v. Colorado Department of Public Health and Environment
The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.
SUMMARY
March 26, 2020
2020COA50
No. 18CA1551, Board v. Colorado Department of Public Health and Environment — Government — Colorado Governmental Immunity Act — Solid Wastes Disposal Sites and Facilities; Administrative Law — State Administrative Procedures Act; Torts
In this proceeding, a division of the court of appeals considers whether the Colorado Governmental Immunity Act (CGIA) prevents the Colorado Department of Public Health and Environment (the Department) from bringing an enforcement action against a county under the Solid Waste Disposal Sites and Facilities Act (SWA). The division concludes that the CGIA does not bar the Department’s enforcement action because a statutorily authorized public enforcement action to abate hazardous environmental conditions that does not seek compensation for personal injuries or specific property damage is not a tort claim or a claim that could lie in tort. The division also considers whether the district court erred by holding that (1) the Office of Administrative Courts (OAC) did not err by refusing to certify for interlocutory appeal under C.R.C.P. 54(b) La Plata County Board of Commissioners’ (La Plata) argument that a county is not a “person” under the SWA; and (2) La Plata failed to show it would suffer irreparable injury from the OAC’s decision. The division concludes that, because
Accordingly, the division reverses the district court’s decision holding that the CGIA bars the Department’s enforcement action and dismisses, in part, La Plata’s cross-appeal.
JUDGMENT REVERSED AND APPEAL DISMISSED IN PART
Division VII
Opinion by JUDGE FOX
Berger and Lipinsky, JJ., concur
Announced March 26, 2020
Asimakis D. Iatridis, LLC, Maki Iatridis, Boulder, Colorado, for Plaintiff-Appellee and Cross-Appellant
Philip J. Weiser, Attorney General, David Kreutzer, First Assistant Attorney General, Lukas Staks, Senior Assistant Attorney General, Denver, Colorado, for Defendant-Appellant and Cross-Appellee
Nicolas Sarmiento, County Attorney, Conejos, Colorado for Amicus Curiae Conejos
¶ 1 The Colorado Department of Public Health and Environment’s (the Department) and the Board of County Commissioners of
¶ 2 La Plata also cross-appeals the district court’s denial of its request for interlocutory appeal of the Office of Administrative Court’s (OAC) ruling that La Plata is a “person” under the SWA. La Plata also cross-appeals the district court’s holding that La Plata did not suffer irreparable injury necessary to review the OAC’s ruling under
I. Background
¶ 3 La Plata County owns the Bayfield Landfill (the landfill), a solid waste landfill located in Bayfield, Colorado, and closed since 1994. Since 2004, groundwater monitoring tests at the landfill have shown elevated concentrations of vinyl chloride. The Department and La Plata collaborated to monitor and remediate the contaminated groundwater until 2016, when the Department issued a compliance order to La Plata pursuant to
¶ 4 La Plata objected by motion to the compliance order as unnecessary and overly costly. It sought OAC review under the APA raising nine issues, including, as relevant here, that (1) the CGIA grants La Plata immunity from the compliance order (the CGIA defense) and (2) La Plata is not a “person” subject to the SWA (the SWA defense).1
¶ 5 The OAC denied La Plata’s motion, holding that the CGIA does not shield La Plata from the compliance order and that La Plata is a “person” subject to the SWA. The parties filed a joint motion seeking OAC certification of the order for interlocutory appeal under
¶ 6 The parties then filed a joint motion for reconsideration, arguing that the OAC’s order on La Plata’s motion was not a final order because other issues before the OAC remained unresolved. The OAC partially granted the motion for reconsideration, clarifying that its order denying La Plata’s motion was a final order only regarding the CGIA and SWA defenses. However, the OAC again denied the parties’ request for certification for interlocutory appeal under Rule 54(b). The OAC stayed further proceedings, including La Plata’s challenge to the Department’s remedy, pending resolution of La Plata’s appeal.
¶ 7 La Plata appealed the OAC’s orders, and the district court conducted a bifurcated review to determine if the OAC erred by (1) refusing to certify for appeal its order denying La Plata’s motion and (2) denying La Plata’s motion. The district court conducted this two-part review because the parties insisted the first analysis was necessary to determine the appropriate standards of review to apply to the CGIA and SWA defenses in step two.
¶ 8 Applying
¶ 9 However, the district court determined that it would review the OAC’s rejection of the SWA defense under
¶ 10 After additional briefing, the district court determined that the CGIA bars enforcement of the compliance order against La Plata because (1) the Department suffered an injury and (2) the compliance order is essentially a public nuisance claim that could lie in tort. However, it did not review the merits of the SWA defense because it concluded that the OAC’s rejection of the SWA defense did not cause La Plata irreparable harm under
II. The CGIA Defense
¶ 11 The Department argues that the district court erred by holding that the CGIA bars the Department’s enforcement of the compliance order against La Plata. Specifically, the Department argues that the district court’s order contradicts the plain language and legislative schemes of the SWA and CGIA, and that it forces inconsistent, unharmonious, and nonsensible effects. We agree.
A. Preservation and Standard of Review
¶ 12 The parties agree that the Department preserved most of its arguments for appeal. However, La Plata asserts that the Department failed to preserve its argument that CGIA immunity only applies in cases where a private person brings a claim against a public entity. We need not consider whether the Department preserved this argument because we reverse the district court’s ruling on different grounds.
¶ 13 “A C.R.C.P. 12(b)(1) motion to dismiss on grounds of immunity under the CGIA raises a jurisdictional issue[.]” Padilla v. Sch. Dist. No. 1, 25 P.3d 1176, 1180 (Colo. 2001). On appeal, we defer to the district court’s factual findings, but where the facts are undisputed, we review de novo the court’s jurisdictional ruling. Walton v. State, 968 P.2d 636, 643 (Colo. 1998).
¶ 14 We review questions of statutory interpretation de novo. See Springer v. City & Cty. of Denver, 13 P.3d 794, 798-99 (Colo. 2000). Our primary purpose when construing a statute is to ascertain and give effect to the General Assembly’s intent. Id. at 799. We look first to the statute’s language, giving words and phrases their plain and ordinary meanings. Id. If the statute is unambiguous, we need not conduct any further statutory analysis. Id. However, if the statute is ambiguous, we may enlist tools of statutory interpretation to ascertain the legislature’s intent. In re Marriage of Alvis, 2019 COA 97, ¶ 9. “Those tools include legislative history, prior law, the consequences of a particular construction, and the goal of the statutory scheme.” Id. A statute is ambiguous if multiple reasonable interpretations are possible. Andrews v. Miller, 2019 COA 185, ¶ 21 (citing Carrera v. People, 2019 CO 83, ¶ 18).
¶ 15 “Where possible, we interpret conflicting statutes in a manner that harmonizes the statutes and gives meaning to other potentially conflicting statutes.” City of Florence v. Pepper, 145 P.3d 654, 657 (Colo. 2006). A “statutory scheme is read as a whole
B. The CGIA
¶ 16 Under the CGIA, public entities are immune from liability for all claims for injury that lie in tort or could lie in tort “regardless of whether that may be the type of action or the form of relief chosen by the claimant,” unless the claim falls within an exception to that immunity.
When the injury arises either out of conduct that is tortious in nature or out of the breach of a duty recognized in tort law, and when the relief seeks to compensate the plaintiff for that injury, the claim likely lies in tort or could lie in tort for purposes of the CGIA.
Id. “Although the nature of the relief requested is not dispositive on the question of whether a claim lies in tort, the relief requested informs our understanding of the nature of the injury and the duty allegedly breached.” Id.; see City of Colo. Springs v. Conners, 993 P.2d 1167, 1176 (Colo. 2000) (“[A] court must examine the nature of the injury and remedy asserted in each case to determine whether a particular claim is for compensatory relief for personal injuries and is therefore a claim which lies or could lie in tort for the purposes of the CGIA.“); see also Houchin v. Denver Health & Hosp. Auth., 2019 COA 50M, ¶ 20 (holding that the CGIA applies to compensatory damages for discrimination under the Colorado Anti-Discrimination Act) (cert. granted Feb. 3, 2020).
¶ 17 The CGIA’s reach is not limited to claims that are capable of being recast as common law torts by the party bringing the claim. Colo. Dep’t of Transp. v. Brown Grp. Retail, Inc., 182 P.3d 687, 690 (Colo. 2008). Rather, immunity under the CGIA “broadly encompasses all claims against a public entity arising from the breach of a general duty of care, as distinguished from contractual relations or a distinctly non-tortious statutorily-imposed duty.” Id. at 691. “[U]ltimately, [the inquiry] turns on the source and nature of the government’s liability, or the nature of the duty from the breach of which liability arises.” Id. at 690 (citing Robinson, 179 P.3d at 1003-05).
C. The SWA
¶ 18 The SWA regulates the management and disposal of solid waste throughout Colorado.
D. Analysis
¶ 19 The Department first argues that the language and legislative scheme of the SWA give the Department the authority to bring enforcement actions against counties. La Plata disagrees, arguing
1. Plain Language
¶ 20 It is true that
¶ 21 But the SWA’s definition of “person” includes other governmental entities that are also separate legal entities, such as municipal corporations and boards of metropolitan districts and sanitation districts. These government entities are not so distinct from counties that counties are necessarily excluded from the scope of “association of persons.” See Mounkes v. Indus. Claim Appeals Office, 251 P.3d 485, 488 (Colo. App. 2010) (“[W]hen a general word or phrase follows a list of specific persons or things, the general word or phrase will be interpreted to include only persons or things of the same type as those listed.“).
¶ 22 La Plata, relying on Industrial Commission v. State Compensation Insurance Fund, 94 Colo. 194, 29 P.2d 372 (1932), also argues that, because the General Assembly used the word “county” in other sections of the SWA, it did not intend counties to be “person[s]” under
¶ 23 Even absent the broadly defined “person,” the parties do not dispute that the landfill nevertheless qualifies as a facility under the SWA. The SWA states that, whenever the Department finds a facility is in violation of the SWA, it may “issue an order requiring that the site and facility or person comply with any such requirement, rule, or certificate of designation.”
¶ 24 Accordingly, we conclude that the SWA’s use of the term “association of persons” is susceptible of multiple reasonable interpretations. See Andrews, ¶ 21. We next consult the SWA’s legislative history to determine if it sheds any light on the Department’s power to bring enforcement actions against counties.
2. Legislative History
¶ 25 The General Assembly enacted the SWA in 1967, and the definition of “person” was largely the same as it is today.5 Ch. 358, sec. 1, § 36-23-1, 1967 Colo. Sess. Laws 759. The General Assembly first amended the SWA in 1971, but this amendment made no changes to the definition of “person.” See Ch. 103, sec. 2, § 36-23-1, 1971 Colo. Sess. Laws 340.
¶ 26 In 1980, the legislature created an interim committee to consider revising the SWA in response to the Federal Resource Conservation and Recovery Act of 1976 (RCRA),
¶ 27 In 1985, the General Assembly amended the SWA to allow for collection of civil penalties for the illegal dumping of solid waste. Ch. 254, sec. 1, § 30-20-113(2), 1985 Colo. Sess. Laws 1067. When considering this amendment, the General Assembly also contemplated allowing civil penalties for any violation of the SWA, not just illegal dumping. In the first version of the bill, the Department would have had the authority to issue compliance orders for all violations of the SWA and collect civil penalties. H.B. 85-1077, 55th Gen. Assemb., 1st Reg. Sess. (as introduced 1985), https://perma.cc/5WBC-QFZA. Collected civil penalties would have been awarded to the counties or municipalities in which violations occurred unless “the
¶ 28 However, in 1998, the General Assembly amended the SWA to allow the Department to issue compliance orders for any violation of the SWA without exempting cities, counties, or any other entities.
Municipalities and counties may have increased revenue from penalties assessed for violations of solid waste disposal. In addition, local government-owned waste facilities would be subject to increased penalties should they violate [the Department‘s] compliance orders.
E.g., Colo. Legislative Council Staff, Final Fiscal Note Concerning Increased Penalty Authority for the Department of Public Health and Environment for Violations of Solid Waste Disposal Laws 2 (June 10, 2009), https://perma.cc/RHH2-3AK9.7
¶ 29 Accordingly, we conclude that the General Assembly‘s increase of the Department‘s authority under the SWA over time — as also reflected in the language contained in the 2009 fiscal notes — demonstrates the General Assembly‘s intent that the Department have the power to bring enforcement actions against waste-facilities owned or operated by cities or counties. While the General Assembly never amended the definition of “person” under the SWA to include counties expressly, its subsequent amendments and related notes show the General Assembly recognized that counties and other governmental units are subject to enforcement actions under the SWA.8 See id. A different interpretation of “person” would create an absurd result by allowing counties to avoid complying with the SWA and to evade oversight by the Department. See Frasier, 90 P.3d at 811.
3. Immunity Under the CGIA
¶ 30 Having determined that the Department can bring enforcement actions against counties under the SWA, we now consider if the CGIA nonetheless bars the Department‘s enforcement actions against counties. The Department argues that (1) the compliance order does not allege — and the Department has not suffered — an injury and (2) the compliance order does not bring a claim that lies or could lie in tort. Because the compliance order is a public enforcement action that does not and could not lie in tort, we agree with the Department.
a. Does the Compliance Order Allege an Injury?
¶ 31 “The CGIA applies when (1) the complaint alleges an injury and (2) the claim lies in tort or could lie in tort.” Open Door Ministries v. Lipschuetz, 2016 CO 37M, ¶ 15.
¶ 32 The district court concluded that the mere existence of elevated levels of vinyl chloride in the groundwater constituted an injury under the CGIA. Specifically, the district court reasoned that a private party would have a claim for injury if the pollution had been detected in groundwater used for a domestic well. Thus, the district court concluded that the Department must “have some colorable claim for injury when groundwater belonging to the public is similarly contaminated.”
¶ 33 Even assuming that there is an injury, we conclude that the Department‘s enforcement action via the compliance order does not bring a claim that lies or could lie in tort.
b. The Compliance Order Does Not Bring Claims that Lie or Could Lie in Tort
¶ 34 Even if the State or the Department suffered an injury here, the Department asserts that its compliance order does not bring a claim that lies or could lie in tort. The Department argues the compliance order is a regulatory enforcement action based in the state‘s police powers that (1) does not impose a duty or (2) imposes a nontortious statutory duty. Because enforcement actions under the SWA are public actions that do not seek to compensate the state for personal injuries or specific property damage, we hold that the compliance order does not bring claims that lie or could lie in tort.9
¶ 35 In City of Colorado Springs v. Connors, the Colorado Supreme Court held that the CGIA does not bar claims against public entities for restitution and back pay under the Colorado anti-discrimination statutes. 993 P.2d at 1173-74. Considering the nature of the plaintiff‘s injury and the relief sought, the court reasoned that the plaintiff‘s discrimination claims could not lie in tort because they were equitable in nature and did not seek to compensate the plaintiff for personal injuries. Id. at 1175. Later cases have limited the scope of this holding, stating that “the nature of the relief is not dispositive as to the question of whether a claim lies in tort.” Robinson, 179 P.3d at 1006; see also Brown Grp., 182 P.3d at 691 (“[W]e have never suggested that claims for relief developed and historically administered by courts of chancery or equity, rather than courts of law, necessarily fall outside the coverage of the [CGIA].“).
¶ 36 In Colorado Department of Transportation v. Brown Group Retail, Inc., the Colorado Supreme Court stated that the CGIA “encompasses all claims against a public entity arising from the breach of a general duty of care, as distinguished from contractual relations or a distinctly non-tortious statutorily-imposed duty.” 182 P.3d at 691. Nontortious statutory duties are distinct from general duties of care because the former seek to implement broad policy while the latter primarily seek to compensate individuals for personal injuries. See id.; see also Robinson, 179 P.3d at 1006-07. The court in Brown Group later raised the possibility that the state‘s hazardous waste statutes might create a nontortious statutory duty but declined to decide that issue. 182 P.3d at 691.
¶ 37 We conclude that the SWA imposes a nontortious statutory duty on solid waste
¶ 38 La Plata argues that the SWA creates a duty in tort because, unlike the civil rights employment claim in Connors, enforcement actions under the SWA have their origin in common law public nuisance. Specifically, La Plata argues that the SWA codifies common law public nuisance claims that the Department, counties, and municipalities can bring against private solid waste facility operators.
¶ 39 We acknowledge that the SWA states that solid waste facilities that violate the act “shall be deemed a public nuisance,”
¶ 40 Our holding is consistent with the legislature‘s intent expressed in Part II.B that the Department have the power to bring enforcement actions against counties. To hold otherwise would prevent the Department from enforcing the provisions of the SWA on publicly maintained solid waste facilities, which make up most of the solid waste facilities in Colorado. See Pepper, 145 P.3d at 657 (“[W]e interpret conflicting statutes in a manner that harmonizes [them].“).
¶ 41 Accordingly, we conclude that the district court erred by holding that the compliance order was a claim that lies or could lie in tort and that the CGIA stands as an obstacle to SWA enforcement. See Connors, 993 P.2d at 1177.
III. Cross-Appeal
¶ 42 La Plata argues that the district court‘s June 20, 2017, order erroneously held that La Plata‘s CGIA defense qualified for automatic interlocutory appeal but its SWA defense did not. Specifically, La Plata argues that, because the district court held the CGIA defense qualified for interlocutory appeal, the SWA defense should have qualified as well. Further, La Plata objects to the district court‘s application of
A. Applicable Law and Standard of Review
¶ 43 Generally, appellate courts only have jurisdiction over appeals from final judgments.
¶ 44 We review de novo the legal sufficiency of a district court‘s
Id. (citing Lytle v. Kite, 728 P.2d 305, 308 (Colo. 1986)). A district court abuses its discretion when its ruling is manifestly arbitrary, unreasonable, unfair, or based on an erroneous view of the law. Id.
¶ 45 Because this case involves administrative proceedings, we must also consider the APA,
¶ 46 When a court rule and a statute conflict, we consider whether the affected matter is “procedural” or “substantive.” People v. G.S., 2018 CO 31, ¶ 32 (citing Borer v. Lewis, 91 P.3d 375, 380-81 (Colo. 2004); People v. Wiedemer, 852 P.2d 424, 436 (Colo. 1993)). If an affected matter is procedural, the court rule controls; if the matter is substantive, the statute controls. Id. “[R]ules adopted to permit the courts to function and function efficiently are procedural whereas matters of public policy are substantive and are therefore appropriate subjects for legislation.” Id. (quoting Wiedemer, 852 P.2d at 436).
B. Analysis
¶ 47 The district court‘s June 20, 2017, order considered whether the OAC erred by denying the parties’ joint motion under
¶ 48 The district court next considered if the OAC erred by denying
¶ 49
¶ 50 In any event, La Plata‘s objections regarding the SWA defense are now moot. To resolve the Department‘s appeal, we had to consider, de novo, whether the SWA allows the Department to bring enforcement actions against counties. Having concluded that the SWA allows such actions — and that the CGIA does not stand as an obstacle — our holding renders La Plata‘s attempt to appeal the SWA defense — that counties are not “person[s]” under the SWA — moot. See Bd. of Cty. Comm‘rs v. Crystal Creek Homeowners Ass‘n, 14 P.3d 325, 329 (Colo. 2000) (“[O]ur holding in the appeal renders the cross-appeal . . . moot.“).
¶ 51 Accordingly, we dismiss La Plata‘s appeal challenging the district court‘s June 20, 2017, order and the operative portions of the July 9, 2018, order. See Crystal Creek, 14 P.3d at 329; Ranum High Sch., 895 P.2d at 1145.
IV. Attorney Fees
¶ 52 In their respective appeals, the parties dispute whether La Plata is entitled to attorney fees under
V. Conclusion
¶ 53 The district court‘s judgment is reversed and La Plata‘s cross-appeal is dismissed in part.
JUDGE BERGER and JUDGE LIPINSKY concur.