TAHEEN HAYES, Plaintiff-Appellant, v. T. DAHLKE, CORRECTION OFFICER, COXSACKIE CORRECTIONAL FACILITY, DANIEL F. MARTUSCELLO, SUPERINTENDENT, COXSACKIE CORRECTIONAL FACILITY, RAYMOND SHANLEY, DEPUTY OF SECURITY, COXSACKIE CORRECTIONAL FACILITY, JASON A. MEIER, CORRECTION OFFICER, COXSACKIE CORRECTIONAL FACILITY, GREGORY E. LANGTRY, CORRECTION OFFICER, COXSACKIE CORRECTIONAL FACILITY, STEPHEN A. BENCE, E. COON, CORRECTION OFFICER, COXSACKIE CORRECTIONAL FACILITY, K. HOFFMAN, J. IARUSSO, O.R.C./INMATE COUNSELOR, COXSACKIE CORRECTIONAL FACILITY, Defendants-Appellees.
No. 19-650
United States Court of Appeals For the Second Circuit
October 5, 2020
August Term 2019. Argued: February 27, 2020. * The Clerk of the Court is directed to amend the caption as set forth above.
Appeal from the United States District Court for the Northern District of New York No. 16-cv-1368, Thomas J. McAvoy, Judge.
Before: LIVINGSTON, Chief Judge, SULLIVAN, AND NARDINI, Circuit Judges.
Plaintiff-Appellant Taheen Hayes, a New York State inmate, alleges that Defendants-Appellants, all employees of the New York Department of Corrections and Community Supervision (“DOCCS”), violated his constitutional rights under the First and Eighth Amendments when they sexually assaulted him and retaliated against him for filing grievances. The district court granted summary judgment to Defendants based, in part, on its conclusion that Hayes failed to exhaust administrative remedies as required by the Prison Litigation Reform Act (“PLRA”). See
DAVID SHAPIRO, Northwestern Pritzker School of Law Bluhm Legal Clinic, Chicago, Illinois (Hillary Chutter-Ames, Business and Professional People for the Public Interest, Chicago, Illinois, on the brief), for Plaintiff-Appellant Taheen Hayes.
JONATHAN D. HITSOUS, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Andrea Oser, Deputy Solicitor General, on the brief), for Letitia James, Attorney General of the State of New York, Albany, New York, for Defendants-Appellees T. Dahlke, Daniel F. Martuscello, Raymond Shanley, Jason A. Meier, Gregory E. Langtry, Stephen A. Bence, E. Coon, K. Hoffman, J. Iarusso.
Robert Matthew Quackenbush, The Legal Aid Society, New York, NY, for Amicus Curiae The Legal Aid Society.
James M. Bogin, Prisoners’ Legal Services of New York, Albany, NY, Michael E. Cassidy, Prisoners’ Legal Services of New York, Plattsburgh, NY, for Amicus Curiae Prisoners’ Legal Services of New York.
This case presents an issue of first impression under the Prison Litigation Reform Act (“PLRA”) – namely, whether an inmate who has adequately completed every step of the New York State Department of Corrections and Community Supervision (“DOCCS”) Inmate Grievance Procedure must wait indefinitely for prison officials to respond to his final appeal before he may commence suit in federal court.1
On November 17, 2016, Plaintiff-Appellant Taheen Hayes, an inmate in New York State’s Coxsackie Correctional Facility (“Coxsackie”), filed a complaint under
On appeal, Hayes argues that the district court erred in dismissing several of his claims on the grounds that he failed to exhaust administrative remedies. We agree, and hold that Hayes exhausted his administrative remedies when he followed the prison’s procedures but the CORC failed to respond to his appeal within the mandatory timeline prescribed by the regulations. We nonetheless agree with the district court that many of Hayes’s claims fail on the merits. Accordingly, we REVERSE the district court’s judgment as to Hayes’s First Amendment retaliation claims against Hoffman and Meier, and his Eighth Amendment excessive force claims against Meier, Langtry and Dahlke, but AFFIRM the district court’s judgment as to the remaining claims.
I. BACKGROUND
A. New York State’s Inmate Grievance Program
DOCCS regulations outline the procedures that apply to the Inmate Grievance Program at Coxsackie. First, the inmate must generally file a grievance with the Inmate Grievance Resolution Committee (“IGRC”) within 21 days of the incident.
Under the regulations, both the inmate and prison officials may request an extension of any of the time limits outlined in the Inmate Grievance Procedure.
An inmate alleging sexual abuse, however, need not follow this three-step procedure. Instead, DOCCS regulations provide that an allegation concerning an incident of sexual abuse or sexual harassment “shall be deemed exhausted if official documentation confirms that” the inmate reported the incident “to facility staff.”
B. Facts
Hayes, who has been in DOCCS custody since 2003, was imprisoned at Coxsackie in 2016, when the events forming the basis of this appeal occurred. In total, this appeal
This case stems from a pat frisk that occurred on April 15, 2016, during which Hayes contends that Dahlke sexually molested him. That day, Dahlke conducted a routine search of Hayes’s cell, which had been scheduled pursuant to a DOCCS policy encouraging correction officers to search each inmate’s cell at least once every sixty days. When searching an inmate’s cell, an officer must pat frisk the inmate, which is “a search by hand of an inmate’s person . . . while the inmate is clothed.” J. App’x 308. Prison regulations state that, while “[c]ontact through the clothing with the genitalia, groin, . . . inner thigh, and buttocks is a necessary component of a thorough pat frisk[,] . . . staff must avoid any penetration of the anal or genital opening through the clothing” and “must not lift or otherwise manipulate the genitalia during a pat frisk.” Id.
Hayes contends that during this pat frisk, which lasted five to eight minutes and was always through his clothing, Dahlke “had his lower body (genitals) pressed up against [Hayes’s] butt and tightly pressed his hands down [Hayes’s] back and into the crack of his butt (inside) all the way down and around his groin.” J. App’x 382–83 (internal quotation marks and alterations omitted). He testified during his deposition that Dahlke “lifted up and was going around” his testicles. J. App’x 255. Although he affirmed that Dahlke did not make any sexual comments to him during the pat frisk, Hayes interpreted it as sexual because “of the closeness and the amount of time it took.” Id. Dahlke did not discover any contraband on Hayes and proceeded to search his cell, during which time Hayes contends that Dahlke asked him questions like, “do you consider yourself a male or female?” and “do you suck dick or fuck men?” J. App’x 383 (alterations omitted). Later that day, and again the following day, Hayes contacted the Prison Rape Elimination Act (“PREA”) hotline to report the incident. He also reported the incident to Superintendent Martuscello, and soon thereafter filed a written grievance against Dahlke with the facility’s staff.
Hayes alleges that he suffered from a pattern of abuse and retaliation after reporting the incident. First, he contends that one month after Dahlke’s alleged sexual assault, another correction officer, Hoffman, filed a false misbehavior report stating that he heard Hayes yelling to another inmate, “call the PREA Hotline, tell them that the officer touch your dick during a pat[ ]frisk, it works all the time, I do it, trust me.” J. App’x 261. According to Hayes’s complaint, Hoffman’s report falsely stated that he told Hayes to stop yelling, and that Hayes responded that he would file a grievance against him as well.
On May 16, 2016, as a result of the report, Hayes was placed in “keeplock,” a form of solitary confinement, pending a
As it turned out, Hayes only stayed in keeplock for one day. His continued protest of the handling of his grievance landed him in the Special Housing Unit (“SHU”), where he remained for about a month. After he was released, Hayes submitted a grievance alleging that Hoffman filed a false misbehavior report against him. A few days later, Hoffman approached Hayes, telling him that he would be “out of here soon,” and that “you mess with one of us, you got to mess with all of us.” J. App’x 51, 264. Another time, according to Hayes, Hoffman told him, “I just seen the captain about your grievance, you won’t fucking quit complaining[,] right[?]” J. App’x 52. Hoffman then added, “Dahlke said hi!” Id. The misbehavior report was later expunged, although the record does not reflect why.
As Hayes tells it, following his release from SHU, he also experienced retaliation from Superintendent Martuscello. Hayes alleges that Superintendent Martuscello called him into his office, and asked if he was going to write additional grievances against staff members. When Hayes told Martuscello that various correction officers had retaliated against him, Martuscello allegedly replied, “[W]hat do you expect to happen[?]” and “[M]aybe you should stop writing, [since] you know what happen[s] when you write, right[?]” J. App’x 283. Martuscello then told Hayes that prison staff are “going to have a problem” with an inmate who writes grievances. Id. Martuscello also reminded Hayes that he was facing deferred SHU time for a prior disciplinary infraction, which Hayes interpreted as a threat “that if [he] continue[d] to” pursue his grievances, Martuscello would “put [him] back in [the] special housing unit.” J. App’x 50, 385. This conversation prompted Hayes to file a grievance against the superintendent.
According to Hayes, he then faced additional retaliation after meeting with Iarusso, a counselor in the grievance office. Hayes alleged that Iarusso told him that “maybe if [he] stop[ped] filing grievances then maybe all of this would go away.” J. App’x 52. When Hayes told Iarusso that he “had a constitutional right to redress . . . and shouldn’t have to be subjected to retaliation because of it[,] Iarusso laughed and responded[,] ‘You must [not] know how Coxsackie runs.’” Id. A few days later, Hayes went before the IGRC regarding an unrelated grievance and again asked about the grievance he had filed against Superintendent Martuscello. He contends that during this hearing, Iarusso, a member of the IGRC, responded that he had discarded the grievance and that he would never personally file a grievance against the superintendent. Hayes then filed another grievance, reporting Iarusso’s conduct during the IGRC hearing.
Hayes alleges that, five days later, the retaliation escalated when Meier and Langtry attacked and beat him. He reports
C. Procedural History
Hayes filed a single complaint in federal court on November 17, 2016, which addressed his numerous grievances. There is no dispute that Hayes followed the grievance procedures for each, and that all of his grievance appeals – except his sexual assault allegation against Dahlke – were still pending before the CORC as of November 17th. For each of the grievances (except the grievance against Superintendent Martuscello), Hayes filed suit more than 30 days after the CORC received the appeal. With respect to the grievance against the superintendent, however, Hayes filed suit only 27 days after the CORC received the appeal. The CORC would eventually deny each grievance – five to seven months after receipt, well after the commencement of Hayes’s district court case.
In federal court, Defendants first moved to dismiss Hayes’s claims for failure to state a claim, which the district court granted in part and denied in part. Hayes does not challenge any part of that ruling on appeal. Defendants later moved for summary judgment on the remaining claims. The district court referred the motion to a magistrate judge, and subsequently adopted the magistrate judge’s report and recommendation (1) granting summary judgment for Dahlke because his conduct was not “of the kind” that violated the Eighth Amendment, J. App’x 407; (2) dismissing the First Amendment retaliation claims against Hoffman, Superintendent Martuscello, and Iarusso for non-exhaustion, and alternatively dismissing them on the merits; and (3) dismissing the assault claims against Meier and Langtry for non-exhaustion but not addressing the merits. Hayes filed a timely notice of appeal.
II. JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction over this appeal under
Nevertheless, to show a genuine dispute, the nonmoving party must provide “hard evidence,” D‘Amico v. City of New York, 132 F.3d 145, 149 (2d Cir. 1998), “from which a reasonable inference in [its] favor may be drawn.” Binder & Binder PC v. Barnhart, 481 F.3d 141, 148 (2d Cir. 2007) (internal quotation marks omitted). “Conclusory allegations, conjecture, and speculation,” Kerzer v. Kingly Mfg., 156 F.3d 396, 400 (2d Cir. 1998), as well as the
III. DISCUSSION
On appeal, Hayes argues that the district court erred by (1) dismissing each of his claims, except for his Eighth Amendment sexual assault claim, for failure to exhaust since he filed suit before the CORC, the final administrative review body, had issued a decision on his grievance; (2) dismissing, in the alternative, Claims Two through Five on the merits; and (3) granting summary judgment on Claim One – his Eighth Amendment sexual assault claim – on the merits.5 We address each argument in turn.
A. An Inmate Exhausts Administrative Remedies When He Follows the Entire Procedure but the CORC Fails to Respond Within the 30-Day Deadline
The PLRA requires an inmate to exhaust all “available” administrative remedies before bringing a federal civil rights action.
Hayes contends that a prisoner exhausts administrative remedies when he completes every required step of the grievance procedure yet the CORC – the last appellate body within the administrative scheme – fails to respond within the 30-day time limit prescribed by the regulations. In the alternative, he argues that the CORC’s delay rendered further remedies “unavailable” under Ross. Defendants concede that Hayes has followed each step of the grievance procedure in a timely manner, but contend that he was required to wait until the CORC rendered a decision before filing suit, even if more than 30 days had elapsed since the CORC received the appeal. Defendants maintain that “[t]o properly exhaust administrative remedies, an inmate must not only appeal to the CORC, but receive a decision,” Defendants’ Br. at 28, and that remedies are only “unavailable” if the CORC does not respond within a “reasonable” amount of time. Defendants’ Br. at 32.
We have not yet addressed in an authoritative opinion whether an inmate must
We therefore turn to the text of the regulations to determine the inmate’s and the prison’s respective obligations. DOCCS regulations provide that when a prisoner appeals an adverse decision of the superintendent to the CORC, the CORC “shall review each appeal [and] render a decision on the grievance . . . within 30 calendar days from the time the appeal was received.”
Although some grievance programs give the agency some discretion or flexibility as to when it must decide an appeal, see, e.g., Ford v. Johnson, 362 F.3d 395, 400 (7th Cir. 2004) (applying exhaustion requirement in the context of a regulation requiring the agency to issue a decision within 60 days of the appeal “whenever possible”), DOCCS regulations impose a 30-day deadline with no qualifications. In fact, the regulations specifically prohibit prison officials from stalling the resolution of an inmate’s grievance by ignoring the various deadlines throughout the process. Instead, to obtain an extension “at any level of review,” the agency must obtain the inmate’s consent.
Also unavailing is the argument that Hayes did not exhaust all available administrative remedies because he could have brought an Article 78 proceeding in state court to compel the CORC to consider his appeal. See
We therefore hold that, because the DOCCS Inmate Grievance Procedure imposes a mandatory deadline for the CORC to respond, an inmate exhausts administrative remedies when he follows the procedure in its entirety but the CORC fails to respond within the 30 days it is allocated under the regulations. We decline to impose a “reasonableness” requirement found nowhere in the text,
which would leave inmates – and courts – to blindly speculate how long one must wait before filing suit. See, e.g., Staples v. Patane, No. 9:17-cv-0703 (TJM) (TWD), 2018 WL 7361009, at *9 (N.D.N.Y. Dec. 7, 2018), report and recommendation adopted, 2019 WL 757937 (N.D.N.Y. Feb. 20, 2019) (concluding that plaintiff had not exhausted remedies where the CORC had not replied in ten months, which was “more than the five[-]month delay found insufficient” in another case but “far less than the two years which resulted in a finding of availability” in another); Ford v. Smith, No. 9:12-cv-1109 (TJM) (TWD), 2014 WL 652933, at *3 (N.D.N.Y. Feb. 19, 2014) (holding that a six-month delay before the CORC responded did not render administrative remedies unavailable). While the exhaustion requirement is designed to ensure that a prisoner uses “all steps that the agency holds out, and do[es] so properly (so that the agency addresses the issues on the merits),” Woodford v. Ngo, 548 U.S. 81, 90 (2006) (quoting Pozo v. McCaughtry, 286 F.3d 1022, 1024 (7th Cir. 2002)), it is not designed to allow prison officials to stall the resolution of complaints – meritorious or not – for an indefinite period of time.
In reaching this decision, we join six other circuits that have considered state prison procedures with similar mandatory deadlines and found that the administrative
Here, there simply were no further steps under the regulations that Hayes could have taken to obtain relief on most of his grievances. Recall that, for all but one grievance, Hayes waited to file suit until more than 30 days after the CORC received the appeal of his grievance. For those claims, therefore, Hayes exhausted his administrative remedies.
That said, Hayes waited only 26 days after the CORC received the appeal of his grievance against the superintendent, four days short of the 30-day deadline for the CORC to respond. See
Hayes does not argue otherwise, instead asserting that a remedy was unavailable here because “it was obvious at this point that [the] CORC would not honor its own deadlines, rendering remedies unavailable.” Hayes‘s Br. at 33. But Hayes‘s subjective belief does not render the remedies unavailable here. See Jernigan, 304 F.3d at 1032 (“Even where the ‘available’ remedies would appear to be futile at providing the kind of remedy sought, the prisoner must exhaust the administrative remedies available.“). Because Hayes filed suit before the 30-day deadline, we affirm the district court‘s judgment as to Claim Three against Superintendent Martuscello.
B. Hayes Raised a Triable Issue of Fact as to His Retaliation Claim Against Hoffman But Not as to His Retaliation Claim Against Iarusso
Because we find that Hayes exhausted his administrative remedies for his First Amendment retaliation claims against Hoffman and Iarusso, and since the district court also assessed those claims on the merits, we address the district court‘s alternative holding that they were entitled to summary judgment because Hayes failed to demonstrate that he suffered any adverse action.
“To prevail on a First Amendment retaliation claim, an inmate must establish ‘(1) that the speech or conduct at issue was protected, (2) that the defendant took adverse action against the plaintiff, and (3) that there was a causal connection between the protected [conduct] and the adverse action.‘” Holland v. Goord, 758 F.3d 215, 225 (2d Cir. 2014) (quoting Espinal v. Goord, 558 F.3d 119, 128 (2d Cir. 2009)). The parties do not contest that the first requirement has been met, as filing a grievance is protected conduct. See Gill v. Pidlypchak, 389 F.3d 379, 384 (2d Cir. 2004).
To be an “adverse action,” retaliatory conduct must be the type that would deter “a similarly situated individual of ordinary firmness from exercising his or her constitutional rights.” Davis v. Goord, 320 F.3d 346, 353 (2d Cir. 2003) (internal quotation marks omitted). We look to the specific circumstances in which retaliation claims arise, “bearing in mind that prisoners may be required to tolerate more than average citizens, before a retaliatory action taken against them is considered adverse.” Id. (internal quotation marks and alterations omitted). An inmate must first show that the protected conduct was “a substantial or motivating factor in the prison officials’ disciplinary decision,” Holland, 758 F.3d at 225 (internal quotation marks omitted), in response to which the defendant official can then show that the disciplinary action would have occurred regardless, such as by showing that the inmate actually committed the actions charged in the misbehavior report. Id. at 226. “[B]ecause we recognize both the near inevitability of decisions and actions by prison officials to which prisoners will take exception and the ease with which claims of retaliation may be fabricated, we examine prisoners’ claims of retaliation with skepticism and particular care.” Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995).
1. Claim Two: First Amendment Retaliation Claim Against Hoffman
Hayes contends that Hoffman retaliated against him by filing a false misbehavior
First, while Hayes was only in keeplock for one day, it appears that this was because he was promptly moved to the SHU for additional misbehavior. It is not clear from the record exactly how long he would have otherwise gone to keeplock, but it appears that he was not notified that the misbehavior report at issue was removed from his record until ten days after he was sent to keeplock. We conclude that the limited nature of the record here cannot preclude a finding of adverse action.
Second, we find that Hayes has raised a triable issue of fact regarding the causal connection between the retaliatory activity and adverse action. “We have held that the temporal proximity of an allegedly retaliatory misbehavior report to a grievance may serve as circumstantial evidence of retaliation,” Gayle v. Gonyea, 313 F.3d 677, 683 (2d Cir. 2002), but have not drawn a “bright line” as to exactly when a temporal relationship supports a finding of a causal relationship. Gorman–Bakos v. Cornell Coop. Extension, 252 F.3d 545, 554 (2d Cir. 2001); compare id. at 555 (holding that five months between the protected action and the retaliation supported an inference of a causal connection) with Hollander v. Am. Cyanamid Co., 895 F.2d 80, 85–86 (2d Cir. 1990) (finding that the passage of three months weighed against finding a causal connection).
Here, approximately one month passed between the events underlying Hayes‘s PREA claim and the purportedly false misbehavior report. Moreover, according to Hayes, Dahlke exhibited a continued pattern of sexually-charged verbal harassment throughout the time between the initial grievance and the misbehavior report, and Dahlke and Hoffman worked on the same unit floor the day the misbehavior report was filed. Additionally, the very language of the misbehavior report – which alleged that Hayes falsified PREA complaints – ties the protected act to the retaliation, particularly given Hoffman‘s later statements, including his alleged assertion that if “you mess with one of us, you got to mess with all of us.” J. App‘x 51, 264. Added to that is the fact that the complaint against Hayes was abruptly expunged, for which Defendants have provided no explanation. See Baskerville v. Blot, 224 F. Supp. 2d 723, 733 (S.D.N.Y. 2002) (noting that “the administrative dismissal of the misbehavior report . . . weigh[s] in plaintiff‘s favor“); see also Gayle, 313 F.3d at 683 (“A false reason for the report‘s issuance would support the inference that the real reason was the improper one: retaliation.“).
So the temporal connection, language of the misbehavior report, and other surrounding circumstances support a finding of a nexus between the grievance and the purportedly retaliatory action. That means, when taking the facts in the light most favorable to Hayes, the district court erred: sending a prisoner to keeplock for some indeterminate amount of time could be enough to chill speech of a prisoner of ordinary firmness, especially in light of the other threats regarding solitary confinement that Hayes claimed to have experienced.
2. Claim Four: First Amendment Retaliation Claim Against Iarusso
Hayes contends that the district court erred in finding that Iarusso did not retaliate against him when he (1) told Hayes that “maybe all of this would go away” if he stopped filing grievances, (2) refused to file Hayes‘s grievance against Superintendent Martuscello for a month, and (3) told Hayes in front of the IGRC that he would never personally file a grievance against Martuscello. Hayes‘s Br. at 49. We disagree.
At most, Iarusso‘s comments constitute vague threats that would be insufficient to deter “a similarly situated individual of ordinary firmness from exercising his or her constitutional rights.” Davis, 320 F.3d at 353 (internal quotation marks omitted). It is well-settled that “[i]nsulting or disrespectful comments directed at an inmate generally do not rise” to the level of a constitutional violation, and “that prisoners may be required to tolerate more than average citizens, before a retaliatory action taken against them is considered adverse.” Id. (internal quotation marks and alterations omitted). We acknowledge that the statements at issue here could, taken in the light most favorable to Hayes, be viewed as implicit threats. Threats accompanied by some action, like putting a defendant on a restricted access status, surely constitute adverse action. See, e.g., Burns v. Martuscello, 890 F.3d 77, 93–94 (2d Cir. 2018)Davis, 320 F.3d at 353 (internal quotation marks omitted), we decline to find that the month-long delay in filing one grievance alleged here rises to the level of a constitutional violation. Although this is an objective standard, Gill, 389 F.3d at 381, it also bears noting that Iarusso‘s statements clearly did not prevent Hayes from filing additional grievances, since he filed grievances against Iarusso, Meier, and Langtry within a few weeks of Iarusso‘s allegedly chilling remarks. We think it clear that Iarusso‘s comments would be equally unlikely to deter an “individual of ordinary firmness from exercising his or her constitutional rights.” Davis, 320 F.3d at 353. Therefore, we affirm the judgment of the district court as to Claim Four.
C. The District Court Erred in Granting Summary Judgment on Hayes‘s Eighth Amendment Claim Against Dahlke
Finally, we address Hayes‘s Eighth Amendment claim against Dahlke, which was undisputedly timely, but which the district court rejected on the merits. The Eighth Amendment protects prisoners from cruel and unusual punishment by prison officials. Wilson v. Seiter, 501 U.S. 294, 296–97 (1991). To succeed on an Eighth Amendment claim, a plaintiff “must show (1) a deprivation that is objectively, sufficiently serious . . . and (2) a sufficiently culpable state of mind on the part of the defendant official.” Gaston v. Coughlin, 249 F.3d 156, 164 (2d Cir. 2001) (internal quotation marks omitted).
“Although not ‘every malevolent touch by a prison guard gives rise to a federal cause of action,’ the Eighth Amendment is offended by conduct that is ‘repugnant to the conscience of mankind.‘” Crawford v. Cuomo, 796 F.3d 252, 256 (2d Cir. 2015) (quoting Hudson v. McMillian, 503 U.S. 1, 9–10 (1992)). “A correction[] officer‘s intentional contact with an inmate‘s genitalia or other intimate area, which serves no penological purpose and is undertaken with the intent to gratify the officer‘s sexual desire or to humiliate the inmate, violates the Eighth Amendment.” Id. at 254. Our “principal inquiry” in determining if there was an Eighth Amendment violation “is whether the contact is incidental to legitimate official duties, such as a justifiable pat frisk or strip search, or by contrast whether it is undertaken to arouse or gratify the officer or humiliate the inmate.” Id. at 257–58.
We find that Hayes has offered sufficient facts to survive summary judgment on his Eighth Amendment claim against Dahlke. To be sure, the conduct here occurred during a routine pat frisk prior to a planned search of Hayes‘s cell. As a general matter, pat frisks “relate to the safety and security of the facility by ensuring that inmates do not possess contraband, and prison directives make clear that pat frisks necessarily entail contact with the genitalia and buttocks, where inmates have been known to conceal drugs and weapons such as razor blades. See S. App‘x 25. But the routine nature of these pat frisks alone does not shield an officer from liability, and the conduct described by Hayes, if believed, could certainly support an inference that Dahlke engaged in conduct beyond what was required for a pat search in order to “gratify [his] sexual desire” or “humiliate” Hayes. See Crawford, 796 F.3d at 254.
Although, as the district court observed, “there is no indication that C.O. Dahlke penetrated plaintiff‘s anus, intentionally or otherwise, or in any way squeezed or fondled [Hayes‘s] genitals,” J. App‘x 405–06, Hayes testified that Dahlke‘s over-the-clothing pat frisk was quite unlike any he had experienced in his thirteen years as an inmate. Hayes, who was no stranger to frisks, alleged that the five- to eight-minute frisk by Dahlke was “[w]ay longer than a typical” pat frisk. J. App‘x 254. And according to him, the way Dahlke touched him was starkly different from other pat frisks he had experienced. For starters, rather than the normal “patting and sliding,” this frisk “was more so grabbing” as in a “massage.” Id. Dahlke also “lifted up and was going around” Hayes‘s testicles, in violation of prison regulations. Id. at 255.
Hayes further testified that Dahlke did part of this invasive search while he “pressed” his “lower body (genitals) . . . up against” Hayes‘s behind in a manner that, if credited, would appear to have no legitimate purpose in a bona fide pat search. J. App‘x 383. Indeed, as we explained in Crawford, if an “officer intentionally brings his or her genitalia into contact with the inmate in order to arouse or gratify the officer‘s sexual desire or humiliate the inmate, a violation is self-evident because there can be no penological justification for such contact.” 796 F.3d at 257. Perhaps it is less “self-evident” in the context of an invasive frisk that at least starts out for legitimate penological reasons: after all, by its very nature, such a frisk has to happen up close and personal, so it may involve inadvertent and innocent bumping. Still, reading the record in the light most favorable to Hayes, genital-to-buttock contact was “just not like a regular search.” J. App‘x 252. For his part, Dahlke does not argue that a penological purpose would justify that kind of contact; he denies outright that he pressed his genitals against Hayes. J. App‘x 335. That swearing match, of course, is not for us to adjudicate.
According to Hayes, Dahlke followed up that physical contact with a verbal barrage that again, if credited, would support an inference that the contact was designed to arouse himself or humiliate Hayes, or
Of course, it must be noted that Dahlke vehemently denies that he engaged in any improper touching of Hayes during the pat frisk; he likewise denies that he ever made the crass and demeaning statements attributed to him by Hayes concerning Hayes‘s sexual orientation. J. App‘x 103, 335. To the contrary, Defendants contend that Hayes‘s allegations are utterly false and cynically designed to “game” the system against corrections officers in light of DOCCS regulations that are now more solicitous with respect to inmate allegations of sexual abuse or sexual harassment. See
We therefore reverse the district court‘s grant of summary judgment on Claim One.
CONCLUSION
Accordingly, for the reasons stated above, we REVERSE the district court‘s dismissal of Claims One, Two, Five, and Six and REMAND for further proceedings consistent with this opinion. We AFFIRM the district court‘s judgment as to Claims Three and Four.