279 Conn. 830 | Conn. | 2006
Lead Opinion
Opinion
The defendant, the city of Waterbury, appeals from the judgment of the trial court rendered in favor of the plaintiff, Edward Considine. The defendant contends that the trial court improperly determined that governmental immunity as set forth in General Statutes § 52-557n
After listening to the musical performance, the plaintiff and his two companions left the restaurant. Before exiting the clubhouse, however, one of the plaintiffs companions stopped to use the restroom while the plaintiff waited in the clubhouse’s common entryway. The plaintiff stood near the exit door, adjacent to which was a glass window panel, sometimes called a “lite” or sidelite, which was approximately eighteen to twenty-four inches wide and extended from the floor to the top of the door. While the plaintiff was waiting, his leg collapsed or, in his words, “gave out,” and he fell against
The plaintiff thereafter brought the present action against the defendant to recover for the injuries he sustained from his fall into the sidelite. In his one count amended complaint, he alleged that the defendant was negligent in one or more of the following ways: improperly installing or maintaining the window panel; failing to install shatterproof glass; failing to install the proper glass in an area of ingress and egress as required by the state building code; and failing to warn the plaintiff that the glass was installed improperly and could shatter. In addition, the plaintiff alleged that the defendant was liable for its negligence under § 52-557n. In its answer, the defendant denied it was negligent and alleged a special defense that it was not liable for the plaintiffs injuries under the doctrine of governmental immunity.
After a trial to the court, the defendant was found liable for the plaintiffs injuries suffered as a result of the defendant’s negligence. In rejecting the special defense of governmental immunity, the trial court determined that the defendant could be held hable under § 52-557n (a) (1) (B) because the defendant derives a special corporate profit or pecuniary benefit from renting a portion of the clubhouse to the restaurant. Specifically, the trial court concluded that the defendant received a pecuniary benefit from the receipt of more than $29,000 in annual rent from the restaurant.
I
The defendant first contends that the trial court improperly determined that it was not immune from liability for its allegedly tortious conduct. Specifically, the defendant contends that its maintenance of the golf course and clubhouse is a governmental function. In addition, the defendant claims that it is not deriving a special corporate profit or pecuniaiy benefit from the rental of a portion of its clubhouse building to the restaurant because the rental income is applied to maintenance expenses for the property. The defendant particularly takes issue with the trial court’s focus on the rental income from the restaurant without viewing it as part of the defendant’s overall operation of the golf course. Finally, the defendant contends that the trial court improperly failed to find that the maintenance of the clubhouse building was a discretionary function, which precludes its liability for the plaintiffs injuries under § 52-557n (a) (2) (B).
In response, the plaintiff claims that the trial court properly determined that the defendant was liable under § 52-557n (a) (1) (B). The plaintiff claims that a
The issue of whether the defendant is immune under § 52-557n from the injuries caused by its negligent maintenance of the entryway of the clubhouse presents a question of statutory interpretation, and, thus, our review is plenary. See, e.g., Kinsey v. Pacific Employers Ins. Co., 277 Conn. 398, 404, 891 A.2d 959 (2006). “When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning, General Statutes § l-2z
In accordance with § l-2z, we turn first to the text of § 52-557n (a) (1), which provides in relevant part that “[e]xcept as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by . . . (B) negligence in the performance of functions from which the political subdivision derives a special corporate profit or pecuniary benefit . . . .” (Emphasis added.) The statute does not define the phrases “special corporate profit” and “pecuniary benefit.” “In the absence of a statutory definition, words and phrases in a particular statute are to be construed according to their common usage. . . . To ascertain that usage, we look to the dictionary definition of the term.” (Internal quotation marks omitted.) Chatterjee v. Commissioner of Revenue Services, 277 Conn. 681, 690, 894 A.2d 919 (2006); General Statutes § 1-1 (a). Construing these two phrases according to their common usage, nevertheless, results in ambiguity. Even if we put aside the modifier “special corporate” in the phrase, “special corporate profit,” the term profit itself is susceptible to multiple common meanings. For example, profit commonly can mean either revenue in
Resort to the statute’s legislative history is somewhat helpful, but not definitive, in resolving the meaning of “special corporate profit” and “pecuniary benefit.” Section 52-557n was enacted as § 13 of the Tort Reform Act of 1986, Public Acts 1986, No. 86-338 (act). This court has described the act as being “drafted in response to rapidly rising insurance rates, which, some believed, would be curtailed if tort liability could be limited and systematized. As finally enacted, the act represents a complex web of interdependent concessions and bargains struck by hostile interest groups and individuals of opposing philosophical positions.” Sanzone v. Board of Police Commissioners, 219 Conn. 179, 185, 592 A.2d 912 (1991).
Although the legislative history of § 13 of the act provides no definition of “special corporate profit” or “pecuniary benefit,” it does suggest that these terms were drawn from the common law of municipal liability. Senator Richard B. Johnston, the proponent of the legislation in the Senate and chairman of the judiciary committee, described § 13 (a) of the act as “codify[ing] certain elements of common law liability as they apply to political subdivisions, by identifying three areas where liability exists. First, the negligent act within
At common law, a municipality was, under certain circumstances, immune from liability for the torts it committed. See, e.g., Abbot v. Bristol, 167 Conn. 143, 150 and n.2, 355 A.2d 68 (1974); Carta v. Norwalk, supra, 108 Conn. 701-702; Hourigan v. Norwich, 77 Conn. 358, 364-65, 59 A. 487 (1904). The source of this municipal immunity was the state’s sovereign immunity. Hourigan v. Norwich, supra, 364-65; see also 18 E. McQuillin, Municipal Corporations (3d Ed. Rev. 2003) § 53.23, p. 380 (“rule of immunity for governmental acts and liability for corporate or proprietary acts is grounded in common-law sovereign immunity”); 5 F. Harper, F. James & O. Gray, Torts (2d Ed. 1986) § 29.6, p. 624 (municipal immunity “was commonly rationalized by saying that the municipality is the agent or representative of the state in performing governmental functions and so shares the state’s immunity, but that it has no sovereignty or immunity of its own”). This court explained in Hourigan v. Norwich, supra, 364, that when the state performs its governmental function through an agent, “the agent cannot be sued for injuries resulting from a strict performance of the agency. In such case the act is regarded as the act of the [sjtate and not that of the agent, who is the mere instrument of the [sjtate and nothing more . . . .” Similarly, a municipality is the agent of the state “in the exercise of certain governmental powers . . . [and when] the [sjtate imposes upon an incorporated city the absolute duty of performing some act which the [sjtate may lawfully perform and pertaining to the administration of government, the city in the performance of that duty may be clothed with the immunities belonging to the mere agent of the [sjtate . . . .” Id.
The common law also recognized that a municipality is not just restricted to acting as the agent of the state,
In determining whether a municipality’s activity was proprietary in nature, this court, along with those of other jurisdictions, has examined whether the activity generated a “special corporate benefit or pecuniary profit inuring to the municipality.” (Emphasis added.) Carta v. Norwalk, supra, 108 Conn. 702; accord Hannon v. Waterbury, 106 Conn. 13, 17, 136 A. 876 (1927) (“test to apply is to ascertain whether the act or function has
Having decided that § 52-557n (a) (1) (B) codifies the common-law rule that municipalities are liable for their negligent acts committed in their proprietary capacity, we must examine what the common law meant by the
We begin with municipal activities that are not for a municipality’s special corporate benefit or pecuniary profit. If a municipality is acting only as the “agent or representative of the state in carrying out its public
On the other side of the distinction, a municipality generally has been determined to be acting for its own special corporate benefit or pecuniary profit where it engages in an activity “for the particular benefit of its inhabitants”; Winchester v. Cox, supra, 129 Conn. 109; or if it derives revenue in excess of its costs from the activity.
Turning to the present case, we conclude that the defendant can be held liable for the plaintiffs injuries because it was acting in its proprietary capacity when it leased a portion of the clubhouse to the restaurant and there is an “inextricable link or inherently close connection”; Martel v. Metropolitan District Commission, supra, 275 Conn. 56; between the defendant’s allegedly neghgent maintenance of the sidelite in the clubhouse’s entryway and the rental of the restaurant. By examining the character of the activity at issue, it is apparent that leasing a portion of a municipal building as a restaurant stands in stark contrast from those activities in which this court has determined that the municipality was acting as the state’s agent for the direct or
In addition to the fact that the defendant’s leasing of the restaurant is of a similar nature and character as private enterprise, it appears that the defendant was, in fact, deriving a pecuniary benefit from the lease. The defendant’s acting deputy director of public works, Joseph A. Geary, testified that the proceeds of the lease were reinvested into a fund that is used to operate the golf course. Thus, the defendant received a pecuniary benefit from the lease because it was able to use the proceeds from the lease to offset its costs in maintaining the golf course.
Having concluded that leasing a portion of the clubhouse to be operated as a restaurant is a proprietary function, we next must consider whether there is an “inextricable link or inherently close connection”; Martel v. Metropolitan District Commission, supra 275 Conn. 56; between this function and the alleged negligent act — failing to maintain properly the window panel. The entryway where the plaintiff was injured was the main entrance to the clubhouse and one of two entrances by which a patron could access the restaurant. Further, the lease obligates the defendant to maintain the common areas of the building that provide access to the restaurant. Therefore, we conclude that there was an inextricable link and close connection between the defendant’s negligent maintenance of the glass sidelite in the common entryway and the leasing of the restaurant portion of the clubhouse.
The defendant claims nonetheless that the maintenance of the clubhouse was a governmental function because this building was located on a municipal golf course, and a golf course, like a park or swimming pool, is a recreational facility that falls within the scope of a municipality’s governmental functions. Even if we were to assume that the operation of a municipal golf
The defendant also argues that it should not be held liable for its negligence because it is immune under § 52-557n (a) (2) (B) for negligent acts or omissions that require the exercise of judgment or discretion and that the maintenance of the common areas of the club
II
The defendant next claims that the trial court improperly determined that it negligently had maintained the
The following testimony is relevant to the resolution of these claims. The plaintiffs expert witness, Michael E. Shanok, a consulting engineer specializing in forensics and safety, testified that, based on the circum
Geary next testified that, as acting deputy director of public works and before that as acting director of the defendant’s parks department, he was responsible for overseeing the clubhouse. He testified that he did not know the technical name for the type of glass that was used in the sidelite, but described it as “regular” glass. In addition, Geary testified that he had observed the shattered window on the night of the plaintiffs injuries and that the shards of glass appeared to be sharp and “in smaller pieces than when safety glass would break.” Geary further testified that an employee of the defendant’s parks department visually inspected the clubhouse on a weekly basis, but that neither he nor any of his subordinates checked the building code regarding the type of glass to be used in an entryway. Geary also testified that, prior to the plaintiffs injury, the parks department’s records did not indicate that anyone had injured themselves on the window panel and he did not recall in his twenty-six years of employment with the parks department that anyone had injured themselves on this sidelite. Finally, Geary testified that he had no knowledge that there was anything defective
As an initial matter, we note that “[t]he standards governing our review of a sufficiency of evidence claim are well established and rigorous. . . . [W]e must determine, in the light most favorable to sustaining the verdict, whether the totality of the evidence, including reasonable inferences therefrom, supports the [trier’s] verdict .... In making this determination, [t]he evidence must be given the most favorable construction in support of the verdict of which it is reasonably capable. ... In other words, [i]f the [trier] could reasonably have reached its conclusion, the verdict must stand, even if this court disagrees with it.” (Citations omitted; internal quotation marks omitted.) Carrol v. Allstate Ins. Co., 262 Conn. 433, 442, 815 A.2d 119 (2003). To the extent that the defendant challenges the trial court’s factual findings, we review such claims under our clearly erroneous standard of review. See Edmands v. Cuno, Inc., 277 Conn. 425, 438, 892 A.2d 938 (2006). “A court’s determination is clearly erroneous only in cases in which the record contains no evidence to support it, or in cases in which there is evidence, but the reviewing court is left with the definite and firm conviction that a mistake has been made.” (Internal quotation marks omitted.) Id., 438-39.
A
We turn first to the defendant’s claim that the plaintiff failed to proffer sufficient evidence that the failure to replace the glass in the sidelite was a breach of the standard of care owed to the plaintiff. “The essential elements of a cause of action in negligence are well established: duty; breach of that duty; causation; and actual injury. . . . Contained within the first element, duty, there are two distinct considerations. . . . First, it is necessary to determine the existence of a duty,
“In general, there is an ascending degree of duty owed by the possessor of land to persons on the land based on their entrant status, i.e., trespasser, licensee or invitee. ... A possessor of land has a duty to an invitee to reasonably inspect and maintain the premises in order to render them reasonably safe. ... In addition, the possessor of land must warn an invitee of dangers that the invitee could not reasonably be expected to discover.” (Citations omitted.)Morin v. Bell Court Condominium Assn., Inc., 223 Conn. 323, 327, 612 A.2d 1197 (1992). There is no dispute that the plaintiff, in the present case, was an invitee of the defendant, and, accordingly, the defendant had a duty to reasonably inspect and maintain the clubhouse in order to render it reasonably safe and to warn the plaintiff of dangers that he could not reasonably be expected to discover. Thus, to determine that the defendant breached this
This court previously has not had the opportunity to consider directly whether a building code, which technically does not apply to the defendant’s premises, can nonetheless be considered as some evidence of the appropriate standard of care. The closest this court has come to considering this question was in the case of Dinnan v. Jozwiakowski, 156 Conn. 432, 242 A.2d 747 (1968). In that case, the defendant claimed on appeal that the trial court improperly “instructed the jury with respect to [its] duty to the tenant ‘when it refused to consider the standards established by the building code . . . Id., 434. Specifically, the defendant claimed that, the provisions of the New Haven building code, which were used in evidence during the examination of expert witnesses, “must be considered with respect to the standards of safety it sets up.” (Internal quotation marks omitted.) Id., 436. This court determined that the trial court’s instruction to the jury was not improper because the building code was not violated as it had been enacted after the building was erected. Id. Accordingly, we concluded that “the defendant certainly has no ground to complain of the court’s charge that the evidence as introduced in this connection ‘was for the purpose of testing the soundness of the opinions given’ by the experts.” Id. Thus, this court’s decision in Din-nan precludes a jury instruction that a technically inapplicable building code must be considered as the standard of care, or, stated another way, a violation of this building code would not have constituted negligence per se.
We are in agreement with the court in Curtis that the building code is both relevant and material to the question of the standard of care, in the present case, because it reflects the experience and expertise of what authorities believe to be the safe use of glass in an entryway, albeit for future construction.
Some authorities take the contrary view to Curtis and do not allow such budding codes to be considered as some evidence of the standard of care because they generally are concerned that a jury would likely misuse this evidence by treating any violation of such a code as negligence per se. See Curtis v. District of Columbia, supra, 363 F.2d 977-78 (Prettyman, J., dissenting) (concluding that evidence of regulation, which was inapplicable due to its adoption after construction of defendant’s premises, should not be considered by jury because it would likely treat any violation of regulation as negligence per se, despite court’s instruction to contrary); see also Coleman v. Hall, 161 N.W.2d 329, 330-31
B
We turn next to the defendant’s claim that the trial court improperly found that it was negligent because the plaintiff failed to present any evidence that it had actual or constructive notice of the sidelite’s unsafe or
In the present case, Shanok testified, and the defendant did not contest, that the hazard posed by the use of nontoughened glass in the sidelite could have been identified if the defendant had engaged in the process of risk management, “which is simply the inspection of [its] premises to locate hazards and deal with them so
The judgment is affirmed.
In this opinion NORCOTT, KATZ and PALMER, Js., concurred.
General Statutes § 52-557n (a) provides in relevant part: “(1) Except as otherwise provided by law, apolitical subdivision of the state shall be liable for damages to person or property caused by . . . (B) negligence in the performance of functions from which the political subdivision derives a special corporate profit or pecuniary benefit ... (2) Except as otherwise provided by law, a political subdivision of the state shall not be liable for damages to person or property caused by . . . (B) negligent acts or omissions which require the exercise of judgment or discretion as an official function of the authority expressly or impliedly granted by law.”
The defendant also asserted contributory negligence as a special defense. The trial court found that the plaintiffs injuries were in no way caused by his own negligence. The defendant does not challenge this determination on appeal.
In contrast, the trial court determined that the $1 in annual rent the defendant charged the pro shop was such a small fee that it would not abrogate the defendant’s governmental immunity with regard to pro shop patrons.
The defendant appealed from the judgment of the trial court to the Appellate Court, and we thereafter transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
General Statutes § l-2z provides: “The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and
The proponent of the act in the House of Representatives, Representative Robert G. Jaekle, did not comment on whether § 52-557n (a) (1) (B) was meant to codify the common law. He did, however, state that under this subsection a municipality can be held liable for “[n]egligence in the performance of functions from which basically the town derives any sort of benefit.” 29 H.R. Proc., Pt. 16, 1986 Sess., p. 5929, remarks of Representative Jaekle.
This conclusion is consistent with this court’s prior examination of the legislative history of § 13 of the act, in which we described it as “worse than murky; it is contradictory. . . . The transcripts of legislative hearings on the bill are full of heated debate over § 13 [of the act], dealing with municipal liability, but the legislators seemed not to agree as to its meaning. The record of legislative debate does indicate that § 13 was intended, in a general sense, both to codify and to limit municipal liability, but it also reflects confusion with respect to precisely what part of the preexisting law was being codified, and what part was being limited.” Sanzone v. Board of Police Commissioners, supra, 219 Conn. 188.
Moreover, the legislature’s confusion over the extent that the act was codifying or altering Connecticut tort law is further demonstrated by the fact that, in the midst of the debate over the act, the cochairmen and ranking members of the judiciary committee asked the law revision commission to
We note that the phrases used in § 52-557n (a) (1) (B) transpose the terms “profit” and “benefit” from the common-law test. Nevertheless, as discussed previously herein, the legislative history does not provide any explanation for the particular phrasing employed by the legislature. Accordingly, we are left to conclude that this difference from the common-law test was incidental.
We twice before have assumed, without deciding, that § 52-557n (a) (1) (B) codified the common law. See Martel v. Metropolitan District Commission, 275 Conn. 38, 53, 881 A.2d 194 (2005); Elliott v. Waterbury, 245 Conn. 385, 410-11, 715 A.2d 27 (1998). Although we conclude that § 52-557n (a) (1) (B) codifies the common law with regard to municipal liability for proprietary functions, we express no opinion on the other grounds for municipal liability in § 52-557n (a) (1).
Due to the dissatisfaction with the distinction between proprietary and governmental acts, many courts and legislatures have moved away from it. See 4 Restatement (Second), Torts § 895C, pp. 408-409 (1979); 5 F. Harper, F. James & O. Gray, supra, § 29.6, p. 639. Nevertheless, this distinction has survived in one form or another in a handful of jurisdictions. See, e.g., Mich. Comp. Laws § 691.1413 (2006) (“[I]mmunity of the governmental agency shall not apply to actions to recover for bodily injury or property damage arising out of the performance of a proprietary function as defined in this section. Proprietary function shall mean any activity which is conducted primarily for the purpose of producing a pecuniary profit for the governmental agency, excluding, however, any activity normally supported by taxes or fees.”); Tadjer v. Montgomery County, supra, 300 Md. 539; Hillerby v. Colchester, 167 Vt. 270, 706 A.2d 446 (1998).
The existence of an actual pecuniary profit is a factor in deciding whether file function is proprietary, but reliance on it alone would create problematic incentives and arbitrary results. For example, the Michigan Supreme Court in Hyde v. University of Michigan Regents, 426 Mich. 223, 258, 393 N.W.2d 847 (1986), observed: “If the availability of immunity turned solely upon an examination of the ledgers and budgets of a particular activity, a fiscally responsible governmental agency would be ‘rewarded’ with tort liability for its sound management decisions. Such a rule could discourage implementation of cost-efficient measures and encourage deficit spending. Moreover, the rule would be difficult to implement and inconsistent in its results. If
In addition to its receipt of lease income, the defendant also was benefited by the improvements that the lease required the restaurant to make to the clubhouse, such as “providing cooling for the main clubhouse, adding a full liquor sit-down bar . . . [and] refurbishing the exterior and interior walls of the building . . .
This court never has decided whether a municipal golf course is a proprietary or governmental function.
The defendant does not claim that § 52-557n (a) (2) (B) altered the common law. Accordingly, we will assume, without deciding, that § 52-557n (a) (2) (B) codifies the common law.
On cross-examination, Shanok testified that, if a building had been built before 1970, the building code and regulations did not require that the windows be replaced as long as they were in a serviceable condition. Geary testified that the clubhouse was built in approximately 1962 and the sidelite remained in an undamaged condition.
“Negligence per se operates to engraft a particular legislative standard onto the general standard of care imposed by traditional tort law principles, i.e., that standard of care to which an ordinarily prudent person would
The dissent argues that this court’s decision in Dinnan supports its position that evidence of an inapplicable building code cannot be used as some evidence of the standard of care. We disagree that Dinnan can be read this broadly; rather, we conclude that Dinnan is not controlling of today’s decision. It must be borne in mind that the defendant in Dinnan was challenging the trial court’s jury instructions. Dinnan v. Jozwiakowski, supra, 156 Conn. 434. In evaluating that claim, this court concluded, in cursory fashion, that, because there was no claim that the building code was violated, the “defendant certainly has no ground to complain of the court’s charge that the evidence as introduced in this connection ‘was for the purpose of testing the soundness of the opinions given’ by the experts.” Id., 436. This conclusion must be read in light of our standard of review to challenges of jury inst ructions in which this court “must adhere to the well settled rule that a charge to the jury is to be considered in its entirety, read as a whole, and judged by its total effect rather than by its individual component parts. . . . [T\he test of a court’s charge is not whether it is as accurate upon legal principles as the opinions of a, court of last resort but whether it. fairly presents the case to the jury in such a way that injustice is not done to either party under the established rules of law.” (Emphasis added; internal quotation marks omitted.) Vertex v. Waterbury, 278 Conn. 557, 572, 898 A.2d 178 (2006). Accordingly, we conclude that this court’s decision in Dinnan is limited to the determination that the jury instruction fairly presented the case to the jury because it allowed them to consider the inapplicable building code to test the soundness of the expert’s opinions regarding the applicable standard of care. As instructed, the jury was then able to view the standard of care as testified to by the plaintiffs expert in light of the standards set forth in the applicable provisions of the building code. Thus, while the Dinnan decision makes clear that the
The dissent argues that evidence of the inapplicable building code was not relevant to the inquiry into whether the defendant was required to replace the glass in the sidelite in order to render the clubhouse “reasonably safe.” The dissent reasons that the building code’s prohibition of the use of annealed glass in only new construction reflects a determination that preexisting uses of such glass in entryways were not dangerous enough to warrant remediation. Accordingly, the dissent contends that the fact that the building code does prohibit the use of annealed glass in new construction “does not reflect any definitive judgment of what is, and what is not, ‘reasonably safe.’ ”
We agree with the dissent that the building code in the context of the clubhouse does not pronounce a definitive judgment as to what is, and is not, “reasonably safe,” because, as we discussed previously herein, an
We note that a trial court presiding over a jury trial has wide discretion to exclude relevant evidence “if its probative value is outweighed by the danger of unfair prejudice or surprise, confusion of the issues, or misleading the jury . . . Conn. Code Evid. § 4-3; see also State v. Paulino, 223 Conn. 461, 477, 613 A.2d 720 (1992) (“determination of whether the prejudicial impact of evidence outweighs its probative value is left to the sound discretion of the trial court judge” [internal quotation marks omitted]). In addition, if the trial court admits such evidence, it can mitigate the concern that the jury will misuse such evidence by issuing a proper limiting jury instruction.
The dissent argues that, by permitting the inapplicable building code to be admitted as evidence of the standard of care, we are usurping the role of the drafters of the building code by requiring the owners of otherwise exempt premises to meet the standards set forth in the building code. We believe that the dissent misconstrues the reach of today’s decision.
First, our conclusion that the inapplicable building code properly was considered as some evidence of the standard of care does not make owners of exempt premises subject to the building code’s provisions. For example, the defendant, as the owner of the clubhouse, would not on the basis of today’s decision become subject to any fines or other sanction as a result of using annealed glass in the clubhouse’s entryway. See General Statutes § 29-254a (“[a]ny person who violates any provision of the State Building Code shall be fined not less than two hundred nor more than one thousand dollars or imprisoned not more than six months or both”).
Second, we disagree with the dissent’s view that our decision today signals that an owner of exempt property will be held negligent for failing to remodel his or her building to conform with otherwise inapplicable building code standards. As we have stated previously herein, the defendant had a duty “to reasonably inspect and maintain the premises in order to render them reasonably safe.” Morin v. Bell Court Condominium Assn., Inc., supra, 223 Conn. 327. The question of what constitutes reasonable maintenance is generally a fact intensive inquiry that will vary with the circumstances. Accordingly, it certainly could be the case that it would be unreasonable to require an exempt building owner to retrofit his or her building at great expense to comply with the present building code where the risk of injury from the existence of such a condition is proportionally not that great. See Conway v. OBrien, 111 F.2d 611, 612 (2d Cir. 1940) (Judge Learned Hand noted three factors which determine standard of care owed in any given circumstance: “the likelihood that [the person’s] conduct will iryure others, taken with the seriousness of the injury if it happens, and balanced, against the interest which he must sacrifice to avoid the risk” [emphasis added]), rev’d on other grounds by 312 U.S. 492, 61 S. Ct. 634, 85 L. Ed. 969 (1941); Congdon v. Norwich, 37 Conn. 414, 419-20 (1870) (noting that trier of fact should consider, in determining whether road was maintained in reasonably safe condition, costs and feasibility of preventing hazardous condition, which in this case was accumulation of snow and ice); Washington v. Louisiana Power & Light Co., 555 So. 2d 1350, 1351 (La. 1990) (affirming judgment setting aside jury verdict because burden of taking necessary precautions clearly outweighed magnitude of risk); Williams v. New York Rapid Transit
The trial court did not make an explicit finding in its memorandum of decision that the defendant had actual or constructive notice of the defect that caused the plaintiffs injuries. Nevertheless, a finding of notice was implicit in the trial court’s ultimate finding that the defendant was negligent in the maintenance of the sidelite. See Giametti v. Inspections, Inc., 76 Conn. App. 352, 364, 824 A.2d 1 (2003) (despite lack of express finding of fact, implying from trial court’s finding for plaintiff on merits of negligent misrepresentation claim that trial court found that plaintiff relied on misrepresentation because reliance is element of negligent misrepresentation).
The defendant claims that it lacked notice because it had no knowledge of any problems with the sidelite and that no one had been injured by the sidelite in the previous twenty-six years. This claim addresses solely the question of whether the defendant had actual notice — an issue the plaintiff concedes to the defendant.
The dissent contends that the plaintiff failed to establish constructive notice because he did not proffer evidence of how a reasonable inspection would have discovered that the glass in the sidelite was annealed glass. In particular, the dissent argues that because a visual inspection would not have revealed whether the glass was annealed glass or toughened glass and Geary testified that his review of the records and documents related to the clubhouse did not contain any information regarding the type of glass used in the sidelite, the plaintiff has failed to substantiate how a reasonable inspection would have discovered this defective condition.
We disagree with the conclusion reached by the dissent because it fails to consider the evidence in light of the standard of review that is applicable to the defendant’s claim. As we have stated previously herein, “[w]e must determine, in the light most favorable to sustaining the verdict, whether the totality of the evidence, including reasonable inferences therefrom, supports the [trier’s] verdict .... In making this determination, [t]he evidence must be given the most favorable construction in support of the verdict of which it is reasonably capable. ... In other words, [i]f the [trier] could reasonably have reached its conclusion, the verdict must stand, even if this court disagrees with it.” (Internal quotation marks omitted.) Carrol v. Allstate Ins. Co., supra, 262 Conn. 442. As we noted herein, Shanok testified that a landlord or building manager could have identified the defective condition posed by the sidelite through an inspection of the premises. Construing his testimony in the light most favorable to supporting the verdict, we believe that it supports a reasonable inference that a landlord or building manager could have identified the glass in the sidelite to not have been one of the toughened varieties of glass. Such an inference is further supported by the fact that the building was built before the building code and consumer product safety commission regulations required that toughened glass be used in entryways.
Further, the record contains no evidence to support the dissent’s assertion that a visual inspection cannot distinguish between annealed and toughened glass. Nor do we believe that such a fact bears the hallmarks of accuracy and accessibility as to make it amenable to judicial notice. See State v. Griffin, 251 Conn. 671, 702-703, 741 A.2d 913 (1999) (“[f]acts may be judicially noticed which are so notorious that the production of evidence would be unnecessary, or which the judicial function supposes the judge to be familiar with, in theory at least, or which, although they are neither notorious nor bound to be judicially known, are capable of such instant and unquestionable demonstration, if desired, that no party wrould think of imposing a falsity on the tribunal in the face of an intelligent adversary” [internal quotation marks omitted]); State v. Zayas, 195 Conn. 611, 614, 490 A.2d 68 (1985) (judicial notice may be taken of “facts which are capable of immediate and accurate demonstration by resort to easily accessible sources of indisputable accuracy”). Indeed, the record would support an inference that visual inspection would reveal the distinction between these types of glass. Geary testified
Concurrence Opinion
concurring in part and dissenting in part. Although I agree with the conclusion of the majority in part I of its opinion that governmental immunity does not shield the defendant, the city of Waterbury, from liability, two reasons compel me to dissent from the majority’s conclusion in part II of its opinion that the plaintiff, Edward Considine, offered sufficient evidence to make out a prima facie case of negligence. First, the majority inappropriately affirms the use of an inapplicable building code as evidence of the standard of care owed by the defendant to the plaintiff. Second, even if it assumed that the use of the inapplicable building code as evidence of the standard of care was appropriate, the plaintiff failed to offer any evidence that the defendant had actual or constructive notice of any defect in the premises.
I
I generally agree with the facts set forth in the majority opinion and will not repeat them in this opinion. I disagree, however, with the majority’s holding that the state building code is relevant evidence of the standard of care owed by the defendant to the plaintiff. I instead believe that a nonretroactive provision of a building code is not relevant evidence of the standard of care
Evidence is relevant if it has “any tendency to make the existence of any fact that is material to the determination of the proceeding more probable or less probable than it would be without the evidence.” Conn. Code Evid. § 4-1; see also Jewett v. Jewett, 265 Conn. 669, 679, 830 A.2d 193 (2003) (“[r]elevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue” [internal quotation marks omitted]). In the present case, the defendant owed the plaintiff “a duty ... to reasonably inspect and maintain the premises in order to render them reasonably safe” and to “warn [the plaintiff] of dangers that [he] could not reasonably [have been] expected to discover.” Morin v. Bell Court Condominium Assn., Inc., 223 Conn. 323, 327, 612 A.2d 1197 (1992). The primary issue is whether “maintain[ing] the premises in order to render them reasonably safe”; id.; required the defendant to replace the annealed glass of the sidelite with a safer type of glass.
The plaintiff introduced evidence that the state building code forbids the use of annealed glass in entryway sidelites in new construction. A necessary premise for deeming this evidence relevant to the issue of whether the defendant had a duty to replace the glass is that the state building code represents an official declaration of what is, and what is not, reasonably safe. Cf. Curtis v. District of Columbia, 363 F.2d 973, 977-78 (D.C. Cir. 1966) (Prettyman, J., dissenting). This premise, however, does not exist in the present case. As the plaintiffs expert, Michael E. Shanok, testified at trial, the state building code sets forth two distinct safety standards, one that is applicable to regulated premises and one that is applicable to exempted premises, such as the
Moreover, even if the building code’s prohibition on the use of annealed glass in an entiyway were relevant,
Finally, policy considerations militate against the admission of this evidence. The drafters of the state building code expressly exempted certain premises,
My position is supported by this court’s decision in Dinnan v. Jozwiakowski, 156 Conn. 432, 242 A.2d 747
In Dinnan, a tenant was injured when she fell down the staircase of a building owned by the defendant, Stanislawa Jozwiakowski. Id., 433. The staircase appeared to be in compliance with the local building code. See Dinnan v. Jozwiakowski, Conn. Supreme Court Records & Briefs, April Term, 1968, Pt. A-479, Record pp. 15, 17. The staircase nevertheless was exempt from the code because it had been constructed prior to the code’s enactment. See Dinnan v. Jozwia-kowski, supra, 156 Conn. 436. At trial, Henry J. Falsey, a former local building inspector, testified for the tenant that the staircase was not reasonably safe. Dinnan v. Jozwiakowski, Conn. Supreme Court Records & Briefs, supra, Appendix to Plaintiffs Brief p. 6a. On cross-examination, the building owner introduced testimony regarding the local building code — which Falsey him
On appeal, the building owner argued that the jury should have been instructed to consider the inapplicable local building code not only for impeachment purposes but also for the standards it established, presumably because the building owner believed that her compliance with the code, at least with respect to the staircase at issue, would support her case. Id., Defendant’s Brief pp. 6-7 (“[T]he [c]ode must be considered with respect to the standards of safety it sets up. . . . [T]he jury should have been charged on its consideration of the standards established in the [c]ode.”). This court rejected the building owner’s argument, however, reasoning that “[t]here was no claim of any violation of the building code since it was enacted after the building was erected. Under the circumstances, the [building owner] certainly ha[d] no ground to complain of the court’s charge that the evidence as introduced in this connection was for the purpose of testing the soundness of the opinions given by the experts.” (Internal quotation marks omitted.) Dinnan v. Jozwiakow-ski, supra, 156 Conn. 436. The rule established in Dinnan is both clear and directly pertinent to the present case: Although an inapplicable building code may be used to impeach a witness, it may not be used for the substantive standards it establishes, even when the
II
Even if an inapplicable building code is admissible as evidence of the defendant’s standard of care, the plaintiff still failed to meet his burden of demonstrating the defendant’s negligence insofar as he failed to offer any evidence that the defendant had notice of any defect in the premises.
A plaintiff bears the burden of proving the allegations in his or her complaint. E.g., Rivera v. Meriden, 72 Conn. App. 766, 769, 806 A.2d 585 (2002). In the present case, the plaintiffs burden includes making out a prima facie case of the defendant’s negligence. A prima facie case of negligence consists of four elements: duty; breach; causation; and injury. E.g., Jagger v. Mohawk Mountain Ski Area, Inc., 269 Conn. 672, 687 n.13, 849 A.2d 813 (2004). There can be no breach, however, unless the defendant “had actual knowledge of the defect [in the premises] or . . . [was] chargeable with constructive notice of it, because, had [the defendant] exercised a reasonable inspection of the premises, [it] would have discovered [the defect]. ” Pollack v. Gampel, 163 Conn. 462, 468, 313 A.2d 73 (1972).
The majority opinion rests on the premise that the mere presence of annealed glass in the entry way sidelite was an unsafe defect requiring replacement or warning. The plaintiff, however, has failed to demonstrate the defendant’s constructive notice that the sidelite was composed of annealed glass insofar as he has failed to offer evidence “from which the jury reasonably could have conpluded that a reasonable inspection would
Shanok testified — and the majority apparently agrees — that the hazard posed by the use of annealed glass in the sidelite could have been discovered if the defendant had engaged in the process of risk management, “which is simply the inspection of premises to locate hazards and deal with them so that you lessen the possibility of liability or accidents . . . .” The logic of this position under the circumstances of the present case is untenable. Annealed glass is indistinguishable from safety glass in appearance, and the plaintiff offered no evidence that the pane through which he fell was etched or otherwise marked as annealed glass.
I respectfully dissent and would reverse the judgment of the trial court.
The former standard requires owners of regulated premises to refrain from using annealed glass in entryway sidelites whereas the latter standard does not require any particular improvement to exempted premises.
The majority, after reciting the qualifications of the professionals responsible for adopting and administering the state building code, asserts that “the building code reflects the reasoned judgment of numerous professionals with extensive relevant experience that in the interests of safety the use of annealed glass in the entryway of buildings should be prohibited in future construction.” Footnote 18 of the majority opinion.
I agree with the majority that those persons responsible for adopting and administering the state building code are experts. The majority, however, fails to appreciate that the building code also reflects the reasoned judgment of numerous professionals with extensive relevant experience that the use of annealed glass in preexisting building entryways is not so unsafe as to necessitate remediation.
If anything, evidence of the inapplicable state building code is relevant to show that the defendant did not act unreasonably in failing to replace the entryway’s annealed glass.
This rationale is particularly persuasive when an inapplicable building code is the only evidence of the standard of care. Although the majority, in stating that “the trial court properly considered the building code and the federal regulations as some evidence of the standard of care,” implies that additional evidence of the standard of care will be offered beyond the inapplicable building code, it is unclear whether the majority would require evidence of the standard of care in addition to the evidence of the inapplicable building' code.
The majority disagrees that its decision “signals that an owner of exempt property will be held negligent for failing to remodel his or her building to conform with otherwise inapplicable building code standards.” Footnote 20 of the majority opinion. This, however, is precisely what has happened in the present case as a consequence of the majority’s decision.
The plaintiff does not claim that the defendant had actual notice that the sidelite was composed of annealed glass. He only claims that the defendant had constructive notice thereof.
The majority states that “the record contains no evidence to support [my] assertion that a visual inspection cannot distinguish between annealed and toughened glass.” Footnote 23 of the majority opinion. The majority, however, fails to appreciate that the record contains no evidence to support the assertion that a visual inspection — or, indeed, any reasonable inspection — can distinguish between annealed and toughened glass. In so doing, the majority misplaces the burden of proof. It was incumbent on the plaintiff to demonstrate that reasonable inspection of the defendant’s premises would have put the defendant on notice of the presence of annealed glass in the entryway. The plaintiff has not met this burden.
Moreover, even though the standard of review requires us to view the evidence in the light most favorable to sustaining the verdict, drawing reasonable inferences therefrom, it can hardly be said that any reasonable inference can be drawn from Shanolc’s conclusory opinion testimony, which was not grounded in facts and did not contain any reasons in support of his opinion.
Finally, the majority’s assertion that, “the record would support an inference that visual inspection would reveal the distinction between [annealed and safety] glass” is disingenuous. Id. Although it is true that Joseph A. Geary, the defendant’s deputy director of public works, testified that the glass appeared to be “regular” glass, he also testified that he “[did not] know, you know, the technical version of what type of glass was in that door . . . .” Moreover, Geary testified that the pieces of glass he observed upon arriving at the scene the night of the accident were “smaller pieces of glass” and that the broken glass “appeared to be in smaller pieces than when safety glass would break.” Geary testified after Shanok had testified that annealed glass “has a [tendency] to break in large shards,” while safety glass “would break into small cubes . . . .” The majority, in attempting to use Geary’s testimony to support an inference regarding (he type of glass
Geary also testified that the glass had not been broken, repaired or replaced since the clubhouse’s construction in 1962.