LEROY S. POULLARD, Plaintiff-Appellant, v. ROBERT A. MCDONALD, Secretary, United States Department of Veterans Affairs, Defendant-Appellee.
No. 15-1962
United States Court of Appeals For the Seventh Circuit
July 21, 2016
ARGUED DECEMBER 3, 2015 — DECIDED JULY 21, 2016
Before WOOD, Chief Judge, and MANION and HAMILTON, Circuit Judges.
The district court granted the Secretary‘s motion for summary judgment, concluding that many of Poullard‘s claims were time-barred based on his failure to timely exhaust certain administrative remedies. On the timely claims, the court held that Poullard had not suffered an adverse employment action and that a reasonable jury could not find that the alleged harassment was sufficiently severe or pervasive to support a hostile work environment claim. We affirm. Based on the evidence Poullard has presented, we assume that he may not have been managed well or fairly. But even when viewed through a summary judgment lens, that evidence does not support a claim for unlаwful discrimination, retaliation, or harassment.
I. Factual and Procedural Background
A. Facts Relevant to Summary Judgment
We review the facts that follow in the light most favorable to Poullard, resolving disputes and drawing all reasonable inferences in his favor. Liu v. Cook County, 817 F.3d 307, 309 (7th Cir. 2016), citing Coleman v. Donahoe, 667 F.3d 835, 842 (7th Cir. 2012).
In 2004, plaintiff Leroy Poullard began working as a training specialist in the Education Department at what is now called the Captain James A. Lovell Federal Health Care Center
We pause here to discuss the administrative process applicable in this case, which is important to the timeliness of plaintiff‘s claims. Poullard is a federal employee. As a first step in resolving his claims of unlawful discrimination, he was required to try to resolve the matter informally by consulting an Equal Employment Opportunity counselor.
Meanwhile, in October 2007, a number of staffing changes took plаce in the Education Department. Semrad left her position as associate director for facility support, and Mary Ann Cardinali took over that role. In November 2007, Richard Holt became the acting chief of the Education Department, and in July 2008, Dr. Norma Mailand replaced Holt and became the assistant department head for education and training, a GS-13 position. These transitions left Mailand as Poullard‘s direct supervisor and Cardinali as his second-line supervisor.
Poullard did not apply for the supervisory position that Mailand eventually received. He did not satisfy the time-in-grade prerequisite of one year in service at the GS-12 grade. According to Poullard, however, after Mailand‘s appointment he continued to perform the extra managerial duties for which he had previously been responsible, including preparing the annual budget and drafting the department‘s strategic plans. Despite the extra work, his classification and compensation remained at the GS-11 level.
Poullard repeatedly questioned the department‘s refusal to compensate him for the duties that were beyond his grade classification, though it is undisputed that he never actually applied for another promotion. On February 26, 2010, and again on March 24, 2010, Poullard sent Mailand e-mails itemizing his assigned tasks that he believed were above his grade level. Mailand directed a VA classification specialist to evaluate those tasks. The classification specialist concluded that the tasks were aрpropriate for a GS-11 employee, and Poullard
While the dispute about Poullard‘s classification and pay was ongoing, other incidents relevant to his claims occurred. In October 2008, Cardinali held a meeting of department employees. At one point, she ordered that the tape recorder in the room be turned off and said, “I know people in Washington, D.C. and if you file a complaint, they are going to send it back to me and I‘m going to deal with you.” She also said that management intended to “get the monkeys off their back[s]” and threw a toy monkey at Poullard, apparently in reference to a Harvard Business Review article entitled “Management Time: Who‘s Got the Monkey?” In a separate incident, Mailand referred to Poullard as a “sugar daddy.” On a different occasion, after viewing an older photograph of Poullard taken when he had had an afro hairstyle, Mailand said that he was a “better person” than he had been before.
On March 5, 2010, Poullard contacted the Office of Resolution Management and reported that he had been forced to perform managerial duties and responsibilities beyond his GS-11 grade level. On April 17, he filed a timely formal complaint. He claimed that Mailand had discriminated against him by ensuring he had more assignments than other training
- The meeting in which Cardinali referred to employees as monkeys;
- The incident in which Mailand called Poullard a sugar daddy;
- A letter of admonishment he received on January 27, 2009, for failing to follow the chain of command when he asked to meet with Holt about being required to perform Mailand‘s duties;
- Denial of overtime compensation for extra hours in October 2009;
- The incident in which Mailand said that Poullard was a “better person” than he had been;
- A performance review for fiscal year 2009, in which Poullard received a “Fully Successful” rating (he believed he should have received a higher rating based on the extra duties he performed);
- An incident on February 26, 2010 in which, after Poullard requested a meeting with management to discuss alleged discrimination, Mailand began to “harass” him by “demanding documents and setting strict work deadlines“;
- Mailand‘s refusal to recognize additional hours that Poullard worked on a monthly basis from October 2009 onward; and
- Mailand‘s repeated threats of disciplinary action in response to Poullard‘s questions about performing her duties.
In July 2012, the Office of Employment Discrimination Complaint Adjudication for the VA found that Poullard had failed to prove discrimination. Poullard did not appeal to the EEOC but instead filed this civil action in district court on September 19, 2012, alleging race and sex discrimination, hostile work environment, and retaliation.
B. District Court Proceedings
The Secretary moved for summary judgment, and the district court granted the motion. Poullard v. Shinseki, No. 12 C 7497, 2015 WL 1428105 (N.D. Ill. Mar. 26, 2015). Judge Lefkow held that all claims arising from events addressed in Poullard‘s first formal complaint were time-barred by his failure to file a civil action after receiving a final decision from the EEOC on March 26, 2010. Id. at *5. She also held that all alleged acts of discrimination that occurred before January 19, 2010 (45 days before Poullard contacted a counselor on March 5, 2010) were time-barred. Id.
Poullard argued that at least some of his claims were rendered timely by the Lilly Ledbetter Fair Pay Act of 2009, which provides that an “unlawful employment practice” occurs each time a person is paid pursuant to a discriminatory compensation decision or practicе.
The district court rejected Poullard‘s attempt to frame his claim as a challenge to a discriminatory compensation practice, holding that the “gravamen” of the claim was failure to reclassify him at a higher grade level—in essence, for failure to promote. Poullard, 2015 WL 1428105, at *6. Noting that several courts have held that a decision regarding promotion does not qualify as a “compensation decision,” the court found that the Fair Pay Act did not save his core claims. Id. at *6–7.
This left Poullard with significantly fewer viable claims. His core disparate treatment claims were limited to only acts after the cutoff date of January 19, 2010. The district court determined that none of the events after January 19 constituted an adverse employment action and granted summary judgment to the Secretary on that basis. Id. at *9. The court likewise held that Poullard had not identified an adverse employment action upon which to base his retaliation claims. Id. at *9–10. Finally, the district court found that the Secretary wаs entitled to judgment as a matter of law on the hostile work environment claim, holding that Poullard‘s evidence did not show that his work environment was permeated with harassment “so severe and [sic, should be ‘or‘] pervasive” as to alter his conditions of employment. Id. at *11.
II. Analysis
We review de novo the grant of summary judgment to the Secretary, resolving all factual disputes and drawing all reasonable inferences in Poullard‘s favor, as mentioned above. Liu, 817 F.3d at 309. Summary judgment is appropriate when there is no genuine dispute of material fact and the moving party is entitled to judgment as a matter of law.
A. Disparate Treatment
As the district court held, many of Poullard‘s claims of disparate treatment fail because they arose outside the applicable limitations periods. On appeal, Poullard does not challenge the district court‘s conclusion that any disparate treatment claims based on events occurring before January 19, 2010, 45 days before he contacted a counselor, are time-barred. See Lapka v. Chertoff, 517 F.3d 974, 981 (7th Cir. 2008)
Poullard seeks to save his claim that he was forced to perform work above his grade level without commensurate pay and recognition. As noted above, the district court characterized that claim as a failure-to-promote claim and rejected it because the record contains no evidence that Poullard applied for a promotion after the cutoff date of January 19, 2010, or that a promotion for which he had previously applied was denied after that date. Poullard argues that this was error and that the claim actually challenges a discriminatory compensation decision.
How to characterize Poullard‘s claim has practical consequences. We need not repeat the well-known history of the Lilly Ledbetter Fair Pay Act of 2009,
This is a new question for us. Other circuits have held that what qualifies as a “discriminatory compensation decision or other practice” within the meaning of the Fair Pay Act is necessarily limited. E.g., Daniels v. United Parcel Service, Inc., 701 F.3d 620, 630 (10th Cir. 2012) (Fair Pay Act “did not create a ‘limitations revolution for any claim somehow touching on pay‘“), quoting Almond v. Unified School District No. 501, 665 F.3d 1174, 1182 (10th Cir. 2011); Noel v. Boeing Co., 622 F.3d 266, 275 (3d Cir. 2010) (“We recognize that many employment-related decisions, not simply pay-setting decisions, ultimately have some effect on compensation. But to include these myriad employment decisions within the ‘other practice’ language of the [Fair Pay Act] would weaken Title VII‘s administrative exhaustion requirement.“); Schuler v. PricewaterhouseCoopers, LLP, 595 F.3d 370, 375 (D.C. Cir. 2010) (background of the Fair Pay Act “strongly suggests the statute is directed at the specific type of discrimination involved in [Ledbetter v. Goodyear Tire & Rubber Co., 550 U.S. 618 (2007)] and not to other unspecified types of discrimination in employment“). More specifically, cases like Daniels, Noel, and Schuler tie the effects of the Fair Pay Act to a very specific type of claim: that the employer is “paying different wages or providing different benefits to similarly situated employees.” Daniels, 701 F.3d
Poullard agrees that a pure failure-to-promote claim would not fall into the ambit of the Fair Pay Act. He also concedes that he did not apply for a promotion after January 19, 2010, so if his clаim is for failure to promote, it is, as the district court held, untimely. See Hill v. Potter, 625 F.3d 998, 1003 (7th Cir. 2010) (failure to promote can be adverse action, “but the plaintiff must first show that she properly applied for the position“). We must decide whether Poullard‘s claim is in fact a disparate-pay claim, as he contends.
Citing Almond, Poullard argues that the key to a successful claim for pay disparity “is a showing that the employer discriminatorily paid the employee too little for the position he or she occupies.” 665 F.3d at 1181. That, Poullard argues, has always been his complaint: Mailand was paid at the GS-13 level, while he was paid at the GS-11 level for doing Mailand‘s managerial work. Poullard points to various places in his EEO complaint alleging that he was forced to perform tasks unrelated to his training specialist position “without proper compensation,” “without compensation/recognition,” and so on. His complaint in the district court also alleges that the department‘s “failure to fairly compensate plaintiff for the actual work duties he performed” constituted a continuing violation of Title VII, and his memorandum in opposition to summary judgment characterized his claim as one for disparate pay, at least in part.
On the other hand, some of Poullard‘s allegations point to a failure-to-promote claim instead. He alleged in his complaint that similarly situated employees were “routinely
We are inclined to give Poullard the benefit of the doubt on this question. As the plaintiff, he was free to frame his complaint as he chose, and though he could have been clearer, we see no reason he could not have at least tried to bring a pay-disparity claim instead of, or in addition to, a failure-to-promote claim. The problem is that even if we treat this as a pay-disparity case and thus give Poullard the benefit of the Fair Pay Act‘s extended limitations period, he has not presented enough evidence to survive summary judgment.
Whether a plaintiff uses the direct, indirect, or “convincing mosaic” methods of proof, the fundamental question at the summary judgment stage is simply whether a reasonable jury could find prohibited discrimination. See Bass v. Joliet Public School District No. 86, 746 F.3d 835, 840 (7th Cir. 2014). To meet his burden, Poullard relies on the so-called indirect method of proof adapted from McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Under that method, he must first offer evidence of a prima facie case of disparate treatment, which requires evidence that: (1) he was a member of a protected class; (2) he was meeting his employer‘s legitimate expectations; (3) he suffered an adverse employment action (i.e., unequal pay); and (4) the employer treated a similarly situated person outside the protected class more favorably. See Cullen v. Indiana University Board of Trustees, 338 F.3d 693, 703–04 (7th Cir. 2003). In the disparate-pay context, this inquiry boils down to a showing of equal work for unequal pay, with the protected class as the distinguishing factor. E.g., Daniels, 701 F.3d at 630–31; Schuler, 595 F.3d at 374.
Poullard‘s case falters at step four of the prima facie case, identifying a similarly situated employee who was treated better. In the district court, Poullard argued that he had identified two similarly situated training specialists who were paid the same as he was, at the GS-11 level, but were not assigned extra managerial tasks—in essence, an argument of equal pay for unequal work, rather than unequal pay for equal work. He has not renewed this argument on appeal. Instead, he argues for the first time that Mailand, his direct supervisor from 2008 onward, is an apprоpriate comparator for his prima facie case.
It is well established that arguments not presented to the district court are waived on appeal. Puffer, 675 F.3d at 718. Poullard did not preserve the argument that Mailand was an appropriate comparator simply because his district court brief mentioned her. He did not identify her as a comparator or argue that she was similarly situated. See Fleishman v. Continental Casualty Co., 698 F.3d 598, 608 (7th Cir. 2012) (the “waiver doctrine charges litigants with raising the arguments they present on appeal in the district court, not just the facts on which their appellate arguments will rely“).
Even if Poullard had previously identified Mailand as a potential comparator, the argument fails on the merits. The similarly-situated inquiry is a flexible one, but we frequently consider whether the employees in question had the same job description, were subject to the same standards, had the same
Poullard does not seek to revive any other disparate treatment claims on appeal, and we agree that, due primarily to the timing problems, no other such claims appear viable. A successful disparate treatment claim requires some materially adverse employment action. Nichols v. Southern Illinois University–Edwardsville, 510 F.3d 772, 779 (7th Cir. 2007). Most of the arguably adverse events Poullard identifies occurred outside the 45-day window that preceded his contact with the counselor. Poullard was refused a desk audit in February and March 2010, but he does not argue that those refusals were
B. Retaliation
Poullard also сontends that his employer retaliated against him for trying to exercise his rights under Title VII. See
Poullard engaged in protected activity when he filed his 2007 EEO complaint. The Secretary argues that Poullard has not offered evidence of a materially adverse action. In the retaliation context, the challenged adverse action need not be one that affects the terms and conditions of employment, but it “must be one that a reasonable employee would find to be materially adverse such that the employee would be dissuaded from engaging in the protected activity.” Roney v. Illinois Dep‘t of Transportation, 474 F.3d 455, 461 (7th Cir. 2007), citing Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S. 53, 62–65, 68 (2006).
Poullard contends that several events qualify as adverse actions under this standard: (1) Cardinali‘s threatening statement during the October 2008 staff meeting; (2) Mailand‘s threat of disciplinary action when he continued to question her about performing her duties; (3) a letter of admonishment in 2009 when he complained of being forced to perform Mailand‘s managerial duties; (4) racially offensive conduct by Mailand and Cardinali; and (5) Poullard‘s continued performance of Mailand‘s duties without proper compensation. We address these points in turn.
First, Cardinali‘s and Mailand‘s threats of unspecified disciplinary action do not constitute adverse actions, at least not in this context. “Federal law protects an employee only from retaliation that produces an injury,” Stephens v. Erickson, 569 F.3d 779, 790 (7th Cir. 2009), and by themselves, these threats did not. They had no effect on Poullard‘s compensation or career prospects. While we do not doubt that the possibility of discipline can be stressful, we have previously held that this
We must emphasize, however, that an unfulfilled threat of discipline for protected activity, if not actionable itself, may well be relevant evidence of retaliatory intent behind a more concrete adverse action. See, e.g., Volovsek v. Wisconsin Dep‘t of Agriculture, Trade and Consumer Protection, 344 F.3d 680, 688 (7th Cir. 2003) (pre-Burlington Northern; supervisors’ discussion of how to “get rid of” an employee was not adverse action for retaliation purposes but could be relevant to motive). For example, if Poullard had been threatened with discipline if he filed another complaint, had done so anyway, and were later disciplined, the threat could be evidence of retaliatory intent and thus a causal connection. Likewise, if an employer
The alleged racially offensive conduct is a somewhat different matter. Harassment can constitute a materially adverse action for retaliation purposes, but as we have said, “not everything that makes an employee unhappy is an actionable adverse action.” Chaib v. Indiana, 744 F.3d 974, 982 (7th Cir. 2014) (citation and quotation marks omitted); see also Hilt-Dyson v. City of Chicago, 282 F.3d 456, 466 (7th Cir. 2002) (harassment must be serious enough to be “actionable” to constitute materially adverse action). The question is still whether the racially offensive conduct Poullard alleges is serious enough to dissuade a reasonable employee from engaging in protected activity.
Only three incidents Poullard described have even a tenuously arguable connection to race: (1) the meeting in October 2008, when Cardinali threw a toy monkey at Poullard and said that management intended to “get the monkeys off the backs of management“; (2) the incident in October 2008 when Mailand referred to Poullard as a “sugar daddy“; and (3) Mailand‘s comment in November 2009 that Poullard was a “better person” than before, apparently with reference to an older photograph in which Poullard had an afro hairstyle. On the spectrum of offensive conduct, these statements fall at best on the less severe end. Cf. Cerros v. Steel Technologies, Inc., 288 F.3d 1040, 1047 (7th Cir. 2002) (“an unambiguously racial epithet
The alleged harassment was also not “an incessant part of the workplace environment,” Jackson v. County of Racine, 474 F.3d 493, 499 (7th Cir. 2007). Poullard points to just three questionable incidents over fourteen months. We do not mean to minimize the negative effects Poullard says these incidents had on his life. But the test is an objective one. On this record, no reasonable jury could find the alleged harassing conduct was severe enough to dissuade a reasonable employee from exercising his Title VII rights. It was not actionable retaliation. Hilt-Dyson, 282 F.3d at 463, 465–66 (though employee considered incidents demeaning and degrading, conduct was not severe enough to constitute actionable harassment and could not support claim for retaliation); see also Burlington Northern, 548 U.S. at 68–69 (standard for judging harm in Title VII retaliation context must be objective).
These facts hint at the basic problem with Poullard‘s pay-discrimination theory of retaliation. Both before and after his protected activity, the conditions of his employment remained exactly the same. His classifiсation and pay remained GS-11, and he continued to be responsible for managerial duties that he believed were beyond his grade. His theory that the pay disparity was a “continuing form of retaliation” is nothing more than his discrimination claim recast. It is a poor fit when, as far as this record shows, the administrative complaints Poullard filed changed nothing about the compensation-related terms and conditions of his employment in the
C. Hostile Work Environment
Finally, Poullard argues that he was subjected to a racially hostile work environment. To survive summary judgment on this claim, Poullard must present evidence sufficient for a reasonable jury to find that (1) the environment was both subjectively and objectively offensive; (2) the harassment he suffered was based on his membership in a protected class; (3) the conduct was severe or pervasive; and (4) there is a basis for employer liability. Alexander v. Casino Queen, Inc., 739 F.3d 972, 982 (7th Cir. 2014), quoting Mendenhall v. Mueller Streamline Co., 419 F.3d 686, 691 (7th Cir. 2005).
We have explained above why the three arguably race-tinged remarks did not rise to the level of severe or pervasive conduct. Poullard asks us to consider those remarks in combination with all the other conduct of which he complains—the pay disparity, the letter of admonishment, the threat from
The judgment of the district court is AFFIRMED.
