Lead Opinion
Thе Department of Labor asked the district court to enforce a subpoena directed against the Great Lakes Indian Fish and Wildlife Commission, seeking evidence that the Commission is violating the Fair Labor Standards Act, 29 U.S.C. §§ 201 et seq., which so far as relevant here requires employers to pay employees one and a half times their regular wages for work in excess of forty hours a week. The district judge refused to enforce the subpoena, on the ground that the Commission is not subject to the Act. The Department has appealed. Its first argument, which need not detain us long, is that the court should have enforced the subpoena without resolving the question of statutory coverage, instead deferring the question until and unless the Department proceeded against the Commission for violations of the Act. If it were doubtful whether the Commission was failing to pay time and a half for overtime, or if the question whether the Commission is subject to the Act could not be resolved without the information sought by the subpoena, the deferral suggested by the Department would be proper. Neither condition is satisfied. The Commission admits that it does not pay time and a half for overtime; and the question of statutory coverage is independent of any informa
The Great Lakes Indian Fish and Wildlife Commission is a consortium of thirteen Chippewa Indian tribes that inhabit the Grеat Lakes region. The Commission was created in 1984 in order to enforce the usufructuary rights that the Chippewas retained under a series of nineteenth-century treaties with the United States. Sokaogon Chippewa Community v. Exxon Corp.,
The work of the Commission is seasonal because the usufructuary rights that it administers are seasonal. And during the seasons for fishing and hunting the principal species, the work of the Commission’s field employees — its game warden police — takes place virtually round the clock, not only because the hours of daylight are long and hunting and fishing take place throughout them, but also because the Indians like to spear fish at night, by torchlight. The seven-day-a-week, twenty-four-hour-a-day character of the work of these Indian police is similar to that of law enforcement officers generally, only accentuated by the seasonality of the Commission’s responsibilities. If employed by state or local governments these police would have no federal legal entitlement to time and a half for overtime; their employer would be free within broad limits not only to substitute compensatory time off for overtime premium pay but also to measure hours worked by a work month rather
Indian treaties are deemed the legal equivalent of federal statutes and they can therefore be modified or even abrogated by Congress. United States v. Dion,
But we cannot end our consideration of the appeal with that observation. The ultimate question is the meaning fairly to be attributed to the Fair Labor Standards Act. Obviously the Act is broadly enough worded to aрply to the Commission’s warden-policemen without semantic strain. Indeed, read literally against the background of the exemption for state and local law enforcement officers, it covers the Commission’s law enforcement officers because the Commission is not a state or local agency. And literal readings of statutes — readings that refuse to take into account any ambiguities that are not visible on the face of the statute — are rather in vogue in the Supreme Court these days, see, e.g., Connecticut National Bank v. Germain, - U.S. -, -,
The Department of Labor’s lawyer acknowledges what we have described as the statutory analogue of extrinsic ambiguity. A literal reading of the Fair Labor Standards Act would create a senseless distinction between Indian police and all other public police. Nothing in the Act alerts the reader to the problem; yоu have to know that there are Indian police to recognize it. But once it is recognized, the Act, viewed as a purposive, rational document, becomes ambiguous, creating room for interpretation. We cannot think of any reason other than oversight why Congress failed to extend the law enforcement exemption to Indian police, especially when engaged in the sort of seasonal activities in which the defendant’s warden-police engage; more important, no reason has been suggested to us. The Department’s lawyer speculated that the Indians must simply have failed to lobby for an exemption; and we know that in legislation as in other areas of life it is the squeaky wheel that gets oiled. As she also said, it is only a question of money, and maybe the Commission can get more money from Congress, although Congress is not at the moment in a very giving mood. It is only a question of money for state and local policemen as well, yet we сan imagine the howls that would go up from the state and local law enforcement community if Congress tried to repeal its exemption from the overtime provisions of the Act.
The case for exempting the tribal policemen is stronger than that for exempting ordinary police. We mentioned the intensely seasonal character of their work. An additional consideration is that even though there is no treaty right to employ law enforcement officers on whatever terms the tribal organization sets and the officers are willing to accept, it has been traditional to leave the administration of Indian affairs for the most part to the Indians themselves. They have their own courts, their own tribal governments, their own police. It is true that these institutions are mainly for the regulation of the reservations, but the exercise of usufruc-tuary rights off the reservation is as important to the Indians as the exercise of their occupancy rights within the reservations and maybe more so, since only about a third of all Indians live on reservations. An effective system of property rights, we have long been reminded by skeptics about laissez-faire, depends upon regulations establishing and enforcing those rights. Robert L. Hale, “Coercion and Distribution in a Supposedly Non-Coercive State,” 38 Pol.Sci.Q. 470 (1923); Cass R. Sunstein, After the Rights Revolution: Reconceiving the Regulatory State 20 (1990). The warden-policemen of the Great Lakes Indian Fish and Wildlife Commission are an important element of the scheme for regulating Indian property rights. The courts have spoken of the “inherent sovereignty” of Indian tribes and have held that it extends to- the kind of regulatory functions exercised by the Commission with respect to both Indians and non-Indians. South Dakota v. Bourland, — U.S. -, -,
Of course the Indians have no constitutional immunity from such intrusion; after Garcia v. San Antonio Metropolitan Transit Authority,
The Department’s lawyer argued that application of the overtime provisions of the Fair Labor Standards Act would benefit the Commission’s law enforcement officers, who are of course themselves Indians, even if it hurt their employer. Well, it might, but then agаin it might not — for there is a lively debate over whether regulations of the employment relation such as minimum wage and overtime regulations actually benefit the ostensible beneficiaries, since by making labor more expensive such regulations may cause disemployment. See, e.g., Mechmet v. Four Seasons Hotel, Ltd.,
We realize that other general federal statutes regulating employment, notably ERISA and OSHA, have been applied to Indian agencies when, as in the present case, no treaty right was at stake. Smart v. State Farm Ins. Co., supra,
Affirmed.
Dissenting Opinion
dissenting.
The Secretary of Labor (the “Secretary”) requested that the district court enforce a subpoena duces tecum on the Great Lakes Indian Fish and Wildlife Commission (the “Commission” or the “Indians”).
I. PUBLIC AGENCY LAW ENFORCEMENT EXCEPTION
The majority has chosen to affirm the dismissal of the subpoena on completely different grounds stating that the Commission’s conservation wardens are “in fact a combination of game wardens and policemen” and thus, exempt from the FLSA. At 492; see 29 U.S.C. § 207(k) (exempting employees of public agencies engaged in law enforcement activities). The majority relies principally on an ill-advised concession made at oral argument by counsel for the Department of Labor that “the difference in treatment between these tribal law enforcement officers and state or local policemen makes no sense.” At 493. This reliance is misplaced, however, for the very language of the “law enforcement exception” in the FLSA requires that law enforcers be employees of a “public agency”:
“(k) Employment by public agencies engaged in fire protection or law enforcement activities
No public agency shall be deemed to have violated (a) of this section with respect to the employment of any employee in fire protection activities or any employee in law enforcement activities....”
29 U.S.C.A. § 207(k) (West Supp.1993) (emphasis added).
It is a misnomer to refer, as the majority does, to the wardens as “Indian police” for the record is completely lacking of any evidence that these Indian special conservation wardens possess general police powers to arrest violators of state criminal statutes like murder, burglary, robbery, auto theft or local ordinances as police officers do. The limited deputization agreement between the Great Lakes Indian Fish and Wildlife Commission and the State of Wisconsin’s Department of Natural Resources (“DNR”), to which the majority refers, fails to empower Commission special conservation wardens with the general powers of arrest entrusted to policemen. In fact, by statute, the Commission wardens do not even possess the limited power of arrest that full-time DNR wardens may exercise. See Wis.Stat.Ann. § 29.05(2) (“[t]he authority granted in this section [additional arrest powers] does not apply to county conservation wardens or special conservation wardens”) (emphasis added). Moreover, the limited authority to enforce only state conservation laws that the Indian special conservation wardens do possess may only be exercised when in uniform or when they are on duty and upon presentation of proper identification. This is in sharp contrast to the general powers of arrest possessed by duly sworn and trained public police officers who when not on official duty status are bound to take action concerning the enforcement of state laws within their area of jurisdiction twenty-four hours a day if a criminal violation takes place in their presence. To be exempted from the FLSA, the Department of Labor requires that employees engaged in law enforcement activities be
“empowered by State statute or local ordinance to enforce laws designed to maintain public peace and order and to protect both life and property from accidental or willful injury, and to prevent and detect crimes.... ”
* * * * * *
“Typically, employees engaged in law enforcement activities include city police; district or local police, sheriffs, under sheriffs or deputy sheriffs who are regularly employed and paid as such; court marshals or deputy marshals; constables and deputy constables who are regularly employed and paid as such; border control agents; state troopers and highway patrol officers.”
29 CFR § 553.211(a)(1); (c) (1993). Because the Commission conservation wardens are without statutory authority to act as police officers possessing the full panoply of general arrest powers, I think it is premature for this court to hold they qualify for the public agency law enforcement exception based solely upon an uninformed concession at оral argument and without the benefit of a complete record.
The majority also finds support for its holding in the fact that the Commission conservation wardens’ enforcement activities are seasonal in nature. This statement is over-broad and fails to accurately reflect their duties and responsibilities. Fishing occurs at various times throughout the year, deer, bear, small game and bird hunting takes place in the fall and winter, while wild rice gathering takes place in the late summer and maple syrup collecting in the winter.
The majority’s willingness to expand the “law enforcement” exception to include Indian special conservation wardens is inconsistent with the U.S. Supreme Court’s holding in Citicorp Indust. Credit, Inc. v. Brock,
The majority further attempts to justify its end run around the plain language of the statute by arguing that the FLSA was drafted in 1938 when Indian concerns “were not at the forefront of the national policy agenda.” At 493. This argument, however, ig-
II. APPLICATION OF THE FLSA TO THE INDIANS
In Federal Power Comm’n v. Tuscarora Indian Nation,
There is little doubt that the Fair Labor Standards Act is a statute of general applicability for the Act covers employees “engaged in commerce or in the production of goods for commerce,” 29 U.S.C. § 206(a), as well as “individuals еmployed by a public agency.” Id. § 203(e)(2). The Supreme Court “has consistently construed the [FLSA] ‘liberally, to apply to the furthest reaches consistent with Congressional direction,’ recognizing that broad coverage is essential to accomplish” its goals. Tony and Susan Alamo Found. v. Secretary of Labor,
Before engaging in the Smart analysis, we must attempt to determine what, if any, treaty rights are at stake. At oral argument, counsel for the Commission was unable to answer and vacillated in an exercise of futility when asked to identify what specific right would be impaired by compliance with the subpoena or compliance with the requirements of the FLSA. Ultimately, he claimed that the FLSA would negatively impact the Indians’ right to fish, hunt and gather (collectively “usufructuary rights”) on lands ceded to the States of Michigan, Minnesota and Wisconsin in a series of treaties dated 1836, 1837, 1842, and 1854. Just how the requirements of the FLSA would impair treaty rights he was unable to answer. Secondly, he claimed that having to comply with the FLSA rules would impose a financial burden that would inhibit the Commission’s ability to manage and regulate the off-reservation usu-fructuary rights but gave no compelling examples of how this would inhibit regulation of treaty rights.
After reading the record and briefs as well as reviewing the oral argument tape, I remain unconvinced that applying the rules of the FLSA to the Commission would impact the Indians’ usufructuary rights. Regarding the argument that the FLSA might affect
“one searches the treaties in vain for [a right to employ conservation wardens]. So far as pertains to this case the only rights granted are rights to hunt, fish, and gather. There is no mention of the system for enforcing these rights, let alone any reference to the terms of employment of those hired to enforce it.”
At 493. The majority later adds that “there is no treaty right to employ law enforcement officers on whatever terms the tribal organization sets and the officers are willing to accept____” At 494. Not only do the treaties fail to create a right to employ Indian conservation wardens as the majority concedes, there is also no indication in the treaties or in the deputization agreement between the State of Wisconsin and the Commission expressing an intent to provide for the alleged “policemen” that the majority has created. As I will explain, application of the FLSA to the Indian special conservation wardens will have only an indirect impact, if any, on the Commission. The Commission has failed to delineate any direct interference with treaty rights nor does the record before us identify that a direct interference with treaty rights will occur.
I am likewise unpersuaded by the Commission’s argument that the FLSA would impose a financial burden on the Indians that will jeopardize treaty rights. This broad, ever-expanding, all-inclusive and speculative umbrella allegation that legislation will “impact treaty rights” must have some limits. The federal courts cannot continue to be held captive by allegations based on pure conjecture. I, for one, believe the trial court’s refusal to enforce the subpoena is the straw that breaks the ' proverbial camel’s back. Whether the FLSA would result in a significant financial burden to the Commission is a fact that is unknown and will remain unknown until such time as the government has had an opportunity to review and examine the Commission’s payroll records to determine the number of wardens, their hours, as well as the compensatory time and payment policies of the Commission. Any argument to the contrary is nothing but pure speculation. Certainly, the Commission’s creative allegation that the FLSA will have a negative financial impact is insufficient to refuse enforcement of the administrative subpoena because financial impact alone is not one of the factors that we must consider when determining whether a statute covers the Indiаns. See Smart,
Application of the Smart doctrine to the facts in the case before us is lacking in the majority opinion. Rather than employing the test adopted by this court to determine whether a federal statute of general applicability covers the Indians, i.e. Smart, the majority has opted to defer to a concern for comity. The majority states “[t]he idea of comity — of treating sovereigns, including such quasi-sovereigns as states and Indian tribes, with greater respect than other litigants — counsels us to exercise forbearance in construing legislation to intrude upon the central regulatory functions of a sovereign entity.” At 495. I do not dispute, and in fact, agree with the theory that “comity is a proper consideration in statutory interpretation,” id., but I object to invoking the theory as a substitute for the very analysis we have adopted for determining when and if comity is appropriate. The very fact that we have a test (Smart) to determine when a statute of general applicability applies to the Indian population assumes that some federal regulatory statutes cover Indians unless there is an
A. Tribal Self-governance
As explained above, a statute of general applicability excludes the Indians if: (1) the law touches exclusive rights of self-governance in purely intramural matters; (2) application of the law would abrogate treaty rights; or (3) the legislative history reveals a clear congressional intent not to cover the Indians. Smart,
1. Lack of Exclusivity
The absence of exclusivity regarding tribal self-governance is evident from the fact that tribal enforcement and rеgulation of off-reservation usufructuary rights is shared with the states. State regulation of Indian usu-fructuary rights falls under the state’s police power to protect its natural resources and its citizens; Lac Courte Oreilles v. Wisconsin,
2. Not Purely Intramural Matter
Secondly, as is likewise evident from the above-cited authorities, the Commission special conservation wardens’ activities are not “purely intramural” as the off-reservation usufructuary rights necessarily involve both Indians and non-Indians. (When engaging in off-reservation fishing, hunting and gathering, the individual Indians exercising these rights commonly come in contact with non-Indians). The Supreme Court and this court have determined that “purely intramural” matters include things like determining tribal membership, domestic relations, and rules of inheritance. Montana v. United States,
The Supreme Court recently reaffirmed the principle of limited tribal sovereignty in South Dakota v. Bourland, — U.S. -, -,
B. Abrogation of Treaty Rights
When considering whether federal legislation abrogates treaty rights this court stated in Smart that “[s]imply because a treaty exists does not by necessity compel a conclusion that a federal statute of general applicability is not binding on an Indiana tribe — The critical issue is whether appliсation of the statute would jeopardize a right that is secured by the treaty.” Smart,
Application of the FLSA to the Commission conservation wardens will have no greater effect on Indian treaty rights than application of other federal regulatory statutes like ERISA and OSHA which the courts have already upheld. It is evident that the Department of Labor is merely trying to prevent the Indian employees of the Commission from being treated as second-сlass citizens by assuring that they receive the same protection as all other employees covered under the Act. Certainly the mere fact that Department of Labor inspectors merely request through the power of subpoena the right to examine payroll records cannot of itself constitute abrogation of treaty rights. Thus I am in agreement with the Department of Labor’s contention at oral argument that enforcement of the administrative subpoena and application of the FLSA to the Commission would have no direct impact on the Indians’ rights to hunt, fish and gather.
In the case before us, the Commission has failed to set forth much less document any logical reason or evidence of how submitting
Finally, as the majority acknowledges, nothing in the legislative history evinces a congressional intent to exempt the Indians from the FLSA; at 493. As the foregoing discussion makes clear, the Commission has failed to establish any one of the three grounds in Smart for exempting Indians from the FLSA. Accordingly, I am of the opinion that it was premature for the district court to rule as a matter, of law that the Commission is not subject to the FLSA.
III. CONCLUSION
I am unpersuaded by the majority’s attempting to make a well-reasoned argument based on ease law and the statute to classify Indian special conservation wardens as policeman exempted from 29 U.S.C. § 207(k) because: (1) the Indian wardens are not employees of a public agency, (2) they do not have the general arrest powers of policemen, and (3) had the State of Wisconsin desired to bestow full police powers on the Indian wardens, it could have easily done so just as it did with the seasonal police force at the state fair grounds. Not only do the wardens fail to qualify for the public agency law enforcement exemption, but application of the Smart test reveals that the Fair Labor Standards Act will not abrogate the Commission’s treaty rights. Thus, the prudent and proper disposition of this case is to remand it for further proceedings pursuant to Circuit Rule 36, with instructions to enforce the Department of Labor subpoena. Only after compiling a complete record may the district court or this court properly determine whether the Fair Labor Standards Act abrogates tribal treaty rights. I respectfully
Dissent.
Notes
. The Commission was created in 1984 by 13 tribes of Chippewa Indians to enforce the tribes’ fishing, hunting and gathering rights in Michigan, Minnesota and Wisconsin.
. The majority contends that state and local law enforcement officers "have no federal legal entitlement to time and a half for overtime [and that] their employer would be free within broad limits not only to substitute compensatory time off for overtime premium pay put also to measure hours worked by a work month rather than a work week....” At 492-93. This statement ignores the very fact that state and local law enforcement officers undoubtedly have rights secured through collective bargaining that define compensation and limit hours of employment.
. When initially questioned at oral argument about the function of the Commission conservation wardens, she responded "they're essentially fish and game wardens ... they enforce restrictions on tribal harvesting of fish and game.” However, under persistent prodding from the bench she stated "yea, they're law enforcement officials in a specialized way.” Such a begrudging admission is hardly a firm foundation for an appellate opinion.
. The treaty usufructuary rights also include gathering. Wild rice and maple syrup are just two of the products the Indians gather.
. The majority attempts to distinguish Brock by stating that the Supreme Court did not just look at the plain language of the statutе but it also examined "legislative intent.” This observation ignores the very holding of the case in which the Court refused to "extend an exemption to other than those ‘plainly and unmistakably within [the FLSA’s] terms and spirit.'" Brock,
. This analysis, of course, is unnecessary when Congress specifically declares that a statute exempts Indians. See, e.g., Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e(b)(l) (1988); The Americans with Disabilities Act, 42 U.S.C. § 1211 l(5)(B)(i) (West Supp.1993).
. "[Indian] sovereignty is not absolute, for Congress has plenary power to limit, modify or even eliminate the powers of self-governance which Tribes may have traditionally possessed.... Unlike the States, Indian Tribes possess limited sovereignty, subject to complete defeasance by Congress....”
Smart,
. The extensive regulation of off-reservation usu-fructuary rights by the State of Wisconsin recognized in the Lac Courte Oreilles cases confirms the fact that the federal government — with its greater authority to regulate Indians — may apply the less intrusive burdens of the FLSA to the Commission. See e.g., Washington v. Confederated Tribes of Colville Indian Reservation,
