Thе FLORIDA PARAPLEGIC, ASSOCIATION, INC. and The Association for Disabled Americans, Inc., Plaintiffs-Appellees, v. MICCOSUKEE TRIBE OF INDIANS OF FLORIDA d/b/a Miccosukee Indian Bingo and Gaming, Defendant-Appellant.
No. 97-5418.
United States Court of Appeals, Eleventh Circuit.
Feb. 3, 1999.
KRAVITCH, Senior Circuit Judge:
Appeal from the United States District Court for the Southern District of Florida. (No. 96-2425-CV-WDF), Wilkie D. Ferguson, Jr., Judge.
KRAVITCH, Senior Circuit Judge:
In this case of first impression, we must decide whether Title III of the Americans With Disabilities Act,
I. BACKGROUND AND PROCEDURAL HISTORY
Plaintiffs, the Florida Paraplegic Association, Inc. and the Association for Disabled Americans, Inc. (“the Associations“), filed this lawsuit against the defendant, the Miccosukee Indian Tribe (“the Miccosukee Tribe” or “the Tribe“), alleging that a restaurant and entertainment facility owned and operated by the Tribe fаils to meet the ADA‘s requirement that places of public accommodation be accessible to the disabled. In their complaint, the Associations claim that, among other violations, the Tribe‘s facility does not comply with the ADA in the following respects: the handicapped parking is inadequate; the front door is too difficult to open; the wheelchair ramps have a slope that is too steep; and the bathrooms are not equipped properly for disabled individuals.1 The Associations requested injunctive relief to compel the Tribe to conform its facility to the ADA‘s requirements for public accommodations. The Tribe moved to dismiss the complaint, asserting that the doctrine of sovereign immunity protects it from suit under this statute.
The district court decided that the ADA is a statute of general applicability and noted that “there is a presumption that a general statute will apply to all persons including Indians and their property interests.”2 Although
II. STANDARD OF REVIEW
We review de novo the distriсt court‘s ruling on the issue of a sovereign‘s immunity from suit. See Tinney v. Shores, 77 F.3d 378, 383 (11th Cir.1996).
III. ANALYSIS
A. The Statute‘s Applicability to the Miccosukee Tribe
In denying the Miccosukee Tribe‘s motion to dismiss this case, the district court determined that the ADA applies to Indian tribes. This conclusion was correct as far as it went. As we discuss below, however, a statute can apply to an entity without authorizing private enforcement actions against that entity.
From the language of the legislation itself and from the legislative history, it is evident that the ADA is a general statute that Congress intended to have broad applicability. Congress stated that the purpose of the ADA was “to provide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities” and “to invoke the sweep of congressional authority ... in order to address the major areas of discrimination faced day-to-day by people with disabilities.”
The twelve categories of entities included in the definition of the term “public accommodation” arе exhaustive. However, within each of these categories, the legislation only lists a few examples and then, in most cases, adds the phrase “other similar” entities. The Committee intends that the “other similar” terminology should be construed liberally consistent with the intent of the legislation that people with disabilities should have equal access to the array of establishments that are available to others who do not currently have disabilities.4
Although neither we nor any other circuit previously has addressed whether the ADA is a general statute applicable to Indian tribes, several circuits have examined other federal statutes that set forth comprehensive schemes enforcing the protection of individual
A general statute presumptively governs Indian tribes and will apply to them absent some superseding indication that Congress did not intend tribes to be subject to that legislation. See Federal Power Comm‘n v. Tuscarora Indian Nation, 362 U.S. 99, 120, 80 S.Ct. 543, 556, 4 L.Ed.2d 584 (1960). The leading summary of the three circumstances that may defeat the “general statute” presumption is found in a Ninth Circuit case, Donovan v. Coeur d‘Alene Tribal Farm, 751 F.2d 1113 (9th Cir.1985). As the district court recognized, a general statute applies to Indian tribes unless its applicatiоn would (1) abrogate rights guaranteed under an Indian treaty, (2) interfere with purely intramural matters touching exclusive rights of self-government, or (3) contradict Congress‘s intent, see id. at 1116. The Associations and the Miccosukee Tribe agree that no treaty relevant to this case exists and that Congress has not specifically expressed its intent that the ADA not apply to Indian tribes. Thus, the presumption of applicability controls here unless the Act “touches ‘exclusive rights of self-governance in purely intramural matters.‘” Coeur d‘Alene, 751 F.2d at 1116 (quoting United States v. Farris, 624 F.2d 890, 893 (9th Cir.1980)).
We agree with the district court and the majority of our sister courts that have applied this test that tribe-run business enterprises acting in interstate commеrce do not fall under the “self-governance” exception to the rule that general statutes apply to Indian tribes. In Coeur d‘Alene, the Ninth Circuit explained the limitations of this exception:
[T]he tribal self-government exception is designed to except purely intramural matters such as conditions of tribal membership, inheritance rules, and domestic relations from the general rule that otherwise applicable federal statutes apply to Indian tribes.
The operation of a farm that sells produce on the open market and in interstate commerce is not an aspect of tribal self-government. Because the Farm employs nоn-Indians as well as Indians, and because it is in virtually every respect a normal commercial farming enterprise, we believe that its operation free of federal health and safety regulations is neither profoundly intramural ... nor essential to self-government.
751 F.2d at 1116 (citations and internal punctuation omitted).6 The Miccosukee Tribe‘s restaurant and gaming facility is a commercial enterprise open to non-Indians from which the Tribe intends to profit. The business does not relate to the governmental functions of the Tribe, nor does it operate exclusively within the domain of the Tribe and its members. In fact, it is precisely the sort of facility within “the array of establishments ... available to others who do not currently have disabilities” that Congress intended to make “equal[ly] access[ible]” to disabled individuals through enactment of Title III of the ADA.7 We hold, therefore, that because the ADA is a generally applicable
The district court ended its consideration of the Tribe‘s motion to dismiss this lawsuit with its finding that Title III governs Indian tribes and that no exception prevents its application to the Miccosukee Tribe‘s commercial enterprise. The analysis does not stop here, however, for whether an Indian tribe is subject to a statute and whether the tribe may be sued for violating the statute are two entirely different questions. As the Supreme Court bluntly stated in Kiowa Tribe v. Manufacturing Technologies, Inc., 523 U.S. 751, 754, 118 S.Ct. 1700, 1703, 140 L.Ed.2d 981 (1998), “[t]here is a difference between the right to demand compliance with state laws and the means available to enforce them.” This principle, which simply spells out the distinction between a right and a remedy, applies with equal force to federal laws.
We turn now to the task of evaluating the question of whether, under the rules concerning tribal sovereign immunity, the Miccosukee Tribe is amenable to a private lawsuit alleging violations of Title III of the ADA.
B. Tribal Sovereign Immunity
In a line of cases decided over a period of more than 150 years, the Supreme Court has recognized that Indian tribes “retain[ ] their original natural rights” which vested in them, as sovereign entities, long before the genesis of the United States. Worcester v. Georgia, 31 U.S. (6 Pet.) 515, 559, 8 L.Ed. 483 (1832).8 Although Indian tribes are “domestic dependent nations” whose sovereignty is not absolute but may be limited by Congress, see Oklahoma Tax Comm‘n v. Potawatomi Indian Tribe, 498 U.S. 505, 509, 111 S.Ct. 905, 909, 112 L.Ed.2d 1112 (1991) (quoting Cherokee Nation v. Georgia, 30 U.S. (5 Pet.) 1, 17, 8 L.Ed. 25 (1831)), federal encroachment upon Indian tribes’ natural rights is a serious undertaking, and we should not assume lightly that Congress intended to restrict Indian sovereignty through a piece of legislation.
This resрect for the inherent autonomy Indian tribes enjoy has been particularly enduring where tribal immunity from suit is concerned. Thus, the Supreme Court has allowed the federal government to enforce with respect to Indians laws concerning, for example, federal income taxes and confiscation of land for federal projects, on the rationale, discussed supra Part III.A, that Congress meant the laws under which the federal agencies were acting to apply to Indians because they were “general statute[s] in terms applying to all persons” that did not explicitly exclude Indians.9 Tuscarora, 362 U.S. at 116, 80 S.Ct. at 553. The Court unwaveringly has held, however, that “Indian Nations are exempt from suit without Congressional authorization,” United States v. United States Fidelity & Guaranty Co., 309 U.S. 506, 512, 60 S.Ct. 653, 656, 84 L.Ed. 894 (1940), and that “a [Congressional] waiver of [Indian tribal] sovereign immunity cannot be implied but must be unequivocally expressed,” Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58, 98 S.Ct. 1670, 1677, 56 L.Ed.2d 106 (1978) (internal quotations omitted).10 Just last term, the Court, although it
With this firm rule in mind, we address the question of whether the Associations are permitted to sue the Miccosukee Tribe for allegedly violating Title III of the ADA.
C. Interpreting Title III of the ADA
It is undisputed that the Miccosukee Tribe never waived sovereign immunity with respect to Title III in general or this lawsuit in particular. Thus, thе Tribe retains its common law immunity from private suit unless Congress “unequivocally expressed” its intent to abrogate Indian tribes’ sovereign immunity under this statute. Martinez, 436 U.S. at 58, 98 S.Ct. at 1677. Although the Supreme Court has not elaborated on this waiver standard in the context of tribal sovereign immunity, the same standard applies in determining whether Congress has abolished federal and state governments’ protection from suit.11 In this broader context of sovereign immunity, the Court has held that Congress may abrogate a sovereign‘s immunity “only by making its intention unmistakably clear in the language of the statute“; legislative history and “inferences from general statutory language” are insufficient. Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 242, 105 S.Ct. 3142, 3147, 87 L.Ed.2d 171 (1985). We see no reason to adopt a different standard for evaluating Congressional intent with respect to the waiver of tribal sovereign immunity.12 This determination is strengthened by the Supreme Court‘s repeated instruction that, because of the “unique trust relationship between the United States and the Indians,” where Indian rights are at issue, ambiguities in federal laws must be resolved to the Indians’ advantage. Montana v. Blackfeet Tribe of Indians, 471 U.S. 759, 766, 105 S.Ct. 2399, 2403, 85 L.Ed.2d 753 (1985).13 We conclude, therefore, that Congress abrogates tribal immunity only where the definitive language of the statute itself states an intent either to abolish Indian tribes’ common law immunity or to subject tribes to suit under the act.
An examination оf Title III of the ADA reveals that it does not meet the strict requirements of this test. Despite its apparent broad applicability, see supra Part III.A, no specific reference to Indians or Indian tribes exists anywhere in Title III. Most significantly, the section of Title III pertaining to enforcement of its prohibition of discrimination in places of public accommodation simply states that the same remedies are available to aggrieved persons under this statute as are open to victims of discrimination in public accommodations under Title II of the Civil Rights Act of 1964: namely, “a civil action for preventive relief, including an applicatiоn
Even perfunctory reference to other statutes in which Congress directly has аddressed the amenability of tribes to suit strengthens our conviction that Title III of the ADA is not one of those acts through which Congress intended to infringe upon Indian tribes’ sovereign rights. For example, the Hazardous Materials Transportation Uniform Safety Act of 1990 (“HMTUSA“),
At least two of our sister circuits found that this language manifested Congress‘s intent to abrogate sovereign immunity from suits seeking a declaration of federal preemption under the HMTUSA of an Indian tribe‘s attempt to regulate the transportation of hazardous materials. See Public Service Co. v. Shoshone-Bannock Tribes, 30 F.3d 1203 (9th Cir.1994); Nоrthern States Power Co. v. Prairie Island Mdewakanton Sioux Indian Community, 991 F.2d 458 (8th Cir.1993).
Similarly, the Resource Conservation and Recovery Act of 1976 (“RCRA“), aimed at remedying pollution caused by improper disposal of hazardous and solid waste, authorizes citizens to bring suits to force compliance with the statute “against any person ... who is alleged to be in violation [of the statute‘s substantive provisions].”
These two statutes—the (now repealed) HMTUSA and the RCRA—are not before us, and we do not purport to decide for this circuit whether the language quoted from each of them abrogates Indian tribes’ sovereign immunity with respect to the substantive provisions of those acts. We note, however, that the wording of these laws at least implies that Congress comprehends the need to address Indian tribes specifically and individually when it describes the means of enforcing statutorily created rights through judicial action. When we compare Title III of the ADA to the HMTUSA аnd the RCRA, the absence of any reference to Indian tribes in the former statute stands out as a stark omission of any attempt by Congress to declare tribes subject to private suit for violating the ADA‘s public accommodation requirements.15
A State shall not be immune under the eleventh amendment ... from an action in Federal or State court of competent jurisdiction for a violation of [any portion of the ADA]. In any action against a State for a violation of the requirements of this chapter, remedies (including remedies both at law and in equity) are available for such a violation to the same extent as such remedies are available for such a violation in an action against any public or private entity other than a State.
This section removes immunity of states granted by the Eleventh Amendment of the Constitution. The Committee intends for states to be covered by thе ADA, where applicable, and to be subject to suit in federal or state courts. The remedies available against state defendants are the same as those available against other defendants.
This section was included to meet the requirements of Atascadero State Hospital v. Scanlon, 473 U.S. 234, 242, 105 S.Ct. 3142, 3147, 87 L.Ed.2d 171 (1985) (holding that to abrogate state sovereign immunity Congress must make such intent “unmistakably clear in the language of the statute“) ].16
Thus, Congress has demonstrated in this very statute its ability to craft laws satisfying the Supreme Court‘s mandate that courts may find that Congress has abrogated sovereigns’ immunity from lawsuits only where it has expressed unequivocally its intent to do so. That it chose not to similarly include an abolition of the immunity of Indiаn tribes is a telling indication that Congress did not intend to subject tribes to suit under the ADA.17
Given the complete absence in the ADA of any reference to the amenity of Indian tribes to suit, exhaustive analysis of the legislative history would be superfluous. We have studied the legislative history, however, and furthermore observe that a lengthy discussion of its relevance to the issue before us would be impossible. Quite simply, there is nothing to discuss: the committee reports and transcripts of the floor debates do not contain any information regarding the effect of the ADA on Indian tribes that is not found in the statute itself.18 This dearth of material on
IV. EFFECT OF TRIBAL IMMUNITY ON POTENTIAL REMEDIES
The juxtaposition of Title III‘s applicability to the Miccosukee Tribe with the tribe‘s sovereign immunity from suit by disabled individuals to enforce their right to accommodations may be troubling, but it is not unprecedented. In Santa Clara Pueblo v. Martinez, 436 U.S. 49, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978), the leading case on the standard for Congressional abrogation of tribal sovereign immunity, the Supreme Court addressed the Indian Civil Rights Act of 1968 (“ICRA“), which provides that “[n]o Indian tribe in exercising powers of self-government shall ... deny to any person within its jurisdiction the equal protection of its laws....”
Nothing on the face of ... the ICRA purports to subject tribes to the jurisdiction of the federal courts in civil actions for injunctive or declaratory rеlief. Moreover, since the respondent in a habeas corpus action is the individual custodian of the prisoner, the [ICRA habeas corpus provisions] can hardly be read as a general waiver of the tribe‘s sovereign immunity. In the absence here of any unequivocal expression of contrary legislative intent, we conclude that suits against the tribe under the ICRA are barred by its sovereign immunity from suit.
Id. at 59, 98 S.Ct. at 1677 (citation omitted). Thus, the Supreme Court recognized that Congress could enact a statute with substantive limitations on Indian tribes without providing any means for most individuals protected by the law to enforce their rights in federal court.19
Although Congress‘s failure to abrogаte Indian tribes’ sovereign immunity under Title III of the ADA limits the means available to enforce its public accommodation requirements in tribe-owned and -operated enterprises, this omission is not as crippling as the scheme Congress devised for enforcement of the ICRA. In the latter statute, no federal remedy exists for tribal violations of Indians’ rights except the writ of habeas corpus. Under Title III of the ADA, however, Congress has created an alternative method of enforcement: the United States Attorney General may bring a civil action to compel Indian tribes’ compliance with the statute. Title III specifically authorizes the Attorney General to bring suit against “any person or group of persons ... engaged in a pattern or practice of discrimination.”20 As we held in Part
V. CONCLUSION
The federal government is responsible for harmonizing the competing interests of allowing Indian tribes, sovereign yet subordinate dependent nations, to maintain their independence but, at the same time, requiring tribes to comply with the same rules that bind all other political subdivisions of the United States. As Indian tribes and their members become more integrated into the mainstream cultural and economic activities of American society, maintaining this balance becomes increasingly difficult. Indian sovereignty has deep historical roots, however, and the presumption that tribes should not be subjected to lawsuits in state or federal court remains as strong today as ever.
The Supreme Court repeatedly has emphasized that Congress may abrоgate this sovereign immunity only by unequivocal expression in the language of the relevant statute. Furthermore, Congress has proven its understanding of this standard both in the ADA, with respect to state sovereign immunity, and in other laws with respect to Indian tribes’ sovereign immunity; yet in Title III of the ADA, it elected not to declare that private grievants may sue Indian tribes for alleged violations of the statute. Although the omission of this remedy may seem inconsistent with the rights granted by Title III, and even patently unfair, “[i]mmunity doctrines inevitably carry within them the seeds of occasional inequities.... Nonetheless, the doctrine of tribal immunity reflects a societal decision that tribal autonomy predominates over other interests.” Wichita & Affiliated Tribes of Oklahoma v. Hodel, 788 F.2d 765, 781 (D.C.Cir.1986).
Because we find that Congress did not unequivocally express an intent to abrogate tribal sovereign immunity from private suit under Title III of the ADA, we hold that the Associations may not pursue this action against the Miccosukee Tribe. We REVERSE the order of the district court and REMAND the case with instructions to the district court to dismiss the complaint.
Notes
If the Attorney General has reasonable cause to believe that—
(i) any person or group of persons is engaged in a pattern or practice of discrimination under this subchapter; or
(ii) any person or group of persons has been discriminated against under this subchapter and such discrimination raises an issue of general public importance,
the Attorney General may commence a civil action in any appropriate United States district court.