MARIANO MOYA; LONNIE PETRY, on behalf of themselves and all others similarly situated v. ROBERT GARCIA, Santa Fe County Sheriff; MARK CALDWELL, Warden of Santa Fe County Adult Correctional Facility; MARK GALLEGOS, former Warden Santa Fe County Adult Correctional Facility, in their individual capacities; BOARD OF COMMISSIONERS OF SANTA FE COUNTY
No. 17-2037
United States Court of Appeals for the Tenth Circuit
July 10, 2018
D.C. No. 1:16-CV-01022-WJ-KBM (D. N.M.)
PUBLISH
UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
FILED United States Court of Appeals Tenth Circuit July 10, 2018 Elisabeth A. Shumaker Clerk of Court
ORDER
Before TYMKOVICH, Chief Judge, BRISCOE, LUCERO, HARTZ, HOLMES, MATHESON, BACHARACH, PHILLIPS, McHUGH, MORITZ, EID, and CARSON, Circuit Judges.
Upon consideration, a majority of the original panel members grant panel rehearing in part and only to the extent of the limited changes made to the attached revised opinion. Panel rehearing is otherwise denied. The Clerk is directed to file the amended decision, with the original separate writing from Judge McHugh, effective the date of this order.
In addition, however, the petition and the response were circulated to all of the judges of the court who are in regular active service. A poll was called, and a majority voted to deny the en banc petition. See
Chief Judge Tymkovich, as well as Judges Lucero, McHugh and Moritz voted to grant rehearing en banc.
2
Entered for the Court
ELISABETH A. SHUMAKER, Clerk
PUBLISH
UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
Appeal frоm the United States District Court for the District of New Mexico (D.C. No. 1:16-CV-01022-WJ-KBM)
A. Nathaniel Chakeres (Todd A. Coberly with him on the briefs), of Coberly & Martinez, LLLP, Santa Fe, New Mexico, for Plaintiffs-Appellants.
Brandon Huss of The New Mexico Association of Counties, Santa Fe, New Mexico, for Defendants-Appellees.
Before MATHESON, BACHARACH, and McHUGH, Circuit Judges.
BACHARACH, Circuit Judge.
This appeal involves claims of overdetention by Mr. Mariano Moya and Mr. Lonnie Petry. Both men were arrested based on outstanding warrants and detained in a county jail for 30 days or more prior to their arraignments. These arraignment delays violated New Mexico law, which requires arraignment of a defendant within 15 days of arrest.
The arraignment delays led Mr. Moya and Mr. Petry to sue under
-
Sheriff Robert Garcia, Warden Mark Caldwell, and former Warden Mark Gallegos in their individual capacities under theories of personal participation and supervisory liability and - the Board of Commissioners of Santa Fe County under a theory of municipal liability.
The district court granted the defendants’ motion to dismiss for failure to state a valid claim. We affirm because Mr. Moya and Mr. Petry failed to plausibly allege a factual basis for liability.1
2
I. Standard of Review
We engage in de novo review of the dismissal under
II. Supervisory Liability
The individual defendants served as the sheriff and wardens of the jail where Mr. Moya and Mr. Petry were detained. These defendants could potentially incur liability under
To avoid qualified immunity at the motion-to-dismiss stage, a plaintiff must show that
- “the defendant‘s [alleged conduct] violated a constitutional or statutory right” and
- “the right was ‘clearly established at the time of the [violation].‘”
Thomas v. Kaven, 765 F.3d 1183, 1194 (10th Cir. 2014) (quoting Archuleta v. Wagner, 523 F.3d 1278, 1283 (10th Cir. 2008)). There are two questions at the first step:
- whether the plaintiff has adequately alleged the violation of a constitutional or statutory right and
- whether the defendant‘s alleged conduct deprived the plaintiff of that right.
See Dodds v. Richardson, 614 F.3d 1185, 1192-94 (10th Cir. 2010) (engaging in this two-part analysis of the first step of qualified immunity).
The first question is whether Mr. Moya and Mr. Petry have adequately alleged a deprivation of due process. We need not decide this question because of our answer to the second question: in our view, the complaint does not plausibly allege facts attributing the potential constitutional violation to the sheriff or wardens.2
A plaintiff may succeed on a § 1983 supervisory-liability claim by showing that the defendant
- “promulgated, created, implemented or possessed responsibility for the continued operation of a policy that . . . caused the complained of constitutional harm” and
- “acted with the state of mind required to establish the alleged constitutional deprivation.”
Dodds, 614 F.3d at 1199. But the arraignments could not be scheduled by anyone working for the sheriff or wardens; scheduling of the arraignments lay solely with the state trial court.
Mr. Moya and Mr. Petry disagree, relying on Wilson v. Montano, 715 F.3d 847 (10th Cir. 2013). There two sheriff‘s deputies arrested Mr. Wilson without a warrant. Wilson, 715 F.3d at 850. He was taken to jail and detained for eleven days without the filing of a complaint or an opportunity for a probable-cause determination. Id. Mr. Wilson sued the sheriff and the warden, alleging that they (1) had routinely allowed deputies to make arrests without warrants and (2) had failed to file criminal complaints or bring the arrestees to court. Id. at 851. The Wilson court upheld supervisory liability, reasoning that under New Mexico law the sheriff and the warden were responsible for running the jail and ensuring prompt probable-cause determinations. Id. at 856-58.
Wilson differs from our case on who controlled the situation causing the overdetention. In Wilson, the sheriff and the warden were in control because (1) deputy sheriffs had arrested Mr. Wilson and (2) the warden‘s staff had detained Mr. Wilson without a warrant. These facts proved decisive because (1) New Mexico law requires the sheriff to “diligently file a complaint or information,”
In contrast, the court was firmly in control here. Grand juries indicted Mr. Moya and Mr. Petry, and both individuals were arrested based on outstanding warrants issued by the court. And after these arrests, jail officials notified the court that Mr. Moya and Mr. Petry were in custody.
The arrests triggered New Mexico‘s Rules of Criminal Procedure, which entitled
The court failed to comply with this requirement, resulting in overdetention of Mr. Moya and Mr. Petry. These overdetentions were caused by the court‘s failure to schedule and conduct timely arraignments rather than a lapse by the sheriff or wardens. See Webb v. Thompson, 643 F. App‘x 718, 726 (10th Cir. 2016) (unpublished) (Gorsuch, J., concurring in part and dissenting in part) (“[T]he only relevant law anyone has cited to us comes from state law, and it indicates that the duty to ensure a constitutionally timely arraignment in Utah falls on the arresting officer—not on correctional officers.“).
Mr. Moya and Mr. Petry argue that the sheriff and wardens could have mitigated the risk of overdetention by keeping track of whether detainees hаd been timely arraigned, requesting arraignments for those who had been overdetained, or bringing detainees to court prior to a scheduled arraignment. But even if the sheriff and wardens had taken these actions, the allegations in the complaint give us no reason to think that the state trial court would have conducted the arraignments and ordered release any earlier than it did. Thus, the sheriff and wardens did not cause the overdetention.
At most, the sheriff and wardens failed to remind the court that it was taking too long to arraign Mr. Moya and Mr. Petry. But even with such a reminder, the arraignments could only be scheduled by the court itself. See Estate of Brooks ex rel. Brooks v. United States, 197 F.3d 1245, 1248 (9th Cir. 1999) (holding that the county did not cause the overdetention, reasoning that the county could only ask for federal help and that the county lacked the “ability itself to bring the prisoner before the appropriate judicial officer“).4
8
The plaintiffs rely in part on Armstrong v. Squadrito, 152 F.3d 564 (7th Cir. 1998), and Oviatt ex rel. Waugh v. Pearce, 954 F.2d 1470 (9th Cir. 1992). In those cases, a clerical error prevented the court from discovering the arrests and the need to schedule arraignments.5 But here, Mr. Moya and Mr. Petry do not allege a failure to tell the court of their arrests in sufficient time to conduct the arraignments within fifteen days.
In Jauch, the sheriff‘s office adopted a procedure of holding defendants in jail without any court рroceeding until the reconvening of the circuit court that had issued the capias warrants. Jauch, 874 F.3d at 430, 435. This procedure resulted in detention for 96 days, with jail officials rejecting the defendant‘s requests to be brought before a judge. Id. at 428. The Fifth Circuit Court of Appeals held that the sheriff could incur liability for the institution of this unconstitutional policy. Id. at 436-37.6
In our view, Jauch bears limited applicability. Jauch rested on Mississippi law and the jailers’ authority to release detainees when they had been detained too long without an opportunity for bail. Id. In interpreting Mississippi law, the court pointed to Sheffield v. Reece, 28 So. 2d 745, 748 (Miss. 1947), which had required sheriffs to prevent detention “for an unreasonable length of time.” Jauch, 874 F.3d at 437 (quoting Sheffield, 28 So. 2d at 748). As Jauch pointed out, Sheffield had recognized the responsibility of the sheriff to release an arrestee who has been detained too long without bail. Id. at 437.
Here, however, Mr. Moya and Mr. Petry have not alleged that they could have been released. To the contrary, they expressly disavowed this theory in their opening brief:
[The district court] . . . noted that the [county jail] was legally prohibited from releasing detainees without a valid court order. . . . Yet Mr. Moya and Mr. Petry never argued that Defendants should have unconditionally released them from jail, so the fact that the [county jail] may have been prohibited from releasing them absent a court order is irrelevant.
10
Appellants’ Opening Br. at 29 (citation omitted). In light of this disavowal of an argument that Mr. Moya and Mr. Petry should have been released, Jauch provides little guidance on what the sheriff and wardens could have done to avoid the due process violations other than remind the state trial court of its failure to schedule timely arraignments.7
Hayes, too, provides little that is pertinent or persuasive. There an arrestee alleged that (1) he should have been brought before a judge in a timely manner and (2)
But Hayes sheds no light on what the jailers here could have done to ensure timely court proceedings. In Hayes, the Eighth Circuit apparently relied on a state procedural rule:
Like Arkansas, New Mexico requires “[e]very accused” to be “brought before a court . . . without unnecessary delay.”
Unlike the Arkansas rule, New Mexico‘s version of the rule does not impose any duties on the sheriff or warden to bring an arrestee to court in the absence of a scheduled arraignment. In light of this difference between the Arkansas and New Mexico rules, we see nothing in Hayes to tell us what the sheriff or wardens could have done to provide timely arraignments for Mr. Moya and Mr. Petry.
The approach taken in Hayes is also inconsistent with our own precedent. The Hayes court attributed responsibility to the jailers based solely on federal law, not state law. By contrast, our precedent directs us to focus on state law when determining the scope of the defendants’ responsibility to ensure prompt hearings. See Wilson v. Montano, 715 F.3d 847, 854 (10th Cir. 2013) (“We consider New Mexico state law insofar as it bears on the scope of each appellant‘s responsibility to ensure a prompt probable cause determination.“).
And as we have discussed, New Mexico law did not require the sheriff or wardens to bring Mr. Moya and Mr. Petry to court. Accordingly, once the arresting officers brought Mr. Moya and Mr. Petry to the jail and the court was notified of the arrests, New Mexico law required the court (not the sheriff or wardens) to schedule timely arraignments.
Under New Mexico law, Jauch and Hayes provide little guidance to us in addressing the issue framed by Mr. Moya and Mr. Petry. They allege that the state trial court failed to schedule timely arraignments and that the sheriff and wardens told the court about the arrests early enough for timely arraignments. But Mr. Moya and Mr. Petry did not sue the court; they sued the sheriff and wardens, officials that could not have caused the arraignment delays because of their inability to schedule the arraignments.
The dissent argues that we have analyzed the wrong right. According to the dissent, the right to an arraignment within fifteen days is “an expectation of receiving process,” which cannot alone be a protected liberty interest. Dissent at 4-5, 8, 13 (quoting Olim v. Wakinekona, 461 U.S. 238, 250 n.12 (1983)). Thus, the dissent reasons that the right at issue must be the right to freedom from pretrial detention rather than the right to a timely arraignment. Based on this reasoning, the dissent concludes that our misplaced focus on the arraignments has caused us to improperly focus on the state district court‘s role and overlook actions that the defendants could have taken, such as releasing Mr. Moya and Mr. Petry.
We have focused on the plaintiffs’ right to timely arraignment because that‘s what the plaintiffs have alleged. As the dissent admits, Mr. Moya and Mr. Petry are imprecise about their asserted right, conflating the right to an arraignment within fifteen days of arrest and the right to pretrial release (or bail). This conflation is understandable because the rights are coextensive under their theory of the case.
Mr. Moya and Mr. Petry recognize freedom from detention as an applicable liberty interest. See, e.g., Joint App‘x at 7 (stating in the complaint that the
Under the theory articulated by Mr. Moya and Mr. Petry, the defendants violated the right to freedom from detention by failing to ensure timely arraignments. See, e.g., Appellants’ Opening Br. at 41 (“The Complaint alleged that the failure to implement any policies ensuring that detainees appear before a district court within fifteen days of indictment or arrest caused Mr. Moya and Mr. Petry to be injured.“). The rights are coextensive to Mr. Moya and Mr. Petry because to them, a violation of the right to a timely arraignment resulted in violation of their right to freedom from prolonged detention.9
As discussed above, the defendants were powerless to cause timely arraignments because arraignments are scheduled by the court rather than jail officials. The dissent agrees.
But the dissent theorizes that jail officials could have simply released Mr. Moya and Mr. Petry. This theory is not only new but also contrary to what Mr. Moya and Mr. Petry have told us, for they expressly disavowed this theory: “Mr. Moya and Mr. Petry never argued that Defendants should have unconditionally released them from jail . . . .” Appellants’ Opening Br. at 29; see pp. 10-11, above. Thus, Mr. Moya and Mr. Petry have waived reliance on that theory as a basis for reversal. See Modoc Lassen Indian Hous. Auth. v. U.S. Dep‘t of Hous. & Urban Dev., 864 F.3d 1212, 1224 n.8 (10th Cir. Jul. 25, 2017) (stating that a theory never raised was waived as a basis for reversal).
Even if it were otherwise appropriate to raise the issue sua sponte, the dissent‘s theory would create a Catch-22 for jailers. Under Nеw Mexico law, jailers commit a misdemeanor and must be removed from office if they deliberately release a prisoner absent a court order.
17
According to the dissent, jailers can eventually defend themselves based on the Supremacy Clause. But Mr. Moya and Mr. Petry do not challenge the constitutionality of the state law preventing release in the absence of a court order. See Estate of Brooks ex rel. Brooks v. United States, 197 F.3d 1245, 1248 (9th Cir. 1999) (affirming the dismissal of a § 1983 claim involving overdetention when the county defendant was required under state law to hold the plaintiff detainee until receiving an order from the United States and the plaintiff made no allegation that the statute was unconstitutional).
Even if Mr. Moya and Mr. Petry had challenged the constitutionality of the state law, the Supremacy Clause would supply cold comfort to a jailer facing this dilemma, particularly in light of the dissent‘s acknowledgment that there is no bright-line rule for when a delayed arraignment becomes a due-process violation. See Dissent at 5-11. We need not decide whether the Constitution would subject jailers to this Catch-22.
* * *
The state trial court‘s alleged failure to schedule timely arraignments сannot be
IV. Municipal Liability
Mr. Moya and Mr. Petry also assert § 1983 claims against the county, alleging that it failed to adopt a policy to ensure arraignments within
18
fifteen days. These claims are based on the alleged inaction by the sheriff and wardens. But, as discussed above, the sheriff and wardens did not cause the arraignment delays. Thus, the county could not incur liability under
V. Leave to Amend
In opposing dismissal, Mr. Moya and Mr. Petry stated generically that amendment would not be futile and that they should have the opportunity to amend if an element were deemed missing from the complaint. The district court dismissed the complaint without granting leave to amend. Mr. Moya and Mr. Petry argue that the district court erred by refusing to allow amendment of the complaint.
Generally, leave to amend should be freely granted when justice requires, but amendment may be denied when it would be futile. Full Life Hospice, LLC v. Sebelius, 709 F.3d 1012, 1018 (10th Cir. 2013). We conclude that the district court did not err because amendment would have been futile based on the plaintiffs’ submissions.
We ordinarily apply the abuse-of-discretion standard when reviewing a denial of leave to amend. Fields v. City of Tulsa, 753 F.3d 1000, 1012 (10th Cir. 2014). But here, the district court denied leave to amend based on futility. In this circumstance, “our review for abuse of discretion includes de novo review of the legal basis for the finding of futility.” Miller ex rel. S.M. v. Bd. of Educ. of Albuquerque Pub. Schs., 565 F.3d 1232, 1249 (10th Cir. 2009).
The complaint fails to allege a factual basis for supervisory or municipal liability. To cure the pleading defect, the plaintiffs needed to add factual allegations tying the arraignment delays to a lapse by the sheriff or wardens. The plaintiffs did not say how they could cure this pleading defect. Instead, they stated only that amendment would not be futile if the complaint had omitted an element. They did not tell the district court what they could have added to attribute the arraignment delays to the sheriff or wardens.
Mr. Moya and Mr. Petry have failed to say even now how they could have cured this defect in the complaint. As a result, the district court did not abuse its discretion in denying leave to amend the complaint. See Hall v. Witteman, 584 F.3d 859, 868 (10th Cir. 2009) (holding that the district court did not abuse its discretion in denying leave to amend when the claimant had failed to explain how an amendment would cure the deficiencies identified by the district court).
VI. Conclusion
Mr. Moya and Mr. Petry allege a deprivation of due process when they were detained for more than fifteen days withоut arraignments. We can assume, without deciding, that this allegation involved a constitutional violation. But Mr. Moya and Mr. Petry sued the sheriff, wardens, and county, and these parties did not cause the arraignment delays. Thus, the district court did not err in dismissing the complaint or in denying leave to amend.
17-2037, Moya v. Garcia
Mariano Moya was arrested pursuant to a valid bench warrant and booked into a Santa Fe County jail. The warrant, issued by New Mexico‘s First Judicial District Court, commanded any authorized officer to (1) arrest Mr. Moya and (2) bring him “forthwith” before said court. New Mexico‘s law enforcement officers complied with the first directive, but not the second. As a result, Mr. Moya sat in jail for more than two months.1 When finally brought before a judge—sixty-three days after he was first detained—the judge set bond at $5,000 and directed the state to release Mr. Moya from custody immediately. The same thing happened to Lonnie Petry, except that his jail stay was only about half as long.
Believing their prolonged detentions to be systemic of a policy and practice affecting dozens, if not hundreds, of similarly situated arrestees, Mr. Moya and Mr. Petry brought this
I. PLAINTIFFS’ THEORIES OF HARM
To begin, it is important to be clear about the nature of the alleged constitutional violations. Plaintiffs’ claims fall “into a category of claims which unfortunately have become so common that they have acquired their own term of art: ‘overdetention,’ i.e., when the plaintiff has been imprisoned by the defendant for longer than legally authorized, whether because the plaintiff‘s incarcerative sentence has expired or otherwise.” Dodds v. Richardson, 614 F.3d 1185, 1192 (10th Cir. 2010) (some internal quotation marks omitted). In this case, Plaintiffs argue that their overdetention supports both a procedural due process claim and a substantive due process claim. Although the majority does not distinguish between these theories, see Maj. Op. at 2 n.1, I think it worthwhile to consider how Plaintiffs’ allegations fit within each framework.
A. Procedural Due Process
“Procedural due process imposes constraints on governmental decisions which deprive individuals of liberty or property interests within the meaning of the Due Process Clause of the . . .
In this case, however, Plaintiffs assert that the protected liberty interest grounding their procedural due process claims arises not from the Due Process Clause itself, but rather from New Mexico law. This is fine. See Sandin v. Conner, 515 U.S. 472, 483–84 (1995) (“States may under certain circumstances create liberty interests which are protected by the Due Process Clаuse[, b]ut these interests will be generally limited to freedom from restraint . . . .” (citation omitted)). But it is imperative that we accurately identify the exact nature of the state-created liberty interest Plaintiffs seek to protect. In presenting their case, Plaintiffs have tended to conflate the right to freedom (or bail) with the right to procedures requiring timely bail hearings. Although both are rights created by New Mexico law, see State v. Brown, 338 P.3d 1276, 1282 (N.M. 2014) (“The New Mexico Constitution affords criminal defendants a right to bail . . . .“);
To the extent Plaintiffs argue that New Mexico‘s fifteen-day rule “creates a liberty interest protected by constitutional procedural due process,” their position “reflects a confusion between what is a liberty interest and what procedures the government must follow before it can restrict or deny that interest.” See Elliott v. Martinez, 675 F.3d 1241, 1245 (10th Cir. 2012). In other words, “[t]hey ‘collapse the distinction betwеen the interest protected and the process that protects it.‘” Id. (quoting Town of Castle Rock v. Gonzales, 545 U.S. 748, 772 (2005) (Souter, J., concurring) (alterations omitted)). And Plaintiffs are inconsistent in how they frame their protected liberty interest, sometimes relying on New Mexico‘s fifteen-day rule as an end unto itself and sometimes hinting at the fundamental underlying right to be free of restraint. Compare Aplt. Br. at 16 (“New Mexico[]... guaranteed Mr. Moya and Mr. Petry the opportunity to obtain pretrial release no later than fifteen days after arrest.“), and id. at 32 (“[I]t should have been clear to Defendants that, based on New Mexico law and settled due process principles, pretrial detainees have procedural due process rights to adequate procedures allowing them to timely obtain bail.“) (emphasis added)), with id. at 16 (“The principal protected liberty interest that may be created by state law is the freedom from detention.“), and id. at 18 (“Mr. Moya and Mr. Petry . . . had a protected liberty interest in obtaining a prompt bail determination“).
I would, accordingly, begin the procedural due process analysis by clarifying that Plaintiffs’ only relevant protected liberty interest is in their right to “freedom pending trial.” Dodds, 614 F.3d at 1192; see Baker v. McCollan, 443 U.S. 137, 144 (1979) (finding that arrestee was “deprived of his liberty” when detained in county jail for three days). That right may be duly honored via a timely bаil determination, but the timely bail determination is a means, not an end. The source of Plaintiffs’ liberty interest does not much matter, but it can be said to arise from either the United States Constitution, see Baker, 443 U.S. at 144; Dodds, 614 F.3d at 1192, the New Mexico Constitution, see Brown, 338 P.3d at 1282, or both. Although New Mexico is free to create procedural rights protecting the underlying right to bail, as it has done here, see
The sufficiency of the process afforded Plaintiffs—the adequacy and timeliness of their bail determinations—implicates the second prong of the procedural due process test, not the first. As to this latter question, we ask whether Plaintiffs were afforded all the process that was their due. See Thompson, 490 U.S at 460. I would have no difficulty holding that Plaintiffs have plausibly alleged that they were not afforded an appropriate level of process. See Jauch v. Choctaw Cty., 874 F.3d 425, 434 (5th Cir. 2017) (“[B]lithely waiting mоnths before affording the defendant access to the justice system is patently unfair in a society where guilt is not presumed.“); Oviatt ex rel. Waugh v. Pearce, 954 F.2d 1470, 1476 (9th Cir. 1992) (applying the Mathews v. Eldridge balancing test and finding a county jail‘s procedures for avoiding overdetention to be inadequate); cf. Porter v. Epps, 659 F.3d 440, 445 (5th Cir. 2011) (“Detention of a prisoner
B. Substantive Due Process
“Substantive due process bars ‘certain government actions regardless of the fairness of the procedures used to implement them.‘” Brown v. Montoya, 662 F.3d 1152, 1172 (10th Cir. 2011) (quoting Cty. of Sacramento v. Lewis, 523 U.S. 833, 840 (1998)). Under our precedent there are “two strands of the substantive due process doctrine. One strand protects an individual‘s fundamental liberty interests, while the other protects against the exercise of governmental power that shocks the conscience.” Seegmiller v. LaVerkin City, 528 F.3d 762, 767 (10th Cir. 2008) (citing Chavez v. Martinez, 538 U.S. 760, 787 (2003) (Stevens, J., concurring in part and dissenting in part)). “A fundamental right or liberty interest is one that is ‘deeply rooted in this Nation‘s history and tradition’ and ‘implicit in the concept of ordered liberty.‘” Id. (quoting Chavez, 538 U.S. at 775 (plurality opinion)). “Conduct that shocks the judicial conscience, on the other hand, is deliberate government action that is ‘arbitrary’ and ‘unrestrained by the established principles of private right and distributive justice.‘” Id. (quoting Lewis, 523 U.S. at 845). From this point in the analysis, our precedent is decidedly less clear.
Substantive due process limits what the government may do in both its legislative and executive capacities. And the Supreme Court has said that the doctrinal strand to be applied “differ[s] depending on whether it is legislation or a specific act of a governmental officer that is at issue.” Lewis, 523 U.S. at 846. Here, Plaintiffs challenge executive action, which the Court has said violates substantive due process “only when it can properly be characterized as arbitrary, or conscience shocking, in a constitutional sense.” Id. at 847 (emphasis added) (internal quotation marks omitted). In Seegmiller, however, we refused to read Lewis as “establish[ing] an inflexible dichotomy” between cases challenging legislative and executive action. 528 F.3d at 768. In that case, which also involved executive action, the district court had found “that the only appropriate standard with which to measure [the substantive due process] claim is the shocks the conscience standard.” Id. at 767. We held that was error. Id. Although we had “no qualms agreeing with the district court that the [Defendant‘s] conduct would not meet the requirements of the shocks the conscience test,” we proceeded to analyze the challenged executive action under the “fundamental liberty” framework. See id. at 769–72 & 769 n.2. “[T]he distinction between legislаtive and executive action,” we explained, “is ancillary to the real issue in substantive due process cases: whether the plaintiff suffered from governmental action that either (1) infringes upon a fundamental right, or (2) shocks the conscience.” Id. at 768. Those two tests, we continued, “are but two separate approaches to analyzing governmental action under the
More recent opinions from this court have called the Seegmiller framework into doubt. See Browder v. City of Albuquerque, 787 F.3d 1076, 1078–79 (10th Cir. 2015) (“If the infringement is the result of
Notwithstanding our normal rule about favoring earlier panel decisions, it is an open question in my mind whether Seegmiller is binding on this point. First, our published decision in Brower characterizes Seegmiller‘s analysis as dicta. Browder, 787 F.3d at 1079, n.1. Second, in a recent unpublished opinion, Chief Judge Tymkovich, who wrote for the panel in Seegmiller and joined then-Judge Gorsuch‘s panel opinion in Browder, explained that he is in accord with Browder and Dias and that, to the extent Seegmiller is inconsistent, the earlier case is properly dismissed as dicta. See Dawson v. Bd. of Cty. Comm‘rs, No. 17-1118, 2018 WL 1256477, at *9–10 (10th Cir. Mar. 9, 2018) (Tymkovich, C.J., concurring) (“Our Circuit has settled on the following solution: if the case involves a legislative act, only the ‘rights’ strand applies. On the other hand, when the case involves executive action by a government official or entity, we apply the ‘shocks the conscience’ test.” (citations omitted)).
Following Lewis, the district court in this case applied only the “shocks the conscience” test. See Moya v. Garcia, No. 1:16-CV-01022-WJ-KBM, 2017 WL 4536080, at *4 (D.N.M. Feb. 13, 2017) (“To establish a substantive due process violation, Plaintiffs must show Defendants’ behavior was ‘so egregious, so outrageous, that it may fairly be said to shock the contemporary conscience.‘” (quoting Lewis, 523 U.S. at 847 n.8)). On appeal, the parties have argued past each other without ever focusing on the tension in our case law. Neither side cited either Seegmiller or Broward. Plaintiffs’ opening brief did not even reference the “shocks the conscience” test at all, asserting instead a “fundamental liberty interest in pretrial release” as the basis for their substantive due process claim. Aplt. Br. at 21. Defendants in turn did not engage with Plaintiffs “fundamental liberty” analysis, urging instead that the district court be affirmed because Plaintiffs “failed to allege conscience-shocking conduct on the part of the defendants.” Aplee. Br. at 34–36. Plaintiffs then asserted in their reply brief that their “allegations, if proven, shock the conscience.” Aplt. Reply Br. at 21. And at oral argument Plaintiffs effectively adopted the Seegmiller view, stating “there‘s two ways you can get to substantive due process violations,” Oral Arg. 2:30–2:57. That is, either the “shocks the conscience” standard or the fundamental rights standard will do. Id.
II. CAUSATION
Properly understood, Plaintiffs’ alleged injury is the unconstitutional deprivation of their liberty through overdetentiоn. As to causation, Plaintiffs’ argument is straightforward: they allege the sheriff and wardens jointly held the keys to their jail cells. By keeping Plaintiffs behind bars—day after day after day—the sheriff and wardens were deliberately indifferent to their constitutional right to freedom pending trial.
In finding causation lacking, the majority focuses on the state court‘s conduct, rather than the Defendants’ conduct. As portrayed by the majority, Mr. Moya and Mr. Petry “blame the sheriff and wardens for the delays in the arraignments.” Maj. Op. at 5. Because the sheriff and wardens had no power to schedule the arraignments, the majority‘s thinking goes, the sheriff and wardens had no power to prevent or cure the alleged constitutional violations. See id. (“the sheriff and wardens did not cause the arraignment delays“); id. at 8 (“[T]he sheriff and wardens did not cause the overdetention. At most, the sheriff and wardens failed to remind the court that it was taking too long to arraign Mr. Moya and Mr. Petry.“); id. at 19 (“The state trial court‘s alleged failure to schedule timely arraignments cannot be attributed to the sheriff or wardens.“). But, in my view, causation follows from the constitutionally cognizable injury that Plaintiffs alleged. Here we see why “a ‘careful description’ of the allegedly violated right,” Browder, 787 F.3d at 1078, is so crucial. On my reading of the complaint, Plaintiffs are not seeking to hold the sheriff and wardens accountable for the court‘s scheduling decisions; instead, they are seeking to hold them accountable for the lengthy detentions that no court authorized.5 Again, a timely bail hearing is a means to securing Plaintiffs’ protected liberty interests, not an end unto itself.
The majority explains that it focused on the right to a timely bail hearing “because that‘s what the plaintiffs have alleged,” Maj. Op. at 14, all the while conceding that Plaintiffs have also alleged a violation of their “right to freedom from detention,” id. at 16. Under the majority‘s framing, these rights “are coextensive to Mr. Moya and Mr. Petry because to them, a violation of the right to a timely arraignment resulted in violation of their right to freedom
By focusing on the arraignment rather than the detention, the majority naturally finds that the causal force lies with the state court‘s conduct, rather than with the jailers’ conduct. And by focusing on the state court‘s conduct, rather than the jailers’ conduct, the majority reaches a result heretofore unseen in an overdetention case. As best I can tell, our decision today puts us at odds with every circuit to consider the apportionment of blame between state courts and state jailers where a
In Jauch, the plaintiff, Jessica Jauch, was indicted by a grand jury, arrested, and put in jail, where she waited for ninety-six days before she was brought before a judge. 874 F.3d at 428. She later brought suit under
The majority distinguishes Jauch on the ground that its causation analysis “rested on Mississippi law,” which “recognize[s] the responsibility of the sheriff to release an arrestee who has been detained too long without bail.” Maj. Op. at 10 (citing Jauch, 874 F.3d at 437). As the Fifth Circuit explained, however, it merely cited Mississippi law for the unremarkable propositions that (1) the sheriff is responsible for those incarcerated in his jail, see Jauch, 874 F.3d at 436–37 (citing Miss. Code. Ann. § 19-25-69), and (2) county sheriffs are responsible “to hold detainees in a manner consistent with their oaths to uphold the federal and state constitutions,” id. at 437 (citing Sheffield v. Reece, 28 So. 2d 745, 748 (Miss. 1947)). New Mexico law does not differ on either point, except perhaps that it extends those responsibilities to its wardens as well. See
Next, the majority finds Jauch of limited guidance because Mr. Moya and Mr. Petry expressly disavowed any argument that the sheriff and wardens could have or should have released them from custody without a valid court order. Maj. Op. at 10–11. Respectfully, I am not persuaded. Mr. Moya and Mr. Petry argue there was “plenty Defendants could, and should, have done short of releasing Mr. Moya and Mr. Petry to ensure that they received prompt bail determinations.” Aplt. Br. at 29. For instance, they suggest, the sheriff and wardens could have reviewed court dockets to determine whether arraignments were being timely scheduled, and if not, they could have requested immediate arraignments. Or they could have physically brought Mr. Moya or Mr. Petry before a judicial officer at any time. But alas “we cannot know what . . . could have [been] done to allow bail, because [the jailers] did nothing at all.” Jauch, 874 F.3d at 437 n.10.8 Even on the majority‘s view of Plaintiffs’ alleged
analysis is “overly rigid.” Estate of Brooks ex rel. Brooks v. United States, 197 F.3d 1245, 1250 (9th Cir. 1999) (Hawkins, J., dissenting) (noting that the county could have reminded the relevant authorities of the detainee‘s right to see a magistrate; thus, “the County was not helpless to avoid the injury to [the detainee] and so was a legal cause of his injury“).
Nor does the majority meaningfully distinguish the Eighth Circuit‘s opinion in Hayes. In that case, the plaintiff, James M. Hayes, was ticketed for not having automobile tags and vehicle insurance. Hayes, 388 F.3d at 672. Mr. Hayes failed to appear at his municipal court hearing, and so bench warrants were issued for his arrest. Id. On April 3, 1998, he was stopped for a traffic violation, arrested on the warrants, given a court date of May 11, and jailed. Id. Mr. Hayes did not post a $593 cash-only bond and remained in jail until appearing before the court on May 11, thirty-eight days after his arrest. Id. He too brought suit under
Wilson is not in tension with Jauch or Hayes. The New Mexico sheriff and warden in Wilson could no more force the state court to make a probable cause determination than the sheriffs in Mississippi (Jauch) or Arkansas (Hayes) could force their state courts to make a bail determination. Any reference in Wilson to a duty to “ensure” a state court proceeding must simply mean that state officials have a duty to seek the state court‘s cooperation. And should the state court fail to cooperate, it will be left to the sheriff and warden to desist from holding detainees when they lack continued constitutional authority to do so. See Wilson, 715 F.3d at 853 n.6 (noting that it is settled law that defendants “who effected the plaintiffs’ arrests and detentions[ ] could be held liable for the plaintiffs’ prolonged detentions without probable cause” (emphasis added)). Again, in my view it is the “prolonged detentions,” not the absence of a bail hearing or probable-cause hearing, that is the fundamental due process concern.
The majority‘s chosen approach, moreover, comes with troubling implications. By (a) looking to state law to determine the scope of state officials’ responsibility to ensure prompt bail hearings, and (b) conceptualizing Plaintiffs’ liberty interest as an interest in a state court proceeding, rather than in liberty itself, the majority sanctions a system by which states could regularly violate detainees’ constitutional
The majority‘s causation analysis also lacks a logical endpoint. What if the state court had scheduled Mr. Moya‘s arraignment a month later than it did? What about a year later? As I read the majority opinion, even then Mr. Moya would have no actionable
III. QUALIFIED IMMUNITY
As the Supreme Court recently reiterated, state officials “are entitled to qualified immunity under
In my view, the complaint plausibly alleges that Sheriff Garcia, Warden Caldwell, and Warden Gallegos violated Plaintiffs’
Thus, as to the County, I respectfully dissent.
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Notes
Although the circumstances differed in Estate of Brooks, the court reasoned that the jailers’ limited powers prevented causation. That rationale is applicable and persuasive. Defendants argue that Plaintiffs should be permitted to litigate their claims only under the rubric of procedural due process. We have previously said that “[w]here a plaintiff has recourse to an ‘explicit textual source of constitutional protection,’ a more general claim of substantive due process is not available.” Shrum v. City of Coweta, 449 F.3d 1132, 1145 (10th Cir. 2006) (quoting Graham v. Connor, 490 U.S. 386, 395 (1989)). Our sister circuits are divided as to whether overdetention claims sound in procedural or substantive due process. See Jauch, 874 F.3d at 430 (collecting cases). Although I would hold that Plaintiffs have pleaded a plausible procedural due process claim, I decline to opine on whether a substantive due process claim might also be viable.
- under Mississippi law, the state district court had the sole responsibility to schedule an arraignment and
- no federal law clearly established that the sheriff would violate the U.S. Constitution by following state law.
Id. at 538-41. In reaching these conclusions, the dissent observed that under Mississippi law, the jailers could not prevent the overdetention because the state district court had the exclusive authority to schedule and conduct arraignments. See id. at 535 (“I cannot discern how these defendants had any effect on when this plaintiff was considered for release.“); id. at 539 (“There was no obligation on the sheriff to have Jauch arraigned because that is a duty that falls elsewhere.“); id. at 538 (“The clear responsibilities relevant to this case are those of the county‘s circuit court judges.“). Estate of Brooks ex rel. Brooks v. United States, 197 F.3d 1245 (9th Cir. 1999), is not to the contrary. That case also involved an overdetention claim brought under