Lead Opinion
Adаm Casaus was going nowhere fast. After finishing his shift at the Albuquerque police department and on no one’s business but his own, he got into his police cruiser, flipped on the emergency lights, and drove off at an average of about 66 miles an hour on city surface streets through ten different intersections over a stretch of 8.8 miles. Then he reached an eleventh intersection. The light was red. He pressed the gas pedal, ignored the light, and the result was a terrible crash. Ashley Browder died. Her sister, Lindsay, suffered grave injuries. Sergeant Ca-saus eventually found himself сriminally charged with reckless vehicular homicide in state court. Now Lindsay and her parents have brought this civil suit seeking damages under 42 U.S.C. § 1983. Sergeant Casaus asked the district court to dismiss the Browders’ complaint on grounds of qualified immunity. The district court declined that relief and so do we.
The Browders’ suit follows this course. Section 1983 permits citizens to sue for any assault on their constitutional rights that occurs “under color of’ state law. The Supreme Court has read this language broadly, as encompassing even
In this case, the Browders point to the Fourteenth Amеndment. More particularly, they point to the Amendment’s due process clause which prohibits the government from depriving individuals of their lives, liberty, or property without due process of law. The Supreme Court has interpreted this language as guaranteeing not only certain procedures when a deprivation of an enumerated right takes place (procedural due process), but also as guaranteeing certain deprivations won’t take place without a sufficient justification (substantive due process). Some suggest this lаtter doctrine with the paradoxical name might find a more natural home in the Privileges and Immunities Clause; others question whether it should find a home anywhere in the Constitution. But, the Supreme Court clearly tells us, home it has and has where it is. At the same time, the Court has warned that the doctrine should be applied and expanded sparingly “because guideposts for responsible deci-sionmaking in this unchartered area are scarce and open-ended.” Washington v. Glucksberg,
Under what guideposts the Court has so far staked out, our first job in assessing a substantive due process claim is to make a “careful description” of the allegedly violated right. Id. at 721,
If the plaintiffs injury meets these tests we then assess whether the government can muster sufficient justification for its actions. If the government infringed the plaintiffs right through legislative activity, the- Supreme Court has told us to inquire whether the legislation is “narrowly tailored to serve a compelling state interest.” Glucksberg,
In cases involving executive action like the one before us still another question arises: how are we supposed to go about trying to distinguish executive actions that Lewis describes as “reasonably justified in the service of legitimate governmental objectives” from those it describes as “arbitrary or conscience shocking”? This area remains very much unchartered and the conscience-shocking test does seem (in Glucksberg’s words) more than a little “open-ended,” but the Court has offered us two further thoughts by way of direction.
First, it’s told us to consult history and precedent. See Lewis,
Attempting to follow as best we can what guidance we’ve received in this murky area, we believe we can say this much about the case at hand. No one before us disputes that Ashley’s death and the damage done to Lindsay’s person count as direct and substantial impairments of their fundamental right to life, so we can and do take that much as given. And while the line that separates executive actions that are “reasonably justified” in the service of a “legitimate governmental objective” and those that are “arbitrary or conscience shocking” appears anything but clearly defined, this case does not seem to us to implicate any serious borderline disputes. “Arbitrary” actions are those performed capriciously or at one’s pleasure and without good reason. See 1 The Oxford English Dictionary 602 (2d ed.1989); see also Black’s Law Dictionary 119 (9th ed.2009). And on the complaint’s telling at least, Sergеant Casaus’s actions appear the very model of that. He used his official squad car and activated its emergency lights and proceeded to speed through surface city streets at more than 60 miles per hour over 8.8 miles through eleven city intersections and at least one red light — all for his personal pleasure, on no governmental business of any kind.
History and precedent support our conclusion. In a society governed by laws and not men officers acting as private persons on private time have traditionally enjoyed no special immunities for their conduct. See 1 Blackstone, supra, at ch. 9 (setting forth the common law rights of sheriffs and constables and nowhere suggesting any general immunity for their private misconduct); see also Restatement (First) of Torts § 121 cmts. a, c, and e (1934) (officer’s privilege to arrest and thus his conditional exemption from otherwise applicable tort law limited by any jurisdictional and type-of-offense conditions inherent in his appointment). And the sort of conduct alleged here amounts to conduct historically punished as a felony by private persons. See, e.g., N.M. Stat. Ann. § 66-8-101. Whаt’s more, the New Mexico statute empowering police officers to speed and run red lights when pursuing a lawbreaker expressly states that it does not insulate an officer “from the consequences of his reckless disregard for the safety of others.” N.M. Stat. Ann. § 66-7-6(D). And state laws commonly deem it an abuse
Lewis’s mens rea test confirms our conclusion too. Speeding and jumping red lights often may signify no more than negligence — the failure to do what a reasonably prudent рerson would do. Even in this case we acknowledge a jury might find Sergeant Casaus guilty of no more than that. But on the facts pleaded a reasonable jury could infer something more, a conscious contempt of the lives of others and thus a form of reckless indifference to a fundamental right — precisely the sort of mens rea Lewis says will normally suffice to establish liability. Neither do we think it appropriate to demand specific intent in these circumstances. Lewis held specific intent may be required to suggest arbitrary or consciencе-shocking behavior in cases where the officer has been asked to respond to emergencies of citizens in need. But the case never suggested that such a demanding form of mens rea is necessary or appropriate to suggest arbitrary or conscience-shocking conduct in cases where the officer isn’t pursuing any emergency or any official business at all. And for good reason. The officer in these circumstances faces no tug between duties owed to two sets of innocents, there is no emergency, no one has called for his aid, and he sits instead in the same place as everyone else when it comes to respecting the rights of others.
In response to this analysis Sergeant Casaus offers three main rejoinders and forgoes another. The one he forgoes is perhaps the most significant. According to the complaint, Sergeant Casaus’s conduct wasn’t authorized by any state rule, policy, or custom and — as we’ve noted — it’s an open question in cases like this whether Parrott requires the plaintiff to show that state law supplies nо adequate remedial course before proceeding in federal court. See supra at 1078-79; Concurrence at 1085. But instead of pursuing a line of defense that would require him to accept that he acted without any legal authorization, Sergeant Casaus has chosen instead to pursue a defense in precisely the opposite direction (as we will see in a moment). In light of this tactical decision, we deem any Parrott argument forfeited and reserve for another day the question whether it applies to substantive due process claims — the very course the Supreme Court itself charted when the defendant in Lewis similarly failed to raise a Parrott argument.
When it comes to the defense Sergeant Casaus does attempt — claiming that he was acting on official business — we encounter a different problem. The officer insists that at the time of the accident he was pursuing another car operating in a dangerous manner. If true, of course, this could constitute a “reasonable justification for conduct in service of a legitimate governmental'objective,” for Lewis suggests specific intent to infringe the rights of оthers may be required to push a case like that into the realm of the arbitrary or conscience-shocking- — -and no one before us claims Sergeant Casaus bore such a mens rea. See, e.g., Green v. Post,
Attempting a different tack, Sergeant Casaus says the undisputed fact that he activated his emergency lights (but not his siren) establishes as a matter of law he wasn’t acting recklessly. But we cannot agree with this argument either. We don’t doubt that an officer using his lights and sirens on official business usually does so at least in part to ensure the safety of others, or that this conduct may go a long way in many cases toward disproving any specific intent to harm bystanders. But neither is it the case that officers who go drag racing down Main Street on their own time only have to flip on their lights or sirens to immunize themselves from any responsibility for the accidents they cause. Certainly Sergeant Casaus cites nо authority for such a remarkable claim and, as we’ve seen, a good deal of precedent and history suggests the opposite view. See supra at 1080-81. Indeed and again, we do not doubt that, when an officer uses his emergency lights on his business and not the public’s and goes racing through traffic lights, a reasonable jury could conclude that his conduct amounts to an abuse of power; a demand that others get out of his way so he might pursue his personal business before they might pursue theirs; and, when added to the other facts present in this case, a reckless indifference to the lives of others.
Finally, Sergeant Casaus says he didn’t have time enough to form a reckless indifference to human life. He didn’t, he says, because it took him only 2.5 seconds to travel through the intersection before impact. But even assuming (without granting) the requisite mens rea couldn’t be formed in that short period, Sergeant Ca-saus here again impermissibly asks us to view the facts in the light most favorable to him rather than the Browders. On the facts alleged, after all, one could just as easily conclude that the officer had more like eight minutes than 2.5 seconds to reflect on his actions — from the time he started driving at high speed on city surface streets through eleven intersections over 8.8 miles until the time of the crash.
Having determined that, taking the facts alleged as true, Sergeant Casaus violated the constitutional rights of Ashley and Lindsay Browder one more question still remains: were those rights clearly established at the time at issue in this case such that “every reasonable official would have understood that what he [was] doing” violated them? Ashcroft v. al-Kidd,
In deciding the “clearly established law” question this court employs a “sliding scale” under which “the more obviously egregious the conduct in light of prevailing constitutional principles, the less specificity is required from prior case law to clearly establish the violation.” Shroff v. Spellman,
Ours is perhaps a case along these lines. We’ve encountered plenty of cases involving officers responding to emergency calls who unintentionally cause traffic accidents. But we haven’t encountered many cases involving deadly traffic accidents with officers speeding on their own business — presumably (hopefully) because such things happen rarely. Even so, the Supreme Court and this court have both spoken unmistakably to this situation. In Lewis, the officer was using his police car to respond to an emergency and the Court held he didn’t violate the Constitution. But the Court also expressly noted when a privatе person suffers a serious physical injury “ ‘due to a police officer’s intentional misuse of his vehicle’” a viable due process claim can arise.
The district court’s decision is affirmed and the case is remanded for further proceedings consistent with this opinion.
Notes
. Lewis indicated that its standard for executive conduct is intended to be еven more demanding than the Glucksberg standard for legislative action. Lewis,
. Although the City of Albuquerque joins Sergeant Casaus’s appeal, it argues only that he didn't violate the Constitution for the reasons we’ve already considered and rejected. We don’t doubt the City could have raised additional lines of defense — see Monell v. Dep’t of Soc. Servs.,
Concurrence Opinion
concurring.
We shouldn’t be surprised that the common law usually supplies a sound remedy-when life, liberty, and property are taken. After all, the whole point of the common law as it evolved through the centuries was to vindicate fundamental rights like these. That’s the insight of Parratt v. Taylor,
Of course, if a plaintiff can establish that state law won’t remedy a constitutional injury Parratt recognizes that the doors of the federal courthouse should remain open to him. So, for example, if a state has overridden the common law and erected a statutory immunity where the Constitution would recognize none, a federal court shouldn’t abstain. Or if the state proceeds more invidiously, maintaining facially adequate law on the books but acting discrimi-natorily in practice, the federal court must hear the case. Federal courts might even assume state remedial processes won’t suffice to redress the constitutional injury when a state rule, policy, or custom itself caused the injury — for there one might worry about a sort of potential сonflict of interest or at least the appearance of one. But when a rogue state official acting in defiance of state law causes a constitutional injury there’s every reason to suppose an established state tort law remedy would do as much as a novel federal remedy might and no reason exists to duplicate the effort. See, e.g., Parratt,
Our case highlights the point. We face a traffic accident, a deeply tragic traffic accident, but also exactly the sort of thing state courts have long and ably redressed. A state court could provide relief using established tort principles (e.g., negligence) and there’s little reason to doubt it would — after all, the officer’s actions violated state law and he’s even been criminally charged. Or a federal court might provide the same relief using primordial constitutional tort principles that must be expounded more or less on the fly — by asking what’s “arbitrary” or what “shocks the judicial conscience.” County of Sacramento v. Lewis,
True, language in Zinermon v. Burch,
Losing a child is a nightmare of the darkest sort and the suffering the Brow-der family has had to endure is beyond words. But thеre’s little reason to think that state courts would fail to fulfill their oaths to see justice done in this case, at least as well as it can ever be done in a case so tragic. To be sure, a Parratt argument wasn’t properly presented in this case and so we rightly hold it waived in this instance. But when the issue is raised in appropriate future cases, I believe we would do well to consider closely its invitation to restore the balance between state and federal courts. For we should be able to expect both that justice will be done in cases like this one and that it will be done while exhibiting the sort of
