Lead Opinion
delivered the judgment of the court, with opinion.
Chief Justice Fitzgerald and Justices Thomas, Karmeier, and Burke concurred in the judgment and opinion.
Justice Freeman specially concurred, with opinion.
Justice Kilbride specially concurred, with opinion.
OPINION
Defendant, Leobardo Delvillar, was charged with several weapons violations. Defendant agreed to plead guilty to one count of aggravated unlawful use of a weapon by a felon in return for a sentence recommendation. Defendant later filed a motion to withdraw his guilty plea on the grounds that he is a resident alien, and not a United States citizen, and that the circuit court failed to admonish him of the potential immigration consequences of his plea. The circuit court denied defendant’s motion. The appellate court reversed and remanded for further proceedings.
BACKGROUND
Defendant was arrested and charged in July 2003 with three counts of aggravated unlawful use of a weapon by a felon (720 ILCS 5/24 — 1.6(a)(1) (West 2002)) and two counts of unlawful use of a weapon by a felon (720 ILCS 5/24 — 1.1(a) (West 2002)). Defendant and the State reached a plea agreement on these charges under which defendant pled guilty to one count of aggravated unlawful use of a weapon. As agreed, the prosecutor recommended a sentence of four years in the Department of Corrections. The prosecutor also recommended the Department of Corrections’ impact incarceration program, commonly referred to as “boot camp.”
The plea hearing took place on November 2, 2005. The court first asked defendant if he was being forced or coerced into giving up the right to remain silent and to enter a guilty plea. Defendant answered “no.” The court also asked defendant whether he was entering his plea freely and voluntarily. He answered “yes.” Next, the court asked defendant whether he was a United States citizen. Defendant replied “yes.” Based in part on this response, the court did not admonish defendant of any potential immigration consequences that might be imposed on a noncitizen as a result of a guilty plea. The court then accepted defendant’s guilty plea. The сourt did not proceed to sentencing, however. Instead, in response to the request by defendant that he be permitted to finish a construction job, the court agreed to hold sentencing until a later court date.
At the sentencing hearing on November 30, 2005, the court ordered defendant to serve four years’ imprisonment and recommended boot camp in accordance with the State’s plea agreement offer. The court also advised defendant of his right to appeal, informing defendant that if he wished to appeal, he first had to file a motion to withdraw his guilty plea. The court admonished defendant that in his motion he would have to state all reasons for wanting to withdraw his guilty plea. Defendant indicated hе had no questions about that requirement.
On December 15, 2005, defendant filed a motion to withdraw his guilty plea and vacate his conviction, asserting that he did not knowingly, intelligently, or voluntarily waive his right to trial or fully understand or comprehend the admonishments of the court at the time of his guilty plea. In his motion, defendant noted that at the time of his plea defense counsel was not aware of defendant’s immigration status. The motion stated that defendant is not a United States citizen, but a resident alien. Defendant also contended that the court was required to advise him of the immigration consequences of his guilty plea and that the court failed to do so.
In a hearing on defendant’s motion, the court reviewed the transcripts of defendant’s plea hearing and confirmed that he had stated he was a United States citizen. In response, defense counsel suggested that defendant was a resident alien and that was the source of defendant’s confusion at the plea hearing. The court stated, “he [defendant] lied to the court.” The court then denied defendant’s motion to withdraw his guilty plea. Defendant appealed.
The appellate court reversed, holding that the circuit court was required to admonish defendant of the potential immigration consequences of a guilty plea. The State filed a petition for leave to appeal, which this court granted pursuant to Supreme Court Rule 315 (210 Ill. 2d R. 315(a)). We then allowed the Chicago Chapter of the American Immigration Lawyers Association, the Legal Assistance Foundation of Chicago, the National Immigrant Justice Center, the Illinois Coalition for Immigrant and Refugee Rights, and the Immigration Project to file a joint brief amicus curiae in support of defendant. 210 Ill. 2d R. 345.
The question presented to this court is whether the failure to admonish defendant of the possible immigration consequences of his guilty plea, pursuant to section 113 — 8 of the Code of Criminal Procedure of 1963, required the circuit court to grant defendant’s subsequent motion to withdraw his guilty plea and vacate a defendant’s conviction. For the reasons that follow, we conclude that the failure to admonish did not require the circuit court to allow defendant’s motion. Wе, therefore, reverse the decision of the appellate court and affirm the judgment of the circuit court.
ANALYSIS
Defendant’s argument in the appellate court and the appellate court decision itself rely on a particular interpretation of a provision within the Code of Criminal Procedure. The relevant provision is as follows:
“Before the acceptance of a plea of guilty, guilty but mentally ill, or nolo contendere to a misdemeanor or felony offense, the court shall give the following advisement to the defendant in open court:
‘If you are not a citizen of the United States, you are hereby advised that conviction of the offense for which you have been chargеd may have the consequences of deportation, exclusion from admission to the United States, or denial of naturalization under the laws of the United States.’ ” 725 ILCS 5/113 — 8 (West 2006).
The appellate court concluded that the above admonishment is mandatory and that the circuit court’s failure to admonish defendant in accordance with section 113 — 8 required a reversal, regardless of defendant’s immigration status.
Before this court, the State argues that the Bilelegne court was correct in holding that section 113 — 8 is directory in nature and does not require the circuit court to allow a motion to withdraw a guilty plea in all cases. In response, defendant again argues that the appellate court correctly held that section 113 — 8 is mandatory and the failure to give the admonishment requires the court to allow withdrawal of defendant’s guilty plea. Resolution of this issue requires an explanation of two distinct questions that are, as this court has acknowledged, easily confused because they both contain the term “mandatory.”
One question asks whether a statute is mandatory or permissive. In answering this question, the term mandatory “ ‘refers to an obligatory duty which a governmental entity is required to perform.’ ” People v. Robinson,
The second question asks whether a statutory provision is mandatory or directory. Under this question, statutes are mandatory if the intent of the legislature dictates a particular consequence for failure to comply with the provision. Pullen v. Mulligan,
The facts of People v. Robinson,
After Robinson’s petition was summarily dismissed by the circuit court, the clerk failed to serve Robinson with the order of dismissal until 12 days after the court entered the order. This service clearly did not comply with the language of the statute requiring service within 10 days of the judgment. Robinson argued on appeal that the language of the statute is mandatory and that, therefore, the appellate court should remand his case for further proceedings under the Post-Conviction Hearing Act. The appellate court agreed and directed the circuit court to conduct further proceedings.
This court reversed the appellate court. In considering the distinction between mandatory and directory provisions, this court first pointed out “there is no genuine dispute that the 10-day notice requirement has the force of a command and that it imposed a mandatory obligation on the clerk.” Robinson,
Like the provision in Robinson, the admonishment informing defendants of immigration consequences in the present case is mandatory in the sense that the circuit court does not have discretion in giving the admonishment. That is, the statute is mandatory with respect tо the mandatory/permissive question. The statute imposes an obligation on the court to give the admonishment. The admonishment must be given regardless of whether a defendant has indicated he is a United States citizen or whether a defendant acknowledges a lack of citizenship. Thus, to the extent that defendant argues a mandatory reading leads to the conclusion that the circuit court was required to give the admonishment, he is correct.
However, this court recognizes, as we did in Robinson, that the dispositive issue in this case is not whether the statute is mandatory or permissive. Rather, the issue here is the second question, whether the statute is mandatory or directory. This separate dichotomy determines the consequences of a failure to give the admonishment. See Robinson,
Whether a statute is mandatory or directory is a question of statutory construction, which we review de novo. Robinson,
Neither condition applies in this case. Section 113 — 8 lacks any negative language prohibiting further action. For example, the statute does not prevent the circuit court from accepting defendant’s guilty plea if the court fails to give the section 113 — 8 admonishment. At one point in the lеgislative process, the proposed section 113 — 8 did include such additional language providing a remedy for failure to give the admonishment. That version of the legislation indicated that the circuit court “shall vacate the judgment and permit the defendant to withdraw the plea of guilty” if the defendant demonstrated that his conviction of the offense to which he pleaded guilty may have immigration consequences. 93d Ill. Gen. Assem., Senate Bill 43, 2003 Sess. (as introduced). The legislature affirmatively chose, however, to eliminate this provision before passage. The presumption we recognized in Robinson, that procedural commands are directory, cannot be overcome by the enacted language of seсtion 113 — 8.
With respect to the other condition identified in Robinson, we must first identify the right the statute was intended to protect. The right to be protected here is the right of a defendant to intelligently waive a jury trial and enter a guilty plea. Section 113 — 8 attempts to protect this right by informing defendants that there could be potential immigration consequences to entering a guilty plea. The legislature clearly thought this information is important to a defendant when making his decision to plead guilty.
We next ask whether the right that the statute intends to protect would be generally injured by a directory reading of the statute.
In Robinson, we noted that the right to appeal might be injured by untimely service in a given case. Robinson,
In this case, we cannot say that the right the legislature intended to protect would generally be injured. Although an individual defendant’s right to waive a trial might be injured by the failure to give the admonishment required by section 113 — 8, it cannot be said that it generally would be so. Immigration consequences — in particular, deportation — are not applicable to United States citizens. See Oforji v. Ashcroft,
A defendant’s right to intelligently waive a jury trial and plead guilty might be affected in a case where the defendant is not a United States citizen, and where the crime for which the defendant is entering a plea is one that could trigger immigration consequences. However, in another case a defendant may have reasons for pleading guilty even in the face of such consequences. Thus, bеcause a defendant’s right to waive a jury trial and enter a guilty plea will not necessarily be harmed in the absence of the admonishment, we conclude that the presumption of a directory reading of section 113 — 8 is not overcome. As neither condition articulated in Robinson serves to overcome the presumption of a directory reading in this case, we conclude that the legislature intended such a reading.
In summary, we conclude that section 113 — 8 is mandatory in that it imposes an obligation on the circuit court to admonish all defendants of the potential immigration consequences of a guilty plea. However, the admonishment is not mandatory with respect to the mandatory-directoiy dichotomy. Thus, failing to issue the admonishment does not automatically require the court to allow a motion to withdraw a guilty plea. Rather, the failure to admonish a defendant of the potential immigration consequences of a guilty plea is but one factor to be considered by the court when ruling on a defendant’s motion to withdraw a guilty plea.
The decision to grant or deny a motion to withdraw a guilty plea rests in the sound discretion of the circuit court and, as such, is reviewed for abuse of discretion. People v. Walston,
With regard to inadequate admonishments, the failure to properly admonish a defendant, standing alone, does not automatically establish grounds for reversing the judgment or vacating the plea. People v. Fuller,
This court has long established that, with respect to voluntariness, the pertinent knowledge to be provided by the court prior to accepting a guilty plea includes only the direct consequences of the defendant’s plea. People v. Manning,
Collateral consequences, on the other hand, are effects upon the defendant that the cirсuit court has no authority to impose. A collateral consequence is one that results from an action that may or may not be taken by an agency that the trial court does not control. Williams,
Immigration consequences are collateral consequences. Williams,
However, as with other imperfect admonishments, although the failure to admonish a defendant of potential immigration consequences does not rise to a constitutional violation, reversal may yet be required if real justice has been denied or if the defendant has been prejudiced by the inadequate admonishment. Fuller,
Again, it is defendant who must demonstrate that he has been prejudiced by the improper admonishment. Walston,
Further, although the amici have presented this court with several possible immigration consequences for noncitizens convicted of weapons felonies, we reiterate that defendant failed to show the circuit court, in his motion or argument, that any of those consequences have been or will be applied to him. The circuit court was left to decide, based solely on dеfendant’s conflicting assertions, whether defendant had told the truth at the guilty plea hearing, or was telling the truth at the hearing on his motion to withdraw that plea.
Nor did defendant demonstrate that he misunderstood the court’s admonishments. In trying to explain why he told the court he was a United States citizen, defendant offered only the bare assertion that he had misunderstood the court when it asked about his citizenship. Defendant did not establish that he had difficulty hearing or understanding the court’s admonishments in English.
Indeed, the record reflects that defendant understood the court’s questions. At one point in the proceedings, counsel for defendant asked that the court postpone sentencing until defendant was able to complete a construсtion job. Counsel suggested that defendant could provide verification, at which point defendant inteijected, “I have a contract.” The court accepted defendant’s word that he was engaged in the construction job, and asked defendant whether four weeks would be enough time. To this defendant responded, “[s]hould be fine, your Honor.” Throughout the proceedings, defendant demonstrated an understanding of what the court was asking him. Based on these responses, a reasonable person could conclude that defendant understood the court when it asked whether defendant was a United States citizen.
In his motion to withdraw his guilty plea, defendant claims only that the circuit court failed to give the section 113 — 8 admonishment and that he is a resident alien, and not a United States citizen. These claims alone fall short of meeting defendant’s burden to show that he suffered prejudice as a result of the circuit court’s failure to admonish him. We therefore conclude that the circuit court did not abuse its discretion by denying defendant’s motion to withdraw his guilty plea.
CONCLUSION
For the foregoing reasons, we reverse the judgment of the appellate court, vacating denial of defendant’s motion to withdraw his guilty plea, and affirm the judgment of the circuit court.
Appellate court judgment reversed; circuit court judgment affirmed.
Concurrence Opinion
specially concurring:
I joined fully in this court’s decision in People v. Robinson,
The issue in this case can be stated simply as: What are the consequences when the trial court fails to give an admonishmеnt to a defendant in open court that the General Assembly indicated “shall” be given in section 113 — 8? Generally, the legislature does not intend its statutory provisions to be disregarded, but “not all directives and requirements declared in statute law should be understood to have equal force.” 3 N. Singer, Sutherland on Statutory Construction §57:1, at 6 (6th rev. ed. 2001). I am no longer confident that the resolution of the mandatory/directory issue requires a discussion of two “distinct” questions that are “easily confused” because they both contain the term “mandatory.”
The question of whether a statutory provision has a mandatory or directory character is one of statutory construction. Pullen v. Mulligan,
Here, although the General Assembly used “shall” in section 113 — 8, it did not set forth any specific consequences for the failure to follow the directive. Generally, “[w]hеn a statute specifies what result will ensue if its terms are not complied with, the statute is deemed mandatory ***; [hjowever, if it merely requires certain things to be done and nowhere prescribes results that follow, such a statute is merely directory.” 3 N. Singer §57:3, at 23-24. This same rule finds support in our case law:
“The general rule in determining whether a statute is mandatory or advisory is as follows: ‘Where the terms of a statute are preemptory and exclusive, where no discretion is reposed or where penalties are provided for its violation, the provisions of the act must be regarded as mandatory.’ ” Tuthill v. Rendelman,387 Ill. 321 , 350 (1944), quoting Clark v. Quick,377 Ill. 424 , 430 (1941).
A corollary of this rule is that the lack of consequences for noncompliance “leads to a directory cоnstruction.” 3 N. Singer §57:8, at 35. Indeed, this court has held that the lack of specific consequences for noncompliance following a statutory command results in a directory construction. See Carrigan v. Illinois Liquor Control Comm’n,
I bеlieve the mandatory/directory analysis set forth above is more clear than that employed in today’s opinion. The majority notes that the dispositive issue in this case is not whether the statute is “mandatory or permissive,” but whether the statute is “mandatory or directory.”
In all other respects, I join in the majority’s opinion.
also specially concurring:
While I agree with both the judgment and the majority of this court’s analysis, I disagree with its definition of the right section 113 — 8 was intended to protect, and consequently, with a portion of the subsequent analysis. Therefore, I specially concur in the opinion.
The majority relies heavily on the analysis in People v. Robinson,
In contrast, a violation of section 113 — 8 is not potentially harmful to all defendants. Indeed, noncompliance with section 113 — 8 is not potentially harmful to the rights of the vast majority of Illinois defendants because “[ijmmigration consequences — in particular, deportation — are not applicable to United States citizens.”
Applying that definition of the protected right, we would next consider “whether the right that the statute intends to protect would be generally injured by a directory reading of the statute.”
Here, defendant’s motion alleged that “[a]t the time of his plea, defense counsel was unaware of defendant’s immigration status. Defendant is not a United States Citizen but is a resident alien” and that “[n]either defense counsel nor the State made the court aware of the above facts concerning defendant’s immigration status.” During the trial court’s questioning at defendant’s plea hearing, however, defendant’s response indicated that he was a United States citizen, сreating a conflict with the allegations in the motion. No documents were attached to the motion to establish defendant’s immigration status definitively. Nor did defendant’s motion contain any allegation that a guilty plea to the charged offense could trigger negative immigration consequences. Defendant has not met his burden of showing that the trial court’s failure to admonish him under section 113 — 8 generally injured the right our legislature intended to protect.
Consequently, I agree with the majority’s conclusion that defendant has not overcome the presumption that the legislature intended a directory reading of section 113 — 8.
