UNITED STATES OF AMERICA, Plaintiff-Appellee, versus FERNANDO SANCHEZ, JR., Defendant-Appellant.
No. 18-10711
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
October 2, 2019
D.C. Docket No. 1:17-cr-20524-DMM-1. Appeal from the United States District Court for the Southern District of Florida.
[PUBLISH]
Before ROSENBAUM, GRANT and HULL, Circuit Judges.
After pleading guilty, defendant Fernando Sanchez, Jr., appeals his sentence for one count of being a convicted felon in possession of a firearm, in violation of
I. FACTUAL BACKGROUND
A. Guilty Plea
On June 19, 2017, Sanchez, a convicted felon, sold a loaded rifle to a confidential informant working with law enforcement. Subsequently, on June 28, 2017, Sanchez sold the same confidential informant two semiautomatic firearms and 278 rounds of ammunition. Audio and video recordings captured both of these firearm transactions.
A grand jury indicted Sanchez on two counts of possession of a firearm and ammunition by a convicted felon, in violation of
B. Presentence Investigation Report
The Presentence Investigation Report (“PSI“) initially calculated an adjusted offense level of 22 under U.S.S.G. § 2K2.1. The PSI reported that Sanchez had these five prior convictions: (1) a 1991 New York conviction for first-degree robbery; (2) 1993 New Yоrk convictions for attempted murder and assault with intent; (3) 2002 federal convictions for conspiracy to commit armed carjacking, aiding and abetting attempted armed carjacking, using and carrying a firearm during and in relation to a crime of violence, and felon in possession of a firearm; (4) a 2017 Florida conviction for resisting an officer without violence; and (5) a 2017 Florida conviction for tampering with physical evidence.
The PSI increased Sanchez‘s offense level from 22 to 33, under U.S.S.G. § 4B1.4(b)(3)(B), becausе it concluded Sanchez was an armed career criminal under the ACCA. The PSI identified Sanchez‘s first three prior convictions listed above as the qualifying ACCA predicate felony convictions. The PSI reduced Sanchez‘s offense level by 3, pursuant to U.S.S.G. § 3E1.1(a) and (b), because he accepted responsibility for his offense, for a total offense level of 30.
The PSI calculated a criminal history category of III based on six criminal history points. The PSI increased Sanchez‘s criminal history category to IV, pursuаnt to U.S.S.G. § 4B1.4(c)(3), due to Sanchez‘s status as an armed career criminal. With a total offense level of 30 and a criminal history category of IV, Sanchez‘s initial advisory guidelines range was 135 to 168 months’ imprisonment. However, because the statutory minimum sentence of 15 years under the ACCA was greater than the high end of the range, the PSI determined that Sanchez‘s advisory guidelines sentence was 180 months. See U.S.S.G. § 5G1.1(b) (providing that when the mandatory minimum sentence is greater than the advisory guidelines range, it becomes the guidelines sentence).
Sanchez objected to the PSI‘s designation of him as an armed career criminal under the ACCA and the Sentencing Guidelines. Relevant to this appeal, Sanchez argued that neither of his prior New York convictions qualified as violent felonies because they did not have as an element the use, attempted use, or threatened use of violent force, as required by Johnson v. United States, 559 U.S. 133 (2010) (”Curtis Johnson“).
In response, the government argued that both of Sanchez‘s New York convictions categorically qualified as violent felonies under the ACCA‘s elements clause. The government also submitted certificates of disposition for each conviction. These documents showed that Sanchez was convicted of New York first-degree robbery under
C. Sentencing
At sentencing, the district court stated that Sanchez‘s prior convictions were “prototypical violent crimes” and qualified as ACCA predicates. Overruling Sanchez‘s objection, the district court adopted the PSI‘s findings and stated that the advisory
II. DISCUSSION
Under the ACCA, a defendant convicted of an offense under
The ACCA defines “violent felony,” inter alia, as any offense punishable by a term of imprisonment exceeding one year that “has as an element the use, attempted use, or threatened use of physical force against the person of another.”
We apply the categorical approach to determine whether a prior conviction qualifies under the ACCA‘s elements clause. United States v. Hill, 799 F.3d 1318, 1322 (11th Cir. 2015). Under the categorical approach, we look only to the fact of conviction and the statutory definition of the prior offense. Id. “A crime is categorically a violent felony under the elements clause if even the least culpable conduct criminalized by the statute would fall within the ACCA definition.” United States v. Jones, 906 F.3d 1325, 1328 (11th Cir. 2018), cert. denied, 139 S. Ct. 1202 (2019) (quotation marks omitted).
A. Physical Force Requirement of the ACCA‘s Elements Clause
Recently, the Supreme Court has thrice addressed the definition of “physical force” for purposes of similarly worded elements clauses. See Curtis Johnson, 559 U.S. at 138-40 (ACCA‘s elements clause); United States v. Castleman, 572 U.S. 157, 168-71 (2014) (
We now turn to Sanchez‘s two New York convictions to determine whether each categorically involved the use, attempted use, or threatened use of such physical force.
B. New York First-Degree Robbery
New York‘s statutory scheme contains three degrees of robbery determined by the presence of certain aggravating factors. See
New York law defines the core crime of forcibly stealing as follows:
A person forcibly steals property and commits robbery when, in the course of committing a larceny, he uses or threatens the immediate use of physical force upon another person for the purpose of:
1. Preventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking; or
2. Compelling the owner of such property or another person to deliver up the property or tо engage in other conduct which aids in the commission of the larceny.
Here, Sanchez was convicted of first-degree robbery under
1. Causes serious physical injury to any person who is not a participant in the crime; or
2. Is armed with a deadly weapon; or
3. Uses or threatens the immediate use of a dangerous instrument; or
4. Displays what appears to be a pistol, revolver, rifle, shotgun, machine gun or other firearm . . . .
Here, we readily conclude that New York first degree robbery, which rеquires the defendant to “forcibly steal“—that is, to “use[ ] or threaten[ ] the immediate use of physical force upon” the victim during the larceny—has as an element the use, attempted use, or threatened use of “physical force” within the meaning of the ACCA‘s elements clause. See
Stokeling forecloses Sanchez‘s argument that a person can commit New York first-degree robbery under
Notably, since Stokeling, the Second Circuit has concluded that all degrees of New York robbery satisfy the “violent force” requirement because they all require “forcible stealing.” See, e.g., United States v. Thrower, 914 F.3d 770, 774-776 (2d Cir. 2019), petition for cert. filed, (U.S. July 1, 2019) (No. 19-5024) (“We therefore conclude that the New York offense of robbery in the third degree, which like every degree of robbery in New York requires the common law element of ‘forcible stealing,’ is a ‘violent felony’ under ACCA. By extension, New York robbery in the first degree is also a ‘violent felony’ under ACCA.“); see also United States v. Moore, 916 F.3d 231, 239-42 (2d Cir. 2019) (concluding New York third-degree robbery qualifies as a crime of violence under U.S.S.G. § 4B1.2(a)(1)‘s identical elements clause).
Likewise, the Fourth Circuit has concluded that all degrees of New York robbery “necessarily involve[ ] the ‘use, attempted use, or threatened use of physical forcе against the person of another.‘” United States v. Hammond, 912 F.3d 658, 660 (4th Cir. 2019), petition for cert. filed, (U.S. May 17, 2019) (No. 18-9330) (quoting U.S.S.G. § 4B1.2(a)(1)‘s elements clause). We agree with the Second and Fourth Circuits that the “forcible stealing” element of New York‘s statutory scheme for robbery offenses requires the use, attempted use, or threatened use of “physical force,” as that term is defined by the Supreme Court in Curtis Johnson and Stokeling together. Thus, Sanchez‘s first-degree robbery conviction qualifies as a “violent felony” under the ACCA.5
We also reject Sanchez‘s argument that New York first-degree robbery does not qualify as a violent felony because a defendant can be convicted under
C. New York Second Degree Murder
Sanchez argues that his prior conviction for attempted second-degree murder does not qualify under the ACCA‘s elements clause because, under New York law, second-degree murder can be committed
Unlike with robbery, New York‘s second-degree murder statute lists elements in the alternative such that it defines multiple crimes, so we must conduct a review of the specific conviction statute. We review that statute categorically, unless it is divisible and sets out multiple crimes. See Mathis v. United States, 579 U.S. __, 136 S. Ct. 2243, 2249 (2016). If that is the case, we apply the “modified” categorical approach by determining “which crime in the statute formed the basis of the defendant‘s conviction” and reviewing that crime categorically. United States v. Gundy, 842 F.3d 1156, 1162 (11th Cir. 2016), cert. denied, 138 S. Ct. 66 (2017).
Section 125.25 is divisible on its face. See Mathis, 136 S. Ct. at 2256. It has five subsections, and each codifies a different way to commit second-degree murder. The subsections are not simply different means of committing the same crime; they each require different elements. For example,
New York case law reinforces this conclusion. See Mathis, 136 S. Ct. at 2256; People v. Williams, 154 A.D.3d 1290, 1291 (N.Y. App. Div. 2017) (observing that
Ordinarily, the next step of our analysis would be to determine the subsection that Sanchez was convicted under. See Gundy, 842 F.3d at 1162. But here the parties agree that Sanchez was convicted for violating
Under New York law, a person commits second-degree murder in violation of
In a different statutory context, the Supreme Court has made clear that “the knowing or intentional causation of bodily injury necessarily involves the use of physical force,” because “[i]t is impossible to cause bodily injury without applying force in the common-law sеnse.” Castleman, 572 U.S. at 169-170. This Court‘s elements-clause cases invoke a similar principle: “intentional force—even of the touching variety—that in fact causes ‘great bodily harm, permanent disability, or permanent disfigurement’ . . . necessarily constitutes force that is capable of causing pain or injury.” Vail-Bailon, 868 F.3d at 1303-04 (analyzing Sentencing Guideline‘s elements clause). Likewise, the knowing and intentional causation of death also necessarily involves
Further, we reject Sanchez‘s argument that New York second-degree murder does not require the use of physical force because it can be committed by poisoning. This argument is squarely foreclosed by our binding precedent. This Court has made clear that thе term “physical force” in the ACCA‘s elements clause encompasses both direct and indirect applications of physical force, including the use of poison, to cause pain or physical injury. See Deshazior, 882 F.3d at 1357-58 (citing Castleman, 572 U.S. at 170-71). This is so because even with indirect applications of force, “the actor knowingly employs a device to indirectly cause physical harm—from a bullet, a dog bite, or a chemical reaction.” Id. at 1358. Applying this reasoning, this Court has specifically rejected arguments about pоisoning, like the one Sanchez makes here, to conclude that other state murder convictions qualify as violent felonies under the elements clause. See Jones, 906 F.3d at 1328-29 (Florida second-degree murder); Hylor, 896 F.3d at 1222-23 (Florida first-degree murder).7
We also reject Sanchez‘s contention that New York second-degree murder does not require the use or threat of physical force because it can be committed by omission, such as when a parent intentionally withholds food or refuses to seek medical care for a child and thereby causes the death of the child. Tо begin, we note that the Supreme Court has been clear that the “meaning of ‘physical force’ in
The “use of force” in Castleman‘s example is not the act of “sprinkl[ing]” the poison; it is the act of employing poison knowingly as a device to cause physical harm. That the harm occurs indirectly, rather than directly (as with a kick or punch), does not matter.
Castleman, 572 U.S. at 171 (alteration in original). The Supreme Court further explained that “‘physical force’ is simply ‘force exerted by and through concrete bodies‘” and that it was “impossible to cause bodily injury without applying force in the common-law sense.” Id. at 170.
We therefore join three other circuits that have concluded, based on Castleman, that intentionally withholding food or medicine with the intent to cause bodily injury or death constitutes a use of force under the elements clause. See United States v. Waters, 823 F.3d 1062, 1064, 1066 (7th Cir. 2016) (“[P]roving intentional causation of bodily harm ‘unambiguously requires proving physical force‘“); United States v. Ontiveros, 875 F.3d 533, 538 (10th Cir. 2017) (concluding that the example of a son‘s Colorado second-degree assault conviction for neglecting to care for his father requires a use of force); United States v. Peeples, 879 F.3d 282, 287 (8th Cir. 2018). And we endorse the Eighth Circuit‘s reasoning in Peeples on this point:
In the example of a care-giver refusing to feed a dependent, it is the act of withholding food with the intent to cause the dependent to starve to death that constitutes the use of force. It does not matter that the harm occurs indirectly as a result of malnutrition. Because it is impossible to cause bodily injury without force, it would also be impossible to cause death without force.
879 F.3d at 287 (citations omitted).
Under our precedent and the logic of Castleman, we see no reason to draw a distinction between administering a poisonous substance with the intent to cause death and withholding a life-saving substance with the intent to cause death, where both must in fact cause death to be prosecuted under
D. Fifteen-Year Mandatory Minimum Sentence
For the first time on appeal, Sanchez argues that even if he has the requisite number of violent felony convictions, he still is not subject to the ACCA‘s mandatory minimum fifteen-year sentence. Relying on a statutory construction argument, Sanchez contends that
Neither this Court nоr the Supreme Court has addressed the statutory construction argument Sanchez now makes. Sanchez does not cite to any other court‘s decision adopting his proposed construction of
In addition, not only has this Court long held that
III. CONCLUSION
For all these reasons, we affirm the district court‘s determination that Sanchez was an armed career criminal under the ACCA and its imposition of the mаndatory minimum fifteen-year sentence.
AFFIRMED.
Notes
For the first time on appeal, Sanchez claims that his conviction was only for aiding and abetting first-degree robbery. However, nothing in the certificate of disposition supports that claim. The certificate of disposition, to which Sanchez did not object at sentencing, cites only the substantive robbery statute,
