In re MICHAEL D., a Minor (The People of the State of Illinois, Appellee, v. Michael D., Appellant).
119178
Supreme Court of Illinois
December 17, 2015
2015 IL 119178
Illinois Official Reports
Judgment: Affirmed.
Counsel on Appeal: Michael J. Pelletier, State Appellate Defender, Alan D. Goldberg and Patricia Mysza, Deputy Defenders, and Christopher M. Kopacz, Assistant Appellate Defender, of the Office of the State Appellate Defender, of Chicago, for appellant.
Lisa Madigan, Attorney General, of Springfield, and Anita Alvarez, State‘s Attorney, of Chicago (Alan J. Spellberg, Annette Collins and Veronica Calderon Malavia, Assistant State‘s Attorneys, of counsel), for the People.
OPINION
¶ 1 At issue is whether, in a juvenile delinquency case, this court‘s rules allow a minor to appeal an order continuing the case under supervision, when the order is entered after a finding of guilty. We hold that no supreme court rule provides for appeal of such orders.
BACKGROUND
¶ 2 The State filed a petition for adjudication of wardship against respondent, Michael D., charging him with two counts of misdemeanor theft. Count I alleged that he obtained control over property of another under circumstances that would have reasonably induced him to believe that it was stolen (
¶ 3 At a hearing, the probation officer recommended that respondent be placed on supervision for one year. The State recommended a sentence of one year‘s probation and asked that the minor be required to make restitution of $160 to the victim. The trial court entered an order continuing the case under supervision for one year. The order also referred respondent for a TASC evaluation and ordered him to pay $160 in restitution to the victim. The continuance of the case under supervision with conditions was memorialized in both a “Supervision Order” and a “Sentencing Order.” On the sentencing order, the judge checked the box next to “No finding or judgment of guilty entered.” The court did not adjudge respondent a ward of the court. The court advised respondent of his appeal rights and appointed the State Appellate Defender to represent him.
¶ 4 Respondent appealed, and the appellate court dismissed the appeal for lack of jurisdiction. 2015 IL App (1st) 143181.1 The court explained that, until recently, supervision could be ordered in a juvenile case only prior to a determination of guilt (see
court jurisdiction to review final judgments in juvenile cases,
¶ 5 We allowed respondent‘s petition for leave to appeal.
ANALYSIS
¶ 6 On appeal, respondent argues that postdelinquency supervision orders are final, appealable orders under this court‘s rules. Respondent further argues that, if such a reading is not clear from the plain language of the rules, then the rules should be interpreted in a way to avoid an unconstitutional reading that would bar a juvenile‘s right to appeal. Alternatively, respondent asks that we amend our rules to make postdelinquency supervision orders appealable.
¶ 7 This case involves interpretation of both a statute and supreme court rules. The same rules of construction apply to both. People v. Roberts, 214 Ill. 2d 106, 116 (2005). Our primary goal is to ascertain and give effect to the intent of the drafters. People v. Perkins, 229 Ill. 2d 34, 41 (2007). The most reliable indicator of the drafters’ intent is the language used, given its plain and ordinary meaning. Id. When the statutory language is clear, it must be given effect without resort to other tools of interpretation. It is never proper to depart from plain language by reading into a statute exceptions, limitations, or conditions which conflict with the clearly expressed legislative intent. People v. Rissley, 206 Ill. 2d 403, 414 (2003). Our review is de novo. People v. Suarez, 224 Ill. 2d 37, 41-42 (2007).
¶ 8 The Illinois Constitution gives the appellate court jurisdiction to review final judgments.
¶ 9 Section 5-615(1) of the Juvenile Court Act of 1987 (Act) (
§ 5-615. Continuance under supervision.
(1) The court may enter an order of continuance under supervision for an offense other than first degree murder, a Class X felony or a forcible felony:
(a) upon an admission or stipulation by the appropriate respondent or minor respondent of the facts supporting the petition and before the court makes a finding of delinquency, and in the absence of objection made in open court by the minor, his or her parent, guardian, or legal custodian, the minor‘s attorney or the State‘s Attorney; or
(b) upon a finding of delinquency and after considering the circumstances of the offense and the history, character, and condition of the minor, if the court is of the opinion that: (i) the minor is not likely to commit further crimes;
(ii) the minor and the public would be best served if the minor were not to receive a criminal record; and
(iii) in the best interests of justice an order of continuance under supervision is more appropriate than a sentence otherwise permitted under this Act.
¶ 10 Subsection (b), which allows the court to place a minor on supervision after a finding of delinquency has been made, became effective on January 1, 2014. Prior to that, supervision was an option in a delinquency case only before a delinquency finding was made. See In re Veronica C., 239 Ill. 2d 134, 146-47 (2010). In A.M., 94 Ill. App. 3d 86, the appellate court determined that supervision orders entered under the previous version of the statute were not appealable.3 The A.M. court reasoned that supervision orders entered in a juvenile proceeding are not final orders. Id. at 88. See also M.W.W., 125 Ill. App. 3d at 835 (“if in fact the order here is an order for continuance under supervision *** then the State‘s assertion of unappealability is correct“). Respondent does not contest the correctness of these decisions and concedes that a supervision order entered prior to a finding of delinquency is not an appealable order.
¶ 11 The question, then, is whether a supervision order entered after a finding of delinquency is a final, appealable order. A final judgment is one that finally determines the litigation on the merits ” “so that, if affirmed, the only thing remaining is to proceed with the execution of the judgment.’ ” (Internal quotation marks omitted.) In re Commitment of Hernandez, 239 Ill. 2d 195, 202 (2010) (quoting In re M.M., 337 Ill. App. 3d 764, 771 (2003)). In In re Samantha V., 234 Ill. 2d 359, 365 (2009), this court explained that there are three phases to a juvenile delinquency proceeding: the findings phase, the adjudicatory phase, and the dispositional phase. At the findings phase, the trial court conducts a trial and determines whether the minor is guilty. If the court finds the minor guilty, a delinquency finding is made and the court proceeds to the adjudicatory phase. At the adjudicatory phase, the court determines if the minor should be made a ward of the court. If the minor is made a ward of the court, the case then proceeds to the dispositional phase, at which the court fashions an appropriate sentence. Id. at 365-66. The final judgment in a juvenile delinquency case is the dispositional order. In re J.N., 91 Ill. 2d 122, 127 (1982).
¶ 12 It is difficult to see how anything referred to as a “continuance” could be a final judgment. And, indeed, the plain language of section 5-615 shows that, whether entered preguilt or postguilt, a continuance under supervision is not a final order. The court may enter the continuance under supervision either “before the court makes a finding of delinquency” (
¶ 13 The record shows that respondent‘s case never made it to phase two. Although respondent insists that a final, appealable order was entered, he also concedes in his brief that the trial court never made him a ward of the court. Having conceded that phase two was not completed, the respondent cannot argue that a final order was entered. Further, although the trial judge found respondent guilty, he did not enter judgment on that finding when he agreed to the continuance under supervision. The order continuing the case under supervision specifically states, “No finding or judgment of guilty entered.” Again, the final judgment in a juvenile delinquency case is the dispositional order, and the trial court did not enter a dispositional order. He declined to enter judgment on the guilty finding and continued the case under supervision.
¶ 14 Respondent contends that a postguilt supervision order is akin to adult supervision and that adult supervision orders are appealable. It is true that adult supervision orders are appealable, but they are appealable not because they are final judgments but because a rule of this court makes them so. This court explained in Kirwan v. Welch, 133 Ill. 2d 163, 167 (1989), why supervision orders are not final judgments:
“[W]e conclude that a disposition of supervision is not a final judgment. As noted above, supervision does not dispose of the proceedings on the underlying offense but merely defers the proceedings until the conclusion of the period of supervision. An order of supervision does not possess any of the characteristics of finality: it does not terminate the litigation between the parties on the merits of the cause or settle the rights of the parties. (See People ex rel. Mosley v. Carey (1979), 74 Ill. 2d 527, 537.) On the contrary, when supervision is imposed, a judgment on the underlying offense is deferred until the period of supervision is completed.”
¶ 15 Adult supervision orders are appealable not because they are final judgments but because of
“(b) Appeals When Defendant Placed Under Supervision or Sentenced to Probation, Conditional Discharge or Periodic Imprisonment. A defendant who has been placed under supervision or found guilty and sentenced to probation or conditional discharge (see
730 ILCS 5/5-6-1 through 5-6-4 ), or to periodic imprisonment (see730 ILCS 5/5-7-1 through 5-7-8 ), may appeal from the judgment and may seek review of the conditions of supervision, or of the finding of guilt or the conditions of the sentence, or both. He or she may also appeal from an order modifying the conditions of or revoking such an order or sentence.”4
¶ 17 The only Illinois Supreme Court Rule that grants appeals of interlocutory orders in juvenile cases is
¶ 18 Respondent cites the canon of construction that, where reasonably possible, a statute or rule must be construed in a manner that upholds its constitutionality and validity. See People v. Carney, 196 Ill. 2d 518, 526 (2001). According to respondent, construing our rules to mean that postdelinquency supervision orders are not appealable would deny juveniles the fundamental right to appeal guaranteed by article VI, section 6, of the constitution. Respondent further contends that such a construction would violate the equal protection clauses of the United States and Illinois Constitutions (
¶ 19 Respondent‘s contentions are meritless. The right to appeal guaranteed by article VI, section 6, of the constitution applies only to final judgments.
¶ 20 Respondent‘s equal protection claim is more of an assertion than an argument. Respondent devotes a mere four sentences to this claim and simply asserts that juveniles who receive supervision after a delinquency finding are similarly situated to adults who are sentenced to supervision and that there is no rational basis for treating them differently. As this court explained in In re Derrico G., 2014 IL 114463—another case in which a juvenile tried to raise
¶ 21 Finally, respondent argues that, if this court determines that the rules as currently written do not allow for appeals of postdelinquency juvenile supervision orders, then we should modify our rules to make them appealable. This court‘s rulemaking procedures are set forth in
¶ 22 Here, respondent argues that this court should dispense with the rulemaking procedures and, in this opinion, modify either
¶ 23 Respondent contends that the case for allowing juveniles to appeal postdelinquency supervision orders is similarly compelling. Respondent provides a statement from the floor debates when the postdelinquency supervision provision was being considered. Representative Tracy said that the purpose of the amendment was to “create[ ] parity among the way we sentence juveniles and adults.” 98th Ill. Gen. Assem., House Proceedings, May 29, 2013, at 96 (statements of Representative Tracy). Thus, respondent argues that juveniles should have the same right to appeal suppression orders that adult criminal defendants have. Respondent also notes that this court has zealously guarded the appellate rights of juveniles by providing for expedited appeals in delinquent minor proceedings. See
¶ 24 The State counters by noting that, unlike the situation in B.C.P., this case involves a statutory change that was enacted after the shift in policy of the Act, so it must be presumed that the legislature believed it operated harmoniously with the current policies underlying the Act. Further, in B.C.P., this court was facing a circumstance where the State never had the right to appeal a suppression order at any juncture, thus severely curtailing its ability to prosecute juvenile cases. By contrast, a minor who has a case continued under supervision will either: (1) have the guilty finding vacated and the case dismissed, either at the completion of the period of supervision or before, which would also be the point of an appeal; or (2) fail to comply with supervision, at which point the case would move to adjudication and disposition, and the minor could appeal the final order. In either case, the minor has a path to having the guilty finding vacated. This is quite different from the situation in B.C.P. The State also contends that having a case on appeal may work to the minor‘s detriment in certain circumstances by impeding the trial court‘s ability to terminate a case or vacate a finding of guilty at any time. Finally, the State contends that the minor‘s concerns about the possible effects of a supervision order on a minor‘s criminal history and future employment opportunities are overstated. The State notes that supervision orders entered prior to a finding of guilty are also part of a minor‘s criminal history, and these orders are indisputably not subject to appeal. The State further points out that minors who successfully complete supervision may petition the court to expunge the law enforcement records relating to the event (see
¶ 25 After considering the arguments on both sides, we believe that the minor has identified an issue worthy of review by this court‘s rules committee. However, we decline the minor‘s invitation to modify the rules in this opinion. Bypassing the rules committee and public hearing
CONCLUSION
¶ 26 The order continuing respondent‘s case under supervision, although entered after a finding of guilty, was not a final, appealable order. Moreover, no supreme court rule currently provides for appeal of this type of interlocutory order. The appellate court therefore correctly dismissed the appeal for lack of jurisdiction, and we affirm that court‘s judgment.
¶ 27 Affirmed.
¶ 28 JUSTICE BURKE, dissenting:
¶ 29 The majority holds that an order of supervision rendered by a circuit court after a finding of guilty in a juvenile delinquency case is an interlocutory order and that, under our current supreme court rules, such orders may not be appealed to the appellate court. I agree with this holding.
¶ 30 The majority also dismisses, however, respondent‘s request that this court amend its rules to allow for the appeal of orders of supervision so that he may seek appellate review of the order entered against him. While the majority finds respondent‘s argument in favor of amendment “compelling” (supra ¶ 25), it also notes that the State has provided a “reasonable response” to that argument (id.). Given the “differences of opinion and competing considerations” offered by the parties (id.), the majority concludes that it would be best not to decide whether to amend our rules in this case. Instead, the majority determines that any proposal to amend the rules governing the appeal of supervision orders must go through our rules committee and the public hearing process. In so holding, the majority makes clear that it has not reached any decision as to whether our rules should be amended, but has determined only that the answer to that question will not come in this case. Id. The majority therefore applies the current rules and concludes that respondent has no right to appeal.
¶ 32 In general, under Rule 3, proposals for rule amendments are submitted to our supreme court rules committee. Proposed amendments which come from members of the bench, the bar or the public are reviewed by the committee and, if warranted, placed on the agenda for a public hearing. If the proposal comes from a supreme court or judicial conference committee, it is automatically placed on the public hearing agenda. After the hearing, the rules committee forwards the proposal to this court with a recommendation to either adopt or not adopt the amendment.
¶ 33 The process outlined in Rule 3 accomplishes two important things that are relevant here. First, it makes it possible for a person or organization interested in changing the rules governing interlocutory appeals to do so outside the context of a case. Second, the public hearing provides an opportunity for adversarial testing of any proposed amendment. The hearing helps ensure that any argument in opposition to a suggested amendment will be heard by this court before we make a decision on adoption.
¶ 34 Although our rules committee and the public hearing process provide one way in which our rules regarding interlocutory appeals may be amended, it is not the only way. A litigant appearing before this court may also request that a supreme court rule governing interlocutory appeals be amended. In re B.C.P., 2013 IL 113908. See also
¶ 35 The process outlined in Rule 3 ensures that there is adversarial testing of a proposed rule amendment so that both sides, pro and con, have an opportunity to be heard. This is essentially the same process that occurs when a case is argued before this court. In this respect, an opinion from this court that amends a rule governing a matter over which this court has exclusive authority is no different from an opinion that holds a statutory rule unconstitutional or that alters an important common-law rule—we have the authority to address claims that request these changes when they are properly presented in a case before us. Furthermore, once subjected to the adversarial testing that occurs in a case, it is appropriate and necessary that the claims be resolved.
¶ 36 The majority acknowledges that respondent‘s contention that our rules should be amended is properly before us but, instead of providing an answer to that contention, the majority simply walks away from it, leaving it unresolved. The majority justifies its dismissal of respondent‘s claim by explaining that the answer to whether our rules should be amended to allow for appeals of supervision orders is not “clear and obvious” (supra ¶ 25), and that the State has given a “reasonable response” (id.) to respondent‘s argument in favor of amendment. These “differences of opinion” (id.), the majority reasons, mean that we cannot decide whether to
¶ 37 The majority is in essence saying: “Respondent, we recognize that you have raised a compelling argument in favor of amendment, and this contention is properly before us. We also recognize that we have the sole constitutional authority to decide this issue and that your rights and interests are at stake. However, the State has responded reasonably to your argument. Therefore, we are not going to decide the issue. The rules remain unchanged and you lose your case.” This makes no sense.
¶ 38 Moreover, the existence of the rules committee and the public hearing process does not, and cannot, trump the right of a litigant to receive an answer to a claim that is properly presented in a case on appeal. The fact that there exists an additional means by which other people may seek a rule amendment does not, in any way, eliminate our responsibility to answer a properly raised claim that directly affects the rights of a litigant in a case before us.
¶ 39 Now, perhaps what the majority means to say is that deciding whether to amend our rules is inappropriate in this case, but only at this time, because the record is missing an important fact, or because the parties have overlooked a key legal point in their briefs. There is a suggestion that this is the majority‘s intent when it states that this court would “benefit from having the issue go through the committee and public hearing process before we decide whether to amend the rule.” Id.
¶ 40 The majority, however, has failed to identify any deficiency that would justify not answering respondent‘s claim. There is no factual dispute at issue and the question of whether to amend our rules has been thoroughly briefed by the parties, as the majority itself details at length (see id. ¶¶ 23-24). Further, if the majority does, in fact, mean to say only that there is something more that needs to be added to this case before an answer about amending the rules can be given, then the proper disposition is to retain jurisdiction and remand to gather that information, not to deny respondent any relief. By refusing to retain jurisdiction, the majority is saying: “Respondent, you have done nothing wrong and, in fact, have properly raised a compelling argument for relief. However, on the court‘s own motion, we are going to order an additional hearing. Therefore, you lose your case.” Again, this makes no sense.
¶ 41 We have established that a litigant has the right to contend, in a case before this court, that we should amend our rules governing interlocutory appeals. In re B.C.P., 2013 IL 113908. Recognition of that right carries with it the concomitant responsibility of this court to decide the issue. It is fundamentally unfair of the majority to simply refuse to answer a claim—in a juvenile delinquency proceeding no less—when that claim is properly before us, is fully briefed and argued, and is potentially dispositive. This is particularly true when, by the majority‘s own admission, the claim is “compelling.”
¶ 42 In my view, respondent‘s request that we amend our rules to allow for appeal should be granted. Absent a rule change, minors sentenced to supervision after a finding of guilty will be unable to appeal any aspect of the proceedings, from pretrial suppression orders through sentencing. Even the sufficiency of the State‘s evidence that brought about the supervision order cannot be contested. In short, as things currently stand, the proceedings entirely escape appellate review, regardless of how clear or prejudicial any errors may be.
¶ 43 Consider, for a moment, just one aspect of what this means. After a finding of guilty, a minor may be sentenced to up to two years of supervision and, as part of the conditions of
¶ 44 I would amend our rules to allow for the appeal of orders of supervision rendered after a finding of guilty and remand this cause to the appellate court to address respondent‘s appeal on the merits.
¶ 45 For the foregoing reasons, I respectfully dissent.
¶ 46 JUSTICE FREEMAN joins in this dissent.
