Donnell Dontrell Wilson Appellant (Petitioner Below) –v– State of Indiana Appellee (Respondent Below)
Supreme Court Case No. 19S-PC-548
Indiana Supreme Court
November 17, 2020
Argued: November 26, 2019 | Appeal from the Lake County Superior Court, No. 45G01-1608-PC-7, The Honorable Salvador Vasquez, Judge, The Honorable Kathleen A. Sullivan, Magistrate | On Petition
Opinion by Justice Massa; Justices David and Goff concur; Chief Justice Rush concurs in result; Justice Slaughter concurs in Parts I and II.A and dissents from Parts II.B and II.C, with separate opinion.
Massa, Justice.
Donnell Wilson was sentenced to 181 years for the murders of Charles Wood and Shaqwone Ham; the lengthy term of years also included a sentence for robbery and a criminal gang enhancement. Wilson, who was sixteen when he committed the crimes, now challenges his sentence on post-conviction review after his conviction was affirmed on direct appeal.
After a thorough review of U.S. Supreme Court precedent on juvenile sentencing, we reject Wilson’s contention that his sentencing falls under Miller. We conclude, however, that his appellate counsel was ineffective on direct appeal when counsel failed to bring an
Facts and Procedural History.
In March 2013, sixteen-year-old Donnell Wilson, his then-girlfriend, her brother Jonte Crawford, and another of the Crawfords’ relatives were all walking home from playing basketball in their hometown of Gary, Indiana. When the group encountered fifteen-year-old Derrick Thompson, Wilson and Jonte flashed the handguns they were carrying and began harassing and intimidating Thompson, making references to the local Tre 7 gang. The pair then took Thompson’s smartphone and headphones and walked away.
A short time later, the group happened upon brothers Shaqwone Ham and Charles Wood. Wilson and Jonte were members of several interrelated gangs, including the Get Fresh Boys, Tre 7, and Glen Park Affiliated, which were all at odds with the Bottom Side gang, to which Ham and Wood belonged. Wilson had previously argued in person with the brothers and their disputes had continued online with the brothers threatening to fight Wilson. The groups initially exchanged greetings, but Wilson and Jonte soon began to argue with the brothers. Wilson exclaimed, “Oh, y’all looking for me? I’m in your hood.” DA Tr. Vol. 1, p.153.1 Seconds later, he fatally shot Wood in the head. When Ham tried to run, Jonte shot him several times, killing him too. It is unclear from the record if Wilson also shot at Ham. The brothers were unarmed.
Three hours before the murders, Wilson—who had previously made several gang-related posts on Twitter—sent out a new tweet declaring “Glen Park or get shot,” referring to the Gary neighborhood where he lived. DA Ex. Vol. 1, p.43. An hour after the murder, he tweeted “Chillen wit my bros #[GetFreshBoys].” Id., p.42. Jonte and Wilson were quickly arrested, and police found Thompson’s possessions on Jonte. Wilson was charged with two counts of murder, Class B felony armed robbery, and a Class D felony conspiracy to commit criminal gang activity.2 The State also sought a criminal gang enhancement.3
While Wilson was lodged in the Lake County Jail awaiting trial, he told his cellmate he killed Ham and Wood because they were affiliated with the rival Bottom Side gang. He also explained how his gang affiliation had led to Twitter disputes with members of the Bottom Side gang. Wilson, along with some fellow inmates, later
After a four-day trial beginning in June 2014, a jury found Wilson guilty on all counts. The trial court sentenced Wilson to a term of sixty years for the first murder conviction, fifty-five consecutive years for the second murder conviction, six consecutive years for armed robbery, and two years for criminal gang activity, with an additional sixty consecutive years added under the criminal gang enhancement, for an aggregate sentence of 183 years. Wilson’s trial counsel did not retain any experts in preparation for the sentencing hearing and did not present any witnesses at sentencing. When handing down the sentence, the court cited several aggravating factors, but found Wilson’s youth to be a mitigating factor.
In a separate proceeding, Jonte was initially charged identically to Wilson, but he later pled guilty to a single count of murder and robbery as part of a plea agreement. Jonte’s plea deal capped his maximum possible sentence at sixty-five years, and he was ultimately sentenced to sixty-one years of incarceration.
On direct appeal, Wilson challenged his convictions on three grounds, contending that (1) the trial court erred by admitting Twitter messages into evidence without foundation, (2) his conviction for conspiracy to commit criminal gang activity should be vacated because it was duplicative of the gang enhancement, and (3) the trial court erred when it excluded Wilson from a portion of his trial after a violent outburst. The Court of Appeals found in favor of Wilson on the criminal-gang-activity issue and vacated the conviction, thereby reducing his sentence by two years. See Wilson v. State, 30 N.E.3d 1264, 1269 (Ind. Ct. App. 2015), trans. denied. Wilson’s other arguments were rejected, id. at 1268–71, and we denied transfer.
Wilson then sought post-conviction relief arguing that—since he was a juvenile—the criminal gang enhancement was unconstitutional as applied to him under both the U.S. and Indiana constitutions. Second, Wilson argued that both his trial counsel and appellate counsel were ineffective. Specifically, Wilson argued that (1) both his trial counsel and appellate counsel should have challenged his 181-year aggregate sentence as a violation of the Eighth Amendment, (2) that trial counsel did not present adequate mitigation evidence at sentencing or properly investigate his background, and (3) appellate counsel was ineffective for not raising an
When the post-conviction court held an evidentiary hearing in March 2018, both Wilson’s trial and appellate counsel testified. Trial counsel testified that he met with Wilson five to eight times in jail and that Wilson had rejected a 100-year plea agreement. To prepare for the sentencing hearing, trial counsel talked to Wilson and his family to investigate his background and learn of any mitigating evidence. He also reviewed the pre-sentencing report with his client, which indicated Wilson was not taking any medication and had no history of mental health issues. Based on his review of the records and these conversations, trial counsel concluded there was no need to hire a mental health expert. Further, since Wilson was not facing a life without parole sentence, counsel testified that the U.S. Supreme Court’s Miller v. Alabama decision—holding that mandatory
Wilson’s appellate counsel testified that he was unfamiliar with Miller at the time of the direct appeal. Instead, appellate counsel homed in on the clear error in the duplicity of the gang activity conviction. But in retrospect, he conceded that he should have also challenged the sentence’s appropriateness under
At the post-conviction review hearing, new evidence about Wilson’s background was introduced. Dr. Charles Ewing, a forensic psychologist who examined Wilson while in prison, concluded that he was suffering from PTSD linked to growing up in a violent neighborhood where someone once attempted to firebomb his childhood home and where he witnessed the shooting of two friends. Dr. Ewing concluded that Wilson’s decision to shoot the victims was based in fear stemming from previous traumatic experiences and that he did not appreciate the consequences of his actions. He also testified that Wilson likely had a good chance of being rehabilitated after he reached age twenty-five. But Dr. Ewing conceded that Wilson had never previously been formally diagnosed with a mental health issue and a mental health professional only saw Wilson once. The testimony of developmental psychologist Dr. James Garbarino provided a similar positive outlook on Wilson’s chances for rehabilitation.
The post-conviction court, however, denied Wilson’s petition for relief. The Court of Appeals reversed, finding that Wilson’s trial counsel was ineffective when he failed “to present any evidence related to youth and its attendant characteristics or to Wilson’s own youth, environment, mental health, good character, or prospects of rehabilitation,” as it found was required by U.S. Supreme Court precedent for de facto juvenile life sentences. Wilson v. State, 128 N.E.3d 492, 502 (Ind. Ct. App. 2019), vacated. Ordering a new sentencing hearing, the Court of Appeals declined to address Wilson’s other arguments. Id. at 503.
The State sought transfer, which we granted.
Standard of Review.
A post-conviction proceeding is a civil proceeding in which a defendant may present limited collateral challenges to a conviction and sentence.
The defendant bears the burden of establishing his claims by a preponderance of the evidence.
Discussion and Decision.
Wilson’s claims for post-conviction relief fall into three main branches. First, he argues that his 181-year cumulative sentence amounts to a cruel and unusual punishment under the Eighth Amendment. While Wilson’s briefing in the Court of Appeals presented this constitutional argument as both a free-standing constitutional claim and as an ineffective assistance of counsel (IAC) claim, on transfer, he focuses on the IAC rationale. Second, he argues his trial counsel was ineffective for failing to adequately investigate and present mitigation evidence at his sentencing hearing. Third, Wilson argues his appellate counsel was also ineffective because he failed to challenge the appropriateness of the sentence under Indiana
I. Wilson’s 181-year sentence is not cruel and unusual punishment under the Eighth Amendment.
Wilson originally presented his Eighth Amendment argument as both a free-standing constitutional claim and as an IAC claim based on his counsel’s failure to raise the unconstitutionality argument on direct appeal. These arguments both fail because Wilson’s sentencing was appropriate under the Eighth Amendment.4
The Eighth Amendment states that “[e]xcessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.”
A. The recent evolution in Eighth Amendment juvenile sentencing requirements.
The U.S. Supreme Court has recently explained how its evolving Eighth Amendment
Echoing Roper, the Court soon barred imposing life-without-parole sentences for non-homicide juvenile offenders but allowed the states to develop their own “means and mechanisms for compliance” with its new rule that offenders be given “some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.” Graham, 560 U.S. at 82, 75. The Court reasoned that the same factors that diminished juveniles’ culpability in Roper applied to lesser crimes making juveniles “less deserving of the most severe punishments.” Id. at 68 (citing Roper, 543 U.S. at 569). The Court held that life without parole—which it noted was “the second most severe penalty permitted by law” sharing “some characteristics with death sentences that are shared by no other sentences”—should not be applied to juvenile “defendants who do not kill” because such defendants are “categorically less deserving of the most serious forms of punishment than are murderers.” Id. at 69 (quotations omitted) (emphasis added).
Two years later, the U.S. Supreme Court held that the Eighth Amendment also “forbids a sentencing scheme that mandates life in prison without possibility of parole for juvenile [murderers].” Miller v. Alabama, 567 U.S. 460, 479 (2012) (emphasis added). Since “juveniles have diminished culpability and greater prospects for reform, . . . ‘they are less deserving of the most severe punishments.’” Id. at 471 (quoting Graham, 560 U.S. at 68). Because “mandatory [life-without-parole] penalty schemes . . . prevent the sentencer from taking [into] account [the] central considerations” of youth, the mandatory life sentences “contravene[d] Graham’s (and also Roper’s) foundational principle: that imposition of a State’s most severe penalties on juvenile offenders cannot proceed as though they were not children.” Id. at 474 (citations omitted). Applying the holding, the Court noted that the sentencing court, “[a]t the least, . . . should look at” the “hallmark features” of youth, the defendant’s background, and “the circumstances of the homicide offense” before imposing a discretionary life without parole sentence. Id. at 477–78. And, the Court predicted, the “appropriate occasions” for imposing “this harshest possible penalty will be uncommon.” Id. at 479.
In 2016, the
[e]ven if a court considers a child’s age before sentencing him or her to a lifetime in prison, that sentence still violates the Eighth Amendment for a child whose crime reflects unfortunate yet transient immaturity. Because Miller determined that sentencing a child to life without parole is excessive for all but the rare juvenile offender whose crime reflects irreparable corruption, it rendered life without parole an unconstitutional penalty for a class of defendants because of their status—that is, juvenile offenders whose crimes reflect the transient immaturity of youth.
Id. at 734 (citations omitted). Despite this language, the Court in Montgomery also acknowledged that “Miller did not require trial courts to make a finding of fact regarding a child’s incorrigibility,” writing that states could develop independent procedures to enforce the constitutional requirement. Id. at 735.
Montgomery’s murkiness has resulted in a split of authority among state high courts as to whether Miller requires a court to make a specific factual finding that the juvenile is irreparably corrupt (or permanently incorrigible) before it can issue a life sentence. See People v. Skinner, 917 N.W.2d 292, 322 (Mich. 2018) (McCormack, J., dissenting) (observing a “split of authority in state courts post-Miller on whether a court must make a specific ‘finding’ of irreparable corruption”); see also Alice Reichman Hoesterey, Confusion in Montgomery’s Wake, Appendix B: Irreparable Corruption Determination, 45 Fordham Urb. L.J. 149, 190–93 (2017) (listing appellate opinions falling on different sides of the debate).
The U.S. Supreme Court seems poised to better define the scope of Miller’s procedural requirements in the near future, as earlier this year it granted certiorari on a petition asking the Court to determine if the Eighth Amendment requires the sentencing court to find a defendant to be permanently incorrigible before imposing a sentence of life without parole. See Jones v. State, 285 So. 3d 626 (Miss. Ct. App. 2017), cert. granted, 140 S. Ct. 1293 (2020).5 While a decision by the U.S. Supreme Court would certainly clarify some issues, it is unlikely to completely resolve the Eighth Amendment constitutional questions before us because the defendant in Jones was sentenced to life imprisonment for a single murder, not a discretionary term of years sentence for multiple offenses like Wilson. See id. at 627.
Since Miller, a separate split in authority has developed over whether a term of years sentence constitutes a de facto life without parole sentence that implicates Miller’s procedural sentencing requirements. Miller and Montgomery both involved
Recently, many federal circuit courts and state appellate courts have issued opinions on the Eighth Amendment’s requirements for de facto life-without-parole sentences, falling into three main categories. In the first group are jurisdictions who have held that Miller’s required consideration of age and attendant circumstances is applicable to term-of-years sentences long enough to be considered a de facto life sentence. See, e.g., Moore v. Biter, 725 F.3d 1184, 1191 (9th Cir. 2013) (Miller and Graham apply because the defendant’s “sentence of 254 years is materially indistinguishable from a life sentence without parole.”); State v. Null, 836 N.W.2d 41, 71 (Iowa 2013) (“[A] 52.5–year minimum prison term for a juvenile based on the aggregation of mandatory minimum sentences for second-degree murder and first-degree robbery triggers the protections . . . afforded under Miller.”); State v. Ramos, 387 P.3d 650, 659, 661 n.6 (Wash. 2017) (finding “Miller applies equally to literal and de facto life-without-parole-sentences[,]” and “[i]t is undisputed that [the defendant’s] 85-year aggregate sentence is a de facto life sentence”).
The second view finds Miller analysis inapplicable to aggregate sentences that exceed the juvenile’s life expectancy.6 See, e.g., United States v. Sparks, 941 F.3d 748, 754 (5th Cir. 2019) (holding that “a term-of-years sentence cannot be characterized as a de facto life sentence[;] Miller dealt with a statute that specifically imposed a mandatory sentence of life”), cert. denied, 140 S. Ct. 1281 (2020); Bunch v. Smith, 685 F.3d 546, 547, 553 (6th Cir. 2012) (finding Miller inapplicable to an eighty-nine-year aggregate fixed term for robbing, kidnapping, and raping a twenty-two-year-old college student); Proctor v. Kelley, 562 S.W.3d 837, 839, 841–42 (Ark. 2018) (holding that a 240-year aggregate sentence—for eleven different robbery counts, none of which would singularly constitute a de facto life sentence—does not fall under the purview of Graham, which dealt with a life without parole sentence for a single crime), cert. denied, 140 S. Ct. 481 (2019); State v. Helm, 431 P.3d 1213, 1215 (Ariz. Ct. App. 2018) (refusing to find Miller analysis applicable to juvenile serving consecutive murder sentences because “we do not consider the aggregate sentence
Third, are jurisdictions who have found Miller’s requirements only apply to de jure life-without-parole sentences and therefore are inapplicable to other discretionary sentences, including life with the possibility of parole. See, e.g., Lucero v. People, 394 P.3d 1128, 1133 (Colo. 2017) (finding that “the analysis in Miller is limited to the sentence at issue in that case, mandatory life without parole, and does not extend to lengthy aggregate sentences or life sentences with the possibility of parole”); Veal v. State, 810 S.E.2d 127, 128–29 (Ga. 2018) (upholding six consecutive life-with-parole sentences for rape by juvenile because it found Miller’s requirements applied only to de jure life-without-parole sentences); State v. Slocumb, 827 S.E.2d 148, 156 (S.C. 2019) (holding that since the U.S. Supreme Court declined to also address a term of years sentence in Graham, it would hue to the narrow holding that Miller and Graham only apply to de jure life-without-parole sentences). All told, courts around the country are split approximately evenly on whether Graham and Miller should be extended to at least some de facto life sentences. See Slocumb, 827 S.E.2d at 156 n.16.
B. A term of years sentence does not implicate Miller.
Given this split in authority, we take counsel in language from Miller and Graham suggesting their holdings should be read narrowly, absent further guidance from that Court.7
Graham and Miller both explicitly state that their holdings are limited to the “particular” penalty of life without parole. See Lucero, 394 P.3d at 1133 (quoting Graham, 560 U.S. at 61; Miller, 567 U.S. at 483) (“In Graham, the Court categorically barred the ‘particular’ sentence of life without parole for juvenile nonhomicide offenders, saying nothing about consecutive or aggregate sentences. . . . Miller likewise speaks only of the sentence of life without parole, calling it a ‘particular penalty.’”). The majority in Graham explicitly differentiated life-without-parole sentences from other penalties, calling life-without-parole sentences “the second most severe penalty permitted by law [after death,]” and noting that they “share some characteristics with death sentences that are shared by no other sentences.” 560 U.S. at 69 (citations omitted). Indeed, dissenting in Graham, Justice Alito noted that “[n]othing in the Court’s opinion affects the imposition of a sentence to a term of years without the possibility of parole.” Id. at 124 (Alito, J., dissenting). Likewise, the Court’s analysis in Miller “distinguished the mandatory sentencing schemes at issue in Miller from the impliedly constitutional alternatives whereby ‘a judge or jury could choose, rather than a life-without-parole sentence, a lifetime prison term with the possibility of parole or a lengthy term of years.’” Lucero, 394 P.3d at 1133 (quoting Miller, 567 U.S. at 489). The implication from
In fact, in the context of adult offenders, the U.S. Supreme Court has in the past explicitly cautioned against expanding Eighth Amendment protections by relying on general similarities between sentences. In Harmelin v. Michigan, an adult defendant was sentenced to a mandatory life without parole sentence for possessing 672 grams of cocaine despite having no prior felony convictions. 501 U.S. 957, 961, 994 (1991). The defendant argued that before the court imposed such a harsh sentence, he should have received an individualized sentencing hearing, equivalent to what is constitutionally required in death penalty cases. Id. at 994. Writing for the Court, Justice Scalia acknowledged several similarities between the death penalty and a life without parole sentence, but he found such reasoning by analogy would lead to an ever-expanding category of sentences requiring additional protections. Id. at 996 (“It is true that petitioner’s [life without parole] sentence is unique in that it is the second most severe known to the law; but life imprisonment with possibility of parole is also unique in that it is the third most severe.”). Instead, the Court acknowledged it had already “drawn the line of required individualized sentencing at capital cases” and chose not to “extend[ ] it further.” Id. (emphasis added).
The Court later distinguished juvenile life-without-parole sentences from the holding of Harmelin because it found life-without-parole sentences to be a categorically more severe punishment for juveniles—both due to the greater amount of time they would likely serve and juveniles’ unique characteristics. See Miller, 567 U.S. at 480–81. However, Harmelin’s core lesson regarding the Eighth Amendment’s cruel and unusual punishment clause’s constitutional analysis is still valid. That is, determining the reach of the clause is inherently a line drawing exercise best left to the U.S. Supreme Court.
And determining what sentence constitutes a “de facto life sentence” would be a task completely unmoored from the language of Miller. See Bunch, 685 F.3d at 552 (“At what number of years would the Eighth Amendment become implicated in the sentencing of a juvenile: twenty, thirty, forty, fifty, some lesser or greater number? Would gain time be taken into account? Could the number vary from offender to offender based on race, gender, socioeconomic class or other criteria? Does the number of crimes matter?”) (quotation omitted); Sparks, 941 F.3d at 754 (noting that an attempt at determining what constitutes a de facto life sentence would be a line drawing exercise “not bound by law”). Indeed, well-meaning attempts at fully defining de facto life sentences can end up creating requirements that would vastly alter sentencing procedures for a large swath of juveniles. See United States v. Grant, 887 F.3d 131, 150–53 (3d Cir. 2018) (proposing a “rebuttable presumption that a non-incorrigible juvenile offender should be afforded an opportunity for release before the national age of retirement” while also requiring trial courts hold a separate hearing to determine an offender’s “life expectancy before sentencing him or her to a term-of-years” based on demographic information8), reh‘g en banc granted, opinion vacated; see also Kelly v. Brown, 851 F.3d 686, 688 (7th Cir. 2017) (Posner, J., dissenting) (arguing, based on third party actuarial data on juvenile prisoners, that a sentence requiring a juvenile to be released after age fifty is a de facto life sentence). These examples make clear that any attempt to define a de facto life sentence without further guidance from the U.S. Supreme Court would be largely guesswork and would likely require significant (and likely unnecessary) change to Indiana’s existing discretionary sentencing scheme.9
In sum, “while we are duty-bound to enforce the Eighth Amendment consistent with the Supreme Court’s directives,” we must interpret this precedent based “upon case-specific holdings rather than general expressions in an opinion that exceed the scope of any particular holding.” Slocumb, 827 S.E.2d at 153. As a result, Miller’s enhanced protections do not currently apply to Wilson’s 181-year term of years sentence. The sentence does not violate the Eighth Amendment because Miller, Graham, and Montgomery expressly indicate their holdings apply only to life-without-parole sentences.
C. Wilson’s sentencing suffices under Miller.
Even assuming the standards in Miller apply to a de facto juvenile life sentence, the judge adequately considered youth and attendant circumstances during sentencing. Since “Miller did not impose a formal factfinding requirement,” a sentence cannot “be vacated merely because the [sentencing] court failed to quote certain magic words from the Supreme Court’s Miller decision.” Sparks, 941 F.3d at 756 (quotation omitted).
While the sentencing judge may not have used the “irreparable corruption” language of Miller, he expressly considered Wilson’s youth and immaturity as the main mitigating factor throughout sentencing. He also considered the defendant’s background—including his three prior referrals to the juvenile justice system and previous conviction for a possession of a dangerous firearm—as evidence of Wilson’s corruption. And testimony was presented that even while awaiting trial, Wilson continued to engage in gang activity and expressed that he hoped to “smash” members of a rival gang also incarcerated at the same facility—evidence he was irreparably corrupted. DA Tr. Vol. 4, p.745. While the sentencing judge did not delve into a detailed discussion of Wilson’s home environment at sentencing, such a discussion appeared unnecessary based on what the judge knew of Wilson’s background at the time because being raised by a stable two-parent family in a bad neighborhood is not a significant mitigator.
The sentencing judge also knew of the gang-centric neighborhood environment to which Wilson was exposed. The victims were members of the rival Bottom Side gang and significant testimony at trial discussed the activities and disputes between these different gangs. Looking at the information considered by the trial judge, as a whole, the sentencing court sufficiently considered Wilson’s background, environment and immaturity before determining that Wilson was sufficiently corrupted and
II. Wilson’s ineffective assistance of counsel claims.
To prevail on his IAC claims, Wilson must show (1) that his counsel’s performance fell short of prevailing professional norms, and (2) that counsel’s deficient performance prejudiced his defense. Strickland v. Washington, 466 U.S. 668 (1984). “A showing of deficient performance under the first of these two prongs requires proof that legal representation lacked ‘an objective standard of reasonableness,’ effectively depriving the defendant of his Sixth Amendment right to counsel.” Gibson, 133 N.E.3d at 682 (quoting Overstreet v. State, 877 N.E.2d 144, 152 (Ind. 2007)). “To demonstrate prejudice, the defendant must show a reasonable probability that, but for counsel’s errors, the proceedings below would have resulted in a different outcome.” Id. (citing Wilkes v. State, 984 N.E.2d 1236, 1240–41 (Ind. 2013)). “A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at 694.
When assessing the counsel’s performance, we rely on some basic guidelines. First, we start by strongly presuming that, throughout the proceedings, counsel exercised “reasonable professional judgment” and rendered adequate legal assistance. Stevens v. State, 770 N.E.2d 739, 746 (Ind. 2002). Second, defense counsel enjoys “considerable discretion” when developing legal strategies for a client, demanding deference during judicial review. Id. at 746–47. Third, counsel’s “[i]solated mistakes, poor strategy, inexperience, and instances of bad judgment do not necessarily render representation ineffective.” Id. at 747.
Wilson brings two types of IAC claims. First, Wilson argues that his trial counsel was ineffective when counsel failed to adequately investigate Wilson’s background so he could present mitigating and aggravating factors at the sentencing hearing. Second, Wilson asserts that appellate counsel was ineffective for failing to raise significant issues on appeal—including the previously discussed Eighth Amendment constitutional argument—and for failing to seek evaluation of Wilson’s 181-year sentence under our inherent revisory authority as part of his direct appeal.
We find his trial counsel’s preparation for sentencing were within the bounds of prevailing professional norms. But, given precedent existing at the time, the grounds for relief under
A. Wilson’s trial counsel was not ineffective.
Wilson claims his trial counsel was ineffective for failing to investigate and present mitigation evidence at sentencing. Specifically, he contends that his trial counsel should have presented expert testimony regarding the mitigating qualities of youth and conducted a more thorough investigation of Wilson’s background, including his mental health history. The post-conviction court made factual findings rejecting these arguments. It concluded that the trial court had conducted an adequate analysis of Wilson’s background in line with prevailing professional norms and that trial counsel did not miss the importance of age as the major mitigating factor and had “argued it competently.” Appellant’s Corr. App. Vol. 2, p.234.
Arguing that his trial counsel should have presented expert testimony on how his age reduced his criminal culpability and his prospects for rehabilitation, Wilson cites no evidence that this presentation was required by “prevailing professional norms” in 2014. See Strickland, 466 U.S. at 688. In fact, his brief cites only to American Bar Association guidelines, in effect at the time, applicable to the presentation of mitigation evidence in the death penalty context. Wilson simply fails to establish that it was standard practice among defense counsel to present such expert testimony at a sentencing hearing for a juvenile facing a lengthy term of years sentence.
Wilson also claims that his trial counsel’s sentencing investigation was inadequate because he failed to uncover Wilson’s mental health issues—a PTSD diagnosis discovered by experts hired during the post-conviction investigation. We have previously explained that the Constitution does not demand a “scorch-the-earth strategy” in conducting a mitigation investigation. Ward, 969 N.E.2d at 56 (quotation omitted). Instead, “[w]hat is reasonable depends on the circumstances of each case, including the facts of the crime, information gleaned from the defendant and others, and other readily available sources of information.” Id. Here, trial counsel investigated Wilson’s background by speaking to members of his family, reviewing the pre-sentencing investigation report with his client and making his own observations about Wilson’s mental state during their meetings. The investigative report indicated Wilson had no mental illness. Counsel’s interview with family and counsel’s own observations did not contradict this evaluation. Because sufficient evidence supports the post-conviction court’s conclusion—finding trial counsel’s investigation to be adequate—we affirm its holding.
B. Wilson was provided ineffective assistance of appellate counsel when his attorney failed to seek relief under Indiana Appellate Rule 7(B).
Wilson is entitled to effective assistance of counsel under the Sixth Amendment not only at trial but also on direct appeal. Timberlake v. State, 753 N.E.2d 591, 604 (Ind. 2001). These claims are also judged under the two-part Strickland test. Id. at 603. “Ineffective assistance of appellate counsel claims generally fall into three basic categories: (1) denial of access to an appeal, (2) waiver of issues, and (3) failure to present issues well.” Reed v. State, 856 N.E.2d 1189, 1195 (Ind. 2006) (citation omitted) (emphasis added). Wilson argues that appellate counsel failed to raise significant issues on appeal, which falls into the second category.
“To show that counsel was ineffective for failing to raise an issue on appeal thus resulting in waiver for collateral review, the defendant must overcome the strongest presumption of adequate assistance, and judicial scrutiny is highly deferential.” Gallien v. State, 19 N.E.3d 303, 307 (Ind. Ct. App.
App. 2014) (citing Reed, 856 N.E.2d at 1195). “To evaluate the performance prong when counsel waived issues upon appeal, we apply the following test: (1) whether the unraised issues are significant and obvious from the face of the record and (2) whether the unraised issues are clearly stronger than the raised issues.” Reed, 856 N.E.2d at 1195 (quotation omitted) (emphasis added). IAC is very rarely found in cases where a defendant asserts that appellate counsel failed to raise an issue on direct appeal, in part, because the decision of what issues to raise is one of the most important strategic decisions to be made by appellate counsel. Bieghler v. State, 690 N.E.2d 188, 193-94 (Ind. 1997). Though instances of successful claims are “very rare,” one ground for past successful IAC claims is appellate counsel‘s failure “to locate[ ] and rel[y] upon” recent precedent from this Court that is “not out-of-date or obscure” and would have directly supported a meritorious argument for relief. Hopkins v. State, 841 N.E.2d 608, 614 (Ind. Ct. App. 2006).
Wilson‘s appellate counsel raised three issues on appeal: (1) whether the trial court properly admitted Twitter messages into evidence, (2) whether Wilson‘s convictions for conspiracy to commit a criminal gang activity and the resulting enhancement violated double jeopardy, and (3) whether the trial court properly excluded Wilson from the courtroom after an outburst. The Court of Appeals easily affirmed both the admission of tweets and Wilson‘s removal from the courtroom on direct appeal, and we denied transfer. See Wilson, 30 N.E.3d at 1267-71. The Court of Appeals, however, agreed that the conspiracy to commit gang activity charge was impermissibly duplicative and it vacated the conviction and its two-year sentence. Id. at 1269. So, Wilson‘s sentence was only reduced from 183 to 181 years.
Wilson now argues on post-conviction review that his appellate counsel on direct appeal should have brought an independent claim for appellate review under
At the post-conviction review hearing, Wilson‘s appellate counsel admitted that in retrospect his appeal strategy was poor. PCR Tr., p.36 (“I saw the clear error in the gang activity [conspiracy] sentence, which surprised me a bit. And I realized, however, that it made virtually no difference in [Wilson]‘s sentence. And I believe I should have gone further and considered more the appropriateness of the sentence [under Appellate Rule 7(B)].“) (emphasis added). In short, appellate counsel himself conceded that an Appellate Rule 7(B) challenge was clearly stronger than the issues he raised on appeal.
Further, counsel conceded that at the time he was unfamiliar with this Court‘s recent companion decisions reducing long sentences for juvenile double murderers. See Fuller v. State, 9 N.E.3d 653, 659 (Ind. 2014); Brown v. State, 10 N.E.3d 1, 8 (Ind. 2014). Fuller and Brown involved two teenagers—ages fifteen and sixteen years old, respectively—who were convicted of the robbery and murder of an Anderson couple in their own home; both juvenile defendants were originally given 150-year sentences. Fuller, 9 N.E.3d at 654-55; Brown, 10 N.E.3d at 2-3. However, after reviewing the character of the offenders and the circumstances of their crimes, we found both sentences inappropriate under our Appellate Rule 7(B) discretionary review authority. Fuller, 9 N.E.3d at 659; Brown, 10 N.E.3d at 8. We reduced their aggregate sentences to eighty-five years
The post-conviction court dismissed Wilson‘s
A few years later, however, we clarified that a request under
Despite the high bar required to bring an IAC claim, we find the attorney‘s failure to bring a claim for
In sum, we find that due to the availability of the on-point Brown and Fuller decisions, a request for review of the sentence‘s appropriateness had a high likelihood of success. Since the claims appellate counsel brought on direct appeal resulted in an insignificant two-year reduction in Wilson‘s sentence, his claim for
“Based on the Indiana authority available at the time of” his sentencing, there is support for Wilson‘s argument that an appropriateness challenge to his sentence had a high likelihood of success, and his appellate counsel “should have challenged” his aggregate sentence. Taylor v. State, 840 N.E.2d 324, 342 (Ind. 2006). “We find that failure to do so amounted to deficient performance,” and Wilson “was prejudiced and deprived a fair appeal by his counsel‘s failure to raise his sentence as an issue.” Id. The correct remedy for this failure, in this instance, is to give Wilson a new chance to present an
C. Applying Appellate Rule 7(B) to Wilson‘s sentence.
Examining only the facts available on direct appeal, we conclude that a downward adjustment to Wilson‘s sentence is appropriate. We modify a sentence only when we find that “the sentence is inappropriate in light of the nature of the offense and the character of the offender.”
At sentencing, Wilson was given (1) an enhanced sixty years for the murder of Charles Wood, which was automatically doubled under the criminal gang enhancement, (2) a consecutive (advisory) fifty-five-year sentence for his role as an accomplice in the murder of Shaqwone Ham, and (3) a minimum six-year sentence for armed robbery. See Wilson, 30 N.E.3d at 1267; see also
i. Nature of the offense.
First, like in Brown, “although senseless and reprehensible, . . . there is no evidence
That said, the crime‘s gang connection justifies an enhanced sentence, and this is accounted for in the mandatory criminal gang enhancement. The General Assembly has found a crime committed as part of gang activity to be deserving of enhanced punishment and enacted a statute that allows for the proportional doubling of “the longest sentence imposed for the underlying felonies.”
ii. Character of the offender.
Weighing against Wilson‘s character is his previous misdemeanor and his actions while incarcerated, but we find these factors to be outweighed by Wilson‘s age. Wilson‘s juvenile record is not especially egregious: he was convicted of a single misdemeanor for dangerous possession of a firearm, providing little support for a more severe enhancement. See, e.g., Prickett v. State, 856 N.E.2d 1203, 1208-09 (Ind. 2006) (finding that a twenty-one-year-old‘s juvenile convictions for “incorrigibility, burglary, and theft” were not “weighty enough” or “sufficiently similar” to justify a ten-year enhancement to an adult Class A child molestation conviction).
Wilson‘s conduct while incarcerated and awaiting trial also evinces that he had learned little following his arrest. In a recorded jailhouse conversation, Wilson stated a desire to “smash” a member of a rival gang incarcerated in the same facility, bragged about the murders to a cellmate, and showed a desire to continue to participate in gang activity. DA Tr. Vol. 4, p.745. These facts weigh against his character.
As we have stated repeatedly, when reviewing the appropriateness of a juvenile‘s term of years sentence that is so long that it “forswears altogether the rehabilitative ideal” and “means denial of hope,” we look closely at “an offender‘s youth and its attendant characteristics.” Brown, 10 N.E.3d at 8, 7 (quotations omitted); Fuller, 9 N.E.3d at 658, 657 (quotations omitted). Since Wilson was only sixteen, his age is a major factor that requires careful consideration during
As noted above, in both Fuller and Brown, where the defendants’ offenses were largely analogous to Wilson‘s, we reduced each defendant‘s aggregate sentence to eighty-five years and eighty years, respectively, which means the defendants both have a realistic chance at release by their early sixties. Fuller, 9 N.E.3d at 659; Brown, 10 N.E.3d at 8. We have made similar reductions in the past even under the old, more deferential “manifestly unreasonable” standard; for instance, we reduced to fifty years a fourteen-year-old‘s maximum sixty-year sentence for the brutal murder of a seven-year-old girl, recognizing, among other things, his “very youthful age.”10 Carter v. State, 711 N.E.2d 835, 841-43 (Ind. 1999). And in the case of a sixteen-year-old who brutally beat and stabbed his adoptive parents to death while they slept, we reduced a maximum 120-year sentence to eighty years when, along with his mental illness and lack of criminal history, we considered the age of “this offender.” Walton v. State, 650 N.E.2d 1134, 1135, 1137 (Ind. 1995).
To be sure, lifetime imprisonment may sometimes be appropriate for a juvenile. In Conley, for instance, we found a life without parole sentence to be appropriate for the seventeen-and-a-half-year-old who brutally strangled his ten-year-old brother to death while babysitting. 972 N.E.2d at 876-77. We found it appropriate due to the especially heinous nature of the crime, the defendant‘s lack of significant mental health issues reducing his culpability, and evidence suggesting a “hardened character.” Id. Although technically not a juvenile, the Court of Appeals similarly considered age and maturity when affirming an aggregate 175-year sentence for a twenty-one-year-old who was convicted of multiple crimes, including murder (as an accomplice) with a gang enhancement, attempted murder, and kidnapping. Armstrong v. State, 22 N.E.3d 629, 636, 644-46 (Ind. Ct. App. 2014) (finding defendant‘s previous six felony and twelve misdemeanor convictions along with the brutal nature of the crime justified an enhanced sentence despite defendant‘s youth), trans. denied.
Fuller and Brown—as factually analogous cases—provide us baseline sentences (eighty-five- and eighty-year sentences) for what is appropriate for a sixteen-year-old who committed robbery and a double murder. Comparing the nature of Wilson‘s offense and his character to these cases, we conclude that Wilson‘s sentence should be reduced to an aggregate 100 years. This includes two concurrent fifty-year sentences for the murders of Wood and Ham, a fifty-year criminal gang enhancement for Wood‘s murder, and a concurrent six-year robbery sentence. Unlike Fuller and Brown, Wilson was also convicted of a
Nevertheless, the main factor weighing in favor of a shorter sentence is Wilson‘s age. A 100-year sentence means that after receiving good time credit Wilson will likely be eligible for release in his mid-to-late sixties, meaning that he has reasonable hope for a life outside prison. If Fuller, Brown, and Crawford are all able to envision a life outside prison walls, we collectively find it an outlier that Wilson is not provided a similar opportunity and incentive to rehabilitate.
Conclusion.
We hold that Wilson‘s original 181-year sentence was not unconstitutional under the Eighth Amendment because the protections outlined in Miller for juvenile life-without-parole sentences are inapplicable to a term of years sentence. Furthermore, we find even if the sentence were subject Miller‘s requirements—that age and attendant circumstances be considered—the trial court‘s consideration of such factors in the present case was adequate. But we conclude Wilson‘s appellate counsel performed inadequately when he failed to request appellate review of the sentence‘s appropriateness under
David and Goff, JJ., concur.
Rush, C.J., concurs in result.
Slaughter, J., concurs in Parts I and II.A and dissents from Parts II.B and II.C, with separate opinion.
ATTORNEYS FOR APPELLANT
Amy E. Karozos
Public Defender of Indiana
Katherine Province
Mark S. Koselke
Deputy Public Defenders
Indianapolis, Indiana
ATTORNEYS FOR APPELLEE
Curtis T. Hill, Jr.
Attorney General of Indiana
Stephen R. Creason
Chief Counsel, Appeals Division
Indianapolis, Indiana
Ellen H. Meilaender
Monika P. Talbot
Deputy Attorneys General
Indianapolis, Indiana
Slaughter, J., concurring in part, dissenting in part.
I agree with the Court that Wilson‘s term-of-years sentence does not violate the Eighth Amendment‘s ban on cruel-and-unusual punishments. To date, the Supreme Court of the United States has not extended its evolving legal standard for juvenile life-without-parole sentences to “de facto” LWOP sentences. Thus, I concur in Part I of our Court‘s opinion. I also concur in Part II.A of the opinion because I agree that Wilson‘s trial counsel was not ineffective. But I respectfully dissent from Parts II.B and II.C. I cannot agree that Wilson‘s appellate counsel was ineffective and that Wilson is entitled to relief under
Until today, we have never held that counsel‘s failure to raise Rule 7(B) on direct appeal amounts to constitutionally deficient performance under Strickland v. Washington, 466 U.S. 668 (1984). We adopted Rule 7(B) to effectuate the 1970 amendment to our state constitution‘s Judicial Article, which (among other things) conferred in our Court the power “to review and revise the sentence imposed” in a criminal case.
The practical effect of today‘s decision will be to encourage the filing of more claims seeking relief under Rule 7(B), even
Today‘s decision highlights the need for a workable 7(B) standard, especially considering that 7(B) claims—most of which will fail—require an enormous commitment of appellate resources. As we noted in Cardwell v. State, 895 N.E.2d 1219, 1224 (Ind. 2008) (cleaned up), our 7(B) decisions show that “we have not adopted a consistent methodology in reviewing sentences.” Yet crafting a consistent method should be, in my view, our primary task. I would give full weight to Cardwell‘s charge not only to “leaven the outliers,” but also to “identify some guiding principles for trial courts and those charged with improvement of the sentencing statutes“. Id. at 1225. Today we lack such “guiding principles“. Our prevailing criteria for identifying and remedying an “inappropriate” sentence are not susceptible to clear judicial standards.
Without a consistent framework for applying 7(B), I would avoid the discretionary review of sentences like Wilson‘s altogether. Although reviewing and revising trial courts’ lawful sentencing decisions are clearly within our constitutional power, exercising this power is not mandatory but discretionary. As our rule says, “[t]he Court may revise a sentence“.
For these reasons, I would hold that Wilson‘s appellate counsel was not ineffective and affirm the trial court‘s judgment denying post-conviction relief.