Prairie Mountain Publishing Company, LLP, d/b/a Daily Camera v. Regents of the University of Colorado
No. 20CA0691
Colorado Court of Appeals
March 4, 2021
2021COA26
JUDGE BERGER
City and County of Denver District Court No. 19CV33759; Honorable A. Bruce Jones, Judge
The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.
SUMMARY
March 4, 2021
2021COA26
No. 20CA0691, Prairie Mountain Publishing Co. LLP d/b/a Daily Camera v. Regents of the University of Colorado — Government — Public Records — Colorado Open Records Act — Colorado Sunshine Act — Open Meetings Law
A division of the court of appeals holds that a “finalist” under the plain language of the Colorado Open Records Act (CORA) is a person who is disclosed by the appointing entity as a finalist. The division therefore reverses the district court‘s judgment that would have required the Regents of the University of Colorado to disclose the names and interview materials of all the candidates that they interviewed.
The dissent would hold that CORA requires appointing entities to disclose multiple finalists. The dissent would therefore affirm the district court‘s judgment.
Division V
Opinion by JUDGE BERGER
Vogt*, J., concurs
J. Jones, J., dissents
Announced March 4, 2021
Maxfield Gunning, LLP, Robert R. Gunning, Eric Maxfield, Boulder, Colorado, for Plaintiff-Appellee
Philip J. Weiser, Attorney General, Michael Kotlarczyk, Assistant Attorney General, Skippere Spear, Senior Assistant Attorney General, Denver, Colorado, for Defendant-Appellant
Philip J. Weiser, Attorney General, Julie C. Tolleson, First Assistant Attorney General, Isabel J. Broer, Assistant Attorney General, Denver, Colorado, for Amicus Curiae Colorado Higher Education Institutions
Baker & Hostetler LLP, Marc D. Flink, Denver, Colorado; Killmer, Lane, & Newman, LLP, Thomas B. Kelley, Denver, Colorado, for Amici Curiae Colorado Freedom of Information Coalition, Joseph L. Brechner Center for Freedom of Information, National Freedom of Information Coalition, News Leaders Association, Society of Professional Journalists, Colorado Politics, Colorado SPJ
*Sitting by assignment of the Chief Justice under provisions of
I. Background
¶ 2 When CU President Bruce Benson announced his retirement, the CU Board of Regents (Regents) adopted procedures to select his successor. The Regents appointed an internal search committee and hired an outside search firm. Initially, the search firm received more than one hundred referrals or applications for the position. These candidates were winnowed down at various stages. The search firm narrowed this list to twenty-seven candidates, and the search committee decided to interview eleven, eventually interviewing only ten after one withdrew. After those interviews, the search committee reduced the remaining applicants to six, all of
¶ 3 Mr. Kennedy then went through an extensive public vetting process, including personal meetings with various constituent groups at all of CU‘s campuses. During this vetting process, there was considerable criticism heaped on the Regents regarding both the search process itself and the Regents’ apparent selection of Mr. Kennedy. Ultimately, the Regents voted 5-4 to appoint Mr. Kennedy.
¶ 4 After Mr. Kennedy‘s appointment, the Daily Camera requested under CORA and the OML the names and application documents of the candidates selected by the search committee and those interviewed by the Regents.1 When CU declined to produce the
¶ 5 The court ruled in favor of the Daily Camera, concluding that the six candidates interviewed by the Regents were the finalists.
¶ 6 Proceedings before the Denver District Court confirmed that, at least with respect to appointment of officers of public entities (which all parties concede include CU and its Regents), both CORA and the OML are seriously flawed. Despite many legislative attempts over the years to reconcile competing public policy interests, the statutes do a very poor job of precisely designating which records regarding which people are subject to mandatory disclosure.
¶ 7 Faced with these confusing statutes, the district court did a yeoman‘s job attempting to make sense of and bring clarity to them. We conclude, however, that the district court‘s efforts were, in the end, outside the proper role of our courts.
¶ 8 It is beyond argument that the district court‘s construction of CORA and the OML better advance the sunshine and open
¶ 9 Unlike a situation in which a court is tasked with interpreting an ambiguous statute to comport with underlying constitutional commands, there is no such baseline here. The rights involved here are entirely statutory, and the power of the General Assembly to establish, limit, and clarify those rights is plenary. It is in that context that we review the district court‘s judgment.
II. Analysis
A. Standard of Review and Preservation
¶ 10 This case presents a question of statutory interpretation, which we review de novo.3 Oakwood Holdings, LLC v. Mortg. Invs. Enters. LLC, 2018 CO 12, ¶ 12. Courts “review de novo questions of law concerning the correct construction and application of CORA.” Harris v. Denver Post Corp., 123 P.3d 1166, 1170 (Colo. 2005). “Likewise, interpreting the OML presents a question of law that we review de novo.” Colo. Off-Highway Vehicle Coal. v. Colo. Bd. of Parks & Outdoor Rec., 2012 COA 146, ¶ 22.
¶ 11 The issue of whether CORA and the OML require the requested disclosure was preserved for appeal.
B. The Plain Language of the Statutes is Unambiguous
¶ 12 The overriding goal of statutory construction is to effectuate the legislature‘s intent. Dep‘t of Revenue v. Agilent Techs., Inc., 2019 CO 41, ¶ 16. In doing so, courts “look first to the statute‘s language, giving words and phrases their plain and ordinary meanings.” Bd. of Cnty. Comm‘rs v. Dep‘t of Pub. Health & Env‘t, 2020 COA 50, ¶ 14 (cert. granted Sept. 28, 2020). This requires “reading applicable statutory provisions as a whole in order to accord consistent, harmonious, and sensible effect to all their parts.” People in Interest of W.P., 2013 CO 11, ¶ 11. However, when the plain language is unambiguous, we look no further. Id.
¶ 13 The parties agree that disclosure is required only with respect to finalists. Indeed, CORA prohibits CU and other state entities from disclosing any “[r]ecords submitted by or on behalf of an applicant or candidate for an executive position . . . who is not a finalist.”
¶ 14 This is the question before us: Who is a finalist? CORA defines a “finalist” as
an applicant or candidate for an executive position as the chief executive officer of a state agency, institution, or political subdivision or agency thereof who is a member of the final group of applicants or candidates made public pursuant to
section 24-6-402(3.5) , and if only three or fewer applicants or candidates for the chief executive officer position possess the minimum qualifications for the position, saidapplicants or candidates shall be considered finalists.
¶ 15 By the statute‘s plain language, a “finalist” is a person who is disclosed by the appointing entity as a finalist — who is “made public.”
¶ 16 Unlike earlier versions of CORA, which were abrogated by the General Assembly, this definition of a “finalist” is confusing and perhaps circular. The district court acknowledged this, saying that it made no sense to allow the appointing entity to structure its appointment process to require disclosure of only the single person the entity intends to appoint. Such a process, according to the district court and the Daily Camera, violates the open records and open meetings principles underlying the statutes before us.
¶ 17 That may be true, but we hold this to be insufficient for us to step in and write what some may consider to be better statutes more attuned to concepts of open government. “Courts may not rewrite statutes to improve them.” City of Idaho Springs, 192 P.3d at 494.
¶ 19 The problems with the district court‘s construction in this respect are several. First, how does a court determine who the finalists are? That is, even if we were to agree with the district court‘s interpretation that the plain language requires the disclosure of multiple finalists when more than three applicants possess the minimum qualifications, what judicially manageable standards exist to determine who the finalists are? Are they the large group of persons vetted by the outside search firm, or the smaller group identified by the internal search committee? Or are the finalists only those persons that were interviewed by the search
¶ 20 In answering these questions, the district court concluded that the finalists were those persons interviewed by the Regents, not the larger groups. While that choice is reasonable — indeed, that is precisely the choice made by the General Assembly in a prior, but now abrogated, version of CORA — statutory language dictating that choice is absent from the current versions of the statutes. Compare
¶ 21 The district court supported its interpretation with the dictionary definition of a “finalist” as one who competes in the “final round of competition,” and construed that to mean the interviews with the Regents. But the General Assembly itself defined “finalist,” and its statutory definition is not the same as the dictionary definition. “[W]hen the legislature defines a term in a statute, that definition governs.” Farmers Ins. Exch. v. Bill Boom Inc., 961 P.2d 465, 470 (Colo. 1998). The current statute does not define “finalist” in terms of who receives an interview or rounds of competition.
¶ 22 Instead, the current provision defines a “finalist” as a person “made public pursuant to
¶ 23 Neither does
The state or local public body shall make public the list of all finalists under consideration for the position of chief executive officer no later than fourteen days prior to appointing or employing one of the finalists to fill the position. No offer of appointment or employment shall be made prior to this public notice. Records submitted by or on behalf of a finalist for such position shall be subject to the provisions of
section 24-72-204(3)(a)(XI) . As used in this subsection (3.5), “finalist” shall have the same meaning as insection 24-72-204(3)(a)(XI) .
¶ 24 Based on these statutory provisions, because Mr. Kennedy was the only individual “made public pursuant to
¶ 25 The General Assembly could have said, but did not, that there must be multiple finalists. “Where the legislature could have chosen to restrict the application of a statute, but chose not to, we
¶ 26 The district court also pointed to the words “member” and “list” and their dictionary definitions as evidence that the General Assembly intended that there be more than one finalist. These words certainly permit a state entity to name multiple finalists. But these words do not require multiple finalists. While the words “member” and “list” can refer to multiple components they can also refer to single components, like single-member LLCs, or a list containing a single item. See Sedgwick Props. Dev. Corp. v. Hinds, 2019 COA 102, ¶ 17.
¶ 27 Although “group” usually denotes multiple individuals, we do not think that term alone dictates rewriting the statute in the manner done by the district court. We also point out that
¶ 29 We fully acknowledge that, as written and as we apply the statutes, both CORA and the OML are subject to abuse by appointing entities because they can structure their appointment process to limit applicant disclosure to only one finalist. Many will argue, more than plausibly, that such a structure is inimical to principles of open government. And they might be right. But again, absent underlying constitutional constraints, which do not exist here, that is for the General Assembly to address, not the courts. City of Idaho Springs, 192 P.3d at 494; People v. Ramirez, 2018 COA 129, ¶ 32 (“While the result mandated by the statutory language
¶ 30 The Daily Camera also points out, as did the district court, that when there are three or fewer qualified applicants, CORA requires disclosure of all of those applicants. If that is the law, they say, how does it make sense that when there are more than three qualified applicants, the appointing entity can designate only one finalist? While this result may make little sense, it does not reach the high bar of absurdity. “[T]he alleged absurdity must surmount a high bar to be truly absurd.” Brett M. Kavanaugh, Fixing Statutory Interpretation, 129 Harv. L. Rev. 2118, 2156-57 (2016) (reviewing Robert A. Katzmann, Judging Statutes (2014)).
¶ 31 Under the plain language of the statute, there is no minimum number of finalists if there are more than three minimally qualified applicants. This construction incentivizes hiring institutions to conduct broad, thorough searches of qualified candidates, at least preliminarily. While we have no idea if this is what the legislature intended — and we take no position on whether this is the right policy choice — it is a plausible policy choice such that our construction is not absurd. Had the General Assembly intended
¶ 32 In conclusion, the plain language of both CORA and the OML permitted the Regents to do exactly what they did. Whether that is good policy or good government is not for us to decide. Accordingly, we reverse the judgment of the district court.
C. Attorney Fees and Costs
¶ 33 The Daily Camera requests recovery of its attorney fees and costs on appeal under C.A.R. 39.1 and
¶ 34
¶ 35 Because we hold that CU‘s refusal to disclose the records sought by the Daily Camera was permissible under the plain language of CORA and the OML, we deny the Daily Camera‘s request for attorney fees and costs on appeal.
III. Conclusion
¶ 37 The district court‘s judgment as well as its order awarding attorney fees and costs are reversed.
JUDGE VOGT concurs.
JUDGE J. JONES dissents.
¶ 38 This is a difficult case — made so because the relevant portions of the Colorado Open Records Act (CORA) and the Open Meetings Law (OML) are, in some respects, less than clear. Certainly the relevant provisions — those relating to who is a “finalist” who must be disclosed by an appointing state entity — could stand some clarifying revision, and I join the majority‘s call for the General Assembly to amend them so that the expenditure of time and resources relating to disputes such as this can become a thing of the past.
¶ 39 The majority holds that under these statutes, a “finalist” for a position is whomever the appointing entity deigns to label a finalist, and if that is a single individual, so be it. Indeed, the majority holds that this is the unambiguous meaning of the relevant statutes. I respectfully don‘t agree. As I see it, the relevant statutes —
The district court ruled that under the facts of this case the six applicants who interviewed with the Board of Regents (Regents) were the finalists for University of Colorado (CU) president. That seems to me a reasonable application of CORA and OML. Therefore, I would affirm the district court‘s judgment and its order awarding attorney fees and costs to the Daily Camera.
I. Facts
¶ 40 A search firm hired by the Regents identified more than one hundred applicants for the job. In its judgment, twenty-seven of those applicants met the qualifications for the position. The Regents’ search committee (which didn‘t comprise the entire board) interviewed ten of those applicants. It then sent the names of six of those applicants to the Regents. The Regents interviewed those six applicants. They then voted unanimously to name Mark Kennedy as the sole “finalist” pursuant to University of Colorado Board of Regents, Regent Policy 3.E (rev. Sept. 2017), https://perma.cc/KQ4T-7TS7,1 and they passed a resolution stating as follows:
Resolved that the Board of Regents announce Mark R. Kennedy as a finalist for the presidency of the University of Colorado. The Board of Regents welcomes comments on Mr. Kennedy‘s candidacy and shall not take any action to appoint or employ Mr. Kennedy for at least fourteen days from the date of this resolution.
¶ 41 Mr. Kennedy appeared at open fora at all four CU campuses and the system administration offices. Individuals commented on Mr. Kennedy on a CU website created for that purpose. A little more than three weeks after the Regents named Mr. Kennedy a finalist, they voted 5-4 to appoint him to the CU presidency.
¶ 42 The Daily Camera submitted a CORA request to CU for the names and application documents of the twenty-seven applicants whom the search committee had determined met the qualifications
[a] candidate who has agreed to be advanced for final consideration and potential appointment for the position of president or chancellor. A person who is named as a finalist shall be named in accordance with the requirements of [the OML]
C.R.S. 24-6-402(3.5) and records pertaining to that person shall be available for public inspection as allowed by [CORA]C.R.S. 24-72-204[(3)(a)](XI)(A-B) .
Univ. of Colo. Bd. of Regents, Regent Policy 3.C.2 (rev. Nov. 2020), https://perma.cc/KQ4T-7TS7.
¶ 43 The Daily Camera sued under CORA and the OML. The district court ultimately ruled that the six applicants the Regents had interviewed were finalists, and it ordered CU to produce the requested information for those individuals. After someone publicly disclosed the identities of four of the other five persons interviewed, CU produced the materials relating to those four and Mr. Kennedy.2
II. The Relevant Statutes
¶ 44
¶ 45 For purposes of this exception,
“finalist” means an applicant or candidate for an executive position as the chief executive officer of a state agency, institution, or political subdivision or agency thereof who is a member of the final group of applicants or candidates made public pursuant to section 24-6-402(3.5), and if only three or fewer applicants or candidates for the chief executive officer position possess the minimum qualifications for the position, said applicants or candidates shall be considered finalists.
¶ 46
III. Standard of Review
¶ 48 Because this case turns on the interpretation of CORA and the OML, we review de novo. Denver Publ‘g Co. v. Bd. of Cnty. Comm‘rs, 121 P.3d 190, 195 (Colo. 2005) (CORA); Bd. of Cnty. Comm‘rs v. Costilla Cnty. Conservancy Dist., 88 P.3d 1188, 1192 (Colo. 2004) (the OML).4
IV. Principles of Statutory Interpretation
¶ 49 To achieve our ultimate goal of determining and giving effect to the General Assembly‘s intent, we begin by attributing to the words and phrases used in the statute their plain and ordinary meanings. Hassler v. Account Brokers of Larimer Cnty., Inc., 2012 CO 24, ¶ 15; Battle N., LLC v. Sensible Hous. Co., 2015 COA 83, ¶ 30. But we
¶ 50 If, after applying these principles, we determine that the statutory words and phrases are unambiguous, we enforce them as written. Denver Post Corp. v. Ritter, 255 P.3d 1083, 1089 (Colo. 2011). But it isn‘t always so easy. Sometimes application of these principles doesn‘t yield a clear meaning; sometimes the statutory
¶ 51 But given CORA‘s broad, general policy favoring public disclosure of public records, we are also guided by two other, related principles. First, we must narrowly construe CORA‘s exceptions. City of Westminster v. Dogan Constr. Co., Inc., 930 P.2d 585, 589 (Colo. 1997); City of Fort Morgan v. E. Colo. Publ‘g Co., 240 P.3d 481, 486 (Colo. App. 2010).5 And second, the party claiming that an exception applies has the burden of showing that the documents in question fall within the claimed exception. Shook v. Pitkin Cnty. Bd. of Cnty. Comm‘rs, 2015 COA 84, ¶ 6; City of Fort
V. Analysis
¶ 52 The majority quotes
¶ 53 This interpretation runs afoul of several basic principles of statutory construction. First, it contravenes the principle that we must interpret a statute as a whole to give it “sensible” effect. Schaden, ¶ 32; Ferguson, ¶ 10. Adopting a construction that the majority concedes doesn‘t make sense can‘t be squared with that principle.
¶ 54 Second, even if the majority were correct that a literal construction of the statute leads to its interpretation of the meaning of “finalist” (a conclusion with which I don‘t agree, as explained
¶ 55 Third, the majority fails to read the statutory provisions as a whole and in context. The majority simply skips over the phrase “who is a member of the final group of applicants or candidates.” To me, this phrase unambiguously contemplates multiple finalists. The majority, however, says all the plural words in that phrase can be read as singular. I disagree. Reading them as singular certainly
¶ 56 The majority justifies its treatment of multiple plural terms as including the singular in two ways. It says first that while “‘group’ usually denotes multiple individuals,” the use of that “term alone”
¶ 58 The majority also fails to recognize the full import of the clause of
¶ 59 Apart from the text of
¶ 61 Considering the language of
¶ 63 In this case, I believe the district court reasonably concluded that the six persons the Regents interviewed were finalists. I would therefore affirm the district court‘s judgment and its award of attorney fees to the Daily Camera. And I would grant the Daily Camera its reasonable attorney fees incurred on appeal. See
