DEVONTE DALEY v. ZACHARY KASHMANIAN ET AL.
(SC 20498)
Supreme Court of Connecticut
Argued December 15, 2021—officially released August 30, 2022
Robinson, C. J., and McDonald, D’Auria, Kahn, and Ecker, Js.
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Syllabus
Pursuant to statute (
The plaintiff sought to recover damages from the defendants, the city of Hartford and one of its police officers, K, in connection with injuries the plaintiff sustained when a motorcycle on which he was riding was struck from behind by K‘s unmarked police vehicle. K‘s vehicle, known as a “soft car,” lacked flashing or revolving lights and was indiscernible from an ordinary civilian vehicle. While driving his vehicle, K was instructed to surveil a group of motorcycles and quads riding through the city streets. K, who was traveling between forty and fifty miles per hour in a twenty-five mile per hour zone, crossed the street‘s center line and proceeded to travel north in the southbound lane, where the front of his vehicle struck the back tire of the plaintiff‘s motorcycle, causing the plaintiff to crash and sustain serious injuries. The plaintiff alleged, inter alia, that K‘s negligence had caused his injuries and that the city was liable pursuant to
Procedural History
Action to, inter alia, recover damages for the alleged negligence and recklessness of the named defendant, and for other relief, brought in the Superior Court in the judicial district of Hartford and tried to the jury before Scholl, J.; thereafter, the court, Scholl, J., which granted the named defendant‘s motion for a directed verdict on the recklessness claim, and the jury returned a verdict for the plaintiff on his negligence claim; subsequently, the court, Scholl, J., set aside the verdict and rendered judgment for the defendants, from which the plaintiff appealed to the Appellate Court, Keller, Bright and Harper, Js., which reversed in part the judgment of the trial court and remanded the case for a new trial on the recklessness count, and the plaintiff, on the granting of certification, appealed to this court. Reversed in part; judgment directed.
William J. Melley III, for the appellee (named defendant).
Nathalie Feola-Guerrieri, senior assistant corporation counsel, for the appellee (defendant city of Hartford).
Sarah Steinfeld and Erica Ryan Moskowitz filed a brief for Moral Monday CT et al. as amici curiae.
Julianne Lombardo Klaassen and James J. Healy filed a brief for the Connecticut Trial Lawyers Association as amicus curiae.
Opinion
ROBINSON, C. J. The sole issue in this certified appeal is whether a police officer who was involved in a crash while using an automobile to
The Appellate Court‘s opinion aptly sets forth the facts and procedural history in this case. “On June 1, 2013, at approximately 12 a.m., the plaintiff was riding his yellow Suzuki motorcycle on Asylum Avenue in Hartford with a group of eight to ten other people who were riding ‘dirt bikes’ and ‘quads.’ The plaintiff‘s motorcycle was neither ‘street legal’ nor ‘roadworthy’
“At or around that same time, a confidential informant provided an anonymous tip to the police that a man riding a yellow motorcycle with a yellow tire had a gun. Kashmanian was instructed by other officers to perform surveillance3 [of] the group of motorcycles and quads, including the yellow motorcycle, which was operated by the plaintiff. When Kashmanian arrived at Asylum Avenue, he observed the yellow motorcycle and the group of motorcycles and quads, and proceeded to follow them westbound on Asylum Avenue. All of the motorcycles and quads then turned right and proceeded northbound on Sumner Street, which is a two lane road with a speed limit of twenty-five miles per hour. At the intersection of Asylum and Sumner, Kashmanian‘s vehicle ‘sideswip[ed]’ another motor vehicle . . . [that] had been proceeding in the same direction. Kashmanian paused for a brief second, but he was directed by the police on the radio to ‘just keep going’ and that they would ‘take care of the accident; just keep going.’
“Kashmanian then proceeded north in the northbound lane of Sumner Street, to continue to surveil the plaintiff. Kashmanian was traveling between forty and fifty miles per hour, well over the twenty-five miles per hour speed limit. Kashmanian then crossed the center line to travel north in the southbound lane in an effort to avoid two quads in the group that fishtailed and sideswiped his vehicle. Although he could have returned to the northbound lane of traffic after passing the two quads, Kashmanian continued to travel north in the southbound lane, closing the distance between his car and the plaintiff‘s motorcycle until he struck the back tire of the plaintiff‘s motorcycle with the front left panel of his vehicle, which caused the plaintiff to crash his motorcycle into a parked car in the southbound lane of Sumner Street. The plaintiff was ejected from his motorcycle and landed approximately ninety-five feet down Sumner Street, causing him [to sustain serious] injuries. As evinced by the lack of skid marks on Sumner Street, Kashmanian neither suddenly slowed his vehicle nor applied his brakes before striking the plaintiff‘s motorcycle.
“On February 26, 2015, the plaintiff filed this personal injury action against the defendants. The plaintiff‘s operative fifth amended complaint contains two relevant counts.4 In count one, the plaintiff asserted
“In response, the defendants filed answers denying the essential allegations of the plaintiff‘s complaint and alleging two relevant special defenses. The defendants alleged that the plaintiff‘s injuries were caused by his own comparative negligence, and that the plaintiff‘s claims are barred by common-law and statutory governmental immunity, pursuant to . . .
“The case was tried to a jury over the course of five days. At the close of evidence, [counsel for] Kashmanian made an oral motion for a directed verdict as to count two, the common-law recklessness count. In particular, [he] argued that count two should not be submitted to the jury because there was no evidence that Kashmanian engaged in reckless conduct. After hearing the plaintiff‘s counterargument, the court orally granted Kashmanian‘s motion for a directed verdict as to count two. Accordingly, the jury was charged, and the case was submitted to the jury only as to count one, the negligence count, and the defendants’ comparative negligence special defense. On that same day, the jury returned a verdict for the plaintiff in the total amount of $416,214, reduced on the basis of the jury‘s finding that the plaintiff comparatively was 25 percent negligent, for a net award of $312,160.50.” (Footnote omitted; footnotes in original.) Daley v. Kashmanian, supra, 193 Conn. App. 173-77.
Following the submission of memoranda of law and oral arguments on the reserved issue of governmental immunity, the trial court “set aside the jury‘s verdict in favor of the plaintiff on count one, the negligence claim. In particular, the [trial] court concluded that governmental immunity was applicable to Kashmanian‘s conduct because his driving surveillance involved discretionary police activity, which is protected under
The plaintiff appealed from the judgment of the trial court to the Appellate Court. After first agreeing with the plaintiff‘s claim that the trial court had improperly granted the defendants’ motion for a directed verdict on count two of the complaint alleging recklessness; see id., 181-82; the Appellate Court then concluded that the trial court had properly granted the defendants’ motion to set aside the verdict on the ground that the plaintiff‘s negligence claims were barred by governmental immunity. See id., 185-86. The Appellate Court reasoned that Kashmanian was engaged in discretionary conduct while surveilling the plaintiff, which is one of the “typical functions of a police officer.” (Internal quotation marks omitted.) Id., 186. The court emphasized that “Kashmanian‘s surveillance, performed in the course of his employment as a police officer, necessarily required him to exercise his judgment, under the circumstances; for example, as to how fast to travel, the distance to maintain between his car and the [plaintiff‘s motorcycle], and whether to change lanes.” Id., 187.
In so concluding, the Appellate Court rejected the plaintiff‘s argument that “Kashmanian had a ministerial duty to comply with the motor vehicle statutes” while “operating a soft car with no lights or sirens” insofar as “the legislature has identified specific circumstances in [General Statutes]
On appeal, the plaintiff, supported by the amici curiae, claims that the Appellate Court incorrectly concluded that the defendants were entitled to discretionary act immunity. Relying heavily on our recent decisions in Cole v. New Haven, 337 Conn. 326, 253 A.3d 476 (2020), and Borelli v. Renaldi, 336 Conn. 1, 243 A.3d 1064 (2020), the plaintiff argues that Kashmanian‘s “manner of driving” the soft car violated his ministerial duties as prescribed by the motor vehicle statutes, in particular
In response, the defendants cite Cole v. New Haven, supra, 337 Conn. 326, Ventura v. East Haven, 330 Conn. 613, 199 A.3d 1 (2019), and Edgerton v. Clinton, 311 Conn. 217, 86 A.3d 437 (2014), among other cases, and contend that the Appellate Court correctly concluded that discretionary act immunity extends to surveillance, which they claim is a “typical on-duty law enforcement activit[y]” not amenable to judicial second-guessing. Kashmanian in particular relies on several federal court decisions for the proposition that surveillance is a discretionary activity, with the exigencies of law enforcement reasonably taking precedence at times over compliance with traffic laws. See State Farm Mutual Automobile Ins. Co. v. United States, Docket No. 16-CV-897 (JNE/BRT), 2017 U.S. Dist. LEXIS 62132 (D. Minn. April 6, 2017); Priah v. United States, 590 F. Supp. 2d 920 (N.D. Ohio 2008); Flax v. United States, 847 F. Supp. 1183 (D.N.J. 1994). The defendants argue that the motor vehicle statutes on which the plaintiff relies did not create a ministerial duty because they did not require Kashmanian to conduct surveillance in any particular manner and that the emergency vehicle statute,
We begin with the standard of review. As the Appellate Court aptly stated, “[a]lthough generally a court‘s decision to set aside a jury verdict is subject to an abuse of discretion review . . . we afford plenary review to the present claim because, as the parties properly recognize, the ultimate determination as to whether the defendants are entitled to governmental immunity is a question of law.” (Citation omitted.) Daley v. Kashmanian, supra, 193 Conn. App. 182; see, e.g., Viking Construction, Inc. v. TMP Construction Group, LLC, 338 Conn. 361, 368, 258 A.3d 80 (2021); Ventura v. East Haven, supra, 330 Conn. 634-37. Further, to the extent this appeal requires us to consider the meaning of
“The following principles of governmental immunity are pertinent to our resolution of the plaintiff‘s claims. The [common-law] doctrines that determine the tort liability of municipal employees are well established. . . . Generally, a municipal employee is liable for the misperformance of ministerial acts, but has a qualified immunity in the performance of governmental acts. . . . Governmental acts are performed wholly for the direct benefit of the public and are supervisory or discretionary in nature. . . . The hallmark of a discretionary act is that it requires the exercise of judgment. . . . In contrast, [a ministerial act] refers to a duty [that] is to be performed in a prescribed manner without the exercise of judgment or discretion.
“Municipal officials are immunized from liability for negligence arising out of their discretionary acts in part because of the danger that a more expansive
“The tort liability of a municipality has been codified in
“For purposes of determining whether a duty is discretionary or ministerial, this court has recognized that [t]here is a difference between laws that impose general duties on officials and those that mandate a particular response to specific conditions. . . . A ministerial act is one which a person performs in a given state of facts, in a prescribed manner, in obedience to the mandate of legal authority, without regard to or the exercise of his own judgment [or discretion] upon the propriety of the act being done. . . . In contrast, when an official has a general duty to perform a certain act, but there is no city charter provision, ordinance, regulation, rule, policy, or any other directive [requiring the government official to act in a] prescribed manner, the duty is deemed discretionary. . . .
“In accordance with these principles, our courts consistently have held that to demonstrate the existence of a ministerial duty on the part of a municipality and its agents, a plaintiff ordinarily must point to some statute, city charter provision, ordinance, regulation, rule, policy, or any other directive that, by its clear language, compels a municipal employee to act in a prescribed manner, without the exercise of judgment or discretion. . . . Because the construction of any such provision, including a municipal rule or regulation, presents a question of law for the court . . . whether the provision creates a ministerial duty gives rise to a legal issue subject to plenary review on appeal. . . .
“Because this appeal concerns the actions of police officers and the [city] police department, we also observe that [i]t is firmly established that the operation of a police department is a governmental function, and that acts or omissions in connection therewith ordinarily do not give rise to liability on the part of the municipality. . . . Indeed, this court has long recognized that it is not in the public‘s interest to [allow] a jury of lay[persons] with the benefit of 20/20 hindsight to second-guess the exercise of a [police officer‘s] discretionary professional duty. Such discretion is no discretion at all. . . . Thus, as a general
This appeal raises the question, which we left unanswered in our recent decisions in Cole v. New Haven, supra, 337 Conn. 347 n.18, and Borelli v. Renaldi, supra, 336 Conn. 4-5, of the extent to which the manner in which a police officer operates a motor vehicle while on duty is entitled to governmental immunity and, specifically, whether the motor vehicle statutes impose ministerial obligations on municipal employees such as police officers who drive during the course of their employment—particularly during circumstances that are beyond the scope of the emergency vehicle statute,
Because the legislature intended
The legislative history of the statute, although less than definitive in other contexts,15 establishes the legislature‘s understanding of the effect of the Tort Reform I bill enacted as
Indeed, the legislature‘s understanding of the liability of individual police officers—and of the municipalities that employ them pursuant to
Although the legislative history of
We begin with
In contrast to
Other relevant aspects of the motor vehicle statutory scheme leave us hard-pressed to describe the obligations that the rules of the road impose as so open-ended in their execution as to constitute a discretionary act for purposes of governmental immunity. In particular,
It is also significant that, although there is no appellate authority on point, our trial courts uniformly have held that the operation of an emergency vehicle—at least beyond the scope of
Significantly, these Superior Court decisions distinguish between the act of driving the motor vehicle, which is ministerial in nature, and the task that the employee sought to accomplish by driving the motor vehicle, which might well be discretionary, in concluding that governmental immunity does not bar claims of vehicular negligence. Most instructive is MacMillen v. Branford, Superior Court, judicial district of New Haven, Docket No. 374004 (March 30, 1998) (21 Conn. L. Rptr. 561), in which the court rejected a claim that a police officer who crashed his cruiser while in the course of investigating reported discharges of illegal fireworks was engaged in a discretionary act; the court drew a sharp distinction between the acts of driving and investigation. See id., 561-62; see also Pelletier v. Petruck, Superior Court, judicial district of Hartford, Docket No. CV-07-5009064-S (September 10, 2008) (46 Conn. L. Rptr. 288, 289) (denying motion for summary judgment in case arising from collision with snowplow because “the plaintiff does not allege that she was injured as a result of the construction or maintenance of the highways, but rather that her damages were the result of [the town employee‘s] alleged negligent operation of a motor vehicle“); Letowt v. Norwalk, supra, 41 Conn. Supp. 406 (contrasting act of driving police car to accident scene from duties officer performed once there, such as measuring skid marks or caring for injured person).
The decisions of our sister states similarly support the conclusion that driving a motor vehicle in a nonemergency situation is a ministerial act for purposes of governmental immunity. See, e.g., Loxley v. Coleman, 720 So. 2d 907, 909 (Ala. 1998) (observing that “trying to avoid potholes while driving a motor vehicle is a ministerial, and not a discretionary, function” in concluding that supervisor was not entitled to governmental immunity for injuries caused when inmate fell from back of truck she was driving); Wakarusa v. Holdeman, 582 N.E.2d 802, 803-804 (Ind. 1991) (concluding that police officer involved in rear-end collision while on patrol looking for license plate violations was not engaged in “law enforcement” activities for purposes of governmental immunity statute, rendering
We therefore conclude that, because the operation of a motor vehicle is a highly regulated activity that constitutes a ministerial function, Kashmanian‘s operation of the soft car was not itself a discretionary activity during the surveillance operation that led to the collision that injured the plaintiff. The decision of Kashmanian and his fellow officers to use the soft car to surveil the plaintiff was indeed a discretionary one. See, e.g., Priah v. United States, supra, 590 F. Supp. 2d 922-23, 928-29 (there was no liability under Federal Tort Claims Act because federal agents were engaged in discretionary act in attempting to rescue kidnapped confidential informant via SWAT team raid, which led to death of informant when agents fired on vehicle in self-defense); Flax v. United States, supra, 847 F. Supp. 1190-91 (there was no liability under Federal Tort Claims Act because federal agents were engaged in discretionary act in deciding to engage in further surveillance of kidnapper in hopes of locating accomplice and victim, which was unsuccessful, rather than to apprehend kidnapper immediately
We disagree with the defendants’ argument, echoed in the Appellate Court‘s opinion in this case; see Daley v. Kashmanian, supra, 193 Conn. App. 188-89; that a conclusion that our motor vehicle statutes create a ministerial duty frustrates public policy by cramping police officers’ discretion while undertaking their surveillance function, which is not covered by
The judgment of the Appellate Court is reversed insofar as that court upheld the trial court‘s motion to set aside the jury‘s verdict on count one of the operative complaint alleging negligence on the part of Kashmanian, and the case is remanded to the Appellate Court with direction to reverse that part of the trial court‘s judgment in favor of Kashmanian on count one and in favor of the city on count four of the operative complaint seeking indemnification from the city pursuant to
In this opinion the other justices concurred.
