A.M. v. HolmesA.M. v. Holmes
Emil J. Kiehne of Modrall, Sperling, Roehl, Harris & Sisk, P.A., Albuquerque, New Mexico, and Kathryn Levy, Deputy City Attorney for the City of* Albuquerque, New Mexico (Jennifer G. Anderson and Megan T. Muirhead of
Before TYMKOVICH, Chief Judge, and GORSUCH and HOLMES, Circuit Judges.
HOLMES, Circuit Judge.
Plaintiff-Appellant A.M. filed this action under
On appeal, A.M. contends that the district court erred in awarding qualified immunity to all of the defendants. We have consolidated these matters for our
I. BACKGROUND
A. May 2011 Arrest of F.M.
On May 19, 2011, CMS physical-education teacher Margaret Mines-Hornbeck placed a call on her school-issued radio to request assistance with a student. Officer Acosta, the school resource officer, responded to the call. As he approached the designated classroom, he saw a student—later identified as F.M., who was then thirteen years old and in the seventh grade—sitting on the hallway floor adjacent to the classroom2 while Ms. Mines-Hornbeck stood in the hallway near the classroom door. Other students were peering through the doorway.
Ms. Mines-Hornbeck explained that F.M. had generated several fake burps, which made the other students laugh and hampered class proceedings. After F.M. ignored her requests to stop making those noises, Ms. Mines-Hornbeck ordered him to sit in the hallway. F.M. nominally complied, but once he was situated in the hallway, he leaned into the classroom entranceway and continued to burp and laugh. This obliged Ms. Mines-Hornbeck to “hav[e] to deal with [F.M.]
At some point during Ms. Mines-Hornbeck‘s conversation with Officer Acosta, F.M. interjected, saying, “That didn‘t happen. No, that‘s not true.” Id. Nonetheless, based on what he had observed, Officer Acosta asked F.M. to come with him. F.M. cooperated; he accompanied Officer Acosta to CMS‘s administrative office and waited in a chair while Officer Acosta retrieved a computer from his patrol car.
Officer Acosta then informed F.M. that, “[b]ecause of the disruptions [he] saw,” id. at 293, he would be arresting F.M. for interfering with the educational process in violation of
When Officer Acosta advised Ms. LaBarge of his plan to arrest F.M., Ms. LaBarge prepared a disciplinary referral slip that denoted “Police or Outside Agency” action and imposed a one-day suspension to be served May 20, 2011. Id. at 118 (Discipline Referral, dated May 19, 2011). She gave Officer Acosta “the duplicate . . . Parent/Student copy” of the referral slip. Id. at 114 (LaBarge‘s Aff., dated Sept. 20, 2012). Meanwhile, pursuant to school policy, Ms. LaBarge‘s administrative assistant attempted to notify A.M. She called the two telephone numbers listed in F.M.‘s enrollment records, but to no avail: the first number had been disconnected, and the second number lacked a functioning voicemail account.
After completing his paperwork, Officer Acosta said to F.M., “Let‘s go to the car.” Id. at 295. F.M. responded, “Okay,” and walked to Officer Acosta‘s patrol car without incident. Id. Although he had not “laid a finger on
F.M. was booked into the detention center at approximately 1:30 p.m. As Officer Acosta expected, a detention-center staff member completed F.M.‘s risk assessment instrument before releasing F.M. to the custody of A.M. at around 2:30 p.m. Shortly thereafter, A.M. visited Ms. LaBarge at CMS to discuss F.M.‘s suspension. By both accounts, the conversation was unproductive. See id. at 18 (Compl., filed Nov. 30, 2011) (embodying A.M.‘s averment that Ms. LaBarge had unreasonably suspended F.M. without holding a hearing); id. at 115 (reflecting Ms. LaBarge‘s statement that A.M.‘s demeanor “prevented [them] from having a reasonable . . . discussion“).
F.M. served his suspension and did not return to CMS for the remainder of the 2010–11 school year. Not surprisingly, the story of his arrest garnered some publicity. A.M. “spoke publicly” about the incident and “provided interviews to local news media.” Aplt.‘s App. (14-2066) at 14 (Compl., filed Feb. 28, 2013). According to Officer Acosta, news coverage of F.M.‘s arrest “was on the airways quite a bit,” much to the chagrin of school administrators. Id. at 115.
B. November 2011 In-School Search of F.M.
A.M. re-enrolled F.M. at CMS for the 2011–12 school year. F.M. was attending school on November 8, 2011, the date of the second event prompting this litigation. That morning, a CMS student approached a teacher to report having witnessed a potential drug transaction on campus. The student recounted having seen approximately five other students carrying small baggies containing what appeared to be marijuana; these individuals seemed to be exchanging money for drugs. Though unsure of the observed students’ identities, the reporting student “gave . . . a location in the hallway where the incident took place.” Id. at 122 (Uniform Incident Report, dated Nov. 9, 2011).
Ms. Holmes was notified of the student‘s report and “contacted [Officer Acosta] on the school radio . . . in regards to [the] suspicious situation.” Id. Officer Acosta then retrieved the school‘s security-camera footage to see if it might assist school administrators’ efforts to identify the students of interest. During their review of the footage corresponding to the time and place described by the reporting student, Ms. Holmes and Ms. LaBarge recognized the five students involved in the suspicious transaction—including, as relevant here, F.M. These students were summoned to the administrative office while school representatives endeavored to contact the students’ parents to inform them that their children would be searched in connection with a suspected drug transaction. The only student for whom a parent could not be reached was F.M.
As for F.M., one of the adults videotaped his search and interview using Officer Higgins‘s lapel camera. F.M. emptied his pockets and produced $200 in cash, including a $100 bill.4 Ms. Holmes asked F.M. if he had anything he was not supposed to have, and F.M. answered that he had a marijuana-leaf belt buckle. A search of F.M.‘s backpack produced, among other items, a red bandana and a belt buckle displaying an image of a marijuana leaf. Both items violated CMS‘s prohibition of “bandanas,” “gang-related” clothing, and apparel displaying “inappropriate messages or symbols.” Aplt.‘s App. (14-2183) at 122 (Uniform Dress Policy, filed Sept. 21, 2012).
While F.M. was in the office, the school received a return phone call from A.M. Ms. LaBarge communicated with A.M., describing the events and the items recovered in the search of F.M. During the conversation, A.M. confirmed that F.M. had left home carrying $200 that morning. Ms. LaBarge elected “not [to] discipline F.M. for the suspected drug transaction due to his mother‘s corroboration of” why he possessed $200 in cash. Id. at 117. However, Ms. LaBarge imposed a three-day in-school suspension, marking “Dress Code
Later that day, Ms. LaBarge met with A.M. to explain the search and suspension. She subsequently stated that A.M. “stormed out” after “refus[ing] to listen” and saying “her attorney would contact [the school].” Id. After November 8, 2011, F.M. did not return to CMS.
C. Procedural History
On November 30, 2011, A.M. filed a lawsuit in New Mexico state court against Ms. LaBarge, Ms. Mines-Hornbeck, and Officer Acosta. A.M. alleged in the complaint that the defendants deprived F.M. of his civil rights by arresting him in May 2011 under
After the defendants removed the action to federal court, Ms. LaBarge and Ms. Mines-Hornbeck filed a motion for summary judgment, asserting the defense
On April 8, 2013, the district court granted Ms. LaBarge‘s motion for summary judgment based on its finding that she was entitled to qualified immunity. The court rested its qualified-immunity ruling on its conclusion that A.M. had failed to demonstrate that Ms. LaBarge committed a constitutional violation during the search of F.M. More specifically, applying the Supreme Court‘s reasoning in Safford Unified School District No. 1 v. Redding, 557 U.S. 364 (2009), and New Jersey v. T.L.O., 469 U.S. 325 (1985), the court found (1) that the search of F.M. was justified at its inception because school administrators perceived “a moderate chance of finding evidence of wrongdoing,” Aplt.‘s App. (14-2183) at 256 (Mem. Op. & Order, filed Apr. 8, 2013); and (2) that the search was “conducted in a manner that was reasonably related . . . to the circumstances which justified the search in the first place,” id. at 257.
In February 2013, while the claims detailed supra were still pending, A.M. filed another state-court lawsuit against Ms. Holmes, also bringing claims related to the November 2011 search. A.M. alleged that Ms. Holmes (1) unreasonably searched F.M., thereby violating the Fourth Amendment; (2) commenced F.M.‘s
The district court granted Ms. Holmes‘s motion for summary judgment. First, it concluded that “the elements necessary to invoke collateral estoppel [were] met“—namely: (1) A.M. was a party to the action against Ms. LaBarge; (2) in the prior action, the district court adjudicated A.M.‘s Fourth Amendment claim on the merits; (3) A.M. presented the same issue implicated in the prior action (the reasonableness vel non of the search); and (4) A.M. received a “full and fair opportunity to litigate the relevant issue.” Id. at 164, 165 (Mem. Op. & Order, filed Mar. 31, 2014). The court also determined that dismissal of A.M.‘s claims against Ms. Holmes was “required because [Ms. Holmes] did not violate a clearly established right in searching F.M.,” id. at 166, and “because it was not clearly
In August 2013—i.e., after the district court granted Ms. LaBarge‘s summary-judgment motion, but before the court granted Ms. Holmes‘s motion—A.M. moved for summary judgment on her claims against Officer Acosta. She argued that Officer Acosta committed a constitutional violation when he arrested F.M. for interfering with the educational process under
On September 19, 2014, after Officer Acosta responded to A.M.‘s motion and argued for qualified immunity, the district court ruled on the motion. The court awarded qualified immunity to Officer Acosta regarding F.M.‘s arrest based on its view that “F.M.‘s right to be free from arrest was not clearly established at the time of the alleged misconduct.” Id. at 395 (Mem. Op. & Order, filed Sept. 19, 2014). It also concluded that Officer Acosta was protected by qualified
A.M. filed timely notices of appeal from all three of the district court‘s orders granting qualified immunity to Officer Acosta, Ms. Holmes, and Ms. LaBarge. We have consolidated these actions for our review.
II. STANDARD OF REVIEW
The defense of qualified immunity “protects governmental officials from liability for civil damages insofar as their conduct does not violate ‘clearly established statutory or constitutional rights of which a reasonable person would have known.‘” Weise v. Casper, 593 F.3d 1163, 1166 (10th Cir. 2010) (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)); see also Mullenix v. Luna, --- U.S. ----, 136 S. Ct. 305, 308 (2015) (per curiam) (“Put simply, qualified immunity protects ‘all but the plainly incompetent or those who knowingly violate the law.‘” (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986))). This doctrine “not only protects public employees from liability, [but] also protects them from the burdens of litigation.” Allstate Sweeping, LLC v. Black, 706 F.3d 1261, 1266 (10th Cir. 2013); see Price-Cornelison v. Brooks, 524 F.3d 1103, 1108 (10th Cir. 2008) (noting that qualified immunity provides “a right not to
When a defendant asserts the defense of qualified immunity, “the onus is on the plaintiff to demonstrate ‘(1) that the official violated a statutory or constitutional right, and (2) that the right was “clearly established” at the time of the challenged conduct.‘” Quinn v. Young, 780 F.3d 998, 1004 (10th Cir. 2015) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 735 (2011)). In other words, if the plaintiff fails to establish either prong of the two-pronged qualified-immunity standard, the defendant prevails on the defense. See, e.g., Felders ex rel. Smedley v. Malcom, 755 F.3d 870, 877–78 (10th Cir. 2014) (“[T]he ‘record must clearly demonstrate the plaintiff has satisfied his heavy two-part burden; otherwise, the defendants are entitled to qualified immunity.‘” (quoting Medina, 252 F.3d at 1128)); see also Cox v. Glanz, 800 F.3d 1231, 1245 (10th Cir. 2015) (“[B]y asserting the qualified-immunity defense, Sheriff Glanz triggered a well-settled twofold burden that Ms. Cox was compelled to shoulder: not only did she need to rebut the Sheriff‘s no-constitutional-violation arguments, but she also had to demonstrate that any constitutional violation was grounded in then-extant clearly established law.“).
In that regard, we exercise “special care to ‘define the clearly established right at issue on the basis of the specific context of the case’ and, in so doing, avoid defining the ‘case‘s context in a manner that imports genuinely disputed factual propositions.‘” Felders, 755 F.3d at 885 (quoting Tolan v. Cotton, --- U.S. ----, 134 S. Ct. 1861, 1866 (2014) (per curiam)); see Mullenix, 136 S. Ct. at 308 (“‘We have repeatedly told courts . . . not to define clearly established law at a high level of generality.’ The dispositive question is ‘whether the violative nature of particular conduct is clearly established.‘” (omission in original) (quoting al-Kidd, 563 U.S. at 742)); Brosseau v. Haugen, 543 U.S. 194, 198 (2004) (per curiam) (noting that the clearly-established-law “inquiry ‘must be
Ordinarily, a plaintiff may show that a particular right was clearly established at the time of the challenged conduct “by identifying an on-point Supreme Court or published Tenth Circuit decision; alternatively, ‘the clearly established weight of authority from other courts must have found the law to be as [she] maintains.‘” Quinn, 780 F.3d at 1005 (quoting Weise, 593 F.3d at 1167); accord Cox, 800 F.3d at 1247. However, “we do not always require case law on point,” Morris v. Noe, 672 F.3d 1185, 1196–97 (10th Cir. 2012) (emphasis added), and “the Supreme Court has warned that ‘officials can still be on notice that their conduct violates established law even in novel factual circumstances,‘” Casey v. City of Fed. Heights, 509 F.3d 1278, 1284 (10th Cir. 2007) (quoting Hope v. Pelzer, 536 U.S. 730, 741 (2002)). “We have therefore adopted a sliding scale to determine when law is clearly established. ‘The more obviously egregious the conduct in light of prevailing constitutional principles, the less specificity is required from prior case law to clearly establish the violation.‘” Id. (quoting Pierce v. Gilchrist, 359 F.3d 1279, 1298 (10th Cir. 2004)); accord Fogarty v. Gallegos, 523 F.3d 1147, 1161 (10th Cir. 2008). Although A.M. need not show that “the very action in question [has] . . . previously been held unlawful, ‘in the light of pre-existing law the unlawfulness must be apparent.‘”
Lastly, in determining whether the plaintiff has satisfied the necessary two-pronged qualified-immunity showing, courts ordinarily accept the plaintiff‘s version of the facts—that is, “the facts alleged,” Riggins v. Goodman, 572 F.3d 1101, 1107 (10th Cir. 2009)—but “because at summary judgment we are beyond the pleading phase of the litigation, [the] plaintiff‘s version of the facts must find support in the record,” Thomson v. Salt Lake Cty., 584 F.3d 1304, 1312 (10th Cir. 2009); see York v. City of Las Cruces, 523 F.3d 1205, 1210 (10th Cir. 2008) (“As with any motion for summary judgment, ‘[w]hen opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts[.]‘” (alterations in original) (quoting Scott v. Harris, 550 U.S. 372, 380 (2007))).
III. DISCUSSION
Our review of the district court‘s rulings concerning “[l]iability under
A. Claims Against Officer Acosta
When A.M. moved for summary judgment on her claims against Officer Acosta, she argued that he could not avail himself of qualified-immunity protection. Officer Acosta then lodged his response, invoking the defense of qualified immunity therein. Once the motion was fully briefed, the district court concluded that Officer Acosta was entitled to qualified immunity; not only did it deny the motion, the court also dismissed A.M.‘s claims against Officer Acosta with prejudice.
On appeal, A.M. first contends that the court erred by entering judgment in Officer Acosta‘s favor sua sponte without affording her the requisite notice set forth in the Federal Rules of Civil Procedure. A.M. also seeks reversal of the court‘s grant of qualified immunity to Officer Acosta on her Fourth Amendment unlawful-arrest and excessive-force claims. We discern no reversible error and therefore uphold the relevant district court rulings.
1. Procedural Propriety of Summary Judgment Grant
Before granting summary judgment in favor of a non-movant—here, Officer Acosta—the district court must “giv[e] notice and a reasonable time to respond.”
Based on our review of this case‘s procedural history, we find it pellucid that A.M. was aware that the district court planned to rule on the issue of qualified immunity with respect to Officer Acosta. Indeed, that was one matter on which A.M. herself requested a ruling. See Aplt.‘s App. (14-2183) at 260 (reflecting A.M.‘s “anticipat[ion]” in her summary-judgment motion that “Defendant Acosta w[ould] claim qualified immunity” and requesting that the court find that “Defendant Acosta is not entitled to qualified immunity“); see also id. at 279–80 (arguing that “[o]nly if an officer‘s use of force in a case is objectively reasonable . . . is the defense of qualified immunity available” and citing qualified-immunity caselaw).
But even assuming arguendo that A.M. did not know if Officer Acosta would rely upon qualified immunity in addressing her motion—that is, whether Officer Acosta would put forward the qualified-immunity issue for resolution—any uncertainty would perforce have dissipated when Officer Acosta
To justify her view that she received inadequate notice of a forthcoming qualified-immunity ruling, A.M. relies on a non-precedential order and judgment issued by a panel of this court in 1993. See Aitson v. Campbell, 989 F.2d 507, 1993 WL 55951, at *3-4 (10th Cir. Mar. 1, 1993) (unpublished table decision). An issue in Aitson was whether the district court erred in dismissing claims in a sua sponte grant of absolute immunity. Critically, the defendants in that case—members of the Oklahoma Board of Dentistry, who had revoked the plaintiff‘s professional license—had only sought qualified (not absolute) immunity in moving for summary judgment. See id. at *3. The panel reversed the district court‘s judgment; it reasoned that, because none of the briefing
Finally, A.M. contends that she was deprived of the opportunity to come forward with evidence of injuries she claims F.M. sustained during the handcuffing. However, our review of the parties’ briefing belies this argument. Most saliently, in his response brief, Officer Acosta argued that any injury to F.M. would have been de minimis, see Aplt.‘s App. (14-2183) at 322-23 (Acosta‘s Resp. Br., filed Jan. 29, 2014) (arguing that F.M.‘s minor status did not render Officer Acosta‘s “minimal use of force unconstitutional” in light of “established precedent requir[ing a] . . . show[ing] [that] the force used resulted in some substantial injury“); this argument should have reasonably apprised A.M. it was necessary to present with her reply brief evidence concerning any physical or emotional injury of F.M. In this regard, our precedent treats “some actual injury” as an essential element of a claim for excessive force under
In sum, we conclude that A.M. received sufficient warning that the question of qualified immunity would be resolved in the district court‘s ruling on her motion for summary judgment. And she certainly should have understood that, if the district court resolved the qualified-immunity issue in Officer Acosta‘s favor, that would effectively end the litigation as to him. We consequently discern no reversible error in the court‘s method of granting summary judgment to Officer Acosta, the non-moving party.
2. Unlawful-Arrest Claim
We now address whether the district court erred in granting qualified immunity to Officer Acosta on A.M.‘s claim that he arrested F.M. without probable cause in violation of the
a. Background Principles
i
“A warrantless arrest violates the
When assessing whether an officer had probable cause to arrest an individual, courts “examine the events leading up to the arrest, and then decide ‘whether these historical facts, viewed from the standpoint of an objectively reasonable police officer, amount to’ probable cause.” Maryland v. Pringle, 540 U.S. 366, 371 (2003) (quoting Ornelas v. United States, 517 U.S. 690, 696 (1996)); accord Rojas v. Anderson, 727 F.3d 1000, 1003 n.4 (10th Cir. 2013); see also Illinois v. Gates, 462 U.S. 213, 232 (1983) (noting that “probable cause is a fluid concept—turning on the assessment of probabilities in particular factual contexts—not readily, or even usefully, reduced to a neat set of legal rules“).
In the present case, Officer Acosta contends that he had probable cause to arrest F.M. for violating
However, in the qualified-immunity context, Officer Acosta‘s commission vel non of a constitutional violation need not be the focus of our inquiry. This is because A.M. “must demonstrate on the facts alleged both that [Officer Acosta] violated [F.M.‘s] constitutional . . . rights, and that the right was clearly established at the time of the alleged unlawful activity.” Riggins, 572 F.3d at 1107 (emphases added). We elect to center our analysis on the clearly-established-law question.
“As a practical matter, we implement this [clearly-established-law] standard by asking whether there was ‘arguable probable cause’ for an arrest—if there was, a defendant is entitled to qualified immunity.” Kaufman v. Higgs, 697 F.3d 1297, 1300 (10th Cir. 2012) (quoting Cortez, 478 F.3d at 1121); see id. (“If we conclude that probable cause was lacking, we then must determine whether Mr. Kaufman‘s rights were clearly established, which we approach by asking whether the officers arguably had probable cause.“). To be more specific,
[w]hen a warrantless arrest is the subject of a
§ 1983 action, the defendant arresting officer is “entitled to immunity if a reasonable officer could have believed that probable cause existed to arrest” the plaintiff. “Even law enforcement officials who ‘reasonably but mistakenly conclude that probable cause is present’ are entitled to immunity.”
We conclude that A.M. has not demonstrated that, under extant clearly established law, a reasonable officer in Officer Acosta‘s position would have had fair warning that he lacked probable cause to arrest F.M. for interfering with the educational process in violation of
ii.
At the outset, we note that there are no Supreme Court or published Tenth Circuit decisions addressing the contours of probable cause to arrest under New Mexico‘s interference-with-educational-process statute. But, as we have explained in a case that turned on the interpretation of state law:
[W]e think it prudent to clarify . . . the role played by state law in determining whether Plaintiff can show a violation of . . . federal rights. Here, where the context is an alleged [wrongful] arrest for a purported state offense, state law is of inevitable importance. The basic federal constitutional right of freedom from arrest without probable cause is undoubtedly clearly established by federal cases. But the precise scope of that right uniquely depends on the contours of a state‘s substantive criminal law in this case because the Defendants claim to have had probable cause based on a state criminal statute. And as to the interpretation of [that state‘s] criminal law, other than the statute itself . . . , [that state‘s] Supreme Court is the ultimate authority. So we look to the [state] Supreme Court‘s decisions when inquiring whether the Defendants’ interpretation of the . . . statute was one that a reasonable officer would have held at the time of [Plaintiff‘s] arrest.
Kaufman, 697 F.3d at 1300-01 (emphases added) (citation omitted) (discussing Colorado‘s substantive criminal law); see also Mayfield v. Bethards, No. 15-3074, --- F.3d ----, 2016 WL 3397503, at *3-5 (10th Cir. June 20, 2016) (looking to Kansas law to define the contours of plaintiffs’
When a state Supreme Court has not spoken on the question at issue, we assume (without deciding) that a reasonable officer would seek guidance regarding the scope of proper conduct at least in part from any on-point decisions of the state‘s intermediate court of appeals. See Richard B. Saphire, Qualified Immunity in Section 1983 Cases and the Role of State Decisional Law, 35
b. Clearly-Established-Law Analysis
A.M. insists that Officer Acosta‘s arrest of F.M. for his burping and other horseplay in Ms. Mines-Hornbeck‘s classroom violated clearly established law because F.M.‘s conduct patently did not rise to the level of seriousness envisioned by
As germane here, in assessing whether Officer Acosta had fair notice that his conduct would be unlawful in the circumstances he confronted (i.e., when he was deciding whether to arrest F.M.), we are guided, first, by the text of
i.
The determination of whether a law-enforcement officer‘s reliance on a statute makes his conduct objectively reasonable turns, inter alia, on “the degree of specificity with which the statute authorized the conduct in question.” Mimics, Inc. v. Vill. of Angel Fire, 394 F.3d 836, 846 (10th Cir. 2005) (quoting Roska ex rel. Roska v. Peterson, 328 F.3d 1230, 1253 (10th Cir. 2003)). And we “resist reading words or elements into a statute that do not appear on its face.” United States v. Handley, 678 F.3d 1185, 1189 (10th Cir. 2012) (quoting United States v. Sturm, 673 F.3d 1274, 1279 (10th Cir. 2012)). So do the New Mexico courts. See, e.g., State v. Wood, 875 P.2d 1113, 1116 (N.M. Ct. App. 1994) (“This Court will not read language into a statutory provision which is clear on its face.“); State v. Gutierrez, 699 P.2d 1078, 1082 (N.M. Ct. App. 1985) (“This
We believe the text of
To “interfere” means “to be in opposition: to run at cross-purposes[;] . . . to act . . . so as to . . . diminish,” Interfere, WEBSTER‘S (2002), supra; or to “prevent
The ordinary meaning of these statutory terms would seemingly encompass F.M.‘s conduct because F.M.‘s burping, laughing, and leaning into the classroom stopped the flow of student educational activities, thereby injecting disorder into the learning environment, which worked at cross-purposes with Ms. Mines-Hornbeck‘s planned teaching tasks. More to the point, we cannot conclude that the plain terms of subsection (D) would have given a reasonable law-enforcement officer in Officer Acosta‘s shoes fair warning that if he arrested F.M. for engaging in his classroom misconduct he (i.e., the officer) would be violating F.M.‘s
Though A.M. suggests that the New Mexico legislature only sought to criminalize more serious conduct, there is no such limiting language in subsection (D)‘s plain terms, and we decline to read such a limitation into the statute. See,
Accordingly, we do not believe that A.M. can carry her clearly-established-law burden by relying solely on the plain terms of
ii
The body of relevant caselaw is very limited.8 In making its clearly-established-law argument, A.M. principally relies on a decision of the New Mexico Court of Appeals, State v. Silva, 525 P.2d 903 (N.M. Ct. App. 1974). We conclude, however, that Silva does not get A.M. over her clearly-established-law hurdle.
Silva involved a distant statutory predecessor of
willfully refus[ing] or fail[ing] to leave the property of, or any building or other facility owned, operated or controlled by the governing board of any institution of higher education upon being requested to do so by the chief administrative officer or his designee . . . if the person is committing, threatens to commit or incites others to commit any act which would disrupt, impair, interfere with or obstruct the lawful mission, processes, procedures or functions of the institution.
According to A.M., Silva constitutes clearly established law for this case and, in particular, makes clear that
First of all, it is not even clear that Silva is apposite in this factual and legal context—much less clearly established law for it. A.M. has not identified any New Mexico decisions in the relevant time period that have used Silva to define the scope of
However, subsection (D) is a unique statute that the New Mexico legislature adopted in 1981 as an amendment to
The idea that the substantive concerns of the two statutes are different—which should be clear from their plain terms—becomes even more obvious when one recognizes that another subsection of
Thus, given that the two statutes are focused on different things, we are hard-pressed to conclude that it would have been pellucid to a reasonable officer in Officer Acosta‘s shoes that he should look to Silva for direction in seeking to
Furthermore, even assuming arguendo that such a reasonable officer would have sought guidance from Silva, we are not persuaded that Silva would have clearly warned that officer that he lacked probable cause under section 30-20-
First of all, contrary to A.M.‘s suggestion, there is nothing in Silva‘s text that would have put a reasonable officer on notice that only conduct that substantially “mirrors” the degree of seriousness of the students’ conduct in Silva, Reply Br. (14-2183) at 18, is criminalized by subsection (D).12 It is true that
Relatedly, even if A.M. were correct that a central upshot of Silva is that mere disturbances of the peace—as such conduct is understood “in the school context,” id. at 907—are not punishable under section 30-20-13(D), that would not avail her on these facts. A reasonable officer in Officer Acosta‘s shoes, who was taking his cues from Silva, could have reasonably believed (even if
It logically follows perforce that, comparatively speaking, it would not take much under Silva for a student‘s conduct to constitute more than a disturbance of the peace—that is, to be “a more substantial, more physical invasion,” in Silva‘s words. Id. In other words, one might reasonably infer from Silva that relatively minor student conduct could exceed the boundaries that define mere disturbances of the peace.
Here, F.M. was not merely speaking in a conversational tone (e.g., voicing a concern or criticism to the teacher or sharing a joke with a fellow student); instead, he was repeatedly fake-burping, laughing, and (later) leaning into the classroom. And the effect of his conduct was not merely to disturb the good order of Ms. Mines-Hornbeck‘s classroom; rather, it was to bring the activities of that classroom to a grinding halt. In these circumstances, a reasonable officer in Officer Acosta‘s position, who was guided by Silva, could have believed that F.M. was doing more in the school context than disturbing the peace. More to the point, such an officer could have believed—even if mistakenly so—that he
Moreover, we have serious doubts whether A.M. is correct in reading Silva as conditioning criminal liability under section 30-20-13(D) on a finding that the conduct at issue interfered with the functioning of the school as a whole, rather than a particular classroom of the school. To be sure, in construing the import of the same terms found in section 30-20-13(D) (i.e., “mission, processes, procedures or functions“), Silva stated that the statute “requires interference with the actual functioning of the University.” 525 P.2d at 907. However, this statement came in the context of Silva‘s attempt to distinguish the statute at issue (i.e., section 40A-20-10(C)) from analogous statutes that more broadly proscribed conduct that merely disturbed the peace but did not necessarily interfere with school operations. See id. In other words, the focus of Silva in this passage was arguably on demonstrating that section 40A-20-10(C) requires actual interference—viz., on showing that mere disturbances of the peace are insufficient—not on establishing the proposition that any interference that the statute proscribes must affect the school as a whole.
Indeed, Silva‘s facts and actual holding tend to belie A.M.‘s reading of subsection (D)‘s scope of liability. Specifically, in Silva, the students were not arrested for disrupting the University‘s operations as a whole; instead, they were arrested for interfering with the functions of one office—the president‘s. Before
Our conclusion that Silva might be reasonably read as not condemning the conduct of a reasonable officer in Officer Acosta‘s position, is fortified by a 2013 federal district court decision construing the terms of
The district court determined that the student‘s recalcitrant “conduct d[id] not clearly fall outside the conduct prohibited by the plain language of the statute” not only because the student had “ignored numerous requests to stop texting during class,” but also because, “[u]nable to continue instruction, her teacher stopped class and eventually summoned [assistance].” Id. at 1243. Additionally, as relevant here, the court opined that a reasonable officer, guided by Silva, could justifiably have believed that willful text-messaging could provide probable cause to arrest under section 30-20-13(D). More specifically, the court stated: “Assuming that a reasonable officer would be aware of Silva, a case from almost forty years ago interpreting a precursor statute, . . . a reasonable officer could conclude that [the student‘s] conduct substantially interfered with school
In sum, if a reasonable officer in Officer Acosta‘s shoes had sought guidance from Silva, we do not believe that it would have given the officer fair warning that, if he elected to arrest F.M., he would be doing so without probable cause in violation of F.M.‘s Fourth Amendment rights. Put another way, even if Silva was the controlling touchstone, Officer Acosta‘s belief that he had probable cause to arrest F.M. under section 30-20-13(D) was objectively reasonable—even if mistaken. Therefore, we conclude that A.M. cannot satisfy her clearly-established-law burden by relying on Silva.
We recognize, however, that A.M.‘s brief does not limit its caselaw-based argument to Silva. Recognizing the paucity of New Mexico caselaw addressing
However, even assuming arguendo that the decisions A.M. cites—which appear to be only from intermediate appellate courts—represent the controlling law of their respective states, A.M. has not persuaded us that we should view such a limited universe of caselaw as reflecting a “robust ‘consensus of cases of persuasive authority’ . . . that would alter our analysis of the qualified immunity question.” Plumhoff v. Rickard, 134 S. Ct. 2012, 2023 (2014) (citation omitted) (quoting al-Kidd, 563 U.S. at 741); see also Quinn, 780 F.3d at 1005 (noting that, absent controlling law from the Supreme Court or the Tenth Circuit, a plaintiff may still satisfy the clearly-established-law burden by showing that “the clearly established weight of authority from other courts . . . ha[s] found the law to be as [she] maintains” (quoting Weise, 593 F.3d at 1167)). Accordingly, we conclude that A.M. cannot carry her clearly-established-law burden by relying on these cases.
In sum, we hold that it would not have been clear to a reasonable officer in Officer Acosta‘s position that his arrest of F.M. under
3. Excessive-Force Claim
A.M. also contends that Officer Acosta, by handcuffing F.M. before driving him to the detention center, violated F.M.‘s clearly established Fourth Amendment right to be free from an excessively forceful arrest. The district court resolved this claim on the first prong of our qualified-immunity test: it determined that A.M. had not shown that Officer Acosta committed a constitutional violation. Although we agree with the district court‘s ultimate disposition regarding the excessive-force claim—viz., we conclude that the court properly awarded qualified immunity to Officer Acosta—we expressly ground our decision on the second prong of the qualified-immunity rubric. Specifically, we conclude that the clearly established law in existence in May 2011 would not have apprised a reasonable police officer similarly situated to Officer Acosta that he could be held liable under § 1983 for a Fourth Amendment violation based on handcuffing a minor pursuant to a lawful arrest.
a. Background Principles
Under well-settled Supreme Court precedent, a law-enforcement officer‘s “right to make an arrest . . . necessarily carries with it the right to use some degree of physical coercion . . . to effect it.” Graham v. Connor, 490 U.S. 386, 396 (1989); accord Muehler v. Mena, 544 U.S. 93, 99 (2005). Nonetheless, “[t]he degree of physical coercion that law enforcement officers may use is not unlimited,” Cortez, 478 F.3d at 1125, and must comport with the Fourth
We assay a plaintiff‘s excessive-force claim for objective reasonableness, asking “whether the officer[‘s] actions [were] objectively reasonable in light of the facts and circumstances confronting [him], without regard to underlying intent or motivation.” Weigel, 544 F.3d at 1151 (quoting Graham, 490 U.S. at 388); see also Holland ex rel. Overdorff v. Harrington, 268 F.3d 1179, 1194 (10th Cir. 2001) (“The whole course of conduct of an officer in making an arrest or other seizure . . . must be evaluated for Fourth Amendment reasonableness in light of the totality of the circumstances.“). Guided by Graham, we consider factors such as “the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.” Casey, 509 F.3d at 1281 (quoting Graham, 490 U.S. at 396). Further, the Supreme Court has said that “for the most part per se rules are inappropriate in the Fourth Amendment context.” United States v. Drayton, 536 U.S. 194, 201 (2002).
b. Clearly Established Law
At summary judgment, the district court rejected A.M.‘s excessive-force claim on the first prong of the qualified-immunity standard after finding that she “ha[d] not produced evidence that F.M. suffered an actual physical or emotional injury” stemming from Officer Acosta‘s use of handcuffs. Aplt.‘s App. (14-2183) at 397. The court opined that “nowhere in the summary judgment evidence [wa]s there actual evidence that F.M. suffered any . . . trauma, much less any . . . above
i. A.M.‘s Proffered Clearly Established Law
A.M. shoulders the responsibility in the first instance “of citing to us what [she] thinks constitutes clearly established law” for purposes of this claim. Thomas v. Durastanti, 607 F.3d 655, 669 (10th Cir. 2010). A.M. first relies upon the Supreme Court‘s holding in Graham as the applicable clearly established law,
Graham, though certainly an excessive-force lodestar, provides no guidance concerning whether an officer, when effecting an arrest supported by probable cause, must refrain from using handcuffs because the arrestee is a minor (lest he open himself up to potential § 1983 liability). See, e.g., Cavanaugh v. Woods Cross City, 625 F.3d 661, 664-65 (10th Cir. 2010) (explaining that Graham speaks to the court‘s duty to balance individuals’ Fourth Amendment rights against countervailing state interests); Casey, 509 F.3d at 1281-82 (invoking Graham in terms of overall objective reasonableness in light of a particular case‘s circumstances). Consequently, Graham does not satisfy A.M.‘s clearly-established-law burden because it defines the right at issue at an impermissibly “high level of generality.” al-Kidd, 563 U.S. at 742. Insofar as Graham applies here, it merely instructs us regarding “general principles of the Fourth Amendment“—that is, overarching concepts that the Supreme Court has said do “not [render] obvious . . . that the conduct of the officer[] in this case violated the Amendment.” Wilson v. Layne, 526 U.S. 603, 615-16 (1999).17
a child taken into custody for an alleged delinquent act shall not be placed in detention unless a detention risk assessment instrument is completed and a determination is made that the child:
- poses a substantial risk of harm to himself;
- poses a substantial risk of harm to others; or
- has demonstrated that he may leave the jurisdiction of the court.
At bottom, A.M. asks us to impute to Officer Acosta awareness that
ii. Our Survey of the Law
Because neither of A.M.‘s cited sources can serve as the extant clearly established law governing her excessive-force claim, “we could hold that [A.M.] has not properly laid the groundwork to defeat [Officer Acosta‘s] assertion of qualified immunity.” Cox, 800 F.3d at 1247. Nonetheless, we have taken the additional step of surveying the caselaw extant at the time of the arrest that would have guided Officer Acosta‘s “endeavors to conform his . . . conduct to constitutional norms.” Id. We have determined that the applicable clearly established law in May 2011 would not have apprised a reasonable officer similarly situated to Officer Acosta that handcuffing F.M. would run afoul of the
Because A.M. has intimated that F.M.‘s handcuffing was a humiliating experience, we first address the Supreme Court‘s decision in Atwater v. City of Lago Vista, 532 U.S. 318 (2001). There, the Court addressed whether an “inconvenient and embarrassing” arrest for various motor-vehicle violations, and the officer‘s concomitant handcuffing of the arrestee (an adult), flouted constitutional norms. Id. at 355. The officer yelled at the arrestee, “said that he had ‘heard [the arrestee‘s] story two-hundred times,‘” id. at 324 (citation omitted), and handcuffed the arrestee before placing her in a patrol car. On that set of facts, the Court concluded that the arrest was not “made in an ‘extraordinary manner, unusually harmful to [the arrestee‘s] privacy or . . . physical interests.‘” Id. at 354 (omission in original) (quoting Whren v. United States, 517 U.S. 806, 818 (1996)). The Court explained:
[The] arrest was surely humiliating, . . . but it was no more harmful to . . . privacy or . . . physical interests than the normal custodial arrest. She was handcuffed, placed in a squad car, and taken to the local police station . . . [, which was] inconvenient and embarrassing to [her], but not so extraordinary as to violate the Fourth Amendment.
Id. at 354-55 (second and third omissions in original) (quotations omitted).
Our holding in Fisher is congruent with this conclusion. There, in assessing the “manner or course in which [the plaintiff] [wa]s handcuffed,” Fisher, 584 F.3d at 897, we stated that “in nearly every situation where an arrest is authorized, or police reasonably believe public safety requires physical
Of course, we recognize that neither Atwater nor Fisher involved the distinguishable, critical factor of minor-child status. However, it appears that no subsequent published Tenth Circuit decision has taken that variable into consideration in the excessive-force calculus. But we note a recent observation of a panel of this court, in an unpublished order and judgment, that it “ha[d] uncovered no case law (and the parties cite[d] to none) applying a different standard when the victim of the alleged excessive force is a minor.” Hawker v. Sandy City Corp., 591 F. App‘x 669, 674 n.8 (10th Cir. 2014) (emphasis added).
Along these same lines, we have not uncovered any cases extant at the time of F.M.’s arrest that describe the state of the law and the right at issue as A.M. does. In fact, our study of the relevant caselaw cuts against any reasonable conclusion that a minor’s purported right to avoid handcuffing during a lawful arrest was clearly established in May 2011. See Hedgepeth ex rel. Hedgepeth v. Wash. Metro. Area Transit Auth., 386 F.3d 1148, 1155–56 (D.C. Cir. 2004) (noting, in a case involving the handcuffing of a twelve-year-old girl, where the officer had probable cause to arrest: “the right at issue in this case is the right of
In short, we hold that the then-extant clearly established law would not have apprised a reasonable officer in Officer Acosta’s position that F.M.’s minor-child status should have negated his time-honored right to use handcuffs in effecting F.M.’s arrest. For these reasons, we conclude that the district court correctly awarded qualified immunity to Officer Acosta on this Fourth Amendment claim.
B. Claims Against Ms. Holmes19
Next, we address A.M.’s claims against Ms. Holmes alleging violations of the Fourth, First, and Fourteenth Amendments. The district court awarded summary judgment on qualified-immunity grounds to Ms. Holmes on all of these claims. We conclude that it was correct in doing so. We acknowledge that the district court also ruled against A.M. on her Fourth Amendment claim on collateral-estoppel grounds, in light of the court’s prior resolution of A.M.’s Fourth Amendment claim against Ms. LaBarge. However, because we uphold on the merits the district court’s qualified-immunity determinations involving Ms. Holmes—including its ruling on the Fourth Amendment claim—we need not (and therefore do not) opine on the correctness of the district court’s collateral-estoppel resolution of A.M.’s Fourth Amendment claim against Ms. Holmes.
1. Unreasonable-Search Claim
A.M. first contends with respect to Ms. Holmes that “the district court erred in finding that F.M.’s Fourth Amendment rights were not clearly established”
Among other rights, the
“With limited exceptions, a search . . . requires either a warrant or probable cause.” Narotzky v. Natrona Cty. Mem’l Hosp. Bd. of Trs., 610 F.3d 558, 567 (10th Cir. 2010) (citing Camara v. Mun. Ct., 387 U.S. 523, 528–29 (1967)); see Safford, 557 U.S. at 369 (“The Fourth Amendment [protection] . . . against unreasonable searches . . . generally requires . . . probable cause for conducting a search.” (citation and quotations omitted)). One such exception applies in this case—for, as the Supreme Court has specifically noted, “[t]he warrant requirement . . . is unsuited to the school environment.” T.L.O., 469 U.S. at 340; accord Fuerschbach v. Sw. Airlines Co., 439 F.3d 1197, 1203–04 (10th Cir. 2006). The Court has determined that this is so because “[a]lthough the underlying command of the
The New Jersey v. T.L.O. Court thus held that “the accommodation of the privacy interests of schoolchildren with [administrators’] substantial need . . . to maintain order in the schools does not require strict adherence to the requirement that searches be based on probable cause” and that “the legality of a search of a student should depend simply on the reasonableness, under all the circumstances, of the search.” 469 U.S. at 341. As the Court has explained more recently, “[t]he lesser standard for school searches could as readily be described as a moderate chance of finding evidence of wrongdoing.” Safford, 557 U.S. at 371. We have understood these holdings to mean that a school search “need only be [1] ‘justified at its inception’ and [2] ‘reasonably related in scope to the circumstances which justified the interference in the first place.’” Couture, 535 F.3d at 1250 (quoting Edwards v. Rees, 883 F.2d 882, 884 (10th Cir. 1989)); see also Jones v. Hunt, 410 F.3d 1221, 1229 (10th Cir. 2005) (observing that a state defendant in a school search or seizure is “scrutinized under the minimal requirements of Terry [v. Ohio, 392 U.S. 1 (1968)]“).
a. Justified at Inception
T.L.O. makes clear that ordinarily “a search of a student by a . . . school official will be ‘justified at its inception’ when there are reasonable grounds for
A.M. asserts that the search of F.M. was not justified at its inception due to “the absence of any particularized evidence pointing to possession of drugs on the person of F.M.” Aplt.’s Opening Br. (14-2066) at 34. We disagree. In fact, the record clearly bespeaks Ms. Holmes’s awareness of a considerable quantum of particularized evidence when she initiated the challenged search. A student anonymously reported seeing F.M. participating in a suspected drug transaction on school grounds. It would have been reasonable for Ms. Holmes to take this report seriously, given CMS’s apparently ongoing problem of student drug-trafficking. In this regard, Officer Acosta confirmed not only that CMS had “a lot of issues with drugs,” but also that he had made several in-school arrests related to marijuana. Aplt.’s App. (14-2066) at 117.
Acting on the student report, Ms. Holmes perused security-camera footage depicting the time and location provided by the reporting student. Ms. Holmes’s review bolstered the student’s “tip“: she saw F.M. standing in a closed circle of students—apparently holding a roll of money and passing something to other
A.M. also urges us to accord the initial tip of a suspected drug transaction less credence because of the reporting student’s anonymity. However, the student was not entirely anonymous; he or she was merely unknown to F.M. and A.M. Because the teacher who relayed the tip to Ms. Holmes was aware of the student’s
In addition, A.M. contends that the passage of a few hours’ time between the alleged drug transaction and the search of F.M. extinguished any reasonable suspicion Ms. Holmes might have possessed. We disagree. Although the Safford Court did opine that “if [a report] had been [made] a few days before, that would weigh heavily against any reasonable conclusion that [the student] presently had [contraband] on her person,” 557 U.S. at 376 (emphasis added), that hypothetical
Again, given all of these factors, we conclude that the record demonstrates articulable and particularized indicia of a sufficient probability of wrongdoing by F.M. This plainly satisfies the T.L.O. Court’s controlling formulation of the school-search rubric; consequently, we conclude that the search of F.M. was justified at its inception.
b. Reasonable in Scope
Once the search of F.M. began, it could remain constitutionally sound only insofar as it was “permissible in its scope” by using measures “reasonably related to the objectives of the search and not excessively intrusive” under the totality of the circumstances. T.L.O., 469 U.S. at 342; see Brannum v. Overton Cty. Sch. Bd., 516 F.3d 489, 496 (6th Cir. 2008) (“[I]t is necessary . . . that the [search] method chosen was, in the circumstances, justifiably intrusive in light of the purpose of the policy being carried out.“). We conclude that it was.
To begin, it is settled under Safford that a search of a student which is justified at its inception is also justified as to outer clothing and a backpack.
Before asking F.M. to remove any clothing, Ms. Holmes obtained certain clues from his pockets and backpack suggesting the possibility of a drug transaction. Namely, she found $200 in cash—an arguably unusual amount of money for a middle-school student to carry, and certainly a relevant factor in a drug-related investigation. See, e.g., United States v. Wagoner Cty. Real Estate, 278 F.3d 1091, 1094 (10th Cir. 2002) (assigning significance to “several hundred dollars in cash” uncovered in a search for contraband); United States v. Mendoza-Salgado, 964 F.2d 993, 1008 (10th Cir. 1992) (noting that “courts generally view items such as . . . large quantities of cash . . . as ‘tools of the trade’ for distributing illegal drugs“). Ms. Holmes also found a belt bearing the image of a marijuana leaf, which at least reasonably indicated F.M.’s interest in, or affiliation with the use of, marijuana. See, e.g., United States v. Salgado, 761 F.3d 861, 865–66 (8th Cir. 2014) (“[The officer] also observed . . . [a] jacket embroidered with a large marijuana leaf in the back seat, and reasonably associated it with potential drug activity.“); Lorenzo v. City of Tampa, 259 F. App‘x 239, 240 (11th Cir. 2007) (per curiam) (deeming relevant to the issue of probable cause handbills depicting “a picture of a marijuana leaf“). Finally, Ms. Holmes found a bandana, which we have considered “gang-related clothing” in describing evidence obtained in searches. See United States v. Roach, 582 F.3d 1192, 1198 (10th Cir. 2009). These foregoing items provided support to continue the search of F.M.
Though for purposes of qualified immunity we ordinarily do accept the facts that a plaintiff like A.M. alleges, we do so only insofar as those facts have a basis in the record—as relevant here, only insofar as A.M.’s account of the search does not patently conflict with the record’s video footage. See, e.g., Thomson, 584 F.3d at 1312. The video demonstrates that F.M. was first asked to remove his shoes and his jeans, leaving him in a short-sleeved shirt, a long-sleeved shirt, two pairs of athletic shorts, and boxer-shorts underwear. He then flipped down the waistband of his outer pair of athletic shorts, but he left undisturbed the waistbands of his other pair of athletic shorts and his boxer shorts. Finally, he removed his outer pair of athletic shorts and his outer (short-sleeved) shirt so that when the search concluded, he was still wearing a long-sleeved shirt, a pair of
Based on this sequence of events, we believe A.M. stretches the term “strip search” beyond recognition in her attempt to apply it here.22 The video unequivocally shows that F.M. was only prompted to remove outer clothing and that he was wearing additional layers of non-intimate street clothing underneath the removed items. Thus, because the scope of the search at all times remained reasonable, the search satisfied the strictures of the
Comparing the search of F.M. to the search at issue in Safford underscores why Ms. Holmes did not allow the search to become unreasonable in scope. In Safford, a thirteen-year-old female student was suspected of possessing prescription pain-relief pills. Acting on a report that the student was distributing the pills, the school nurse asked her “to remove her jacket, socks, and shoes, leaving her in stretch pants and a T-shirt (both without pockets).” Safford, 557 U.S. at 369. The nurse then asked her to remove her shirt and pants, “to pull her bra out and to the side and shake it, and to pull out the elastic on her underpants,
Specifically, the Court held that the second aspect of the challenged search violated the
[t]he very fact of [the student’s] pulling her underwear away from her body in the presence of the [school] officials who were able to see her necessarily exposed her breasts and pelvic area to some degree, and both subjective and reasonable societal expectations of personal privacy support the treatment of such a search as categorically distinct, requiring distinct elements of justification on the part of school authorities for going beyond a search of outer clothing and belongings.
[The student’s] subjective expectation of privacy against such a search is inherent in her account of it as embarrassing, frightening, and humiliating.
Id. at 374–75. The distinction appears clear: whereas reasonable suspicion (as enunciated in T.L.O.) supporting a fair probability of finding contraband permits a search of outer clothing, a higher level of justification is necessary to proceed with a search that will expose a student’s intimate areas.
Unlike the student in Safford, in this case F.M. was at all times covered by at least one pair of pants (athletic shorts), one shirt, and underwear. The search
In sum, we conclude that Ms. Holmes’s search of F.M. was supported by reasonable suspicion as required by the Supreme Court’s holding in T.L.O. The search was both justified at its inception and reasonable in scope. Accordingly, A.M. has failed to demonstrate any Fourth Amendment violation premised on an unreasonable search by Ms. Holmes. We therefore affirm the district court’s grant of qualified immunity to Ms. Holmes on this claim.
2. Retaliation Claim
Next, A.M. alleges that Ms. Holmes searched F.M. in retaliation for A.M.’s exercise of her
“[T]he law is settled that as a general matter the
- that she was engaged in a constitutionally protected activity;
- that a defendant’s action caused her to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity; and
- that a defendant’s action was substantially motivated as a response to her exercise of her First Amendment speech rights.
Becker v. Kroll, 494 F.3d 904, 925 (10th Cir. 2007); accord Buck v. City of Albuquerque, 549 F.3d 1269, 1292 (10th Cir. 2008).
In order to establish liability for any claim brought under
More specifically, in cases where plaintiffs have presented enough individualized evidence of a substantial motive to retaliate to establish
A.M. relied solely on Officer Acosta‘s testimony to show that Ms. Holmes had a substantial motive to retaliate against her. Specifically, in response to the motion for summary judgment, A.M. argued that “the testimony of Officer Acosta proves shows [sic] that Plaintiff‘s actions in contacting the media after the arrest of F.M. caused angst among the administration of [CMS] for which F.M. was thereafter retaliated against.” Aplt.‘s App. (14-2066) at 100. More specifically, A.M. argued that Officer Acosta‘s testimony showed that
Defendant [i.e., Ms. Holmes] and other school administrators were bothered by Plaintiff‘s exercise of her First Amendment rights when she contacted the media after the arrest of F.M. for burping, to the extent that “for the reasons of everything that happened in May, the idea was we‘re going to make sure we cross ou[r] Ts and dot our Is on this go-round” when F.M. was targeted for a strip search.
Id. at 89 (quoting Acosta testimony).
Even viewed in the light most favorable to A.M., this evidence falls far short of showing that Ms. Holmes‘s search was substantially motivated by a desire to retaliate against A.M. for her remarks to the media. Critically, Officer Acosta never suggested that Ms. Holmes was upset by the media reporting. In
Furthermore, to the extent that a reasonable jury could derive any inference from Officer Acosta‘s testimony that Ms. Holmes possessed a retaliatory motive against A.M.—and to be clear, it could not—any such inference would be significantly weakened by the delay between when A.M. spoke to the media about F.M.‘s arrest and when Ms. Holmes searched F.M. The search occurred nearly six months after A.M. spoke with the media about F.M.‘s arrest. We have said that “a long delay” between the exercise of free speech and the allegedly
In sum, based on the foregoing, we conclude that Ms. Holmes is entitled to qualified immunity on this claim, and the district court correctly granted summary judgment for her. See, e.g., Trant v. Oklahoma, 754 F.3d 1158, 1170–71 (10th Cir. 2014) (concluding that the district court “correctly granted summary judgment for Jordan” because “Trant has pointed to no evidence, besides temporal proximity, that Jordan‘s comments were substantially motivated by Trant‘s protected speech or that Jordan made his comments with a retaliatory intent“).
Before turning to A.M.‘s next contention of error regarding the district court‘s equal-protection ruling, we pause to underscore the fairness of our decision to resolve A.M.‘s First Amendment retaliation challenge on this alternative evidentiary-sufficiency ground. It is true that Ms. Holmes did not move for summary judgment on the First Amendment retaliation claim based on the evidentiary-sufficiency ground; instead, she contended that there was not clearly established law to support the claim. However, it is patent to us that A.M.
Indeed, although Ms. Holmes did not raise the issue of evidentiary sufficiency in the district court, A.M. did. Specifically, in response to Ms. Holmes‘s motion for summary judgment, A.M. argued that Ms. Holmes‘s search was substantially motivated by a desire to retaliate, and she cited Officer Acosta‘s testimony to support this argument. Ms. Holmes then replied to A.M.‘s evidentiary-sufficiency argument by contending that A.M. “provide[d] no factual support for her claim that Defendant Holmes was upset by Plaintiff‘s decision to speak to the media about the arrest.” Aplt.‘s App. (14-2066) at 143. In the district court, therefore, the parties took positions on whether A.M. had provided sufficient evidence of a substantial motive to retaliate; they briefed the issue and submitted evidence regarding it.
Furthermore, on appeal, A.M. has tackled Ms. Holmes‘s alternative evidentiary-sufficiency argument head-on and never suggested that it would be unfair for us to consider the merits of it. Indeed, A.M. has clarified in her reply brief that “[t]he parties agree that ‘[t]o make a First Amendment retaliation claim, “a plaintiff must show that . . . the government‘s actions were substantially motivated as a response to his constitutionally protected conduct.“‘” Reply Br. (14-2066) at 22 (second alteration in original) (quoting Stonecipher, 759 F.3d at 1147). A.M. then has proceeded to argue that she provided sufficient evidence of
As we turn to A.M.‘s challenge to the district court‘s equal-protection ruling, we briefly reprise our merits conclusion here: Ms. Holmes is entitled to qualified immunity on A.M.‘s First Amendment retaliation claim because A.M. has failed to provide sufficient evidence to raise a triable issue that Ms. Holmes‘s search of F.M. was substantially motivated by a desire to retaliate against A.M for her exercise of free speech.
3. Equal-Protection Claim
A.M. alleges that Ms. Holmes searched F.M. in a more intrusive fashion than she did the other four students. Accordingly, she submits that Ms. Holmes singled F.M. out for a markedly different search in violation of F.M.‘s right to
“The Equal Protection Clause ‘is essentially a direction that all persons similarly situated should be treated alike.‘” Kitchen v. Herbert, 755 F.3d 1193, 1222 (10th Cir.) (quoting City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985)), cert. denied, --- U.S. ----, 135 S. Ct. 265 (2014). Generally speaking, equal-protection jurisprudence is “concerned with governmental action that disproportionately burdens certain classes of citizens.” Kan. Penn Gaming, LLC v. Collins, 656 F.3d 1210, 1215–16 (10th Cir. 2011); see Price-Cornelison, 524 F.3d at 1109 (discussing equal-protection claims based on governmental conduct involving, inter alia, “suspect” or “quasi-suspect” classifications of groups); accord Hassan v. City of New York, 804 F.3d 277, 298 (3d Cir. 2015) (“At a minimum, intentional discrimination against any ‘identifiable group’ is subject to rational-basis review, which requires the classification to be rationally related to a legitimate governmental purpose. Where a ‘quasi-suspect’ or ‘suspect’ classification is at issue, however, the challenged action must survive ‘intermediate scrutiny’ or ‘strict scrutiny.‘” (citation omitted)); see also Vasquez v. Cooper, 862 F.2d 250, 251–52 (10th Cir. 1988) (“Unless it provokes strict
But this is not always so; the equal-protection inquiry does not always relate to groups. Indeed, in Village of Willowbrook v. Olech, the Supreme Court carved out a “class of one” equal-protection claim; it held that a plaintiff may state such a claim by alleging that he or she “has been intentionally treated differently from others similarly situated and that there is no rational basis for the difference in treatment.” 528 U.S. 562, 564 (2000) (per curiam); see also 3 Ronald D. Rotunda & John E. Nowak, TREATISE ON CONSTITUTIONAL LAW: SUBSTANCE AND PROCEDURE § 18.2(a) (5th ed. 2012) (“If the government applies the law in a certain manner to all persons except a single individual, that single individual may bring an equal protection claim against the government even though the individual is ‘a class of one.‘“). Where, as here, a plaintiff brings a class-of-one claim, she must demonstrate (1) that “other ‘similarly situated’ individuals were treated differently” from her, and (2) that “there is no ‘rational basis’ for [the different treatment].” SECSYS, LLC v. Vigil, 666 F.3d 678, 688–89 (10th Cir. 2012) (citations omitted).
“We have approached class-of-one claims with caution, wary of ‘turning even quotidian exercises of government discretion into constitutional causes.‘” Kan. Penn Gaming, 656 F.3d at 1216 (quoting Jicarilla Apache Nation v. Rio Arriba Cty., 440 F.3d 1202, 1209 (10th Cir. 2006)). Our circumspection in this regard stems from the fact that when “[l]ooking only at one individual, . . . there is no way to know whether the [alleged] difference in treatment was occasioned by legitimate or illegitimate considerations without a comprehensive and largely subjective canvassing of all possible relevant factors.” Jennings v. City of Stillwater, 383 F.3d 1199, 1213–14 (10th Cir. 2004). In other words, the sample size in a class-of-one claim is obviously too small to permit a plaintiff to paint the contours of the claim in broad brushstrokes. “It is therefore imperative for the class-of-one plaintiff to provide a specific and detailed account of the nature of the preferred treatment of the [allegedly] favored class.” Id. at 1214. This is because, at its core, “[t]he Equal Protection Clause . . . . keeps governmental decisionmakers from treating differently persons who are in all relevant respects alike.” Taylor v. Roswell Indep. Sch. Dist., 713 F.3d 25, 54 (10th Cir. 2013) (quoting Nordlinger v. Hahn, 505 U.S. 1, 10 (1992)).
In this case, A.M.‘s endeavor to state a class-of-one claim necessarily fails because she cannot “first establish that others, ‘similarly situated in every material respect[,]’ were treated differently” from F.M. during the in-school search. Kan. Penn Gaming, 656 F.3d at 1216 (quoting Jicarilla, 440 F.3d at 1210). Reduced to its essence, her argument is that other students searched that day—“none [of whom] were asked to remove articles of clothing,” Aplt.‘s Opening Br. (14-2066) at 52—were treated differently from F.M., who was asked
First, it is not clear from the record whether, as A.M. maintains, F.M. was the only student required to remove clothing during the search for contraband. Only the search of F.M. was video-recorded, which significantly impedes our ability to review the searches of the remaining students. A.M. consequently relies exclusively on Officer Acosta‘s description of the searches in setting out her class-of-one claim—an account which, in our view, reveals little of material significance. Officer Acosta testified that the searches were conducted “consistently with each student, from what [he] remember[ed] seeing,” and that they involved “going through the backpack[s], empty[ing] . . . pockets, things of that nature.” Aplt.‘s App. (14-2066) at 119. But, critically, he stated more than once that he did not recall whether any student—including F.M.—had been asked to remove specific articles of clothing. See id. (noting that F.M. “may have” taken off a shirt, that he “couldn‘t tell you one way or other” if any other male students were required to remove clothing, and that the female student, at best, “may have taken off her shoes“). It is thus evident, from that limited testimony, that Officer Acosta‘s recollection of events cannot offer the “specific and detailed account of the nature of the preferred treatment of the favored class” necessary to form the basis of a class-of-one equal-protection claim. Jennings, 383 F.3d at 1214.
In sum, we conclude that, on the record before us, F.M. was not similarly situated to the other students searched in November 2011. Therefore, the district court properly determined that A.M.‘s class-of-one equal-protection claim was deficient as a matter of law. We accordingly affirm the district court‘s grant of summary judgment to Ms. Holmes on A.M.‘s
C. Claims Against Ms. LaBarge
Lastly, A.M. contends that the district court committed reversible error when it granted summary judgment to Ms. LaBarge on the
In challenging the merits of the district court‘s
Accordingly, for the same reasons set forth in Part III.B.1, supra—i.e., based on the same rationale we used to resolve the
IV. CONCLUSION
For the reasons discussed above, we AFFIRM the judgment of the district court in its three orders resolving A.M.‘s claims against Officer Acosta, Ms.
If a seventh grader starts trading fake burps for laughs in gym class, what‘s a teacher to do? Order extra laps? Detention? A trip to the principal‘s office? Maybe. But then again, maybe that‘s too old school. Maybe today you call a police officer. And maybe today the officer decides that, instead of just escorting the now compliant thirteen year old to the principal‘s office, an arrest would be a better idea. So out come the handcuffs and off goes the child to juvenile detention. My colleagues suggest the law permits exactly this option and they offer ninety-four pages explaining why they think that‘s so. Respectfully, I remain unpersuaded.
The simple fact is the New Mexico Court of Appeals long ago alerted law enforcement that the statutory language on which the officer relied for the arrest in this case does not criminalize “noise[s] or diversion[s]” that merely “disturb the peace or good order” of individual classes. State v. Silva, 525 P.2d 903, 907 (N.M. Ct. App. 1974). Instead, the court explained, the law requires “a more substantial, more physical invasion” of the school‘s operations — proof that the student more “substantially interfered” with the “actual functioning” of the school. Id. at 907-08. What‘s more, other state courts have interpreted similar statutes similarly. They‘ve sustained criminal convictions for students who created substantial disorders across an entire school. See, e.g., State v. Wiggins, 158 S.E.2d 37, 42-44 (N.C. 1967); State v. Midgett, 174 S.E.2d 124, 127-28 (N.C. Ct. App. 1970). But they‘ve also refused to hold students criminally liable for classroom antics that “momentarily divert[ed] attention from the planned classroom activity” and “require[d] some intervention by a school official.” In re Jason W., 837 A.2d 168, 174 (Md. 2003). Even when the antics required a teacher to leave her class for several minutes, In re Brown, 562 S.E.2d 583, 586 (N.C. Ct. App. 2002), or otherwise “divert[ed] the teacher or the principal from other duties for a time,” P.J.B. v. State, 999 So. 2d 581, 587 (Ala. Crim. App. 2008) (per curiam). See also, e.g., S.L. v. State, 96 So. 3d 1080, 1083-84 (Fla. Dist. Ct. App. 2012). Respectfully, I would have thought this authority sufficient to alert any reasonable officer in this case that arresting a now compliant class clown for burping was going a step too far.
In response, my colleagues suggest that Silva is distinguishable because it interpreted not the state statute addressing misconduct in public schools on which the officer here relied, see
My colleagues likewise dismiss the authority from other states interpreting similar statutes similarly. Maj. Op. at 49-50. But again it‘s hard to see why. After all, these cases draw the same distinction suggested by Silva — between childish pranks and more seriously disruptive behaviors — and hold that only the latter are prohibited by statutes like the one before us today. And they draw that distinction, too, because disciplining children who temporarily distract classmates and interrupt lessons “is simply part of [traditional] school activity” and part of its “lawful mission . . . or function[].” In re Jason W., 837 A.2d at 174; see also In re Brown, 562 S.E.2d at 585-86. Given that, I would have thought these cases would have only reinforced the lesson Silva already taught reasonable officers in New Mexico. See Wilson v. Layne, 526 U.S. 603, 617 (1999) (noting law may be clearly established if there is “a consensus of cases of persuasive authority such that a reasonable officer could not have believed that his actions were lawful“).
Notes
No person shall willfully refuse or fail to leave the property of, or any building or other facility owned, operated or controlled by the governing board of any institution of higher education upon being requested to do so by the chief administrative officer or his designee charged with maintaining order on the campus and in its facilities or a dean of a college or university, if the person is committing, threatens to commit or incites others to commit any act which would disrupt, impair, interfere with or obstruct the lawful mission, processes, procedures or functions of the institution.
No person shall willfully refuse or fail to leave the property of or any building or other facility owned, operated or controlled by the state or any of its political subdivisions when requested to do so by a lawful custodian of the building, facility or property if the person is committing, threatens to commit or incites others to commit any act which would disrupt, impair, interfere with or obstruct the lawful mission, processes, procedures or functions of the property, building or facility.
525 P.2d at 908 (third alteration in original) (citation omitted). Like the university president in Silva who called for the students’ arrest, a reasonable officer in Officer Acosta‘s shoes (1) could not have known how long F.M. might continue to provoke his classmates and teacher through his impromptu fake-burping conduct, and (2) was not required—by the statute‘s plain terms—to exercise extraordinary (or, for that matter, ordinary) “patient forbearance,” id. (citation omitted), while F.M.‘s horseplay caused Ms. Mines-Hornbeck‘s teaching to come to a grinding halt.They [i.e., the students] argue that the president was too hasty and could have moved his meeting elsewhere. There are . . . answers to that argument: First, [the president] had no way of knowing how long they would stay or how many appointments they would disrupt. . . . [Second], “[i]t may be, as has been suggested, that in these cases of nonviolent violation, there is ‘sense in patient forbearance despite the wrong that the action involves.’ Patient forbearance, however, is the result of a prudential judgment and is not constitutionally compelled.”