dog can walk or they can make a [detection]. In other words, this is not aiding some other investigation that normally you would have where the State‘s Attorney in this county got somebody, came in, made a complaint, conducted and sent out an investigator to follow-up. They are actually going out and seeking complaints by making petty traffic stops and petty offenses.”
The court found that Gaither was “not getting his information from some other agency or aiding some other agency. *** He‘s initiating these traffic stops and the investigation.” Clearly, SAFE investigators independently initiated the instant traffic stops without cooperation with or input from other law enforcement agencies. The conduct of the SAFE unit stands in stark contrast to cases such as People v. Alcala, 248 Ill. App. 3d 411 (1993), and People v. Sequoia Books, Inc., 150 Ill. App. 3d 211 (1986), where in each case a State‘s Attorney special investigator truly acted in concert with local law enforcement officials after it was learned that a specific crime had been, or was about to be, committed.
¶ 30 Additionally, we consider the consequences of the State‘s position. During Towne‘s direct examination at Ringland‘s suppression hearing, Towne testified that after Ringland was arrested, his office filed a criminal information against her. Defense counsel asked Towne: “So your office in substance and sum performed both functions of arresting, processing and then prosecuting?” Towne answered: “Yes.” Further, during cross-examination, the following colloquy occurred:
“[Prosecutor]: You swore Jeff Gaither in as a police officer pursuant to the State‘s Attorney‘s Act on January 21st of 2012; is that correct?
[Defense Counsel]: Objection. His title is not police officer. It‘s investigator of the State‘s Attorney‘s Office.
THE COURT: Rephrase your question.”
This is exactly the point. To construe
¶ 31 We hold that the State‘s Attorney‘s common-law duty to investigate suspected illegal activity did not apply to Towne because he made no showing that law enforcement agencies inadequately dealt with such investigation or that any law enforcement agency asked him for assistance. Absent this duty, the conduct of the SAFE unit fell outside of the scope of
¶ 32 We observe that the parties disagree whether the instant traffic stops constituted an appropriate form of assistance for Towne to provide. According to the State, the assistance that the State‘s Attorney can provide to law enforcement agencies “can take a variety of forms.” In response, defendant Saxen argues that “the common-law duty of state‘s attorneys to investigate does not encompass the patrol of highways to look for the occurrence of crime for purposes of drug interdiction.”
¶ 34 The State additionally contends that “even if Gaither‘s appointment was invalid due to procedural errors, defendants cannot exclude the evidence obtained incident to their arrests on that basis.” The State offers three reasons: (1) the exclusionary rule is not available based solely on the alleged invalidity of Gaither‘s appointment, (2) the traffic stops were valid citizen‘s arrests, and (3) the de facto officer doctrine precluded defendants from challenging the validity of Gaither‘s appointment at their suppression hearings.
¶ 35 We will not address this contention for two reasons. First, the State failed to raise it in both the circuit and appellate courts, and it is thereby forfeited.8 See, e.g., People v. Washington, 2012 IL 110283, ¶ 62 (stating “[w]here the appellant in the appellate court fails to raise an issue in that court, this court will not address it“); People v. James, 163 Ill. 2d 302, 321-22 (1994) (declining to consider issue that State never presented to trial or appellate court); People v. Adams, 131 Ill. 2d 387, 395-96 (1989) (same). Second, our disposition of this appeal is based on the absence of the State‘s Attorney‘s common-law duty to investigate suspected illegal activity, not on the validity of Gaither‘s appointment. Accordingly, this contention is not essential to the disposition of this appeal, and we will not render an advisory opinion.
¶ 36 Defendants alternatively invite us to declare these traffic stops invalid pursuant to the search and seizure provision in the Illinois Constitution (
III. CONCLUSION
¶ 37 For the foregoing reasons, the judgment of the appellate court is affirmed.
¶ 38 Affirmed.
¶ 39 JUSTICE GARMAN, dissenting:
¶ 40 The majority opinion restricts the State‘s Attorney‘s duty to investigate suspected illegal activity to situations in which “other law enforcement agencies inadequately deal with such investigation [citation] or where a law enforcement agency asks the State‘s Attorney for assistance.” Supra ¶ 23. There is no support for this restrictive interpretation of the State‘s Attorney‘s duties in our common law or the Counties Code. Therefore, I respectfully dissent.
¶ 42 One duty of the State‘s Attorney is to investigate suspected illegal activity. See People v. Williams, 147 Ill. 2d 173, 256 (1991) (recognizing the duty of the State‘s Attorney to investigate suspected illegal activity); People v. Nohren, 283 Ill. App. 3d 753, 758 (1996) (“It is the duty of the State‘s Attorney to investigate facts and determine whether an offense has been committed. [Citations.] *** The State‘s Attorney is *** charged with these duties prior to the filing of formal accusations by the State.“). State‘s Attorney Towne testified that he created the SAFE unit to investigate felony trafficking on the highways of La Salle County. Specifically, Towne testified that he intended to use the unit to investigate drug trafficking on Interstate 80. He appointed investigators with previous experience in drug interdiction for this purpose. Special Investigator Gaither also testified that the SAFE unit was tasked with conducting drug interdictions on Interstate 80 and other local highways.
¶ 43 The majority cites several cases in support of its claim that the duty to investigate is limited. None of these cases directly address the scope of the State‘s Attorney‘s duty to investigate suspected illegal activity. In Williams, 147 Ill. 2d at 255, this court addressed the duty of the State‘s Attorney to investigate information implicating other persons when prosecuting a case. In People v. Wilson, 254 Ill. App. 3d 1020, 1039 (1993), the appellate court discussed the duty to investigate in the context of deciding whether the prosecutor‘s involvement in approving a warrant committed the prosecutor to subsequent prosecution. In Nohren, 283 Ill. App. 3d at 758, the court confirmed the power of the State‘s Attorney to use a subpoena duces tecum to investigate a crime with which the defendant has not yet been charged. In Ware v. Carey, 75 Ill. App. 3d 906, 916-17 (1979), the appellate court considered the duties of the State‘s Attorney to determine whether a State‘s Attorney‘s statement to the press should be afforded absolute privilege.
¶ 44 In Williams, Nohren, and Ware, the court quoted an edition of the ABA Standards for Criminal Justice, Standard 3-3.1(a). “A prosecutor ordinarily relies on police and other investigative agencies for investigation of alleged criminal acts, but the prosecutor has an affirmative responsibility to investigate suspected illegal activity when it is not adequately dealt with by other agencies.” ABA Standards for Criminal Justice, Standard 3-3.1(a), at 47 (3d ed. 1993). Similarly, in Wilson, the court discussed the State‘s Attorney‘s duty to investigate and noted that it is the general practice of the State‘s Attorney to defer to the police in investigations. 254 Ill. App. 3d at 1039. However, nothing in these cases or in the ABA Standard indicates that the State‘s Attorney‘s investigative duties are triggered only after it is determined that suspected illegal activity is not adequately being dealt with by other agencies. The Standards section simply notes that the State‘s Attorney typically cooperates with law enforcement agencies for the purpose of investigation and that the State‘s Attorney has a duty to take action when such agencies fail. It says nothing about the State‘s Attorney‘s duties in other situations. Although it may be good policy for the State‘s Attorney to cooperate with other agencies on investigations, there is nothing in our common or statutory law prohibiting the State‘s Attorney from undertaking independent investigations.
¶ 46 Additionally, the majority opinion fails to address how these restrictions would impact the ability of the State‘s Attorney to rely on the investigatory powers of the grand jury. 1 Wayne R. LaFave et al., Criminal Procedure § 1.5(b), at 216-17 (4th ed. 2015) (“The prosecutor is granted investigative authority that is even broader in some respects [than that of the police] through the use of the investigative grand jury.“); see generally 3 Wayne R. LaFave et al., Criminal Procedure §§ 8.1 to 8.14 (4th ed. 2015) (discussing the investigatory powers of the grand jury); id. § 8.4(b) (discussing the relationship between the prosecutor and the grand jury). In no case has the court conditioned the State‘s Attorney‘s ability to request a subpoena from a grand jury on a requirement that the State‘s Attorney first prove that law enforcement has inadequately handled an investigation or that law enforcement has requested assistance. See, e.g., People v. Boston, 2016 IL 118661, ¶ 4 (no discussion of the involvement of law enforcement when discussing the State‘s Attorney‘s request for a subpoena to investigate a cold case); People v. Pawlaczyk, 189 Ill. 2d 177 (2000) (no discussion of other agency involvement in analysis of whether special prosecutor properly sought to divest the defendants of their reporter‘s privilege in a grand jury investigation); People v. Wilson, 164 Ill. 2d 436, 458 (1994) (no discussion of other agency involvement in analysis of grand jury‘s power to disclose subpoenaed documents to the State‘s Attorney and the State‘s Attorney‘s power to subpoena documents); see also 3 LaFave et al., supra § 8.4(b) (noting that “the typical grand jury investigation is dominated by the prosecutor” without any mention of restrictions based on the involvement of other agencies).
¶ 47 To the extent the majority suggests its novel restriction applies only in circumstances involving law enforcement or the exercise of peace officer powers, there is no support in our common law for restraining the common-law duties of the State‘s Attorney based on different types of investigations. Nor is there any support in
¶ 48 The majority insists that without such restrictions, each State‘s Attorney would be able to create his or her own police force. This concern is baseless. The consolidated cases at issue involved only stops within the scope of the SAFE unit‘s assignment to investigate trafficking on the highways of La Salle County. Holding that the stops were valid would not authorize State‘s Attorneys to create police forces with broad powers. The facts suggested by the majority in a footnote (supra ¶ 29 n.7) are not before the court, and therefore any analysis of whether the State‘s Attorney could “declare” such a broad duty is speculative.
¶ 49 For these reasons, I would conclude that the State‘s Attorney has authority to investigate suspected illegal activity regardless of how other agencies have addressed the activity and in the absence of any request for assistance. The special investigators here were appointed to conduct investigations to assist the State‘s Attorney with this duty.
¶ 51 Peace officers have the authority to make a traffic stop, so long as the stop does not violate the driver‘s constitutional rights. See Whren v. United States, 517 U.S. 806, 809-10 (1996). A stop does not violate a driver‘s fourth amendment rights if it is reasonable; the officer must have probable cause to believe that a traffic violation has occurred. Id. Gaither testified that, when making each traffic stop, he had probable cause to believe that a traffic violation had occurred based on his observation of the driver or his vehicle. Defendants do not argue that Gaither lacked probable cause to initiate each traffic stop.
¶ 52 Nor did the use of a drug-detection dog violate defendants’ rights. “[T]he use of a well-trained narcotics-detection dog *** during a lawful traffic stop generally does not implicate legitimate privacy interests.” Illinois v. Caballes, 543 U.S. 405, 409 (2005); see People v. Caballes, 221 Ill. 2d 282, 331 (2006) (interpreting the phrase “search and seizure” in the Illinois Constitution as analogous to that phrase as it is used in the United States Constitution and holding that a dog sniff of a vehicle does not constitute an invasion of privacy that would violate the Illinois Constitution). However, a justified seizure can become unconstitutional if it is prolonged beyond the time reasonably required to complete the traffic ticket or warning. Caballes, 543 U.S. at 407. Here, the canine unit arrived at each scene as the investigator was writing up a warning and did not unconstitutionally prolong the traffic stops.
¶ 53 Alternatively, defendants assert that Gaither was never properly appointed as a special investigator as required by the Code.
“Before a person is appointed as a special investigator, his fingerprints shall be taken and transmitted to the Department of State Police. The Department shall examine its records and submit to the State‘s Attorney of the county in which the investigator seeks appointment any conviction information concerning the person on file with the Department. No person shall be appointed as a special investigator if he has been convicted of a felony or other offense involving moral turpitude.”
55 ILCS 5/3-9005(b) (West 2012) .
State‘s Attorney Towne testified that, because Gaither had been a police officer, his fingerprints were already on file with the Illinois State Police. Towne further testified that he was familiar with Gaither‘s record as a member of the Illinois State Police and that Gaither had been through all of the required police trainings. He testified that his office had been in communication with the Illinois Law Enforcement Training and Standards Board to ensure that all requirements were satisfied, although no written waiver had been granted at the time Gaither was appointed. He testified that, “through [his] investigation and [his] knowledge,” he was certain that Gaither had never been convicted of a felony or crime of moral turpitude. Furthermore, the parties stipulated that if Laura Baker, an employee of the Illinois Law Enforcement Training and Standards Board, were called to testify, she would state under oath that a background check was performed on Jeffrey Gaither, that there were no felony convictions or crimes of moral turpitude found on the background check, and that there was no information gained from the background check that would have interfered with the issuance of Gaither‘s waiver request. Regardless, defendants contend that because the State‘s Attorney‘s office did not submit Gaither‘s fingerprints and because no background check information was relayed to Towne, Gaither‘s appointment was invalid.
¶ 55 “[A] defendant must show he was prejudiced to be entitled to relief for violation of a directory rule.” People v. Geiler, 2016 IL 119059, ¶ 25 (citing People v. Ziobro, 242 Ill. 2d 34, 45 (2011)). Although the State‘s Attorney failed to strictly comply with the requirements of the Code, Gaither‘s fingerprints were on file with the State Police Board, a background check was completed, and the State‘s Attorney was informed that Gaither had never been convicted of a felony or crime of moral turpitude. Defendants have not alleged that Gaither has ever been convicted of such crimes. Assuming the Department of State Police‘s failure to submit the results of the background check violated the requirements, defendants have not shown that they suffered any prejudice. Therefore, defendants’ motions should have been denied.
¶ 57 Because State‘s Attorney Towne had a duty to investigate suspected illegal activity, he had the authority under
¶ 58 JUSTICE KILBRIDE joins in this dissent.
