MIGUEL ALVARADO-LINARES, a.k.a. Joker v. UNITED STATES OF AMERICA
No. 19-14994
United States Court of Appeals For the Eleventh Circuit
August 16, 2022
[PUBLISH]
D.C. Docket Nos. 1:19-cv-01962-RWS, 1:10-cr-00086-RWS-ECS-1
BRASHER, Circuit Judge:
This appeal presents a simple question with a surprisingly complicated answer: are murder and attempted murder crimes of violence?
Miguel Alvarado-Linares participated in several shootings as a member of MS-13, a violent gang. He was convicted of one count of conspiracy under the Racketeer Influenced and Corrupt Organizations Act (RICO),
Alvarado-Linares filed a
In the district court and on appeal, the government argued that, despite Davis, Alvarado-Linares‘s four firearms convictions are valid because his VICAR convictions are “crimes of violence” under another of
I.
Alvarado-Linares was a member of the violent MS-13 gang. To enhance his standing in the gang, he shot and killed L.K. and J.G. And he tried to kill two others.
A.
When Alvarado-Linares and his fellow gang members were prosecuted, the government charged Alvarado-Linares with conspiracy under the Racketeer Influenced and Corrupt Organizations Act (Count One) and committing four “violent crimes in aid of racketeering activity” (Counts Two, Four, Eight, and Ten). A person commits a violent crime in aid of racketeering when he
The government also charged Alvarado-Linares with four counts of using a firearm in relation to a “crime of violence,”
When instructing the jury on the VICAR counts, the trial court used the definition of Georgia malice murder to define the murder element.
The jury found Alvarado-Linares guilty of the conspiracy offense, the four VICAR offenses (Counts Two, Four, Eight, and Ten) and the four corresponding firearms offenses (Counts Three, Five, Nine, and Eleven). For the four firearms convictions, the jury specially found that Alvarado-Linares had carried and discharged the firearm during a crime of violence.
The district court sentenced Alvarado-Linares to life imprisonment on each of Counts One, Two, and Four, set to run concurrently. It sentenced him to twenty years each on Counts Eight and Ten, set to run concurrently with each other and with the three life
B.
After his conviction became final, Alvarado-Linares filed a pro se
The government argued that Davis did not help Alvarado-Linares because his underlying VICAR convictions satisfied the elements clause. “Because proof of Alvarado-Linares‘s VICAR predicate crime required the jury to find the use, attempted use, or threatened use of physical force, then the crime qualifies as a crime of violence under [the elements clause].”
The district court entered a single order denying Alvarado-Linares‘s claims. As relevant here, the district court agreed with the government that “because [Alvarado-Linares] was not sentenced
We granted a certificate of appealability (COA) on one issue: whether Alvarado-Linares‘s
II.
When reviewing a district court‘s denial of a
III.
Turning to the case at hand, we certified one issue for appeal: whether Alvarado-Linares‘s firearms convictions are unconstitutional in light of the Supreme Court‘s holding in Davis. To resolve that question in his favor, Alvarado-Linares must “bear the burden of showing that he is actually entitled to relief on his Davis claim, meaning he will have to show that his
Here, the parties agree that the answer to this question turns on legal principles alone. The government argues that VICAR murder and attempted murder are “crimes of violence” under the elements clause such that we can be confident the now-unconstitutional residual clause played no role in Alvarado-Linares‘s conviction for the corresponding firearm offenses; Alvarado-Linares argues the opposite. Unlike in some of our previous cases, e.g., Williams, 985 F.3d at 816, the parties do not distinguish between the state of the law at the time of the conviction and the state of the law today. So, to decide this appeal as the parties have litigated it, we must determine whether Alvarado-Linares‘s convictions for VICAR murder and attempted murder satisfy the elements clause and have “as an element the use, attempted use, or threatened use of physical force against the person or property of another.”
We divide our discussion into four parts. First, we hold that we must apply the “modified categorical approach” to determine what crimes, with what elements, the jury determined that Alvarado-Linares committed when it found him guilty of the four VICAR offenses. Second, we consider whether the jury convicted Alvarado-Linares of a crime of violence when it found in Counts Two and Four that he committed Georgia malice murder in violation of the VICAR statute. Third, we consider whether the jury convicted Alvarado-Linares of a crime of violence when it found in Counts Eight and Ten that he committed Georgia attempted murder in violation of the VICAR statute. Finally, we address Alvarado-
A.
We begin by addressing how to assess whether Alvarado-Linares‘s VICAR convictions have “as an element the use, attempted use, or threatened use of physical force.” Ordinarily, we use a categorial approach to determine whether a predicate offense is a “crime of violence” under the elements clause. United States v. Bates, 960 F.3d 1278, 1286 (11th Cir. 2020). That is, we ask whether the elements of the predicate offense in the statute denote a “crime of violence“; we do not look to the particular facts of the defendant‘s conduct or the specifics of the defendant‘s trial. Id. But when a statute is divisible—meaning it defines multiple potential crimes—we instead apply the modified categorical approach. Under this approach, we may look beyond the elements of the predicate offense to a limited class of documents—including the indictment, jury instructions, plea agreement, and plea colloquy—to determine which specific crime, with which elements, a defendant was convicted of. Id.
The parties agree that the VICAR statute is divisible, and they are right. A person commits a violent crime in aid of racketeering when he, “for the purpose of gaining entrance to or maintaining or increasing position in” a RICO enterprise, “murders, kidnaps, maims, assaults with a dangerous weapon, commits assault
Although they agree that the modified categorical approach governs, the parties disagree about how the modified categorical approach applies to Alvarado-Linares‘s convictions. The problem arises from the way Alvarado-Linares was charged and convicted. The VICAR statute criminalizes committing murder or attempted murder to advance a racketeering enterprise. But the indictment and the jury instructions in this case further defined “murder” as Georgia malice murder. So, which do we consider for the purposes of the modified categorical approach: the elements in the VICAR statute, the elements of state law murder, or something else?
Alvarado-Linares argues that we must look through the VICAR statute to the elements of the underlying state predicate crime, which is Georgia malice murder. The government responds that we should look only to the generic federal definition of “murder” as that term is used in the statute.
We believe, given the facts and circumstances of this case, that Alvarado-Linares has the better argument. We have never addressed, and do not decide now, whether the government should charge a VICAR offense by reference to a state law crime or how a
B.
We turn now to whether the jury convicted Alvarado-Linares of crimes of violence when it found in Counts Two and Four that he had committed Georgia malice murder in violation of the VICAR statute. To qualify as a crime of violence an offense must have as an element the use, attempted use, or threatened use of “physical force against the person or property of another.”
We have not yet considered whether Georgia malice murder is a crime of violence under
Our analysis in Thompson controls our determination here. Like the statute at issue in Thompson, Georgia‘s murder statute criminalizes killing another person with malice aforethought.
Alvarado-Linares argues that the Supreme Court‘s decision in Borden v. United States, 593 U.S. ----, 141 S. Ct. 1817 (2021) compels a different result. The Supreme Court in Borden held that offenses with a mens rea of recklessness, though they may involve
Borden does not help Alvarado-Linares. Unlike the kinds of recklessness crimes discussed in Borden, Georgia malice murder must be committed with “malice aforethought“—either express or implied. Express malice is the “deliberate intention unlawfully to take the life of another human being[.]”
Alvarado-Linares argues that, no matter what the Georgia Supreme Court has said, it has in practice affirmed malice murder convictions for ordinary recklessness. But we think he is misreading Georgia caselaw. The Georgia Supreme Court‘s decisions
In short, we continue to hold that murder is a “crime of violence” if it is defined as the unlawful killing of a human being with malice aforethought. See United States v. Begay, 33 F.4th 1081 (9th Cir. 2022) (en banc) (post-Borden holding malice murder to be a crime of violence). The Supreme Court has emphasized that we must consider “context and purpose” when applying the
Having addressed Georgia law, we turn briefly back to federal law. Alvarado-Linares argues that both Georgia malice murder (i.e., the state predicate crime) and generic federal murder (i.e., the word as used in the VICAR statute) must qualify as crimes of violence under
C.
Turning to Counts Five and Eight, Alvarado-Linares argues that even if VICAR murder is a crime of violence under the elements clause, VICAR attempted murder is not. To determine whether Alvarado-Linares‘s VICAR attempted murder convictions satisfy the elements clause, we again apply the modified categorical approach. See United States v. Taylor, 596 U.S. ----, ----, 142 S. Ct. 2015, 2020 (2022). Specifically, we must decide whether a conviction for attempted murder requires the government to prove—as an element of the offense—the use or attempted use of physical force.
We hold that it does. A person commits Georgia murder when he “unlawfully and with malice aforethought, either express or implied, causes the death of another human being.”
Alvarado-Linares argues that the Supreme Court‘s decision in United States v. Taylor alters this conclusion. 596 U.S. ----, 142 S. Ct. 2015 (2022). There, the Supreme Court held that a conviction for attempted Hobbs Act robbery did not qualify as a crime of violence under
We think Taylor is distinguishable. We read Taylor to hold that, where a crime may be committed by the threatened use of force, an attempt to commit that crime—i.e., an attempt to threaten—falls outside the elements clause. But, unlike Hobbs Act robbery, a criminal cannot commit murder by threat. Instead, the completed crime of murder always requires the use of physical force “because it is impossible to cause death without applying force that is capable of causing pain or physical injury.” Sanchez, 940 F.3d at 534–35. Because the completed crime of murder has as an element the use of force, the attempt to commit murder has as an element the attempted use of force. As the Fourth Circuit explained in Taylor itself, “where a crime of violence requires the use of physical force . . . the corresponding attempt to commit that crime necessarily involves the attempted use of force.” United States v. Taylor, 979 F.3d 203, 209 (4th Cir. 2020) cert. granted, 141 S. Ct. 2882 (2021), and aff‘d, 596 U.S. ----, 142 S. Ct. 2015 (2022). See also United States v. Baez-Martinez, 950 F.3d 119, 132 (1st Cir. 2020) (“[I]f murder requires violent force because death results, then attempted murder does, too, because the defendant attempted to reach that result.“); United States v. Peeples, 879 F.3d
Attempting to avoid this common-sense conclusion, Alvarado-Linares suggests that the substantial step element of attempted murder in Georgia can be satisfied by acts that do not themselves involve the use, attempted use, or threatened use of physical force. In support he cites several decisions by Georgia courts affirming convictions for attempted murder where a defendant engaged in murder-for-hire. See, e.g., Howell v. State, 278 S.E.2d 43, 46−47 (Ga. App. 1981) (affirming defendant‘s conviction for attempted murder where he met with someone he believed was a professional hitman, gave him a description of the victim, the victim‘s tag number, a map of her neighborhood, and five-hundred dollars). In these decisions, the substantial step taken toward the completed crime of murder involved one or more of the following acts: contacting a potential hitman, identifying a victim, negotiating a price, or exchanging money. Alvarado-Linares argues that because these substantial steps do not involve actual, attempted, or threatened force, that these decisions establish that Georgia attempted murder does not involve the attempted use of force.
Alvarado-Linares is wrong. The elements clause defines the “attempt” to use force against another person as a crime of violence, and the hornbook criminal-law definition of “attempt” is a (1) substantial step plus (2) intent. See, e.g., 2 W. LaFave, Substantive Criminal Law § 11.4; Model Penal Code § 5.01 (1985). See also United States v. Resendiz-Ponce, 549 U.S. 102, 107 (2007) (“as used
We believe that the conduct in the decisions cited by Alvarado-Linares (such as locating and negotiating with a hitman, exchanging money, etc.), which led to convictions for completed or attempted murder-for-hire, illustrates this point. As previously discussed, we have held that completed murder—whether by hire or through some other means—always requires the use of physical force. It is impossible to kill someone without using force. A criminal who contracts with a potential hitman—locating, hiring, meeting, paying him—is either using force (if the murder is carried out) or attempting to use force (if the plot fails). Whether successful or not, the criminal in a murder-for-hire plot is exerting or attempting to exert force against the victim “by and through concrete bodies,” Castleman, 572 U.S. at 170−71, albeit not the criminal‘s own body. Because one cannot attempt Georgia or federal murder without attempting to use force, Alvarado-Linares was convicted of crimes of violence under the elements clause when he was convicted of VICAR attempted murder.
D.
Finally, Alvarado-Linares argues that his VICAR murder and attempted murder convictions cannot qualify as crimes of violence because the government prosecuted him on an aiding and abetting theory. Again, we disagree. Our precedents establish that aiding and abetting offenses can qualify as crimes of violence under
IV. CONCLUSION
For these reasons, we hold that Alvarado-Linares‘s VICAR convictions (Counts Two, Four, Eight, and Ten), predicated on his commission of murder and attempted murder, qualify as crimes of violence under
We AFFIRM the district court‘s denial of Alvarado-Linares‘s
I concur in the Court‘s decision and join its opinion in full. I write separately simply to ask whether the “categorical approach” to identifying “crime[s] of violence” has, to use a technical term of art, jumped the shark. This case, in particular, really makes me wonder.
Miguel Alvarado-Linares, a “local leader” of the notorious street gang MS-13, took part in at least two murders and another two attempted murders, all involving guns. United States v. Alvarado-Linares, 698 F. App‘x 969, 971 (11th Cir. 2017) (per curiam). In one instance, he “directed and participated in the execution-style murder of a fellow gang member . . . who was suspected of being a police informant.” Id. In a second, he pressured another MS-13 member into assassinating two rivals as the “price of being allowed to leave” the gang and followed in a separate car as the triggerman killed one victim and wounded the other. Id.
For his actions, Alvarado-Linares was indicted, convicted, and sentenced in federal court on two counts of “VICAR” murder and two counts of attempted VICAR murder—more on those shortly—as well as four corresponding counts of using a firearm in connection with “crime[s] of violence” within the meaning of
It seems to me that the Court is having to work way too hard to answer what, as it says, should be—and in the real world is—an exceedingly “simple question“: “[A]re murder and attempted murder crimes of violence?” Maj. Op. at 2. And to be clear, it‘s not just that we‘re talking about murder—although it certainly is that. See, e.g., United States v. Begay, 934 F.3d 1033, 1042 (9th Cir. 2019) (Smith, J., dissenting) (“MURDER in the second-degree is NOT a crime of violence??? . . . How can this be?“), rev‘d en banc, 33 F.4th
So what exactly is VICAR murder? The acronym “VICAR” stands for ”Violent Crime in Aid of Racketeering.” To be clear, then, the question before us—with respect to which categorical-approach precedent requires so much toil—is whether an offense denominated as a “[v]iolent [c]rime” constitutes a “crime of violence.” To ask the question is—or should be—to answer it. And while the offense‘s title nicely tees up the seeming obviousness of the conclusion that VICAR murder is a “crime of violence,” there‘s more where that came from. As it turns out, the VICAR statute‘s text expressly equates its enumerated predicate offenses—murders, kidnappings, maimings, assaults, etc.—with “crime[s] of violence.”
In relevant part, the VICAR statute provides as follows:
Whoever, as consideration for the receipt of, or as consideration for a promise or agreement to pay, anything of pecuniary value from an enterprise engaged in racketeering activity, or for the purpose of gaining entrance to or maintaining or increasing position in an enterprise engaged in racketeering activity, murders, kidnaps, maims, assaults with a dangerous weapon, commits assault resulting in serious bodily injury upon, or threatens to commit a crime of violence against any individual in violation of the laws of
any State or the United States, or attempts or conspires so to do, shall be punished . . . .
The VICAR statute thus separately criminalizes two categories of conduct. In what I‘ll call the first clause, it prohibits performing any of several specified actions: “Whoever . . . murders, kidnaps, maims, [or] assaults . . . .”
Consequently, the VICAR statute itself—to say nothing of its conspicuously suggestive title—indicates that VICAR offenses, including most notably VICAR murder, are indeed “crime[s] of violence.” And that conclusion is only strengthened by the fact that the VICAR statute and
As others have noted, the categorical approach can sometimes lead to “unjust or absurd” results. United States v. Valdivia-Flores, 876 F.3d 1201, 1211 (9th Cir. 2017) (O‘Scannlain, J., concurring). Today‘s result is entirely sensible, but the route required to reach it seems no less absurd. If ever there were a case that epitomized the categorical approach‘s “endless gauntlet of abstract legal questions,” United States v. Doctor, 842 F.3d 306, 313 (4th Cir. 2016) (Wilkinson, J., concurring), this is it. It seems to me glaringly obvious that VICAR offenses—VICAR murder most prominently among them—are “crime[s] of violence” within the meaning of
