Lead Opinion
delivered the opinion of the Court.
Petitioners brought two separate class actions in the United States District Court for the Eastern District of Michigan against respondent Director of the Michigan Department of Social Services, claiming that respondent’s calculations of benefits under the federal Aid to Families With Dependent Children (AFDC) program violated certain provisions of that federal law. Before a final determination on the merits of either case could be made, Congress amended the relevant statutory provisions. It is undisputed that respondent’s calculations thereafter have conformed to federal law. Notwithstanding this fact, petitioners claim that they were entitled to have the District Court award them both “notice relief” and a declaration that respondent’s prior conduct violated federal law. The District Court denied petitioners both forms of relief, and the Court of Appeals for the Sixth Circuit affirmed. We now affirm the judgment of the Court of Appeals, holding that the Eleventh Amendment
The two class actions involved in this case were brought on behalf of recipients of benefits disbursed under the AFDC program. See 42 U. S. C. §§601-615. The AFDC program uses a person’s earned income in determining eligibility for, and the amount of, benefits. See §602. The complaints alleged that certain of respondent’s policies and regulations violated 42 U. S. C. § 1983 by inflating their respective class members’ earned income and thereby causing a reduction or termination of AFDC benefits contrary to the applicable federal law.
One putative class challenged respondent’s policy of prohibiting the deduction of child care costs in the calculation of earned income. While the case was pending in the District Court, Congress changed the relevant provisions of the AFDC program to expressly require participating States to deduct child care expenses up to a specified amount. Respondent thereafter brought state policy into compliance with this amendment and began deducting child care expenses in the calculation of earned income. There is no claim that respondent’s current child care deduction policy violates federal law.
The other putative class challenged respondent’s policy of automatically including stepparents’ income in the calculation of earned income. The District Court issued a preliminary injunction preventing respondent from enforcing its automatic inclusion policy. But again, while the matter was pending on the merits, Congress amended the relevant section of the AFDC program to expressly require States to include stepparent income in the calculation of earned income. The parties thereafter stipulated that the District Court should terminate its preliminary injunction as of the effective date of the amendment. Here, too, there is no claim that respondent has not complied with federal law since that time.
The Court of Appeals affirmed in a consolidated appeal. Banas v. Dempsey,
We granted certiorari to resolve a conflict in the Circuits over whether federal courts may order the giving of notice of the sort approved in Quern v. Jordan, supra, or issue a declaratory judgment that state officials violated federal law in the past when there is no ongoing violation of federal law. The decision by the Court of Appeals in this case agrees with the result in Colbeth v. Wilson,
The Eleventh Amendment confirms that “the fundamental principle of sovereign immunity limits the grant of judicial authority in Art. III.” Pennhurst State School & Hospital v. Halderman,
Both prospective and retrospective relief implicate Eleventh Amendment concerns, but the availability of prospective relief of the sort awarded in Ex parte Young gives life to the Supremacy Clause. Remedies designed to end a continuing violation of federal law are necessary to vindicate the federal interest in assuring the supremacy of that law. See Pennhurst, supra, at 102. See also Milliken v. Bradley,
Quern was the last chapter in the litigation that initially gave rise to Edelman v. Jordan, supra. The plaintiffs in that litigation challenged a State’s administration of the federal-state program for Aid to the Aged, Blind, or Disabled (AABD). The District Court issued a declaratory judgment that current state regulations governing the administration of the program violated federal regulations then in effect.
On remand, the District Court ordered the defendants to send notice to the plaintiff class informing individual class members that they were wrongfully denied benefits in a particular amount, together with a returnable form for filing claims with the appropriate state agency. The Court of Appeals reversed, holding that the District Court’s proposed notice violated the Eleventh Amendment because it would effectively result in a federal adjudication of state liability for past violations of federal law. Jordan v. Trainor,
We affirmed in Quern v. Jordan,
Our review of the long, drawn-out Jordan litigation convinces us that neither the Court of Appeals nor this Court conceived of the requested notice allowed in that case to be an independent form of relief. We simply held that the specific order fell within the Ex parte Young exception to the Eleventh Amendment principle of sovereign immunity because it was ancillary to a valid injunction previously granted and was sufficiently narrow to retain its character as a mere case-management device. The notice in Quern v. Jordan did nothing other than inform a diverse and partially victorious class concerning the extent of the judgment in its favor, cf. Fed. Rule Civ. Proc. 23(d)(2), and that the federal courts could do no more for them. There was no suggestion that the notice itself would bind state officials in any way, or that such notice would be routinely available as a form of relief in other cases. Because “notice relief” is not the type of remedy designed to prevent ongoing violations of federal law, the Eleventh Amendment limitation on the Art. Ill power of federal courts prevents them from ordering it as an independent form of relief.
Measured by the standards of Quern, however, a request for a limited notice order will escape the Eleventh Amendment bar if the notice is ancillary to the grant of some other appropriate relief that can be “noticed.” Because there is no continuing violation of federal law to enjoin in this case, an injunction is not available. Therefore, notice cannot be justified as a mere case-management device that is ancillary to a judgment awarding valid prospective relief. Petitioners argue, however, that they are entitled to a declaratory judgment that respondent violated federal law in the past. Only if petitioners are correct in this assertion can they properly
The Declaratory Judgment Act of 1934, 28 U. S. C. § 2201, permits a federal court to declare the rights of a party whether or not further relief is or could be sought, and we have held that under this Act declaratory relief may be available even though an injunction is not. Steffel v. Thompson,
In applying these principles, we have held that a declaratory judgment is not available in a number of instances. In Great Lakes Co. v. Huffman,
We think that these cases demonstrate the impropriety of the issuance of a declaratory judgment in this case. There is no claimed continuing violation of federal law, and therefore no occasion to issue an injunction. Nor can there be any threat of state officials violating the repealed law in the future. Cf. Steffel v. Thompson, supra, at 454. There is a dispute about the lawfulness of respondent’s past actions, but the Eleventh Amendment would prohibit the award of money damages or restitution if that dispute were resolved in favor of petitioners. We think that the award of a declaratory judgment in this situation would be useful in resolving the dispute over the past lawfulness of respondent’s action only if it might be offered in state-court proceedings as res judicata on the issue of liability, leaving to the state courts only a form of accounting proceeding whereby damages or restitution would be computed. But the issuance of a declaratory judgment in these circumstances would have much the same effect as a full-fledged award of damages or restitution by the federal court, the latter kinds of relief being of course prohibited by the Eleventh Amendment. The teachings of Huffman, Samuels, and Wycoff are that a declaratory judgment is not available when the result would be a partial “end run” around our decision in Edelman v. Jordan,
We hold that the District Court was correct in concluding that neither the “notice” proposed by petitioners nor a declaratory judgment should have issued in a case of this type. The judgment of the Court of Appeals is therefore
Affirmed.
Notes
The declaratory judgment was embodied in paragraph 4 of the District Court’s judgment, which stated:
“Illinois Categorical Assistance Manual, Section 4004, and subsections thereunder, as applied to applicants for AABD are invalid insofar as they are inconsistent with the requirements of [federal law as construed in] paragraphs 1 and 2.” Jordan v. Weaver, No. 71 C 70, p. 3 (ND Ill., Mar. 15, 1972) (emphasis added).
If, of course, petitioners would make no claim that the federal declaratory judgment was res judicata in later commenced state proceedings, the declaratory judgment would serve no purpose whatever in resolving the remaining dispute between the parties, and is unavailable for that reason. Wycoff,
Dissenting Opinion
with whpm Justice Marshall, Justice Blackmun, and Justice Stevens join, dissenting.
Last Term, in my dissent in Atascadero State Hospital v. Scanlon,
In Quern v. Jordan,
“[T]he chain of causation which petitioner seeks to establish is by no means unbroken; it contains numerous missing links, which can be supplied, if at all, only by the State and members of the plaintiff class and not by a federal court. The notice approved by the Court of Appeals simply apprises plaintiff class members of the existence of whatever administrative procedures may already be available under state law by which they may receive a determination of eligibility for past benefits. . . . The mere sending of that notice does not trigger the state administrative machinery. Whether a recipient of notice decides to take advantage of those available state procedures is left completely to the discretion of that particular class member; the federal court plays no role in that decision. And whether or not the class member will receive retroactive benefits rests entirely with theState, its agencies, courts, and legislature, not with the federal court.” Id., at 347-348.
In the present case, the Court turns around and accepts the argument made by the State of Illinois in Quern with respect to Green’s request for declaratory relief. Justice Rehnquist states that declaratory relief is barred by the Eleventh Amendment because
"the award of a declaratory judgment in this situation would be useful in resolving the dispute over the past lawfulness of respondent’s action only if it might be offered in state-court proceedings as res judicata on the issue of liability, leaving to the state courts only a form of accounting proceeding whereby damages or restitution would be computed. But the issuance of a declaratory judgment in these circumstances would have much the same effect as a full-fledged award of damages or restitution by the federal court, the latter kinds of relief being . . . prohibited by the Eleventh Amendment.” Ante, at 73.
What the Court ignores is that the declaration by the District Court in the Quern litigation that Illinois officials had violated federal law, combined with the notice relief we sanctioned, would have yielded the same result.
Furthermore, I strenuously disagree with the Court’s suggestion that the balance it has struck sufficiently protects the supremacy of federal law. It may be true that the availability of prospective relief of the sort awarded in Ex parte Young,
The foregoing reveals the fundamental incoherence of the Court’s Eleventh Amendment jurisprudence. Before the Court can develop a coherent Eleventh Amendment doctrine, I believe that it must reassess a long line of our precedents, beginning with Hans v. Louisiana,
I respectfully dissent.
Green asked the District Court to order that notices be sent out to other AFDC recipients advising them of the outcome of the litigation, i. e., of the declaratory judgment and telling them that state administrative proceedings might be available to them to obtain retroactive benefits. App. 132. Similarly, the notice approved in Quern v. Jordan,
It is not enough to distinguish the cases to observe that the notice relief in Quern, was “ancillary” to a prospective injunction because the “prospective” injunction had been moot for three years before the Court of Appeals fashioned the notice relief and for five years before this Court approved it — Congress abolished the federal program at issue in Quern in 1974.
AFDC is a matching benefits program. States pay up to 60 percent of their benefit payments, the Federal Government pays the remainder. House Committee on Ways and Means, Background Material and Data on Programs within the Jurisdiction of the Committee on Ways and Means, 98th Cong., 2d Sess., 292 (Comm. Print 1984).
Dissenting Opinion
with whom Justice Brennan and Justice Stevens join, dissenting.
I concur in Justice Brennan’s and Justice Blackmun’s dissents. I contribute to this proliferation of opinions only to add a few words as to why, even under the view of the Eleventh Amendment accepted by the majority in Atascadero State Hospital v. Scanlon,
M
Justice Brennan’s opinion cogently explains how the decision of the majority today repudiates Quern v. Jordan,
H HH
In abandoning the result it reached six years ago, the majority misapplies its own Eleventh Amendment jurisprudence. The majority states that there are two kinds of remedies that can be sought against a state officer: prospective relief “designed to end a continuing violation of federal law,”
The distinction is hardly so neat as the majority implies. The majority cites Milliken v. Bradley,
Dissenting Opinion
with whom Justice Brennan, Justice Marshall, and Justice Stevens join, dissenting.
I joined Justice Brennan’s dissent in Atascadero State Hospital v. Scanlon,
But I also would reverse the judgment of the Court of Appeals in this case for the additional reason expressed in my dissent (joined by Justices Brennan, Marshall, and Stevens) in Atascadero,
