PUYALLUP TRIBE, INC., ET AL. v. DEPARTMENT OF GAME OF WASHINGTON ET AL.
No. 76-423
Supreme Court of the United States
Argued April 18, 1977—Decided June 23, 1977
433 U.S. 165
William H. Rodgers, Jr., argued the cause for petitioners. With him on the briefs was John Sennhauser.
Slade Gorton, Attorney General of Washington, argued the cause for respondent Department of Game of Washington. With him on the brief was Edward B. Mackie, Deputy Attorney General. Don S. Willner argued the cause and filed briefs for respondents Northwest Steelheaders Council of Trout Unlimited et al.
H. Bartow Farr III argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Acting Solicitor General Friedman, Assistant Attorney General Taft, Edmund B. Clark, and George R. Hyde.*
*Joseph S. Fontana filed a brief for the National Tribal Chairmen‘s Assn. as amicus curiae urging reversal.
Briefs of amici curiae were filed by Mason D. Morisset, Alan C. Stay, and Michael Taylor for the Colville Indian Tribe et al.; and by Joseph T. Mijich for the Purse Seine Vessel Owners Assn. et al.
On April 8, 1975, after more than 12 years of litigation, including two decisions by this Court,1 the Superior Court of the State of Washington for Pierce County entered a judgment against the Puyallup Tribe of Indians. That judgment recited that the court had jurisdiction to regulate the fishing activities of the Tribe both on and off its reservation, and limited the number of steelhead trout that members of the Tribe may catch with nets in the Puyallup River еach year. The Tribe was directed to file a list of members authorized to exercise treaty fishing rights, and to report to the Washington State Department of Game, and to the court, the number of steelhead caught by its treaty fishermen each week. The judgment, with a slight modification, was affirmed by the Supreme Court of Washington, 86 Wash. 2d 664, 548 P. 2d 1058 (1976).
The Tribe, supported by the United States as amicus curiae, contends in this Court that the doctrine of sovereign immunity requires that the judgment be vacated, and that the state courts of Washington are without jurisdiction to regulate fishing activities on its reservation. The Tribe also argues that the limitation of the steelhead catch imposed by those courts is not, in any event, a necessary conservation measure. We hold that insofar as the claim of sovereign immunity is
I
The complaint as originally filed by respondent Department of Game of the State of Washington (hereafter respondent),2 named 41 individuals, including “John Doe and Jane Doe, members [of the Tribe],”3 as defendants. It alleged that the defendants, claiming to be immune from the State‘s conservation laws, were fishing extensively in the Puyallup River with set nets and drift nets in a manner which would virtually exterminate the anadromous fishery if not enjoined. Anadromous fish are those which spend most of their life in the open sea, but which return as adults to freshwater streams, such as the Puyallup River, to spawn. The steelhead is an anadromous fish. The prayer of the complaint sought a declaration that the defendants were bound to obey the State‘s conservation laws and an injunction against netting the runs of anadromous fish.
The trial court entered a temporary restraining order enjoining each of the defendants from netting fish in the Puyallup River, and directing that service be made on each defendant.
In response, a “Return on Temporary Restraining Order and Answer to Complaint” was filed by “the PUYALLUP TRIBE of INDIANS, by and through the Chairman of the Tribal Council, MR. JEROME MATHESON.” App. in
Throughout this long litigation the Tribe has continued to participate in the dual capacity of a sovereign entity7 and as
The Tribe has repeatedly asserted its sovereign immunity from suit, arguing that neither it nor Congress has waived that immunity.9
In Puyallup I, we addressed the problems of tribal immunity and state-court jurisdiction in a footnote:
“Petitioners in No. 247 argue that the Washington courts lacked jurisdiction to entertain an action against
appears in her capacity as chairwoman of the Puyallup Tribal Council. Accordingly, we treat this case as though the Tribe itself is the only petitioner in this Court and hereafter use the term “petitioner” to refer to the Tribe.
the tribe without the consent of the tribe or the United States Government (citing United States v. United States Fidelity & Guaranty Co., 309 U. S. 506, and Turner v. United States, 248 U. S. 354), viewing the suit as one to ‘extinguish a Tribal communal fishing right guaranteed by federal Treaty.’ This case, however, is a suit to enjoin violations of state law by individual tribal members fishing off the reservation. As such, it is analogous to prosecution of individual Indians for crimes committed off reservation lands, a matter for which there has been no grant of exclusive jurisdiction to federal courts.” 391 U. S. 392, 396-397, n. 11.
Thus, Puyallup I settled an important threshold question in this case—regardless of tribal sovereign immunity, individual defendant-members of the Puyallup Tribe remain amenable to the process of the Washington courts in connection with fishing activities occurring off their reservation. That conclusion was predicated on two separate propositions worthy of restatement here.
First, even though the individual defendants were members of the Tribe and therefore entitled to the benefits of the
Second, whether or not the Tribe itself may be sued in a state court without its consent or that of Congress, a suit to enjoin violations of state law by individual tribal members is permissible. The doctrine of sovereign immunity which was
Although only the Tribe had entered an appearance in this Court in Puyallup I, because of its reprеsentation of its individual members, jurisdiction over the individuals existed. And since the state court‘s jurisdiction over the individual members was settled by Puyallup I, neither in that review nor in Puyallup II was any further consideration given to the status of the Tribe itself as a sovereign. It was after our decision in Puyallup II, when the trial court was required to determine the portion of the steelhead run that could be allocated to net fishing by the members of the Tribe, that the state court first entered an order which, in terms, is directed to the Tribe rather than to the individual defendants. That order places a limit on the number of steelhead which all members of the Tribe may catch with nets, and also directs the Tribe to identify the members engaged in the steelhead fishery and to reрort the number of fish they catch each week. In the trial court, in the Supreme Court of Washington, and in this Court, the Tribe has attacked that order as an infringement on its sovereign immunity to which neither it nor Congress has consented.
The attack is well founded. Absent an effective waiver or consent, it is settled that a state court may not exercise jurisdiction over a recognized Indian tribe. This Court,
On the other hand, the successful assertion of tribal sovereign immunity in this case does not impair the authority of the state court to adjudicate the rights of the individual defendants over whom it properly obtained personal jurisdiction. That court had jurisdiction to decide questions relating to the allocation between the hatchery fish and the natural run, the size of the catch the tribal members may take in their nets, their right to participate in hook-and-line fishing without paying state license fees and without having fish so caught diminish the size of their allowable net catсh, and like questions. Only the portions of the state-court order that involve relief against the Tribe itself must be vacated in order to honor the Tribe‘s valid claim of immunity.
II
The Tribe vigorously argues that the majority of its members’ netting of steelhead takes place inside its reservation,11
Article II of the
Our construction of the
In Puyallup II we directed the Washington State courts to devise a formula pursuant to which the steelhead catch could be “fairly apportioned” between Indian net fishing and non-Indian sport fishing. No such fair apportionment could be effective if the Indians retained the power to take an unlimited number of anadromous fish within the reservation. Speaking for the Court, Mr. Justice Douglas plainly stated that the power of the State is adequate to assure the survival of the steelhead:
“We do not imply that these fishing rights persist down to the very last steelhead in the river. Rights can be controlled by the need to conserve a species; and the time may come when the life of a steelhead is so precarious in a particular stream that all fishing should be banned until
the species regains assurance of survival. The police power of the State is adequate to prevent the steelhead from following the fate of the passenger pigeon; and the Treaty does not give the Indians a federal right to pursue the last living steelhead until it enters their nets.” 414 U. S., at 49.
The resource being regulated is indigenous to the Puyallup River. Virtually all adult steelhead in the river have returnеd after being spawned or planted by respondent upstream from the boundaries of the original Puyallup Reservation, which encompass the lowest seven miles of the river. Though it would be decidedly unwise, if Puyallup treaty fishermen were allowed untrammeled on-reservation fishing rights, they could interdict completely the migrating fish run and “pursue the last living [Puyallup River] steelhead until it enters their nets.” Ibid. In this manner the treaty fishermen could totally frustrate both the jurisdiction of the Washington courts and the rights of the non-Indian citizens of Washington recognized in the Treaty of Medicine Creek.16 In practical effect, therefore, the petitioner is reasserting the right to exclusive
III
Finally, petitioner states that the courts below have failed to apply a standard of conservation necessity in fashioning relief. We disagree. The trial court, on remand from our decision in Puyallup II, conducted a two-week trial which was dominated by expert testimony for both parties. From the testimony and accompanying exhibits the court determined the number of steelhead in the river and how many could bе taken without diminishing the number in future years; the court then allocated 45% of the annual natural steelhead run available for taking to the treaty fishermen‘s net fishery.17 The Washington Supreme Court affirmed, 86 Wash. 2d, at 684-687, 548 P. 2d, at 1072-1073. This is precisely what we mandated in Puyallup II, 414 U. S., at 48-49. In the absence of a focused attack on some portion of the Washington courts’ factual determinations, we find no ground for disagreeing with them.18
this sentence effects a reservation of a previously exclusive right. But that language also recognizes that the right is to be shared in common with the non-Indian “citizens of the Territory.”
The judgment is vacated, and the case is remanded to the Supreme Court of Washington for further proceedings not inconsistent with the opinion.
It is so ordered.
MR. JUSTICE BLACKMUN, concurring.
I join the Court‘s opinion. I entertain doubts, however, about the continuing vitality in this day of the doctrine of tribal immunity as it was enunciated in United States v. United States Fidelity & Guaranty Co., 309 U. S. 506 (1940).
minimum of intrusion upon the treaty fishermen‘s protected rights. The treaty fishermen are free to fish up to the limit imposed by the court without any restriction as to time, place, or method of fishing.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins, dissenting in part.
While I agree with the Court‘s resolution of the rather tangled sovereign immunity question in Part I of the opinion, I cannot agree with the Court‘s interpretation of the substantive rights of the Puyallup Indians under the
When white settlers first began arriving in the western part of what is now Washington State, the Puyallup Indians, along with other tribes surrounding Puget Sound, were heavily dependent for their livelihоods on runs of salmon and steelhead that came up the rivers in great numbers to spawn. In the 1850‘s the first territorial Governor, Isaac I. Stevens, entered into a number of virtually identical treaties with representatives of these western Washington tribes to confine the Indians to reservation lands, and to open up the rest of the region to white settlers. One of these treaties was the
The provisions for the Indians’ all-important fishing rights stated:
“Article II. There is . . . reserved for the present use and occupation of the said tribes and bands [reservation land which] shall be set apart, and, so far as necessary, surveyed and marked out for their exclusive use . . . .”
“Article III. The right of taking fish, at all usual and accustomed grounds and stations, is further secured to said Indians, in common with all citizens of the Territory . . . .”
10 Stat. 1132, 1133 . (Emphasis supplied.)
The two questions presented are, first, what fishing rights do the Puyallup Indians hаve now, over 100 years after the signing of the treaty?; and, second, to what extent is the State of Washington empowered to limit those rights? We do not write on a clean slate as to either question in light of Puyallup I, 391 U. S. 392 (1968), and Puyallup II, 414 U. S. 44 (1973).
Puyallup I presented no question of the “extent of . . . reservation rights,” but only the question of the power of the State “to enjoin violations of state [fishing regulations] by individual tribal members fishing off the reservation.” 391 U. S., at 394, 397 n. 11.1 Puyallup I held that Washington‘s power to regulate off-reservation fishing for salmon and steelhead by the Puyallups was limited to regulations necessary in the interest of conservation, id., at 398, and remanded for a determination by the Washington State courts of reasonable and necessary conservation measures, and for an interpretation of the phrase “in common with all the citizens of the Territory” contained in Art. III of the treaty. The Washington Supreme Court‘s response on remand was to sustain a total ban on all net fishing for steelhead. 80 Wash. 2d 561, 497 P. 2d 171 (1972).2 In consequence, the case returned here as Puyallup II, which held that the interpretation of Art. III as
Before proceedings began on remand, the Court of Appeals for the Ninth Circuit decided a seрarate case in which the State of Washington challenged “the continued existence of the Puyallup Indian Reservation and as a consequence, the right of the Puyallup Tribe of Indians to fish, free from state interference, on that part of the Puyallup River lying within the Reservation.” Relying on Mattz v. Arnett, 412 U. S. 481 (1973), the Court of Appeals held “that the Puyallup Indian reservation continues to exist.” United States v. Washington, 496 F. 2d 620, 621 (1974) (emphasis supplied). The Washington Supreme Court, referring to the “recently established, continuing existence of the Puyallup Reservation,” accepted the holding of the Court of Appeals, but nevertheless concluded that the State was not foreclosed from exercising regulatory authority within the reservation. 86 Wash. 2d 664, 668-669, 548 P. 2d 1058, 1063-1064 (1976). The court construed Art. III of the treaty to require that the Puyallups be allocated 45% of the harvestable natural-run steelhead for their net fishery, and that the remaining 55% be allocated to the hook-and-line sports fishery. The court further held that none of the harvestable hatchery-bred steelhead should be allocated to the Puyallups’ net fishery. Thus, despite its acceptance of the Court of Appeals’ holding that the reservation still existed, the Washington Supreme Court applied Art. III of the treaty—limited by its terms to off-reservation fishing—to on-reservation fishing governed by Art. II.
Unlike either Puyallup I or Puyallup II, the case before
The Court also questions whether on-reservation fishing is at issue in this case, relying on the fact that the Puyallups have alienated almost all of their land, and that only 22 acres of the reservation now remain in trust status. Ante, at 174. The Court does not go so far as to deny the existence of the reservation, and, of course, selling reservation land to non-Indians can be “completely consistent with continued reservation status,” Mattz v. Arnett, supra, at 497; Rosebud
and produced any credible evidence showing any instance, remote or recent, when a definitely identified member of any plaintiff tribe exercised his off reservation treaty rights by any conduct or means detrimental to the perpetuation of any species of anadromous fish.” 384 F. Supp., at 338 n. 26.
Today‘s decision, ironically, is at odds with the position taken by the State in another case involving Indian fishing rights in Puget Sound. There the State agreed that on-reservation fishing is not subject to regulation by the State. In United States v. Washington, 384 F. Supp. 312, 332 (WD Wash. 1974), aff‘d, 520 F. 2d 676 (CA9 1975), cert. denied, 423 U. S. 1086 (1976), District Judge Boldt, construed the language of Art. II of the
I respectfully dissent.
ton, 496 F. 2d 620 (1974), that the Puyallups’ reservation continued to exist. On appeal from Judge Boldt‘s decision, the State challenged certain aspects of the calculation of the allocation under Art. III related to on-reservation catches, but it appears never to have asserted that it had authority to regulate the on-reservation fishery. The Court of Appeals affirmed Judge Boldt‘s decision in all relevant respects, 520 F. 2d 676, 690 (1975), and nowhere suggested that on-reservation fishing by the Puyallups was to be treated differently from that of any other tribe. The Court of Appeals affirmed Judge Boldt‘s decision over a year after it found that the Puyallups’ reservation had never been extinguished.
