Lead Opinion
delivered the opinion of the Court.
Pеtitioner, Three Affiliated Tribes of the Fort Berthold Reservation, sought to sue respondent, Wold Engineering, P. C. (hereafter respondent), in state court for negligence and breach of contract. The North Dakota Supreme Court held that Chapter 27-19 of the North Dakota Century Code (1974) disclaimed the unconditional state court civil jurisdiction North Dakota had previously extended to tribal Indians suing non-Indians in state court. It ruled that under Chapter 27-19, petitioner could not avail itself of state court jurisdiction unless it consented to waive its sovereign immunity and to have any civil disputes in state court to which it is a party adjudicated under state law.
I
This is the second time this Court has been called upon to address this jurisdictional controversy. See Three Affiliated Tribes v. Wold Engineering,
As this Court explained in Three Tribes I:
“Even before North Dakota moved to amend its Constitutiоn and assume full jurisdiction under Pub. L. 280, the North Dakota Supreme Court had taken an expansive view of the scope of state-court jurisdiction -over Indians in Indian country. In 1957, the court held [in Vermillion v. Spotted Elk, 85 N. W. 2d 432 (1957)] that the existing jurisdictional disclaimers in the Enabling Act and the State’s Constitution foreclosed civil jurisdiction over Indian country only in cases involving interests in Indian lands themselves.”467 U. S., at 143-144 .
Although Vermillion v. Spotted Elk, 85 N. W. 2d 432 (1957), was decided after the enactment of Pub. L. 280, the North
That part of Vermillion that recognized jurisdiction over non-Indians’ claims against Indians impermissibly intruded on tribal self-government and thus could not be sustained.
In 1958, North Dakota amended its Constitution to authorize its legislature to provide by statute for the acceptance of jurisdiction over Indian country, see N. D. Const., Ait. XIII, § 1, cl. 2, and in 1963, the North Dakota Legislature enacted Chapter 27-19. That Chapter provides, in pertinent part:
“In accordance with the provisions of Public Law 280 . . . and [the amended] North Dakota constitution, jurisdiction of the state of North Dakota shall be extended over all civil claims for relief which arise on an Indian reservation upon acceptance by Indian citizens in a manner provided by this chapter. Upon acceptance the jurisdiction of the state is to the same extent that the state has jurisdiction over other civil claims for relief, and those civil laws of this state that are of general application to private property have the same force and effect within such Indian reservation or Indian country as they have elsewhere within this state.” N. D. Cent. Code §27-19-01 (Supp. 1985).
Petitioner filed the instant suit against respondent in state court for negligence and breach of contract in connection with respondent’s construction of a water-supply system on petitioner’s reservation. At the time the suit was filed, petitioner’s tribal court did not have jurisdiction over such claims. After counterclaiming for petitioner’s alleged failure to make payments on the system, respondent moved to dismiss petitioner’s complaint, arguing that the state court had no jurisdiction because petitioner has never consented to state court jurisdiction over the Fort Berthold Reservation under Chapter 27-19. The trial court dismissed the suit for lack of jurisdiction, and the North Dakota Supreme Court affirmed the dismissal on appeal.
In so doing, the North Dakota Supreme Court held that any residuary jurisdiction the North Dakota courts possessed under Vermillion over suits by an Indian against a non-Indian arising in Indian country was “totally disclaimed” when the North Dakota Legislature, “[u]nder the authority of Public Law 280,” instituted the consent requirement of Chapter 27-19.
This Court granted certiorari.
On remand, the North Dakota Supreme Court held that Chapter 27-19 terminated any residuary jurisdiction that may have existed over claims arising in Indian country brought by tribal Indians against non-Indians in state cоurt.
We granted certiorari to examine petitioner’s claims that Chapter 27-19 violates the Federal Constitution and is preempted by federal Indian law. Although respondent at no time objected to our consideration of the federal pre-emption issue, and in fact briefed it on the merits, our review of the proceedings below indicates that this question was not explicitly raised before, and was not decided by the North Dakota Supreme Court. We have recognized that in such circumstances there is a “wеighty presumption against review.” Heath v. Alabama,
First, respondent’s failure to raise any challenge to our consideration of the pre-emption issue, cf. Oklahoma City v. Tuttle,
Because we believe that the North Dakota law is preempted insofar as it is applied to disclaim pre-existing jurisdiction over suits by tribal plaintiffs against non-Indians for which there is no other forum, absent the Tribe’s waiver of its sovereign immunity and consent to the application of state civil law in all cases to which it is a party, we reverse.
Our cases reveal a “ ‘trend . . . away from the idea of inherent Indian sovereignty as a[n independent] bar to state jurisdiction and toward reliance on federal pre-emption.’” Rice v. Rehner,
A
Public Law 280 represents the primary expression of federal policy governing the assumption by States of civil and criminal jurisdiction over the Indian Nations. The Act was the result of “comprehensive and detailed congressional scrutiny,” Kennerly v. District Court of Montana,
Given the comprehensiveness of the federal regulation in this area of Indian law, our conclusion in Three Tribes I that Congress generally intended to authorize the assumption, not the disclaimer, of state jurisdiction over Indian country is persuasive evidence that the instant disclaimer conflicts with the federal scheme. See
As originally enacted, Pub. L. 280 plainly contemplated that, if States chose to extend state court jurisdiction over causes of action arising in Indian country, they would be required to honor that commitment, for the Act made no provision for States to return any jurisdiction to the United States. See F. Cohen, Handbook of Federal Indian Law 370 (1982) (hereinafter Cohen). Congress’ failure to provide for the retrocession of jurisdiction assumed by the States is fully
When Congress subsequently revisited the question of retrocession in the 1968 amendments, it provided that “[t]he United States is authorized to accept a retrocession by any State,” 25 U. S. C. § 1323(a), but it specifically limited this authorization to the retrocession of jurisdiction assumed under Pub. L. 280 pursuant to the original 1953 version of the statute. See ibid, (permitting retrocession of jurisdiсtion “acquired by [the] State pursuant to the provisions of section 1162 of title 18, of the United States Code, section 1360 of title 28, of the United States Code, or section 7 of the Act of August 15, 1953 (67 Stat. 588), as it was in effect prior to its repeal by subsection (b) of this section”). See also Exec. Order No. 11435, 3 CFR 754 (1966-1970 Comp.) (giving Secretary of the Interior discretionary authority to accept retro-cession of jurisdiction by a State); Goldberg, supra, at 558-559. This retrocession provision apparently was added in response to Indian dissatisfaction with Pub. L. 280. See Cohen 370. In light of this congressional purpose, the fact that Congress did not provide for retrocession of jurisdiction lawfully assumed prior to the enactment of Pub. L. 280 or of jurisdiction assumed after 1968 cannot be attributed to mere oversight or inadvertence. Since Congress was motivated by a desire to shield the Indians from unwanted extensions of jurisdiction over them, there was no need to provide for
North Dakota may not, and indeed has not attempted to, rely on § 1323(a) as authority for its disclaimer of jurisdiction over claims such as petitioner’s because it did not assume such jurisdiction under any of the provisions specified in § 1323(a), nor has the United States accepted the retrocession. We have previously enforced the procedural requirements and the jurisdictional provisions of Pub. L. 280 quite stringently, consistent with our understanding that the jurisdictional scheme embodied in that Act was the product of a wide-ranging and detailed congressional study. See, e. g., Kennerly v. District Court of Montana,
In sum, because Pub. L. 280 was designed to extend the jurisdiction of the States over Indian country and to encourage stаte assumption of such jurisdiction, and because Congress specifically considered the issue of retrocession but did not provide for disclaimers of jurisdiction lawfully acquired other than under Pub. L. 280 prior to 1968, we must conclude that such disclaimers cannot be reconciled with the congressional plan embodied in Pub. L. 280 and thus are pre-empted by it.
B
Our consideration of the State’s interest in disclaiming the pre-existing, unconditional jurisdiction extended to tribal
As the North Dakota Supreme Court explained, Chapter 27-19 was originally designed as a unilateral assumption of jurisdiction over Indian country, which was intended to provide a means of enforcing contracts between Indians and non-Indians and a tribunal for trying tort actions, family law matters, and “many [other] types of actions too numerous to mention.”
The federal interest in ensuring that all citizens have access to the courts is obviously a weighty one. See, e. g., California Motor Transport Co. v. Trucking Unlimited,
The North Dakota jurisdictional scheme requires the Tribe to accept a potentially severe intrusion on the Indians’ ability to govern themselves according to their own laws in order to regain their access to the state courts. The statute provides that “[t]he civil jurisdiction herein accepted and assumed [upon Indian consent] shall include but shall not be limited to the determination of parentage of children, termination of parental rights, commitments by county courts, guardianship, marriage contracts, and obligations for the support of spouse, children, or other dependents.” N. D. Cent. Code §27-19-08 (Supp. 1985). Although these subjects clearly encompass areas of traditional tribal control, see Fisher v. District Court,
This result simply cannot be reconciled with Congress’ jealous regard for Indian self-governance. See, e. g., New Mexico v. Mescalero Apache Tribe,
Chapter 27-19’s requirement that the Tribe consent to suit in all civil causes of action before it may again gain access to state court as a plaintiff also serves to defeat the Tribe’s federally conferred immunity from suit. The common law sovereign immunity possessed by the Tribe is a necessary corollary to Indian sovereignty and self-governance. See, e. g., Santa Clara Pueblo v. Martinez,
To be sure, not all conditions imposed оn access to state courts which potentially affect tribal immunity, and thus tribal self-government, are objectionable. For instance, even petitioner concedes that its tribal immunity does not extend to protection from the normal processes of the state court in which it has filed suit. See Tr. of Oral Arg. 7, 10-11 (“The Three Affiliated Tribes believe it would be proper in the interest of justice that they would be subject to discovery proceedings and to proceedings that would insure a fair trial to the non-Indian defendants”). Petitioner also concedes that a non-Indian defendant may assert a counterclaim arising out of the same transaction or occurrence that is thе subject of the principal suit as a setoff or recoupment. See id., at 6-7, 9. It is clear, however, that the extent of the waiver presently required by Chapter 27-19 is unduly intrusive on the Tribe’s common law sovereign immunity, and thus on its ability to govern itself according to its own laws. By requiring that the Tribe open itself up to the coercive jurisdiction of state courts for all matters occurring on the reservation, the statute invites a potentially severe impairment of the authority of the tribal government, its courts, and its laws. See, e. g., Fisher v. District Court, supra, at 387-388.
“Today’s congressional policy toward reservation Indians may less clearly than in 1953 favor their assimilation, but Pub. L. 280 was plainly not meant to effect total assimilation .... [NJothing in its legislative history remotely suggests that Congress meant the Act’s extension of civil jurisdiction to the States should result in the undermining or destruction of such tribal governments as did exist and a conversion of the affected tribes into little more than ‘private, voluntary organizations,’ United States v. Mazurie,419 U. S. 544 , 557 (1975) .... The Act itself refutes such an inference: there is notably absent any conferral of state jurisdiction over the tribеs themselves, and § 4(c), 28 U. S. C. § 1360(c), providing for the ‘full force and effect’ of any tribal ordinances or customs ‘heretofore or hereafter adopted by an Indian tribe ... if not inconsistent with any applicable civil law of the State,’ contemplates the continuing vitality of tribal government.” (Footnote omitted.)
Certainly, the 1968 amendments to Pub. L. 280 pointedly illustrate the continuing congressional concern over tribal sovereignty. The impetus for the addition of a consent requirement in the 1968 amendments was congressional dissatisfaction with the involuntary extension of state jurisdiction over Indians who did not feel they were ready to accept such jurisdiction, or who felt threatened by it. See, e. g., S. Rep. No. 721, 90th Cong., 1st Sess., 32 (1967) (views of Sen. Ervin) (“Tribes have been critical of Public Law 280 because it authorizes the unilateral application of State law to
In sum, the State’s interest is overly broad and overly intrusive when examinеd against the backdrop of the federal and tribal interests implicated in this case. See Rice v. Rehner,
The judgment of the North Dakota Supreme Court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Notes
The extent to which respondent’s counterclaim may be used not only to defeat or reduce petitioner’s recovery, but also to fix the Tribe’s affirmative liability has been the subject of some discussion in this case. See, e. g., Tr. of Oral Arg. 6-11. We have no occasion to resolve this issue because the case comes to us before trial and we do not know the extent of the countеrclaim asserted by respondent.
Dissenting Opinion
dissenting.
North Dakota law provides that in order for an Indian tribe such as petitioner to avail itself of the jurisdiction of North Dakota courts as a plaintiff, it must also accept the jurisdiction of those courts when it is properly named as a defendant
The Court’s argument based on Pub. L. 280 consists of two assertions: (1) Pub. L. 280 pre-empts Chapter 27-19’s disclaimer of pre-existing jurisdiction because the federal statute establishes a “comprehensive” legislative plan to govern Indian matters, and Chapter 27-19’s disclaimer is incompatible with the plan’s general purpose to authorize the assumption of state jurisdiction over Indian country, ante, at 884-885; and (2) the initial failure of Pub. L. 280 to authorize a disclaimer of jurisdiction, combined with the subsequent authorization of such disclaimer in the 1968 amendments with respect to jurisdiction assumed pursuant to Pub. L. 280, evidence a congressional intent to forbid the disclaimer of jurisdiction assumed prior to the passage of Pub. L. 280. Ante, at 885-887.
The Court provides no support for its assertion that Pub. L. 280 establishes a “comprehensive” federal scheme that pre-empts any state law that may inhibit the accomplishment of its general purpose. The Court’s citation to Kennerly v. District Court of Montana,
There is also nothing inconsistent between the State’s disclaimer of pre-existing jurisdiction and the purpose of Pub. L. 280. Congress stated that Pub. L. 280 was designed to accomplish two general purposes:
“First, withdrawal of Federal responsibility for Indian affairs wherever practicable; and secоnd, termination of the subjection of Indians to Federal laws applicable to Indians as such.” S. Rep. No. 699, supra, at 3.
The statute’s elimination of certain federal barriers to the assertion of state jurisdiction over Indian country was an important means of furthering these goals. But the statute’s complete silence on the disclaimer of state jurisdiction cannot reasonably be taken to imply an intent to forbid such disclaimer. This is especially true with respect to jurisdiction lawfully assumed before the passage of Pub. L. 280, since disclaimer of such jurisdiction would certainly have been entirely proper before passage of the Act.
Nor can any congressional intent to forbid thе disclaimer of jurisdiction asserted prior to the passage of Pub. L. 280 be reasonably inferred from the subsequent authorization of such disclaimer with respect to jurisdiction asserted pursuant to Pub. L. 280. This Court has long recognized that federal law has a “generally interstitial character,” Richards v. United States,
I think the Court’s reasoning supporting its conclusion that federal and tribal interests “overshadow” the State’s interest in fair play for litigants fares no better than its reasoning about Pub. L. 280. The requirement that a tribe consent to the general civil jurisdiction of state courts as a quid pro quo for access to those courts as a plaintiff seems entirely fair and evenhanded to me. Nothing in Pub. L. 280 or any other federal statute requires a State to accept jurisdiction over Indian country in the first place. Nor has such an obligation been created as a matter of federal case law dealing with the Indians. To the contrary, all the cases and statutes with which I am familiar speak only to the limitations on the assertion of jurisdiction over these matters. Thus, because Congress and this Court have left the States free to bar access entirely by simply not asserting jurisdiction over Indian
I think there is nothing in Pub. L. 280 nor in federal Indian policy that prohibits North Dakota from applying its statute in the manner in which it did in this case, and I therefore dissent from the Court’s contrary conclusion.
