Lead Opinion
Affirmed by published opinion. Chief Judge GREGORY wrote the opinion, in which Judge WILKINSON and Judge DIAZ joined. Judge WILKINSON wrote a separate concurring opinion.,
Kareem Antwan Doctor appeals his fifteen-year sentence for unlawful possession of a firearm. The district court imposed an enhanced sentence pursuant to the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924(e), after finding that Doctor had two predicate drug offenses and one predicate violent felony. Doctor challenges the district court’s determination that his prior conviction for South Carolina strong arm robbery qualifies as a violent felony under the ACCA. Finding no error with the district court’s application of the ACCA enhancement, we affirm.
I.
In April 2012, North Charleston police officers received a call from a woman who alleged that Doctor had stolen a cell phone
The probation officer recommended that Doctor be sentenced under the ACCA, which mandates a minimum of fifteen years’ imprisonment for a defendant who violates § 922(g) and “has three previous convictions” for a “violent felony or a serious drug offense, or both.” 18 U.S.C. § 924(e)(1). Doctor had two prior convictions for possession with intent to distribute cocaine, which he did not contest qualified as serious drug offenses, as well as a prior conviction for South Carolina strong arm robbery (“South Carolina robbery”).
II.
We review de novo whether a prior conviction qualifies as an ACCA violent felony. United States v. Hemingway,
To determine whether South Carolina robbery matches this definition and can thus be used to enhance a criminal sentence, we apply the “categorical approach.” United States v. Baxter,
In State v. Rosemond, the South Carolina Supreme Court defined robbery as the “felonious or unlawful taking of money, goods, or other personal property of any value from the person of another or in his presence by violence or by putting such person in fear.”
If either robbery by means of violence or by means of intimidation fails to match the force clause definition, the crime is not a violent felony. See Gardner,
A review of South Carolina law reveals, however, that intimidation necessarily involves threatened use of physical force. The South Carolina Supreme Court has indicated that a robber intimidates a victim by threatening force. See State v. Mitchell,
Notably, the South Carolina Supreme Court modeled its definition of intimidation in robbery cases after the one this Circuit uses in federal bank robbery cases under 18 U.S.C. § 2113(a). The Rosemond definition—whether an ordinary victim feels a threat of bodily harm from the robber’s acts—adopts and indeed cites the definition from our Wagstaff decision. Rosemond,
Doctor instead highlights how a defendant can effectuate a robbery with only a slight threat. He seizes on the following discussion of constructive force
Doctor next argues that South Carolina robbery is not an ACCA violent felony because it does not match the force clause requirement that force be directed “against the person of another.” Again focusing on robbery by intimidation, he asserts that a defendant can commit the crime even where his or her threatening behavior is not specifically aimed at the victim. Doctor suggests that the facts of Rosemond illustrate that a defendant can be convicted for applying force against property rather than people.
■ The defendant in Rosemond entered a convenience store around 9:00 p.m. and, after spending a few minutes in the bathroom, immediately “went behind the counter to the register” and “glare[d]” at the store clerk who stood “just a few feet” away.
Doctor also argues that South Carolina robbery is not a violent felony because it can be committed without an intentional use or threat of physical force. This position is rooted in Leocal v. Ashcroft,
South Carolina robbery incorporates the elements of larceny, which includes an intent to steal, see Broom v. State,
Finally, Doctor- argued for the first time at oral argument that South Carolina robbery can be committed with de minimis actual force. Several courts have found that if robbery can be accomplished with minimal • actual force—grazing a victim’s shoulder while lifting a purse, for instance—the crime does not meet the phys-
Here, by contrast, there is no indication that South Carolina robbery by violence can be committed with minimal actual force. As noted, South' Carolina robbery can be committed “by violence or putting [a] person in fear.” Rosemond,
In sum, South Carolina has defined its common law robbery offense, whether committed by means of violence or intimidation, to necessarily include as an element the “use, attempted use, or threatened use of physical force against the person of another.” Accordingly, we conclude that Doctor’s prior conviction for South Carolina robbery qualifies as a predicate violent felony within the meaning of the ACCA.
III.
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
Notes
. South Carolina strong arm robbery and common law robbery are "synonymous terms for a common law offense whose penalty is provided for by statute.” State v. Rosemond,
. The ACCA separately defines "violent felony” as "any crime punishable by imprisonment for a term exceeding one year” that "is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.” 18 U.S.C. § 924(e)(2)(B)(ii). That subsection has no application here, as robbery is not an enumerated crime and the Supreme Court deemed the clause concerning risk of physical injury unconstitutionally vague in Johnson v. United States ("Johnson II”), — U.S. —,
.Courts apply the "modified categorical approach” where the prior state offense is divisible, meaning it sets out multiple elements in the alternative and at least one set of elements matches the federal definition. Descamps v. United States, — U.S. —,
. Though the South Carolina Court of Appeals did not explicitly define the term, “constructive force” generally means "[t]hreats and intimidation to gain control or prevent resistance; esp,, threatening words or gestures directed against a robbery victim.” Constructive Force, Black's Law Dictionary (10th ed. 2014).
. Doctor does point us to United States v, Dixon, in which the Ninth Circuit concluded that robbery under California Penal Code § 211 could be committed with accidental force.
. At oral argument, defendant's counsel cited two cases for the first time—State v. Gagum,
Concurrence Opinion
concurring:
I am pleased to join Chief Judge Gregory’s fine opinion. It reaches the right result, and for the right reasons. The ACCA’s force clause covers acts of intimidation and a strong arm robbery is the quintessential act of intimidation—whether or not actual physical force is used. This was a point we made in United States v. McNeal,
As refreshing as the panel’s analysis is, I write to express a general concern that the categorical approach to predicate crimes of violence is moving beyond what the Supreme Court originally anticipated. Its overactive application is undermining the efforts of Congress, the role of district courts in sentencing, and the public’s need for a sense of basic protection against the most violent forms of criminal behavior. While it need not be discarded, the categorical approach should be adapted to return to sentencing courts a greater measure of their historical discretion.
I.
It surprises me that we have arrived at this point, because in theory, the categorical approach makes a good deal of sense. I had high hopes for it. District courts would be spared the practical difficulties of probing the underlying conduct of predicate convictions. And the approach promised to strike a balance between exempting from sentencing enhancements defendants convicted of non-violent conduct and vindicating Congress’s desire to punish the most violent recidivists. But what was fine in theory has sometimes proven to be less so in practice.
For starters, the purported administrative benefits of the categorical approach have not always worked as advertised. Judges have simply swapped factual inquiries for an endless gauntlet of abstract legal questions. Consider the decisional costs: Courts must first construe the predicate crime, which requires combing through state court decisions and “peeking]” at various documents to discern whether each statutory phrase is a separate element or merely an alternative means of satisfying the element. See Mathis v. United States, — U.S. —,
The Supreme Court has sensibly cautioned judges to use common sense in applying the categorical approach and not to indulge in imaginative flights. See Gonzales v. Duenas-Alvarez,
The categorical approach, too aggressively applied, eviscerates Congress’s attempt to enhance penalties for violent recidivist behavior. The ACCA addresses the most culpable sector of the criminal population, the repeat offenders Congress
Explanations of the categorical approach repeatedly advance its sentencing windfall as a necessary consequence. It does not matter that “a sentencing judge knows (or can easily discover) that the defendant carried out [a crime of violence].” See Mathis,
I understand that the ACCA carries a mandatory minimum term, which already strips trial courts of a portion of their ability to craft an individualized sentence. But while one may certainly object to Congress’s overuse of mandatory mínimums, it does not follow that courts should double the damage by depriving sentencing judges of an additional measure of their discretion to find facts related to predicate convictions. Many of the arguments that critics legitimately level at the overuse of mandatory mínimums can likewise be raised against the overuse of the categorical approach—each removes much needed discretion from the sentencing court.
The most aggressive applications of the categorical approach have operated as another exclusionary rule that limits the ability of courts to see beyond the judicial sanctuary and to fashion an informed sentence. Even when the record starkly reveals that the predicate crime was committed in a violent manner, violent predators are thrown in the hopper with all other offenders because judges generally may not consider any facts underlying the predicate offense. The alluring theoretical terminology of the categorical approach has too often served to isolate us in a judicial bubble, sealed conveniently off from the real-life dangers that confront American citizens in their actual lives.
' This exclusion is simply contrary to the sentencing function, which relies on district judges to consider a broad swath of information bearing on the individual defendant’s “background, character, and conduct.” See 18 U.S.C. § 3661 (2012). In fact, “[n]o limitation shall be placed” on the consideration of such information. Id. The Sixth Amendment need not bar a judge from finding what a previous crime involved or guilty plea determined. See Mathis,
II.
This should not mean jettisoning. the categorical approach and its admitted advantages altogether, but rather loosening its present rigid grip upon criminal sentencing. The U.S. Sentencing Commission has already begun this process: in light of complaints that the doctrine was “cumbersome and overly legalistic,” it recently eliminated the categorical approach from many of the illegal reentry guidelines. See U.S. SENTENCING CoMM’N, AMENDMENTS TO the Sentencing Guidelines 26 (2016). As judges, there is a way to apply the categorical approach in a realistic manner that would serve its original and laudable purposes. The categorical approach need not be the exclusive standard. District courts should be free to apply it as the default inquiry, but should retain the discretion to consider the defendant’s actual conduct when it can be clearly derived from the record.
Four Justices have now expressed, albeit for varying reasons and to varying degrees, some uneasiness with aspects of the categorical approach. See Mathis,
I do - not intend to fault the aforementioned eases. Whether one agrees with them or not (and I often have not), they conscientiously attempted, as they should have, to apply the categorical approach correctly. And yet hidden within their binding holdings are heinous and indisput
III.
There is a tension in the way that the Supreme Court is looking at the role of sentencing judges. One set of cases seeks to limit the fact-finding prerogative of trial courts, see Descamps
I believe a pathway does exist, and it is one that fully respects, as it must, both the pronouncements of Congress and the emphatic support that Supreme Court decisions have given the superior sentencing vantage point of our trial judges. As I have noted, Congress and the Supreme Court have accorded a wide degree of latitude to trial judges, both in their capacity to find facts and to fashion an individualized sentence (subject of course to statutory máxi-mums and mínimums). Congress established a comprehensive set of objectives for sentencing courts to review in each case, see 18 U.S.C. § 3553(a) (2012), and prohibited any limitation on the information a court may consider, see 18 U.S.C. § 3661 (2012). Likewise, in major sentencing decisions following Booker, the Supreme Court has envisioned a scheme in which district courts exercise broad discretion. As the Court emphasized, “[t]he sentencing judge has access to, and greater familiarity with, the individual case and the individual defendant before him than the [Sentencing] Commission or the appeals court.” Rita v. United States,
Do trial courts then retain significant sentencing discretion? The signals are
Of course, the scope of a sentencing court’s discretion to delve into the facts underlying a conviction rendered in another forum has never been boundless. Federal sentencing proceedings are not the presumptive forum—unlike habeas corpus actions—for overturning prior convictions or entertaining constitutional challenges to them. See Custis v. United States,
IV.
Accordingly, as the district court sets about this discretionary exercise, it has various tools to impose a stricter sentence if it believes that the categorical approach is ignoring a violent criminal history or disserving the general aims of sentencing. To be sure, the' Guidelines “provide a framework or starting point” for the trial judge’s sentencing determination. See Freeman v. United States,
First, the Guidelines expressly provide for an upward departure if “rehable information indicates that the defendant’s criminal history category significantly un-derrepresents the seriousness” of the defendant’s criminal history or likelihood of recidivism. U.S. Sentencing Guidelines Manual § 4A1.3(a)(1) (U.S. Sentencing Comm’n 2015). Among the factors a court may consider are the factual circumstances and “nature of the prior offenses.” See id. cmt. n.2(B); see also United States v. Yahnke,
Second, the district .court has the discretion to impose a sentence outside the Guidelines range if it finds that the § 3553(a) factors justify a variance sentence. See Gall,
Consistent with Gall’s appreciation that district courts are “in a superior position to find facts and judge their import,” all sentencing decisions—“whether inside, just outside, or significantly outside the Guidelines range”—are entitled to “due deference” from appellate courts. Gall,
In stressing the foregoing, I have once again stated only the obvious, but there are times when even the obvious needs to be said. The categorical approach might have increasingly committed the applica
