CHERYL ALMGREN, Appellee, v. RUSH-PRESBYTERIAN-ST. LUKE‘S MEDICAL CENTER, Appellant.---JUDITH TESTIN et al., Appellees, v. DREYER MEDICAL CLINIC et al. (Dreyer Medical Clinic, Appellant).
No. 74831, 74897 cons.
Supreme Court of Illinois
May 19, 1994
Modified on denial of rehearing November 15, 1994
205-223
CHIEF JUSTICE BILANDIC and JUSTICE McMORROW join in this dissent.
McMORROW, J., dissenting.
George F. Galland, Jr., of Davis, Miner, Barnhill & Galland, P.C., Hugh C. Griffin and Diane I. Jennings, of Lord, Bissell & Brook, and Alfred C. Tisdahl, Jr., and Randall J. Gudmundson, of French, Kezelis & Kominiarek, all of Chicago, for appellant.
Ronald G. Fleisher and Charles E. Tannen, of Karlin & Fleisher, of Chicago (David A. Novoselsky and Linda A. Bryceland, of David A. Novoselsky & Associates, of counsel), for appellee.
Howard C. Ryan, William K. McVisk and Nicholas Anaclerio, Jr., of Peterson & Ross, of Chicago, for amici curiae CGH Medical Center et al.
Thaddeus J. Nodzenski and Mark D. Deaton, of Naperville, for amici curiae Illinois Hospital Association et al.
Timothy J. Ashe, Rudolf G. Schade, Jr., and Lynn D. Dowd, of Cassidy, Schade & Gloor, of Chicago, for amicus curiae Metropolitan Chicago Healthcare Council.
Bruce Robert Pfaff, of Chicago, for amicus curiae Illinois Trial Lawyers Association.
Rosalyn B. Kaplan, of Chicago, for amicus curiae Attorney General of the State of Illinois.
O‘Reilly, Cunningham, Norton & Mancini, of Wheaton (William F. Cunningham and Mary A. Strunk, of counsel), for appellant.
John M. Lamont, of Thompson, Lamont & Flaherty, P.C., of Aurora, for appellees.
Stephen R. Swofford and Bruce L. Carmen, of Hinshaw & Culbertson, of Chicago, for amicus curiae Appellate Lawyers Association.
Rosalyn B. Kaplan, of Chicago, for amicus curiae Attorney General of the State of Illinois.
JUSTICE HARRISON delivered the opinion of the court:
Before us are two medical malpractice actions which have not yet gone to trial. In each case, defense counsel filed a pretrial discovery motion to obtain authorization to conduct ex parte interviews with one of the plaintiff‘s treating physicians. In cause No. 74831, the motion to interview was granted, but the appellate court subsequently reversed after holding that it had jurisdiction to proceed. (240 Ill. App. 3d 585.) In cause No. 74897, the motion was denied, and one of the defendant‘s attorneys
The facts necessary to our disposition are not in dispute. In cause No. 74831, Cheryl Almgren filed an action in the circuit court of Cook County to recover damages for personal injuries she sustained as the result of medical malpractice allegedly committed by Rush-Presbyterian-St. Luke‘s Medical Center. According to Almgren‘s complaint, she was hospitalized at the Medical Center for treatment and services related to a mental disorder. Almgren was known to be self-destructive and had a history of suicide attempts, so she was maintained in a locked ward. In what Almgren contends was a breach of the usual and customary standards of medical care, the Medical Center released her on a one-day pass on March 30, 1986. The pass required her to return to the Medical Center at 6 p.m., but she failed to do so. Instead, she claims, she wandered the streets of Chicago “aimlessly in a psychotic state” until she was struck and seriously injured by a Chicago Transit Authority train.
The one-day pass was issued to Almgren by Dr. Mehlinger-Mitchell. Mehlinger-Mitchell was a psychiatric resident at the Medical Center at the time of Almgren‘s admission to the facility, but is no longer employed
In reversing the circuit court‘s order, the appellate court sua sponte raised the issue of whether it had jurisdiction to consider the appeal. There is no dispute that this was proper, for the appellate court has an independent duty to consider its jurisdiction before proceeding to the merits of the case. When jurisdiction is lacking, the court must dismiss the appeal on its own motion. (See Mirly v. Basola (1991), 221 Ill. App. 3d 182, 185.) Although the appellate court here satisfied itself that the requisite jurisdiction existed, its conclusion cannot stand.
Pursuant to its constitutional authority to provide for appeals from other than final judgments, this court has adopted Rules 306, 307, and 308 (
Although it acknowledged the applicability of these principles to normal discovery orders, the appellate court held that the potential threat to Almgren‘s privilege should take this case out of the Silverstein rule. The appellate court reasoned that once the interviews are allowed to proceed and confidential information about Almgren is disclosed, any post-judgment appeal would be meaningless, for the appellate court could never restore “the complete confidentiality so essential to an effective treatment relationship between the therapist and her patient.” 240 Ill. App. 3d at 590.
The problem with this rationale is that Almgren‘s right to complete confidentiality was already lost by the time Rush moved for leave to conduct the interviews. As the appellate court itself acknowledged (240 Ill. App. 3d at 593), Almgren waived her right to bar Rush from communicating with Dr. Mehlinger-Mitchell when she filed suit against the hospital based on Mehlinger-
The appellate court‘s analysis must also fail because it overlooks that this court‘s decision in Silverstein itself involved a claim of privilege. In that case one of the defendants subpoenaed a newspaper reporter for his deposition and for the production of certain documents. The reporter moved to quash, contending, inter alia, that enforcement of the subpoena would violate the reporter‘s privilege act (
We turn then to cause No. 74897. In that case, Judith Testin filed an action to recover damages for personal injuries she sustained as the result of medical
According to the pleadings and stipulations by the parties, Mrs. Testin underwent gynecological surgery at Copley Memorial in 1989. The surgery was performed by Dr. Scott Donovan, an employee of Dreyer Medical Clinic. During the course of her recovery at Copley, Mrs. Testin received care from Dr. Ann West and various other employees of the Dreyer Clinic, including Dr. Judson Jones. On the fifth day following the operation, Dr. Jones ordered diagnostic X rays of Mrs. Testin‘s abdomen after she complained of severe abdominal pain. The X rays were interpreted by Dr. Lando. Mrs. Testin claims that Lando and the other named defendants were negligent because they failed to properly diagnose and treat a post-operative complication, causing her to suffer a ruptured bowel.
During the course of pretrial discovery, one of Dreyer‘s lawyers, William Cunningham, asked the Testins’ counsel for permission to meet privately with Dr. Paul Q. Herwick. Herwick was an employee of Dreyer, owned shares in the clinic, and served on its board of directors. He was of interest to Cunningham because he had been consulted about Mrs. Testin‘s case after the X rays were taken, and he performed the surgical procedure which ultimately revealed the existence of her bowel rupture. Although none of the Testins’ allegations of negligence were based on acts or omissions committed by Herwick, Cunningham believed that he needed to meet privately with the doctor in order to prepare his defense of Dreyer properly.
The Testins’ lawyer refused to permit such a meeting, so Dreyer asked the circuit court to enter an order granting its attorneys leave to meet with Herwick
Cunningham did not appeal the adjudication of contempt against him. Although an appeal was filed by Dreyer, Dreyer did not argue the issue of contempt in its brief, and the appellate court declared the issue waived (238 Ill. App. 3d at 893). The sole question was the propriety of the circuit court‘s pretrial discovery order prohibiting the ex parte contacts with Mrs. Testin‘s treating physician. After concluding that it had jurisdiction to address this issue, the appellate court affirmed, holding that the ex parte contacts were properly barred under Petrillo v. Syntex Laboratories, Inc. (1986), 148 Ill. App. 3d 581. Dreyer then appealed to this court, arguing that the Petrillo doctrine should not have been applied under the circumstances present here or, in the alternative, that the doctrine should be abolished.
Although the order challenged in this case prohibited, rather than allowed, ex parte contacts with the plaintiff‘s treating physician, there is no question that it must still be characterized as a pretrial discovery order. For the reasons discussed in connection with cause No. 74831, the appellate court has no jurisdiction to consider interlocutory appeals from such orders. They are subject to review only on appeal from the final judgment in a case.
The appellate court here did not dispute these principles, but reasoned that it nevertheless had
“although occurring within the context of another proceeding and thus having the appearance of being interlocutory, it is an original special proceeding, collateral to and independent of, the case in which the contempt arises. [Citations.] It is the end of the proceeding begun against the witness. There is nothing left to be done but enforce the judgment.”
We further agree that where an individual appeals contempt sanctions imposed on him for violating or threatening to violate a pretrial discovery order, that discovery order is subject to review. See Silverstein, 87 Ill. 2d at 171-72.
The problem with applying these rules here is that Dreyer‘s attorney has not appealed the sanctions for contempt. The appeal is advanced only by Dreyer. Given that Dreyer, itself, was not held in contempt or fined, we fail to see what standing it has to raise the contempt issue. Standing requires injury in fact to a legally cognizable interest (In re Marriage of Rodriguez (1989), 131 Ill. 2d 273, 280), but the fact that the lawyer must pay a $100 fine has no discernible adverse effect on Dreyer. Its posture in the case is completely unchanged.
The injury to Dreyer comes not from the sanction for contempt, but from the underlying order prohibiting the ex parte interviews. As we have previously discussed, that order, standing alone, is not independently reviewable on interlocutory appeal. The only legitimate jurisdictional basis for the appeal is the imposition of sanctions for contempt. Dreyer has made no effort to explain why its lawyer did not appeal from that contempt sanction, nor has it endeavored to formulate a
For the foregoing reasons, the judgments of the appellate court in both cause No. 74831 and cause No. 74897 are vacated, and these appeals are dismissed.
Appellate court judgments vacated; appeals dismissed.
JUSTICE NICKELS took no part in the consideration or decision of this case.
JUSTICE McMORROW, dissenting:
These two appeals involve medical malpractice cases that have been consolidated in this court. Both appeals challenge the propriety of trial court rulings with respect to defense motions to engage in pretrial ex parte interviews of the plaintiffs’ treating physicians. The parties undertook interlocutory appeals from the trial court rulings. The majority dismisses the appeals for lack of appellate jurisdiction. I respectfully dissent from the majority‘s disposition of these appeals on jurisdictional grounds.
ANALYSIS
I disagree with the majority‘s decision to dismiss the instant appeals for lack of jurisdiction, without first providing the parties an opportunity to argue this significant and dispositive issue to the court. The arguments of the parties to this appeal are dedicated wholly and exclusively to the substantive issues involving the Petrillo doctrine (see Petrillo v. Syntex Laboratories, Inc. (1986), 148 Ill. App. 3d 581) that have been raised in this
I also cannot concur in the majority‘s sua sponte declaration regarding the constitutionality of section 10(b) of the Mental Health and Developmental Disabilities Confidentiality Act (
In addition, although I agree with the majority‘s recognition that an appeal from an order of contempt permits review of the underlying discovery order, I disagree with the majority‘s reasoning that Dreyer‘s appeal in this case is not in reality the appeal of its counsel, Cunningham, whom the trial court held in contempt of court. Although this court has observed that it is the attorney-contemnor who should appeal from a contempt
The majority‘s disposition is particularly disturbing in the instant cause because of its impact on the interests of the litigants. By severely limiting the opportunities for interlocutory appellate review of a trial court‘s Petrillo ruling, the majority disregards the potentially irreparable harm that may occur to a party whose treating physician has engaged in ex parte communications with opposing counsel. The majority wholly ignores that the danger of ex parte communication may include the prospect that the treating physi-
These concerns deserve a reviewing court‘s immediate attention, notwithstanding the majority‘s perception of a lack of appellate jurisdiction. I note that in other jurisdictions, courts have created and recognized an exception to the general rule of nonreviewability of interlocutory orders of the trial court. Under this exception, the reviewing court may consider an interlocutory appeal from a nonfinal order of the trial court, where the trial court‘s ruling may result in an erroneous invasion of an important right or privilege, and where the damage from such an erroneous invasion cannot be effectively remedied if the court awaits final judgment to undertake review. See, e.g., Gulfstream Aerospace Corp. v. Mayacamas Corp. (1988), 485 U.S. 271, 276, quoting Coopers & Lybrand v. Livesay (1978), 437 U.S. 463, 468,
Although our appellate court has acknowledged that other jurisdictions have adopted this rule allowing for interlocutory appeals from certain significant, nonfinal rulings of the trial court, and although the appellate court has advocated adoption of the rule in this State, our appellate court has believed itself barred from applying the rule because of its perceived inconsistency with precedent of this court. (See, e.g., Matsunaga v. Worrell (1988), 169 Ill. App. 3d 681, 682; National Wrecking Co. v. Midwest Terminal Corp. (1987), 164 Ill. App. 3d 621, 623-25; Chicago Title & Trust Co. v. Guaranty Bank & Trust Co. (1978), 59 Ill. App. 3d 362, 363-65.) When the majority filed its opinion in this cause, it did not provide the parties an opportunity to brief and argue the question of appellate jurisdiction in the instant appeals. As a result, the majority failed to
Although the majority finds no appellate jurisdiction in the present cases, one potential avenue for appellate review under Illinois law may remain for other cases where the parties seek interlocutory review of a trial court‘s Petrillo ruling. Principles of law and equity might permit a trial court to enter an order finding that, pursuant to Rule 308, the court‘s Petrillo ruling “involves a question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation.” (
As a result of the majority‘s rulings, parties to a lawsuit appear to be barred from obtaining any interlocutory appellate review of all trial court Petrillo rulings, without regard to the extent to which an erroneous ruling of the trial court may cause irreparable damage to the interest of the litigants and violate fundamental privilege principles. In view of the majority‘s refusal to grant the parties’ Rule 308 request for interlocutory review, it is entirely unclear whether Rule 308 remains a viable avenue for interlocutory appellate review of a trial court‘s Petrillo order. In my opinion, the majority‘s disposition is unsettling and inequitable. The interests of the plaintiffs and the defendants, with respect to a trial court‘s Petrillo ruling, are too significant to the parties, and to the progress of the litigation, to delay appellate review until final judgment. The trial bar needs and deserves guidance on the important and recurring issues presented in these appeals. In my view, such issues merit interlocutory, appellate scrutiny.
For these reasons, I respectfully dissent.
