Lead Opinion
delivered the opinion of the Court.
This case presents ing that conditions of confinement constitute cruel and unusual punishment must show a culpable state of mind on the part of prison officials, and, if so, what state of mind is required.
Petitioner Pearly L. Wilson a Hocking Correctional Facility (HCF) in Nelsonville, Ohio. Alleging that a number of the conditions of his confinement constituted cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments, he brought this action under 42 U. S. C. § 1983 against respondents Richard P. Seiter, then Director of the Ohio Department of Rehabilitation and Correction, and Carl Humphreys, then warden of HCF. The complaint alleged overcrowding, excessive noise, insufficient locker storage space, inadequate heating and cooling, improper ventilation, unclean and inadequate restrooms, unsanitary dining facilities and food preparation, and housing with mentally and physically ill inmates. Petitioner sought declaratory and injunctive relief, as well as $900,000 in compensatory and punitive damages. App. 2-9, 53-54, 62-63.
The parties filed cross-motions for summary judgment with supporting affidavits. Petitioner’s affidavits described the challenged conditions and charged that the authorities, after notification, had failed to take remedial action. Respondents’ affidavits denied that some of the alleged conditions existed, and described efforts by prison officials to improve the others.
The District Court granted summary judgment for respondents. The Court of Appeals for the Sixth Circuit affirmed,
I
The Eighth Amendment, which applies to the States through the Due Process Clause of the Fourteenth Amend
Estelle relied in large measure on an earlier case, Louisiana ex rel. Francis v. Resweber,
After Estelle, we next confronted an Eighth challenge to a prison deprivation in Rhodes v. Chapman,
Our holding in Rhodes on of an Eighth Amendment prison claim (Was the deprivation sufficiently serious?), and we did not consider the subjective component (Did the officials act with a sufficiently culpable state of mind?). That Rhodes had not eliminated the subjective component was made clear by our next relevant case, Whitley v. Albers,
“After incarceration, only the unnecessary and wanton infliction of pain . . . constitutes cruel and unusual punishment forbidden by the Eighth Amendment. To be cruel and unusual punishment, conduct that does notpurport to be punishment at all must involve more than ordinary lack of due care for the prisoner’s interests or safety. ... It is obduracy and wantonness, not inadvertence or error in good faith, that characterize the conduct prohibited by the Cruel and Unusual Punishments Clause, whether that conduct occurs in connection with establishing conditions of confinement, supplying medical needs, or restoring official control over a tumultuous cellblock.” Id., at 319 (emphasis added; citations omitted; internal quotation marks omitted).
These cases mandate inquiry into a prison official’s state of mind when it is claimed that the official has inflicted cruel and unusual punishment.
“The infliction of punishment is a deliberate act intended to chastise or deter. This is what the word means today; it is what it meant in the eighteenth century .... [I]f [a] guard accidentally stepped on [a] prisoner’s toe and broke it, this would not be punishment in anything remotely like the accepted meaning of the word, whether we consult the usage of 1791, or 1868, or 1985.” Duckworth v. Franzen,780 F. 2d 645 , 652 (CA7 1985), cert. denied,479 U. S. 816 (1986).
See also Johnson v. Glick,
The United States suggests that a state-of-mind inquiry might allow officials to interpose the defense that, despite good-faith efforts to obtain funding, fiscal constraints beyond their control prevent the elimination of inhumane conditions. Even if that were so, it is hard to understand how it could control the meaning of “cruel and unusual punishments” in the Eighth Amendment. An intent requirement is either implicit in the word “punishment” or is not; it cannot be alter
II
Having determined that Eighth Amendment claims based on official conduct that does not purport to be the penalty formally imposed for a crime require inquiry into state of mind, it remains for us to consider what state of mind applies in cases challenging prison conditions. As described above, our cases say that the offending conduct must be wanton. Whitley makes clear, however, that in this context wantonness does not have a fixed meaning but must be determined with “due regard for differences in the kind of conduct against which an Eighth Amendment objection is lodged.”
The parties agree (and the lower courts have consistently held, see, e. g., LaFaut v. Smith,
We do not agree with respondents’ suggestion that the “wantonness” of conduct depends upon its effect upon the prisoner. Whitley teaches that, assuming the conduct is harmful enough to satisfy the objective component of an Eighth Amendment claim, see Rhodes v. Chapman,
Ill
We now consider whether, in light of the foregoing analysis, the Sixth Circuit erred in affirming the District Court’s grant of summary judgment in respondents’ favor.
As a preliminary matter, we must address petitioner’s contention that the Court of Appeals erred in dismissing, before it reached the state-of-mind issue, a number of claims (inadequate cooling, housing with mentally ill inmates, and overcrowding) on the ground that, even if proved, they did not involve the serious deprivation required by Rhodes. A court cannot dismiss any challenged condition, petitioner contends, as long as other conditions remain in dispute, for each condition must be “considered as part of the overall conditions challenged,” Brief for Petitioner 36. Petitioner bases this contention upon our observation in Rhodes that conditions of confinement, “alone or in combination,” may deprive prisoners of the minimal civilized measure of life’s necessities.
As other courts besides the Court understood, see Wellman v. Faulkner,
After disposing of the three claims on the basis of Rhodes, the Court of Appeals proceeded to uphold the District Court’s dismissal of petitioner’s remaining claims on the ground that his affidavits failed to establish the requisite culpable state of mind. The critical portion of its opinion reads as follows:
“[T]he Whitley standard of obduracy and wantonness requires behavior marked by persistent malicious cruelty. The record before us simply fails to assert facts suggesting such behavior. At best, appellants’ claim evidences negligence on appellees’ parts in implementing standards for maintaining conditions. Negligence, clearly, is inadequate to support an eighth amendment claim.”893 F. 2d, at 867 .
It appears from this, and from the consistent reference to “the Whitley standard” elsewhere in the opinion, that the court believed that the criterion of liability was whether respondents acted “maliciously and sadistically for the very purpose of causing harm,” Whitley,
It is so ordered.
Notes
The concurrence would distinguish these cases on the ground that they did not involve “conditions of confinement” but rather “specific acts or omissions directed at individual prisoners.” Post, at 309. It seems to us, however, that if an individual prisoner is deprived of needed medical treatment, that is a condition of his confinement, whether or not the deprivation is inflicted upon everyone else. Undoubtedly deprivations inflicted upon all prisoners are, as a policy matter, of greater concern than deprivations inflicted upon particular prisoners, but we see no basis whatever for saying that the one is a “condition of confinement” and the other is not — much less that the one constitutes “punishment” and the other does not. The concurrence’s imaginative interpretation of Estelle v. Gamble,
Of course the concurrence does not say that the deprivation must be imposed upon all prisoners to rise to the level of a “condition of confinement” and of “punishment” — only that it does not suffice if directed at “individual prisoners.” One wonders whether depriving all the individual prisoners who are murderers would suffice; or all the individual prisoners in Cellblock B. The concurrence’s distinction seems to us not only unsupportable in principle but unworkable in practice.
The concurrence, going beyond what both petitioner and the United States have argued here, takes the position that all conditions that exist in prison, even though prison officials neither know'nor have reason to know about them, constitute “punishment.” For the reasons we have described, there is no basis for that position in principle, and it is contradicted by our cases. The concurrence purports to find support for it in two cases, Hutto v. Finney,
Concurrence Opinion
with whom Justice Marshall, Justice Blackmun, and Justice Stevens join, concurring in the judgment.
The majority holds that prisoners challenging the conditions of their confinement under the Eighth Amendment must show “deliberate indifference” by the responsible officials. Because that requirement is inconsistent with our prior decisions, I concur only in the judgment.
It is well established, and the majority does not dispute, that pain or other suffering that is part of the punishment imposed on convicted criminals is subject to Eighth Amendment scrutiny without regard to an intent requirement. The linchpin of the majority’s analysis therefore is its assertion that “[i]f the pain inflicted is not formally meted out as punishment by the statute or the sentencing judge, some mental element must be attributed to the inflicting officer before it can qualify.” Ante, at 300 (emphasis added). That reasoning disregards our prior decisions that have involved challenges to conditions of confinement, where we have made it clear that the conditions are themselves part of the punishment, even though not specifically “meted out” by a statute or judge.
We first considered the relationship between the Eighth Amendment and conditions of confinement in Hutto v. Fin-ney,
In upholding the District Court’s limitation on punitive isolation, we first made it clear that the conditions of confinement are part of the punishment that is subject to Eighth Amendment scrutiny:
“The Eighth Amendment’s ban on inflicting cruel and unusual punishments, made applicable to the States by the Fourteenth Amendment, ‘proscribe^] more than physically barbarous punishments.’ Estelle v. Gamble,429 U. S. 97 , 102 [(1976)]. It prohibits penalties that are grossly disproportionate to the offense, Weems v. United States,217 U. S. 349 , 367 [(1910)], as well as those that transgress today’s ‘“broad and idealistic concepts of dignity, civilized standards, humanity, and decency.’” Estelle v. Gamble, supra, at 102, quoting Jackson v. Bishop,404 F. 2d 571 , 579 (CA8 1968). Confinement in a prison or in an isolation cell is a form of punishment subject to scrutiny under Eighth Amendment standards.” Id., at 685 (emphasis added).
Focusing only on the objective conditions of confinement, we then explained that we found “no error in the [District Court’s] conclusion that, taken as a whole, conditions in the isolation cells continued to violate the prohibition against cruel and unusual punishment.” Id., at 687.
In Rhodes v. Chapman,
“Today the Eighth Amendment prohibits punishments which, although not physically barbarous, ‘involve the unnecessary and wanton infliction of pain,’ Gregg v.Georgia, [ 428 U. S. 153 ,] 173 [(1976)], or are grossly disproportionate to the severity of the crime, Coker v. Georgia,433 U. S. 584 , 592 (1977) (plurality opinion); Weems v. United States,217 U. S. 349 (1910). Among ‘unnecessary and wanton’ inflictions of pain are those that are ‘totally without penological justification.’ Gregg v. Georgia, supra, at 183; Estelle v. Gamble,429 U. S. 97 , 103 (1976).
“No static ‘test’ can exist by whether conditions of confinement are cruel and unusual, for the Eighth Amendment ‘must draw its meaning from the evolving standards of decency that mark the progress of a maturing society.’ Trop v. Dulles,356 U. S. 86 , 101 (1958) (plurality opinion).” Id., at 346 (footnote omitted).
We then explained how those principles operate in the context of a challenge to conditions of confinement:
“These principles apply when the conditions of confinement compose the punishment at issue. Conditions must not involve the wanton and unnecessary infliction of pain, nor may they be grossly disproportionate to the severity of the crime warranting imprisonment. In Estelle v. Gamble, supra, we held that the denial of medical care is cruel and unusual because, in the worst case, it can result in physical torture, and, even in less serious cases, it can result in pain without any penological purpose.429 U. S., at 103 . In Hutto v. Finney, supra, the conditions of confinement in two Arkansas prisons constituted cruel and unusual punishment because they resulted in unquestioned and serious deprivations of basic human needs. Conditions other than those in Gamble and Hutto, alone or in combination, may deprive inmates of the minimal civilized measure of life’s necessities. Such conditions could be cruel and unusual under the contemporary standard of decency that we recognized in Gamble, supra, at 103-104.” Id., at 347 (emphasis added).
Finally, we applied those principles to the conditions at issue and found that “there is no evidence that double celling under these circumstances either inflicts unnecessary or wanton pain or is grossly disproportionate to the severity of crimes warranting imprisonment.” Id., at 348. Rhodes makes it crystal clear, therefore, that Eighth Amendment challenges to conditions of confinement are to be treated like Eighth Amendment challenges to punishment that is “formally meted out as punishment by the statute or the sentencing judge,” ante, at 300 — we examine only the objective severity, not the subjective intent of government officials.
The majority relies upon our decisions in Louisiana ex rel. Francis v. Resweber,
Moreover, Whitley expressly supports an objective standard for challenges to conditions of confinement. There, in discussing the Eighth Amendment, we stated:
“An express intent to inflict unnecessary pain is not required, Estelle v. Gamble,429 U. S. 97 , 104 (1976) (‘deliberate indifference’ to a prisoner’s serious medical needs is cruel and unusual punishment), and harsh ‘conditions of confinement’ may constitute cruel and unusual punishment unless such conditions ‘are part of the penalty that criminal offenders pay for their offenses against society.’ Rhodes v. Chapman, 452 U. S. 337 , 347 (1981).”475 U. S., at 319 (emphasis added).
The majority places great weight on the subsequent dictum in Whitley that “ ‘[i]t is obduracy and wantonness, not inadvertence or error in good faith, that characterize the conduct prohibited by the Cruel and Unusual Punishments Clause, whether that conduct occurs in connection with establishing conditions of confinement, supplying medical needs, or restoring official control over a tumultuous cellblock.’” Ibid. See ante, at 298-299. The word “conduct” in that statement, however, is referring to “conduct that does not purport to be punishment at all,”
Not only is the majority’s intent requirement a from precedent, it likely will prove impossible to apply in many cases. Inhumane prison conditions often are the result of cumulative actions and inactions by numerous officials inside and outside a prison, sometimes over a long period of time. In those circumstances, it is far from clear whose intent should be examined, and the majority offers no real guidance on this issue. In truth, intent simply is not very meaningful when considering a challenge to an institution, such as a prison system.
It is telling that the lower courts often have examined only the objective conditions, and not the subjective intent of government officials, when considering Eighth Amendment challenges to conditions of confinement. See, e. g., Tillery v. Owens,
Among the lower courts, “[i]t is well established that inadequate funding will not excuse the perpetuation of unconstitutional conditions of confinement.” Smith v. Sullivan,
