WILSON v. SEITER ET AL.
No. 89-7376
Supreme Court of the United States
Argued January 7, 1991-Decided June 17, 1991
501 U.S. 294
Deputy Solicitor General Bryson argued the cause for the United States as amicus curiae in support of petitioner. With him on the brief were Solicitor General Starr, Assistant Attorney General Dunne, Deputy Solicitor General Shapiro, Deputy Assistant Attorney General Clegg, Michael R. Dreeben, David K. Flynn, and Thomas E. Chandler.
Rita S. Eppler, Assistant Attorney General of Ohio, argued the cause for respondents. With her on the brief were Anthony J. Celebrezze, Jr., Attorney General, Nancy J. Miller, and Cherry Lynne Poteet and Nancy Johnston, Assistant Attorneys General.*
This case presents the questions whether a prisoner claiming that conditions of confinement constitute cruel and unusual punishment must show a culpable state of mind on the part of prison officials, and, if so, what state of mind is required.
Petitioner Pearly L. Wilson is a felon incarcerated at the Hocking Correctional Facility (HCF) in Nelsonville, Ohio. Alleging that a number of the conditions of his confinement constituted cruel and unusual punishment in violation of the
The parties filed cross-motions for summary judgment with supporting affidavits. Petitioner‘s affidavits described the challenged conditions and charged that the authorities, after notification, had failed to take remedial action. Respondents’ affidavits denied that some of the alleged conditions existed, and described efforts by prison officials to improve the others.
The District Court granted summary judgment for respondents. The Court of Appeals for the Sixth Circuit affirmed, 893 F. 2d 861 (1990), and we granted certiorari, 498 U. S. 808 (1990).
I
The
Estelle relied in large measure on an earlier case, Louisiana ex rel. Francis v. Resweber, 329 U. S. 459 (1947), which involved not a prison deprivation but an effort to subject a prisoner to a second electrocution after the first attempt failed by reason of a malfunction in the electric chair. There Justice Reed, writing for a plurality of the Court, emphasized that the
After Estelle, we next confronted an
Our holding in Rhodes turned on the objective component of an
“After incarceration, only the unnecessary and wanton infliction of pain . . . constitutes cruel and unusual punishment forbidden by the
Eighth Amendment . To be cruel and unusual punishment, conduct that does notpurport to be punishment at all must involve more than ordinary lack of due care for the prisoner‘s interests or safety. . . . It is obduracy and wantonness, not inadvertence or error in good faith, that characterize the conduct prohibited by the Cruel and Unusual Punishments Clause, whether that conduct occurs in connection with establishing conditions of confinement, supplying medical needs, or restoring official control over a tumultuous cellblock.” Id., at 319 (emphasis added; citations omitted; internal quotation marks omitted).
These cases mandate inquiry into a prison official‘s state of mind when it is claimed that the official has inflicted cruel and unusual punishment.1 See also Graham v. Connor, 490 U. S. 386, 398 (1989). Petitioner concedes that this is so with respect to some claims of cruel and unusual prison condi-
“The infliction of punishment is a deliberate act intended to chastise or deter. This is what the word means today; it is what it meant in the eighteenth century. . . . [I]f [a] guard accidentally stepped on [a] prisoner‘s toe and broke it, this would not be punishment in anything remotely like the accepted meaning of the word, whether we consult the usage of 1791, or 1868, or 1985.” Duckworth v. Franzen, 780 F. 2d 645, 652 (CA7 1985), cert. denied, 479 U. S. 816 (1986).
See also Johnson v. Glick, 481 F. 2d 1028, 1032 (CA2) (Friendly, J.), (“The thread common to all [
The United States suggests that a state-of-mind inquiry might allow officials to interpose the defense that, despite good-faith efforts to obtain funding, fiscal constraints beyond their control prevent the elimination of inhumane conditions. Even if that were so, it is hard to understand how it could control the meaning of “cruel and unusual punishments” in the
II
Having determined that
The parties agree (and the lower courts have consistently held, see, e. g., LaFaut v. Smith, 834 F. 2d 389, 391-392 (CA4 1987)), that the very high state of mind prescribed by
We do not agree with respondents’ suggestion that the “wantonness” of conduct depends upon its effect upon the prisoner. Whitley teaches that, assuming the conduct is harmful enough to satisfy the objective component of an
III
We now consider whether, in light of the foregoing analysis, the Sixth Circuit erred in affirming the District Court‘s grant of summary judgment in respondents’ favor.
As a preliminary matter, we must address petitioner‘s contention that the Court of Appeals erred in dismissing, before it reached the state-of-mind issue, a number of claims (inadequate cooling, housing with mentally ill inmates, and overcrowding) on the ground that, even if proved, they did not involve the serious deprivation required by Rhodes. A court cannot dismiss any challenged condition, petitioner contends, as long as other conditions remain in dispute, for each condition must be “considered as part of the overall conditions challenged,” Brief for Petitioner 36. Petitioner bases this contention upon our observation in Rhodes that conditions of confinement, “alone or in combination,” may deprive prisoners of the minimal civilized measure of life‘s necessities. 452 U. S., at 347.
As other courts besides the Court of Appeals here have understood, see Wellman v. Faulkner, 715 F. 2d 269, 275 (CA7 1983), cert. denied, 468 U. S. 1217 (1984); Hoptowit v. Ray, 682 F. 2d 1237, 1247 (CA9 1982); Wright v. Rushen, 642 F. 2d 1129, 1133 (CA9 1981), our statement in Rhodes was not meant to establish the broad proposition that petitioner asserts. Some conditions of confinement may establish an
After disposing of the three claims on the basis of Rhodes, the Court of Appeals proceeded to uphold the District Court‘s dismissal of petitioner‘s remaining claims on the ground that his affidavits failed to establish the requisite culpable state of mind. The critical portion of its opinion reads as follows:
“[T]he Whitley standard of obduracy and wantonness requires behavior marked by persistent malicious cruelty. The record before us simply fails to assert facts suggesting such behavior. At best, appellants’ claim evidences negligence on appellees’ parts in implementing standards for maintaining conditions. Negligence, clearly, is inadequate to support an eighth amendment claim.” 893 F. 2d, at 867.
It appears from this, and from the consistent reference to “the Whitley standard” elsewhere in the opinion, that the court believed that the criterion of liability was whether respondents acted “maliciously and sadistically for the very purpose of causing harm,” Whitley, 475 U. S., at 320-321. To be sure, mere negligence would satisfy neither that nor the more lenient “deliberate indifference” standard, so that any error on the point may have been harmless. Conceivably, however, the court would have given further thought to
It is so ordered.
JUSTICE WHITE, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN, and JUSTICE STEVENS join, concurring in the judgment.
The majority holds that prisoners challenging the conditions of their confinement under the
It is well established, and the majority does not dispute, that pain or other suffering that is part of the punishment imposed on convicted criminals is subject to
We first considered the relationship between the
In upholding the District Court‘s limitation on punitive isolation, we first made it clear that the conditions of confinement are part of the punishment that is subject to
“The
Eighth Amendment ‘s ban on inflicting cruel and unusual punishments, made applicable to the States by theFourteenth Amendment , ‘proscribe[s] more than physically barbarous punishments.’ Estelle v. Gamble, 429 U. S. 97, 102 [(1976)]. It prohibits penalties that are grossly disproportionate to the offense, Weems v. United States, 217 U. S. 349, 367 [(1910)], as well as those that transgress today‘s ‘broad and idealistic concepts of dignity, civilized standards, humanity, and decency.’ Estelle v. Gamble, supra, at 102, quoting Jackson v. Bishop, 404 F. 2d 571, 579 (CA8 1968). Confinement in a prison or in an isolation cell is a form of punishment subject to scrutiny underEighth Amendment standards.” Id., at 685 (emphasis added).
Focusing only on the objective conditions of confinement, we then explained that we found “no error in the [District Court‘s] conclusion that, taken as a whole, conditions in the isolation cells continued to violate the prohibition against cruel and unusual punishment.” Id., at 687.
In Rhodes v. Chapman, 452 U. S. 337 (1981), we addressed for the first time a disputed contention that the conditions of confinement at a particular prison constituted cruel and unusual punishment. See id., at 344-345. There, prisoners challenged the “double celling” of inmates at an Ohio prison. In addressing that claim, we began by reiterating the various bases for an
“Today the
Eighth Amendment prohibits punishments which, although not physically barbarous, ‘involve the unnecessary and wanton infliction of pain,’ Gregg v.Georgia, [428 U. S. 153,] 173 [(1976)], or are grossly disproportionate to the severity of the crime, Coker v. Georgia, 433 U. S. 584, 592 (1977) (plurality opinion); Weems v. United States, 217 U. S. 349 (1910). Among ‘unnecessary and wanton’ inflictions of pain are those that are ‘totally without penological justification.’ Gregg v. Georgia, supra, at 183; Estelle v. Gamble, 429 U. S. 97, 103 (1976). “No static ‘test’ can exist by which courts determine whether conditions of confinement are cruel and unusual, for the Eighth Amendment ‘must draw its meaning from the evolving standards of decency that mark the progress of a maturing society.’ Trop v. Dulles, 356 U. S. 86, 101 (1958) (plurality opinion).” Id., at 346 (footnote omitted).
We then explained how those principles operate in the context of a challenge to conditions of confinement:
”These principles apply when the conditions of confinement compose the punishment at issue. Conditions must not involve the wanton and unnecessary infliction of pain, nor may they be grossly disproportionate to the severity of the crime warranting imprisonment. In Estelle v. Gamble, supra, we held that the denial of medical care is cruel and unusual because, in the worst case, it can result in physical torture, and, even in less serious cases, it can result in pain without any penological purpose. 429 U. S., at 103. In Hutto v. Finney, supra, the conditions of confinement in two Arkansas prisons constituted cruel and unusual punishment because they resulted in unquestioned and serious deprivations of basic human needs. Conditions other than those in Gamble and Hutto, alone or in combination, may deprive inmates of the minimal civilized measure of life‘s necessities. Such conditions could be cruel and unusual under the contemporary standard of decency that we recog-
nized in Gamble, supra, at 103-104.” Id., at 347 (emphasis added).
Finally, we applied those principles to the conditions at issue and found that “there is no evidence that double celling under these circumstances either inflicts unnecessary or wanton pain or is grossly disproportionate to the severity of crimes warranting imprisonment.” Id., at 348. Rhodes makes it crystal clear, therefore, that
The majority relies upon our decisions in Louisiana ex rel. Francis v. Resweber, 329 U. S. 459 (1947); Estelle v. Gamble, 429 U. S. 97 (1976); and Whitley v. Albers, 475 U. S. 312 (1986), but none of those cases involved a challenge to conditions of confinement. Instead, they involved challenges to specific acts or omissions directed at individual prisoners. In Gamble, for example, the challenge was not to a general lack of access to medical care at the prison, but to the allegedly inadequate delivery of that treatment to the plaintiff. Similarly, in Whitley the challenge was to the action of a prison guard in shooting the plaintiff during a riot, not to any condition in the prison. The distinction is crucial because “unlike ‘conduct that does not purport to be punishment at all’ as was involved in Gamble and Whitley, the Court has not made intent an element of a cause of action alleging unconstitutional conditions of confinement.” Gillespie v. Crawford, 833 F. 2d 47, 50 (CA5 1987) (per curiam), reinstated in part en banc, 858 F. 2d 1101, 1103 (CA5 1988).
Moreover, Whitley expressly supports an objective standard for challenges to conditions of confinement. There, in discussing the
“An express intent to inflict unnecessary pain is not required, Estelle v. Gamble, 429 U. S. 97, 104 (1976) (‘de-
liberate indifference’ to a prisoner‘s serious medical needs is cruel and unusual punishment), and harsh ‘conditions of confinement’ may constitute cruel and unusual punishment unless such conditions ‘are part of the penalty that criminal offenders pay for their offenses against society.’ Rhodes v. Chapman, 452 U. S. 337, 347 (1981).” 475 U. S., at 319 (emphasis added).
The majority places great weight on the subsequent dictum in Whitley that “[i]t is obduracy and wantonness, not inadvertence or error in good faith, that characterize the conduct prohibited by the Cruel and Unusual Punishments Clause, whether that conduct occurs in connection with establishing conditions of confinement, supplying medical needs, or restoring official control over a tumultuous cellblock.” Ibid. See ante, at 298-299. The word “conduct” in that statement, however, is referring to “conduct that does not purport to be punishment at all,” 475 U. S., at 319, rather than to the “harsh ‘conditions of confinement‘” referred to earlier in the opinion.
Not only is the majority‘s intent requirement a departure from precedent, it likely will prove impossible to apply in many cases. Inhumane prison conditions often are the result of cumulative actions and inactions by numerous officials inside and outside a prison, sometimes over a long period of time. In those circumstances, it is far from clear whose intent should be examined, and the majority offers no real guidance on this issue. In truth, intent simply is not very meaningful when considering a challenge to an institution, such as a prison system.1
