DOMINEQUE HAKIM MARCELLE RAY v. COMMISSIONER, ALABAMA DEPARTMENT OF CORRECTIONS
No. 19-10405
United States Court of Appeals, Eleventh Circuit
February 06, 2019
MARCUS, Circuit Judge
Non-Argument Calendar. D.C. Docket No. 2:19-cv-00088-WKW-CSC. [PUBLISH]
Before MARCUS, WILSON and MARTIN, Circuit Judges.
MARCUS, Circuit Judge:
Petitioner Domineque Ray has moved this Court for an emergency stay of his execution, scheduled to take place at 6:00 p.m. (CST) on February 7, 2019 at the Holman Correctional Facility (“Holman”) in Atmore, Alabama, for the 1995
I.
Precious little in the way of evidence has been adduced at this late hour. Based on our review of the amended complaint, the responses each party has made to a series of questions posed to them by the district court, and the short hearing held by the trial court on January 31, we know this much: Domineque Ray has been a committed Muslim since at least 2006. He has been meeting with his current Imam, Yusef Maisonet of Masjid As Salaam, who has provided religious ministry to Muslim prisoners in Holman since 2015. Ray‘s Imam has stated that Ray was a devout Muslim when the Imam began his ministry at Holman and that Ray continues to be committed to Islam to this day. Moreover, the Commissioner of the Alabama Department of Corrections (“ADOC”) does not dispute the sincerity of Ray‘s religious beliefs.
On January 23, 2019, Ray met with the Warden of Holman, Cynthia Stewart, who, apparently for the first time, explained to Ray the practices and policies that were followed by the ADOC during the administration of the death
During the January 23 meeting with the Warden, Ray made three requests for the accommodation of his religious beliefs: first, that his Imam be present in order to provide spiritual guidance for him at the time of his death; second, that the institutional Christian Chaplain be excluded from the chamber; and, finally, that he not be required to undergo an autopsy because it conflicted with his religious beliefs. The Warden denied the first two requests and explained that she had no decisional authority over the autopsy.
We also know that Ray has met with his Imam in a contact visit at Holman as recently as January 29, and had another such visit scheduled for January 30. Moreover, according to the state, his Imam may visit with him in the days leading up to and on the execution day itself. Further, his Imam may accompany him to a holding cell adjacent to the execution chamber and remain with him until the inmate makes the final walk to the chamber.
Ray filed his civil rights complaint and emergency motion for stay of execution in the United States District Court for the Middle District of Alabama on January 28, 2019, and lodged an amended complaint on January 31. Ray‘s amended complaint makes four claims. First, Ray says that excluding his Imam from the execution chamber at the time of his execution in favor of a Christian chaplain violates his rights under the Religious Land Use and Institutionalized Persons Act. Second, he claims that requiring the presence of a Christian chaplain in the execution chamber at the time of his execution also violates his rights under
The district court set a hearing for January 31 and issued an order to show cause to the state asking why the procedures Ray challenged were permissible. The order also directed the Commissioner to answer a series of questions about Ray, the Chaplain, and ADOC procedures, and to file under seal the prison‘s relevant written policies or procedures. On January 31, 2019, Alabama responded and moved to dismiss Ray‘s complaint.
The state added that Ray would be allowed visitation with his spiritual advisor on the day of execution. Citing the confidential procedures, the state explained that “shortly before his execution, a condemned inmate is permitted to meet with the spiritual advisor of his choosing.” The spiritual advisor may then observe the execution from the viewing room, along with the inmate‘s relatives, friends, and members of the media.
Although Alabama expressly disclaimed any constitutional defect in requiring the presence of the prison‘s Christian Chaplain, the state agreed to accommodate Ray‘s request and exempt the institution‘s Chaplain from the execution chamber. Alabama reiterated, though, that it would not permit Ray‘s Imam to take the Chaplain‘s place. The state explained that it “will not permit a
The district court took oral argument on January 31. Beyond the answers that were given in the parties’ written responses, no additional facts were adduced at the hearing. Ray requested, however, a “quick evidentiary hearing,” and specifically suggested that, among other things, the prison Chaplain could “testify by telephone” within the next few days and be asked “what training he received and how difficult it would be for him to walk Mr. Ray‘s Imam through that training.” The state, although it did not request a hearing, said that, if appropriate, it could offer evidence supporting its position.
The following day, the district court issued an order denying the motion to stay execution and dismissing Counts 2 and 3 of Ray‘s complaint. At the heart of its holding, the court found Ray “guilty of inexcusable delay,” which, it said, yielded a “strong equitable presumption against granting a stay.” The trial court explained that “Ray has had ample opportunity in the past twelve years to seek a religious exemption, instead of waiting until the eleventh hour to do so.” Moreover, the district court found that Ray was not likely to succeed on the merits.
After review of this exceedingly limited record, we reject the district court‘s analysis, and its refusal to grant an emergency stay in the face of what we see as a powerful Establishment Clause claim. Because Ray has demonstrated a substantial likelihood of success on the Establishment Clause and because the other equitable factors tip in his favor, Ray‘s emergency motion for stay is granted. We direct the Clerk of Court to expedite the appeal of Ray‘s case so that we may promptly address and resolve these claims.
II.
“It is by now hornbook law that a court may grant a stay of execution only if the moving party establishes that: (1) he has a substantial likelihood of success on the merits; (2) he will suffer irreparable injury unless the injunction issues; (3) the stay would not substantially harm the other litigant; and (4) if issued, the injunction
A.
We begin, as we must, with “the first and most important question” concerning a stay of execution: whether Ray is substantially likely to succeed on the merits of his claims. Jones v. Comm’r, Ga. Dep‘t of Corr., 811 F.3d 1288, 1292 (11th Cir. 2016).
The First Amendment to the United States Constitution commands that “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof.”
The claim presented by Domineque Ray touches at the heart of the Establishment Clause. Indeed, we can think of no principle more elemental to the Establishment Clause than that the states and the federal government shall not favor one religious denomination over another. In the words of the Supreme
“[T]his principle of denominational neutrality has been restated on many occasions. In Zorach v. Clauson, 343 U.S. 306 (1952), [the Supreme Court] said that ‘[t]he government must be neutral when it comes to competition between sects.’ Id. at 314. In Epperson v. Arkansas, 393 U.S. 97 (1968), [the Supreme Court] stated unambiguously: ‘The First Amendment mandates governmental neutrality between religion and religion. . . . The State may not adopt programs or practices . . . which “aid or oppose” any religion. . . . This prohibition is absolute.’ Id. at 104, 106, citing Abington School District v. Schempp, 374 U.S. 203, 225 (1963). And Justice Goldberg cogently articulated the relationship between the Establishment Clause and the Free Exercise Clause when he said that ‘[t]he fullest realization of true religious liberty requires that government . . . effect no favoritism among sects . . . and that it work deterrence of no religious belief.’ Abington School District, 374 U.S. at 305.” Larson, 456 U.S. at 246; see also Bd. of Educ. of Kiryas Joel Vill. Sch. Dist. v. Grumet, 512 U.S. 687, 690 (1994); Rosenberger v. Rector & Visitors of Univ. of Va., 515 U.S. 819, 839 (1995) (“[A] significant factor in upholding governmental programs in the face of Establishment Clause attack is their neutrality towards religion.”); Van Orden v. Perry, 545 U.S. 677, 684 (2005) (identifying neutrality as one of the two “faces” of the Establishment Clause).
The neutrality principle embodied in the Establishment Clause is a critical bulwark of religious freedom. The Establishment Clause and the Free Exercise Clause work together to safeguard the spiritual freedom of our people. Indeed, free exercise depends in no small measure on non-interference and non-preferential treatment by the state, and it “can be guaranteed only when legislators . . . are required to accord to their own religions the very same treatment given to small, new, or unpopular denominations.” Larson, 456 U.S. at 245. Quite simply, the power, prestige, and support of the state may not be placed behind a particular religious belief. See Engel v. Vitale, 370 U.S. 421, 431 (1962). When the government “allie[s] itself with one particular form of religion, the inevitable result [is] that it . . . incur[s] the hatred, disrespect and even contempt of those who [hold] contrary beliefs.” Id.
It is also by now a principle clearly embedded in our law that “when it is claimed that a denominational preference exists, the initial inquiry is whether the
We are exceedingly loath to substitute our judgment on prison procedures for the determination of those officials charged with the formidable task of running a prison, let alone administering the death penalty in a controlled and secured manner. Nevertheless, in the face of this limited record, it looks substantially likely to us that Alabama has run afoul of the Establishment Clause of the First Amendment.
What we can say with some confidence based on what little we have seen is that Holman prison will place its Christian Chaplain in the execution chamber; that it has done so nearly uniformly for many years; that the Christian Chaplain will offer to minister to the spiritual needs of the inmate who is about to face his Maker, and that the Chaplain may pray with and touch the inmate‘s hand as a lethal cocktail of drugs is administered; and that only a Christian chaplain may go into
Alabama‘s policy facially furthers a denominational preference. While the Alabama statute provides that only certain persons “may be present at an execution,” including, among others, “[t]he spiritual advisor of the condemned,” “[t]he chaplain of Holman Prison,” and six relatives or friends of the condemned,
However, we must at the same time “sponsor an attitude on the part of government that shows no partiality to any one group and that lets each flourish according to the zeal of its adherents and the appeal of its dogma.” Zorach, 343 U.S. at 313. The central constitutional problem here is that the state has regularly placed a Christian cleric in the execution room to minister to the needs of Christian
Alabama appears to have set up “precisely the sort of denominational preference that the Framers of the First Amendment forbade.” Larson, 456 U.S. at
Under strict scrutiny, a law that advances a denominational preference may be upheld if the government can demonstrate that the policy serves a compelling interest and that it has been narrowly tailored to further that interest. The law is also clear that the burden falls to the government, not to the challenger, to establish a compelling interest and narrow tailoring. See Larson, 456 U.S. at 251 (“We . . . conclude that [the government has] failed to demonstrate that the [law at issue] is ‘closely fitted’ to further a ‘compelling governmental interest.’”). The government must carry its burden even at this preliminary stage. That is, Ray “must be deemed likely to prevail unless the Government has shown that [his] proposed less restrictive alternatives are less effective than” the challenged procedure. Ashcroft v. Am. Civil Liberties Union, 542 U.S. 656, 666 (2004); see also Gonzales v. O Centro Espirita Beneficente Uniao do Vegetal, 546 U.S. 418, 429 (2006) (noting that the government‘s argument that plaintiff should bear the burden of disproving compelling interest at the preliminary injunction stage was “foreclosed” by the Court‘s decision in Ashcroft).
We do not doubt that Alabama has a powerful interest in the secure and orderly administration of the death penalty. Indeed, “[i]t is well established that states have a compelling interest in security and order within their prisons.”
As we see it, then, this case likely turns less on whether there is a compelling interest and more on whether the state‘s procedures are the least restrictive means or narrowly tailored to further that interest. We acknowledge again that we owe deference to the state‘s assessment of its security requirements, and we are reluctant to substitute our judgment for the Commissioner‘s. Cf. O’Lone v. Estate of Shabazz, 482 U.S. 342, 349 (1987) (“[W]e have often said that evaluation of penological objectives is committed to the considered judgment of prison administrators . . . .”). But we cannot simply rely on the unexplained ipse dixit of the state that there are no less restrictive means in the face of Alabama‘s obvious denominational preference. To do so would ignore our constitutional obligations and the unambiguous command of the First Amendment that forbids the state from
This may well be true, but the bare assertion does not make it so. Notably, Alabama did not provide the Court with any affidavit from the Warden or from any other prison official addressing in any way why there were not lesser measures available to protect its interests and provide the same faith-based benefits to Christians and non-Christians alike. Nor did Alabama offer anything from its Chaplain or from anyone else about the perceived risks or the things that a cleric might need to learn in order to undertake this solemn and sensitive task. Alabama has presented us with nothing in support of its claims.
As the district court recognized, the proper determination of this significant Establishment Clause claim will turn on critical facts that have not been presented
We add that the trial judge never addressed the merits of Ray‘s Establishment Clause claim, suggesting only that the state‘s agreement to remove the Chaplain mooted the question.4 This rationale misapprehends the nature of
Ray‘s Establishment Clause claim. Waiving the presence of the Christian Chaplain, while still refusing admission to Ray‘s Imam has provided Ray with only half of the relief he seeks; it does nothing to alleviate the core Establishment Clause problem. If Ray were a Christian, he would have a profound benefit; because he is a Muslim, he is denied that benefit.
Ray‘s claim may well fit under the rubric of RLUIPA as well, though it seems to us more naturally framed by the Establishment Clause.5 Notably, RLUIPA defines a substantial burden on free exercise in the broadest of terms -- much broader than the Supreme Court‘s First Amendment jurisprudence it responded to. Indeed, as the Supreme Court has noted, “in an obvious effort to effect a complete separation from First Amendment case law, Congress deleted the reference to the First Amendment [in RLUIPA] and defined the ‘exercise of
It may be that denying access to a Muslim cleric at the moment of death would impose a substantial burden. We need not reach that question now, but we highlight that RLUIPA‘s strict scrutiny would -- just like in the Establishment Clause context -- squarely place the burden on the government to demonstrate that its policy is narrowly tailored to serve a compelling governmental interest. Moreover, under RLUIPA‘s compelling interest and least restrictive means analysis, the statute “does not permit . . . unquestioning deference” to the government‘s assessment, Holt, 135 S. Ct. at 864, and Congress expressly envisioned that the statute “may require a government to incur expenses in its own operations to avoid imposing a substantial burden on religious exercise,”
B.
The remainder of the factors we apply when considering a stay amount to a weighing of the equitable interests of the petitioner, the government, and the public. See Arthur, 840 F.3d at 1321 (requiring the moving party to establish “irreparable injury,” lack of “substantial[] harm [to] the other litigant,” and that “the injunction would not be adverse to the public interest”). In this case, the equities fall as they often do in death cases, with the petitioner arguing that “he will suffer irreparable harm if he is executed” in an unconstitutional manner while the state risks only the “minimal inconvenience” of delay. Brooks, 810 F.3d at 825. In the absence of a stay, Ray will die without the benefit, available to Christian inmates, of sharing his final moments with a cleric who shares his faith and who will be able to provide prayer, spiritual support and comfort at the moment of death. Moreover, the public has a serious interest in the proper application and enforcement of the Establishment Clause and RLUIPA.
On the other hand, “as the Supreme Court has recognized, the state, the victim, and the victim‘s family also ‘have an important interest in the timely
The district court makes much of the fact that Ray‘s claims have been brought too close to the scheduled date for Ray‘s execution. It stresses that we must consider “the extent to which the inmate has delayed unnecessarily in bringing the claim,” Nelson v. Campbell, 541 U.S. 637, 649–50 (2004), and identifies “a strong equitable presumption against the grant of a stay where a claim could have been brought at such a time as to allow consideration of the merits without requiring entry of a stay,” Hill, 547 U.S. at 584 (quoting Nelson v. Campbell, 541 U.S. 637, 650 (2004)); Grayson v. Allen, 491 F.3d 1318, 1322 (11th Cir. 2007). We agree as a matter of doctrine, but the district court seems to have overlooked a key point: That the claim was brought at the last minute does not necessarily establish that it was brought in a dilatory manner.
In other cases, we have suggested that the equities may tend to weigh against a stay when there has been no explanation offered why a § 1983 suit was brought at the eleventh hour to challenge policies that had long been in place. E.g.,
Here, however, arguments suggesting unreasonable delay on Ray‘s part are far less compelling. For starters, a review of the relevant statutory text would not have put Ray or his lawyers on notice that the institution‘s Christian Chaplain would always be present in the execution chamber or that Ray‘s Imam could never be. The Alabama Code only says that certain persons “may be present at an execution”; it does not say that the Chaplain will be present.
On January 23, only after Ray requested and was denied a religious accommodation, he asked the Warden and the Chaplain to see the prison‘s policies requiring that Holman‘s prison Chaplain, and only the prison Chaplain, would be placed in the execution chamber during an execution; he was told that he could not see Alabama‘s written policy. There is little reason, then, to think that he must have known the contents of these confidential policies at an earlier date. Indeed, the fact that these procedures have been filed thoroughly redacted and under seal is a further indication that Alabama‘s execution procedures are closely guarded by the ADOC.
Thus we are left with only the suggestion that he must have known ADOC policies from an earlier date because he sat on death row for a lengthy period of time. But the state has provided no evidence that Ray would have learned at any
Given the paucity of evidence, it is not altogether surprising that the state has not even clearly argued that Ray knew or should have known sooner that his religious beliefs would not be accommodated. The state argued before the district court only at the highest order of abstraction that “Mr. Ray is responsible for the delay” because “[c]ertainly Mr. Ray could have pursued this claim or pursued his desire to have a private spiritual advisor at an earlier time.” To support these claims, the state offers only the barest assertions about common knowledge in the prison. Even if we were to assume that some prisoners on death row are aware that the prison Chaplain has been present in the execution chamber in the past, there is not much else to support the inference that Ray knew or should have known that the Chaplain‘s presence was required, let alone that he should have known his request for an imam would be denied. The state has not suggested that any non-
The long and short of it is that Ray has provided an altogether plausible explanation for why the claims were not filed in district court sooner and the state has neither argued nor produced any evidence that the petitioner was aware that the claims were available at an earlier date.
As we see it, the equities weigh in favor of granting a stay.
Based on the foregoing analysis, Ray‘s petition for an emergency stay of execution is GRANTED. The Clerk of Court is directed to EXPEDITE this appeal so that we may promptly resolve these claims.
Notes
No government shall impose a substantial burden on the religious exercise of a person residing in or confined to an institution . . . even if the burden results from a rule of general applicability, unless the government demonstrates that imposition of the burden on that person —
- is in furtherance of a compelling governmental interest; and
- is the least restrictive means of furthering that compelling governmental interest.
