Lead Opinion
For several years, Lisa Dunn worked as a nurse at Washington County Hospital in Nashville, Illinois. It is a small hospital, with only 59 beds, so members of the staff must be able to work well together; antagonists cannot be separated readily. Dunn contends in this suit under Title VII of the Civil Rights Act of 1964 (and other federal statutes) that Thomas J. Coy, the head of obstetric and emergency services, made life miserable for her and other women on the staff. Details do not matter for current purposes. The district court assumed that Dunn encountered discriminatory working conditions (men on the staff faced no similar problems) but granted summary judgment for the Hospital anyway, because at the time Dr. Coy was not one of the Hospital’s employees. He had staff privileges, which he used to furnish medical services directly to patients. The Hospital therefore could not control his conduct, the judge ruled, and could not be liable for it.
The district judge proceeded as if this were a tort suit. Coy was an independent contractor; the Hospital would not be liable on principles of respondeat superior for intentional torts he committed against the nurses; consequently, the judge thought, the Hospital could not be liable under Title VII either. The proposition about the limits of vicarious liability is incontestable. See Berry v. Delta Air
The Supreme Court held in Burlington Industries, Inc. v. Ellerth,
When a supervisor causes the objectionable conduct, proof of reasonable care is an affirmative defense; otherwise the plaintiff bears the burden of showing that the employer knew of the problem (usually though not always this requires the employee to show that a complaint was made) and that the employer did not act reasonably to equalize working conditions once it had knowledge. See, e.g., Faragher,
Because liability is direct rather than derivative, it makes no difference whether the person whose acts are complained of is an employee, an independent contractor, or for that matter a customer. Ability to “control” the actor plays no role. Employees are not puppets on strings; employers have an arsenal of incentives and sanctions (including discharge) that can be applied to affect conduct. It is the use (or failure to use) these options that makes an employer responsible — and in this respect independent contractors are no different from employees. Indeed, it makes no difference whether the actor is human. Suppose a patient kept a macaw in his room, that the bird bit and scratched women but not men, and that the Hospital did nothing. The Hospital would be responsible for the decision to expose women to the working conditions affected by the macaw, even though the bird (a) was not an employee, and (b) could not be controlled by reasoning or sanctions. It would be the Hospital’s responsibility to protect its female employees by excluding the offending bird from its premises. This is, by the way, the norm of direct liability in private law as well: a person “can be subject to liability for harm resulting from his conduct if he is negligent or reckless in permitting, or failing to prevent, negligent or other tortious conduct by persons, whether or not his servants or agents, upon premises or with instrumentalities under his control.” Restatement (2d) of Agency § 213(d).
Just so with an offending independent contractor, as Coy is alleged to be. The employer’s responsibility is to provide its employees with nondiscriminatory working conditions. The genesis of inequality matters not; what does matter is how the employer handles the problem. Accord, Lockard v. Pizza Hut, Inc.,
Dunn’s other contentions, however, do not require additional proceedings. Coy was not a state actor,"so claims under the first amendment fail. Dunn’s equal-protection argument — that the Hospital favored Coy over her because he brought in more business — does not show intentional discrimination against women. Dunn’s own characterization of events implies that the Hospital tolerated Coy despite, rather than because of, his puerile behavior, and thus did not intentionally discriminate. See Personnel Administrator of Massachusetts v. Feeney,
Public employers must avoid sex discrimination in their own acts (including the acts of their employees) but are not obliged to root out discrimination by private actors — and, as an independent contractor, Coy was a private actor. If the Hospital protected men but not women from depredations by third parties, it would transgress the original sense of equal protection, but Dunn does not contend that the Hospital protected anyone from Coy. The Constitution by and large establishes negative liberties; it does not require the state to prevent or redress the misconduct of private actors. See, e.g., DeShaney v. Winnebago County Department of Social Services,
Dunn’s contention that the Hospital retaliated against her for complaining about Coy’s misconduct is doubly incorrect: first because “the Hospital” did nothing at all (Coy is responsible for all of the supposedly retaliatory acts), and second because what Coy did would not create a legal problem even if imputed to the Hospital.
Almost all of what Dunn characterizes as “retaliation” is verbal requests from Coy to withdraw her complaint of sexual harassment. We assume (as we must at this juncture) that Coy spoke in a nasty and uncivil tone. “[Playbacks are hell,” one of his statements to Dunn, implied that he would do what he could to impede her career. Yet his statements did not cause Dunn any injury (that is to say, no adverse employment action occurred). See Hottenroth v. Slinger,
The one supposedly retaliatory act that cannot be characterized as cajolery or dark hints of future adverse employment action occurred during late April 2002 when Coy pushed Dunn against a cabinet in the coffee room and, while he had her pinned, tapped her on the cheek with a closed fist. Dunn complained to the Hospital’s management on May 2 about this assault and battery (which implied the possibility of a more serious physical attack in the future), and she never came to work again, sending a letter of resignation on May 6.
Coy’s assault and battery may be actionable under state tort law, but they cannot be imputed to the Hospital — not only because Coy was not its employee but also because Dunn did not give management time to respond. Only a variant of absolute liability would deem the Hospital responsible for Coy’s misbehavior, and Title VII is not an absolute-liability regime. Trying to pin the label “constructive discharge” on Coy’s threat of violence is unhelpful. One threat of this kind does not meet the standard of constructive discharge, see Pennsylvania State Police v. Suders,
A final comment about the proceedings that lie ahead. Some of the discovery rulings were shaped by the district court’s view that the Hospital could not be responsible for the acts of a non-employee; these must be reexamined on remand. For his part, Coy contends that much of the evidence that Dunn proposes to use is privileged under Illinois law, either because it concerns the relation between Coy and his patients or because it arises from a “peer review” proceeding (the process by which hospitals determine the suitability of physicians to serve on their medical staffs). See 225 ILCS 60/45, 735 ILCS 5/8-2101. Coy does not explain, however, why these privileges matter to cases under the federal-question jurisdiction. Only in diversity litigation do state evidentiary privileges apply directly, see Fed.R.Evid. 501, and Coy does not contend that the privileges he asserts are recognized as a matter of federal common law. Cf. University of Pennsylvania v. EEOC,
The judgment is affirmed except as follows: To the extent that it concerns sex discrimination under Title VII, the judgment is reversed, and the case is remanded for proceedings consistent with the opinion. To the extent that it dismisses the state-law claims, the judgment is vacated and the case is remanded for their reinstatement and resolution under the supplemental jurisdiction.
Concurrence Opinion
concurring in part and dissenting in part.
I join the majority in reversing the entry of summary judgment in the Hospital’s favor on Dunn’s Title VII claim. My colleagues rightly recognize that Dr. Coy’s alleged status as an independent contractor did not relieve the Hospital of its own obligation to provide employees with a nondiscriminatory workplace. If, as Dunn represents, the Hospital was on notice that Coy was sexually harassing her and other nurses and the Hospital did nothing to stop him, the Hospital can be held to account for its own negligence. My colleagues conclude that this is the sole claim on which the Hospital could be held liable.
I begin with the Fourteenth Amendment claim. Because sexual harassment constitutes illegal gender discrimination for purposes of the Equal Protection Clause, Bohen v. City of East Chicago, Ind.,
Personnel Administrator of Mass. v. Feeney,
This case, by contrast, charges a state actor with deliberately embracing a condition of employment that was, on its face, discriminatory. Coy was harassing only women, after all, and accepting as true Dunn’s version of the facts, there could be no doubt that he did so because of sex. See Oncale v. Sundowner Offshore Servs., Inc.,
Outsourcing has come into vogue at- all levels of government as a means of cutting costs; but farming out public functions to private contractors does not relieve state or local governments of their Fourteenth Amendment obligation not to intentionally discriminate. Dunn does not seek to impose on the Hospital as a state actor a duty to root out discrimination by private persons nor does she seek to treat every action by Coy as the Hospital’s own. See ante at 692. Rather, she seeks to hold the Hospital liable for its own deliberate failure to intercede once it learned that Coy was discriminating against the Hospital’s female employees. The State always has the ability to tell an independent contractor like Coy to stop discriminating or lose his contract. But if my colleagues are right, the State need never exercise that power; the State has a blank check to tolerate discrimination by its contractors so long as it does not share their prejudices. Indeed, under that narrow understanding of the Equal Protection Clause, state and local governments would be free to contract out public functions to firms that engage in all manner of discrimination ■that would be illegal if committed by governments agencies, so long as the governments themselves harbor no discriminatory animus. For example, a city would be free to award a trash collection contract to a scavenger firm that it knew would ignore African-American and Hispanic neighbor
As for the Title VII retaliation claim, the record permits the inference that after Dunn gave the Hospital a statement averring that Coy was sexually harassing her, the Hospital materially altered the terms of her employment in a way that would have dissuaded a reasonable worker in her position from making or supporting a charge of discrimination. See Washington v. Illinois Dep’t of Revenue,
That the Hospital “did nothing at all” (ante at 692) is exactly why it might be liable for retaliation. It would be one thing if the Hospital were completely in the dark as to the actions Coy was taking against Dunn. But according to Dunn, throughout the nearly two-year period between her statement and her resignation, she complained repeatedly to her superiors that Coy was pressuring her to withdraw the statement, all to no avail. Indeed, Dunn alleges that just prior to her resignation, her supervisor remarked, “I see what’s happening. I wish[] I could do something about it, but I can’t. I understand that you are going to have to quit.” 2002 Dunn' Dep. at 31-32. Around the same time, Dunn told the Hospital’s CEO that she was frightened by Coy’s actions. “I’m scared, too,” the CEO allegedly replied. R. 115 Ex. 8 ¶ 11; see also 2002 Dunn Dep. at 152-53. As with the - Title VII discrimination claim, such allegations readily permit the inference that the Hospital knew what Coy was up to but made no effort to stop him; and as with that claim, the Hospital can be charged with its own failure to intervene.
Moreover, if the facts are as Dunn recounts them, it was the Hospital itself that put Dunn in this position. The relevant chain of events commenced in 2000 when another nurse, Jamie Jones, complained that Coy was sexually harassing her. The Hospital commissioned its attorney, Eric Trelz, to conduct an investigation into Jones’ complaint. Trelz in turn spoke with a number of nurses; including Dunn; and either the Hospital’s CEO or its Human Resources Director sat in on each of the interviews. At least six of the nurses, including Dunn, reported that Coy was sexually harassing them. Several of these nurses expressed concern about the possibility that Coy might retaliate against them if he were to learn of their statements. They were promised that their statements would remain confidential unless and until the matter proceeded to court and the Hospital were compelled to produce the statements. It is a fair inference that Dunn and the other nurses relied on that promise in cooperating with the Hospital’s investigation. The report that Trelz prepared at the conclusion of his investigation confirms that Dunn herself was worried about what might happen if Coy discovered what she said. “She is very concerned about her career with the Hospital and retaliation from Dr. Coy,” the
As for Coy’s actions and whether they qualify as retaliation, I respectfully submit that to characterize them mostly as mere “verbal requests ... [of Dunn] to withdraw her complaint of sexual harassment” (ante at 692) is to strip them of their tone and context. Coy’s alleged actions against Dunn began with an invitation to apologize — “I can’t believe you said what you said about me. I know you are sorry. I will accept your apology.” (2002 Dunn Dep. at 27-28) — and went downhill from there. On one or more occasions, according to Dunn, Coy told her that he would not be responsible for his actions if she did not change her statement. 2004 Dunn Dep. at 256. On other occasions he told her, “If you’re not nice to me, there is no telling what could happen.” Id. at 252, 254-55. On yet another occasion, he told Dunn that she would one day need a hysterectomy and that he would be happy to do it “because paybacks are hell.” Id. at 251-52; see also id. at 147. These are but a few examples of the comments that Coy allegedly made to Dunn beginning in July 2000, following the release of the Trelz report, until Dunn’s resignation in May 2002. A jury might infer that this was not a simple, civilized dialogue between Coy and Dunn as to the accuracy of her statement, but a pattern of bullying aimed at forcing Dunn to withdraw her accusations.
Dunn, by the way, was not the only one on the receiving end of Coy’s alleged arm-twisting. When Nurse Nikki Jablonski resigned from the Hospital in February 2002, she cited the pressure that Coy had placed on her to change her own statement as a reason for quitting. Jablonski would later testify that she felt “cornered” when Coy approached her outside the presence of others. Jablonski Dep. at 117-18. Jab-lonski also advised the Hospital’s Human Resources Director that Coy was pressuring yet another nurse, Kelly Hare, to change her statement as well. Indeed, the evidence suggests that Coy was making the rounds of all of the nurses who had given statements against him in the course of the Jones investigation. According to Dunn, Coy told her in April 2002, just a few weeks before she resigned, that everyone except Dunn and Hare had changed their stories and that Dunn needed to do the same. R. 115, Ex. 9.
Although inaction describes much of the Hospital’s course of conduct during this time, it played a more direct role in an incident that took place at the end of Dunn’s tenure. On April 12, 2002, several months after Jones had initiated litigation against Coy, the Hospital’s CEO allegedly ordered Dunn into a meeting with Coy’s attorney as well as the Hospital’s own counsel. At that meeting, according to Dunn, Coy’s attorney proceeded to interrogate her in a rude and belligerent tone about the statement she had given in the course of the Hospital’s investigation, suggesting that Dunn and the other nurses had conspired to tell a common story and that. Dunn might have given the Hospital false information. Throughout the cross-examination, Dunn alleges, the Hospital’s attorney sat silently by. Upset at how she
Faced with this evidence, a jury could reasonably determine that Coy would stop at nothing to convince Dunn to retract her statement. It could find that Coy’s badgering rendered the workplace hostile to Dunn and the nurses who had implicated him. — sufficiently hostile that two of these nurses (Jablonski and. Dunn), seeing that complaining about Coy did them no good, decided to resign. It might find that , the Hospital itself — by abandoning the promise of confidentiality and handing the nurses’ statements over to Coy, by allegedly doing nothing about the pressure Coy was putting on these nurses to withdraw their allegations, and by summoning Dunn into a hostile debriefing by Coy’s attorney— was deliberately letting Dunn and the other complainants twist in the wind, precisely as they had feared would happen. See Washington,
For these reasons, I would reverse the grant of summary judgment on Dunn’s Equal Protection and retaliation claims and remand them to the district court for further proceedings.
