THE PEOPLE, Plaintiff and Respondent, v. MICHAEL DAVID CORNETT, Defendant and Appellant.
No. S189733
Supreme Court of California
Apr. 30, 2012.
1261
COUNSEL
Ozro William Childs, under appointment by the Supreme Court, for Defendant and Appellant.
Gary Windom, Public Defender (Riverside) and Joseph J. Martinez, Deputy Public Defender, for the Riverside County Office of the Public Defender as Amicus Curiae on behalf of Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Gerald A. Engler, Assistant Attorney General, Laurence K. Sullivan and Moona Nandi, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
CANTIL-SAKAUYE, C. J.—
I.
BACKGROUND
Defendant Michael David Cornett sexually molested his two stepdaughters. He was convicted of seven felony sex offenses, including one count of oral copulation of Jane Doe 1 in violation of
Defendant claimed on appeal, among other things, that his
II.
DISCUSSION
To determine whether defendant was properly convicted of violating
“As in any case involving statutory interpretation, our fundamental task here is to determine the Legislature‘s intent so as to effectuate the law‘s purpose.” (People v. Murphy (2001) 25 Cal.4th 136, 142.) “We begin with the plain language of the statute, affording the words of the provision their ordinary and usual meaning and viewing them in their statutory context, because the language employed in the Legislature‘s enactment generally is the most reliable indicator of legislative intent.” (People v. Watson (2007) 42 Cal.4th 822, 828; accord, Catlin v. Superior Court (2011) 51 Cal.4th 300, 304.) The plain meaning controls if there is no ambiguity in the statutory language. (People v. King (2006) 38 Cal.4th 617, 622.) If, however, “the statutory language may reasonably be given more than one interpretation, . . . ‘courts may consider various extrinsic aids, including the purpose of the statute, the evils to be remedied, the legislative history, public policy, and the statutory scheme encompassing the statute.‘” (Ibid.)
A. The Ordinary Meaning of “10 Years of Age”
In accordance with these principles, we begin our consideration of the language of
Defendant contends this ordinary understanding of age is not the only reasonable understanding of the phrase “10 years of age” used in
Defendant‘s proposed technical reading of the phrase “10 years of age or younger” is sufficiently plausible to demonstrate a latent ambiguity in the statutory language. We therefore turn to a consideration of the legislative history and purpose of
B. The Legislative History and Purpose of Section 288.7 and the Legislative History of Other Penal Code Statutes Containing Similar Language
There is nothing in the legislative history of the Act expressly addressing the specific issue of statutory interpretation before us. Defendant urges us, however, to draw from a few descriptive comments regarding proposed
First, defendant points us to a Senate floor analysis that describes the Act as creating a new crime “for sex offenses against very young children.” (Sen. Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Sen. Bill No. 1128 (2005-2006 Reg. Sess.) as amended May 26, 2006, par. 2, italics added.) Defendant asserts children who have reached their 10th birthday are not “very young children,” but cites no authority supporting his claim. We reject this argument. Moreover, in an earlier Senate committee analysis the same bill provision was described as creating a new crime “for specified sex crimes against young children.” (Sen. Com. on Public Safety, Analysis of Sen. Bill No. 1128 (2005-2006 Reg. Sess.) as amended Mar. 7, 2006, p. B,
Second, defendant refers us to Assembly analyses regarding the Act, both of which describe the new crime as punishing any adult who engages in specified sexual conduct “with a child under the age of 10 years . . . or younger.” (Assem. Com. on Public Safety, Analysis of Sen. Bill No. 1128 (2005-2006 Reg. Sess.) as amended June 22, 2006, p. 2, italics added; Sen. 3d reading analysis of Sen. Bill No. 1128 (2005-2006 Reg. Sess.) as amended Aug. 22, 2006, p. 2, italics added.) Defendant asserts that this description reflects the Assembly‘s understanding that the bill provided more severe punishment for the commission of sexual crimes against children under the age of 10. We are not persuaded by this contention. The Assembly description given in these legislative materials makes no linguistic sense because children “under” 10 years old are by definition “younger” than 10 years old, yet the Assembly description separates these child victims into two categories—those “under” the age of 10 or “younger.” It seems more likely, under these circumstances, that the Assembly materials merely reflect an error in describing the bill‘s language. Furthermore, the description of the protected class of child victims in the Assembly materials does not match the language that was actually enacted, which speaks in terms of a child who “is” 10 years of age or younger, not “under” 10 years of age.
These imprecise and inaccurate legislative descriptions do not support any legislative intent that children under 11 years of age should be excluded from the protection of
Moreover, although nothing in the legislative history regarding
For example, in 1998 the Legislature added
As another example, in 1998 the Legislature amended
In 1999 the Legislature added
C. Consistency with Interpretation of Statutes Imposing Penalties on Persons “Over the Age of 21 Years”
According to defendant, the Legislature must have intended a restrictive meaning of “10 years of age or younger” in
We disagree that construing “10 years of age or younger” to mean “under 11 years of age” would require “over the age of 21 years” to be construed as meaning “at least 22 years old.” The statutory phrase “over the age of 21 years” is materially different from the language we are considering here. As defendant acknowledges, it is commonly understood that an individual who has reached his or her 21st birthday is a person “over 21 years of age.”7 Construing the phrase “over 21 years of age” in accordance with its usual and
D. The Rule of Lenity
Defendant further insists that because there are two plausible interpretations of the statutory language “10 years of age or younger,” we must apply the “rule of ‘lenity,‘” under which courts resolve doubts as to the meaning of a statute in a criminal defendant‘s favor. (People ex rel. Lungren v. Superior Court (1996) 14 Cal.4th 294, 312.) Defendant asserts that failure to apply the rule would constitute judicial “legislating” and would violate his right to fair notice of the scope of
“[W]e have frequently noted, ‘[the rule of lenity] applies “only if two reasonable interpretations of the statute stand in relative equipoise.” [Citation.]’ [Citations.]” (People v. Soria (2010) 48 Cal.4th 58, 65; accord, People v. Lee (2003) 31 Cal.4th 613, 627.) The rule “has no application where, ‘as here, a court “can fairly discern a contrary legislative intent.“‘” (Lexin v. Superior Court (2010) 47 Cal.4th 1050, 1102, fn. 30; see People v. Avery (2002) 27 Cal.4th 49, 58.) “‘[A] rule of construction . . . is not a straitjacket. Where the Legislature has not set forth in so many words what it intended, the rule of construction should not be followed blindly in complete disregard of factors that may give a clue to the legislative intent.’ [Citation.]” (People v. Jones (1988) 46 Cal.3d 585, 599.)
Here, defendant‘s proposed construction of the statutory language is improbable and would impede the protective function of the Act. It is, therefore, not in relative equipoise with the application of a commonsense understanding of the language, which understanding is consistent with and promotes the Legislature‘s protective purpose.8 “[I]f a statute is amenable to two alternative interpretations, the one that leads to the more reasonable result will be followed . . . .” (People v. Shabazz (2006) 38 Cal.4th 55, 68.)
We likewise reject defendant‘s assertion that interpreting the phrase “10 years of age or younger” in
E. The Law of Other States
We recognize that a split of authority has developed among courts of other states that have grappled with the statutory meaning of the phrase “X years of age or younger.” A number of courts have construed such language or similar language in accordance with the common understanding we have adopted here—as including children who have reached the specified birthday but have not yet reached their next birthday. (See, e.g., State v. Demby (Del. 1996) 672 A.2d 59, 60 [“‘14 years of age or younger‘” includes children until they reach their 15th birthday]; State v. Shabazz (1993) 263 N.J. Super. 246 [622 A.2d 914, 915] [“‘17 years of age or younger‘” includes children until they reach 18th birthday]; State v. Joshua (1991) 307 Ark. 79 [818 S.W.2d 249, 251] [“‘twelve years of age or younger‘” includes children until they reach 13th birthday], overruled on other grounds in Kelly v. Kelly (1992) 310
Other courts have restricted the meaning of language similar to “X years of age or younger” to children who have not passed the specified birthday. (See, e.g., State v. Jordan (R.I. 1987) 528 A.2d 731, 733, 734 [court constrained to find “‘thirteen (13) years of age or under‘” includes “only those victims who had reached the day prior to their thirteenth birthday or were under that age” in order to harmonize statutes describing separate degrees of sexual assault]; State v. McGaha (1982) 306 N.C. 699 [295 S.E.2d 449, 450] [“‘the age of 12 years or less‘” excludes a child who has passed his or her 12th birthday]; State v. Maxson (1978) 54 Ohio St.2d 190 [375 N.E.2d 781, 782] [“not ‘over fifteen years of age‘” means an individual who has not passed his or her 15th birthday]; Knott v. Rawlings (1959) 250 Iowa 892 [96 N.W.2d 900, 901-902] [“‘a child of the age of sixteen years, or under‘” excludes a child who has passed his or her 16th birthday]; People v. O‘Neill (N.Y.Sup.Ct. 1945) 208 Misc. 24 [53 N.Y.S.2d 945, 946–947] [“‘a child of the age of ten years or under‘” does not include a child who has passed his or her 10th birthday given parallel statute covering “‘a child of the age of ten years and over‘“]; Gibson v. People (1908) 44 Colo. 600 [99 P. 333, 334-335] [“‘sixteen (16) years of age or under‘” excludes a child who has passed his or her 16th birthday].)
Of this latter category of cases, the decisions by the courts in Rhode Island and New York arose in the context of a particular state statutory scheme that is not analogous to
Indeed, in all of the other states in which the courts judicially construed the statutory age language restrictively, the respective state legislatures subsequently amended the statutes. Virtually all of the amendments expanded the class of protected children covered. (
In contrast, in the states in which the statutory phrase “X years of age or younger” has been judicially construed to include children who have reached the specified birthday but have not yet reached their next birthday, the state legislatures, with one exception, have either left the statute untouched or have amended it to adopt the judicial construction by changing the language of the statute to “less than” or “younger than” X+1 years of age. (
It appears then, from this review of the law of other states, that legislatures around the country generally intend the statutory phrase “X years of age or younger” to refer to individuals who have not yet reached their next birthday, in accordance with the ordinary and usual meaning of “age.” Where the phrase has been judicially construed otherwise, lawmakers often have stepped in to clarify their intent.
III.
DISPOSITION
The judgment of the Court of Appeal is reversed to the extent it concluded defendant was improperly convicted of violating
Kennard, J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.
