ADELE P. EDGERTON, SUCCESSOR CONSERVATOR (ESTATE OF WALKER HOPKINS) v. TOWN OF CLINTON ET AL.
(SC 19095)
Supreme Court of Connecticut
Arguеd September 26, 2013—officially released March 18, 2014
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Espinosa, Js.
Steven D. Ecker, with whom were M. Caitlin S. Anderson, and, on the brief, Gavan F. Meehan, for the appellee (substitute plaintiff).
******************************************************
The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion. In no event will any such motions be accepted before the “officially released” date.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut.
******************************************************
Opinion
ZARELLA, J. The principal issue in this appeal is whether the named defendant, the town of Clinton (town),1 is shielded from liability under the doctrine of governmental immunity because it would not have been apparent to Ellen Vece, a 911 dispatcher employed by the town, that her acts or omissions would have been likely to subject Walker Hopkins to imminent harm. Hopkins’ injuries occurred as a result of the second of two vehicle collisions on August 5, 2005, in Clinton. First, at approximately 9:15 p.m., a dark red Infiniti driven by William Cardillo struck the side of a vehicle driven by Matthew Vincent, a volunteer firefighter and security guard at Clinton Crossing Premium Outlets (Clinton Crossing). Vincent pursued the Infiniti in his vehicle with blue courtesy lights flashing for nearly three miles at forty to fifty miles per hour over winding, residential roads. The Infiniti eventually crashed into a tree, and Hopkins, a passenger in the Infiniti, suffered severe injuries. During the course of the pursuit, Vincent calmly relayed information about the Infiniti and its location to Vece2 via cell phone. Vincent did not inform Vece that he was driving in excess of the speed limit or that he had engaged his blue courtesy lights.
The substitute plaintiff, Adele P. Edgerton, successor conservator of Hopkins’ estate (plaintiff),3 claimed, inter alia,
The jury reasonably could have found the following relevant facts. On August 5, 2005, Hopkins was a passenger6 in the dark red Infiniti, which was driven by Car-dillo. At approximately 9:15 p.m., Cardillo was slowly making a left hand turn at the intersection of Route 81 and Glenwood Road in Clinton when his vehicle swerved and hit the rear left quarter panel of Vincent‘s car. After this initial collision, Vincent stopped, but Cardillo proceeded to drive away on Glenwood Road at approximately twenty miles per hour. Vincent then continued on Glenwood Road, pursuing the Infiniti at approximately forty to fifty miles per hour. The route consisted of winding, narrow, residential roads with speed limits of twenty-five or thirty miles per hour. This pursuit lasted for nearly three miles.
At some point during the pursuit, Vincent turned on blue courtesy lights, with which his car was equipped because he was a volunteer firefighter. Blue courtesy lights, which are similar to police lights, are intended to be used when a volunteer firefighter is responding to a fire or a medical emergency. An eyewitness stated that, at one point during the pursuit, Vincent‘s vehicle and the Infiniti were less than two feet apart and Vincent‘s vehicle had its “hazards on or flashers on . . . .” After Vincent had been following the Infiniti for between four and five minutes, the
While Vincent was following the Infiniti, he relayed information regarding the Infiniti and its location to Vece via cell phone. Vincent initially called 911 when he realized that Cardillo was not going to stop after the initial collision occurred. Vincent and Vece knew each other well аnd had communicated more than 100 times about security issues at Clinton Crossing. During the 911 call, Vincent‘s tone was calm and collected. When Vece answered the call and asked if it was an emergency, Vincent calmly responded: “Yes, it is.” He informed her that he “just got hit by a motor vehicle” and that the vehicle “took off . . . .” He also told Vece that he was “trying to catch up to [the vehicle] to get [the license] plate [number].” When Vece asked where Vincent was, he continuously provided her with information on his location and the location of the Infiniti. Approximately thirty-six seconds into the 911 call, Vincent provided Vece with the license plate number of the Infiniti. After another few minutes, Vincent gave Vece a more detailed description of the Infiniti, including its model name and color. Importantly, the audio recording of the 911 call revealed that there were no outside noises to indicate that Vincent was driving at an excessive rate of speed. Moreover, there was nothing in the conversation between Vincent and Vece during the 911 call to indicate that Vincent had been using his blue courtesy lights while he was following the Infiniti.
Approximately three minutes into the 911 call, Vincent informed Vece that the Infiniti had “just taken off and [was] going at a high rate of speed . . . [u]p Ironworks [Road].” Vincent then said that he did not “know how fast [he] want[ed] [to go] to try to catch up to [the Infiniti].” Vece replied that the police “[knew] who it [was].” At trial, Vece explained that there was no reason for Vincent to continue following the Infiniti at that point because the police were aware of the identity of the driver of the Infiniti. Approximately ten seconds later, Vincent exclaimed that Cardillo “just wrecked it” by “roll[ing] the car” and that “[t]he car [was] on fire.”7
The jury found in favor of the plaintiff on January 25, 2011. Specifically, the jury found that (1) Vece was negligent and that her negligence was a proximate cause of Hopkins’ injuries, (2) an exception to governmental immunity applied because the circumstances would have made it apparent to Vece that her failure to act would have been likely to subject an identifiable person to imminent harm, (3) Hopkins was not negligent and did not cause his own injuries, (4) Vincent was negligent and that his negligence was a proximate cause of Hopkins’ injuries, and (5) Cardillo was negligent and that his negligence was a proximate cause of Hopkins’ injuries. The jury apportioned 90 percent of the negligence to Vecе, 5 percent to Vincent, and 5 percent to Cardillo.
On March 11, 2011, the town filed a motion for remittitur or for a new trial, and a motion for a directed verdict, for judgment notwithstanding the verdict, or
The trial court issued an articulation on January 6, 2012. In this articulation, the trial court stated that the identifiable person-imminent harm exception to the governmental immunity doctrine applied because Vece already knew the license plate number of the Infiniti, the pursuit was of a limited duration, the parties were in a specific geographic location, and there were only a small number of people involved. The trial court thus concluded that the circumstances would have made it apparent to Vece that her failure to instruct Vincent to stop the pursuit would have been likely to subject Hopkins to imminent harm. The trial court further stated that the plaintiff had adduced sufficient evidence to establish that Vece‘s negligence was the proximate cause of Hopkins’ injuries. On that same date, the town filed with this court a motion to transfer the appeal from the Aрpellate Court to this court, which we granted on January 15, 2013.
On appeal, the town claims that the identifiable person-imminent harm exception does not apply in the present case and thus it is shielded from liability under the doctrine of governmental immunity. Although the town does not contest the identifiable person or imminent harm requirements of the exception, the town argues that a jury reasonably could not have found that the circumstances would have made it apparent to Vece that her failure to act would have been likely to subject Hopkins to imminent harm. The town argues that the only facts relevant to a determination of apparentness are what Vece knew at the time of the 911 call. The town further claims that the plaintiff did not submit enough evidence for the jury reasonably to find that Vece‘s failure to act was the proximate cause of Hopkins’ injuries. The plaintiff counters that the identifiable person-imminent harm exception to gоvernmental immunity applies in the present case because circumstances would have made the risk of imminent harm to Hopkins apparent to Vece. The plaintiff also argues that the jury properly found that Vece‘s failure to act was the proximate cause of Hopkins’ injuries. We agree with the town.
We begin our analysis with the applicable standard of review. “The defendant must overcome a high threshold to prevail on either a motion for a directed verdict or a motion to set aside a [verdict]. Directed verdicts are not favored. . . . A trial court should direct a verdict only when a jury could not reasonably and legally have reached any other conclusion. . . . In reviewing the trial court‘s decision to direct a verdict in favor of a defendant we must consider the evidence in the light most favorable to the plaintiff.” (Internal quotation marks omitted.) Hicks v. State, 287 Conn. 421, 432, 948 A.2d 982 (2008).
“[Section] 52-557n abandons the common-law principle of municipal sovereign immunity and establishes the circumstances in which a municipality may be liable for damages.”11 (Footnote omitted.) Doe v. Petersen, 279 Conn. 607, 614, 903 A.2d 191 (2006). “One such circumstance is a negligent act or omission of a municipal officer acting within the scope of his or her employment or official duties. . . . [Section] 52-557n (a) (2) (B), however, explicitly shields a municipality from liability for damages to person or property caused by the negligent acts or omissions which require the exercise оf judgment or discretion as an official function of the authority expressly or impliedly granted by law.”12 (Citation omitted; internal quotation marks omitted.) Id.
Affording immunity to municipal officers performing discretionary acts serves the policy goal of avoiding “expansive exposure to liability,” which “would cramp the exercise of official discretion beyond the limits desirable in our society.” (Internal quotation marks omitted.) Id. “Discretionary act immunity reflects a value judgment that—despite injury to a member of the public—the broader interest in having government officers and employees free to exercise judgment and discretion in their official functions, unhampered by fear of second-guessing and retaliatory lawsuits, outweighs the benefits to be had from imposing liability for that injury. . . . In contrast, municipal officers are not immune from liability for negligence arising out of their ministerial acts, defined as acts to be performed in a prescribed manner without the exercise of judgment or discretion. . . . This is because society has no analogous interest in permitting municipal officers to exercise judgment in the performance of ministerial acts.” (Citations omitted; internal quotation marks omitted.) Id., 615.
This court has recognized an exception to discretionary act immunity that allows for liability when “the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . .”13 (Internal quotation
(3) a public official to whom it is apparent that his or her conduct is likely to subject that victim to that harm.” Id. All three must be proven in order for the exception to apply. See id., 620.
The plaintiff and the town agree that the only requirement at issue in the present case is whether it would have been apparent to Vece that her failure to act would have subjected an identifiable person to imminent harm. In order to meet the apparentness requirement, the plaintiff must show that the circumstances would have made the government agent aware that his or her acts or omissions would likely have subjected the victim to imminent harm. See id., 618–20. This is an objective test pursuant to which we consider the information available to the government agent at the time of her discretionary act or omission.14 See id., 620; see also Fleming v. Bridgeport, supra, 284 Conn. 534–35 (government officials were not apprised of “the most critical piece of information that would have made it apparent that the plaintiff would have been subject to the alleged imminent harm“). We do not consider what the government agent could have discovered after engaging in additional inquiry. See Doe v. Petersen, supra, 279 Conn. 616–17, 619–20 n.11; Fleming v. Bridgeport, supra, 535. Imposing such a requirement on government officials would run counter to “the policy goal underlying all discretionary act immunity, that is, ‘keeping public officials unafraid’ to exercise judgment.”15 Doe v. Petersen, supra, 616. “It surely would ill serve this goal to expose a public official to liability for his or her failure to respond adequately to a harm that was not apparent to him or her.”
In Doe, the plaintiff, Jane Doe, alleged that she was sexually assaulted when she was fifteen years old by an instructor in a tennis program offered by the town of Wethersfield. Id., 609–10. The assault allegedly occurred when the instructor offered to drive Doe home after the program was cancelled due to a thunderstorm. Id., 610. A few days after the assault, Doe approached the instructor‘s supervisor to speak with him about the incident. Id., 610. Specifically, Doe testified: “I told [the supervisor] that I needed to talk to him about something that had happened a couple [of] nights earlier between me and . . . [the instructor]. And [the supervisor] stopped and he said okay. Was this during tennis, something to that effect. And I said actually, no, the night of the big storm, they closed the park and he offered me a ride home, only he didn‘t take me home. And I don‘t think I got much past that, just my anxiety level, he immediately started, you know—he immediately made me feel that he was very nervous with what I was trying to say. And he said, [h]old on a second, hold on a second, this is something the two of you [have] got to work out. It‘s obviously a misunderstanding. I‘m not going to get involved. Work it out.” (Internal quotation marks omitted.) Id. Doe brought an action against the
town of Wethersfield for carelessness and negligence, and against the instructor for assault, negligent infliction of emotional distress, and intentional infliction of emotional distress. Id., 610–11. The town of Wethersfield filed a motion for summary judgment on the ground that Doe‘s claims against it were barred by governmental immunity. Id., 611.
We agreed, reasoning that the supervisor “had no knowledge of the assault, and [Doe] did not apprise him of it.” Id., 619. Therefore, it could not have been “apparent” to the supervisor that his acts or omissions would have been likely to subject Doe to a risk of harm. Id., 620. Doe argued that she was unable to inform the supervisor of what had occurred because the supervisor “cut [her] off from any further explanation . . . .” (Internal quotation marks omitted.) Id., 619 n.11. Nonetheless, we concluded that, even if this allegation were true, our analysis would not change because the supervisor “still would have [had] no knowledge of the assault, and the record [did] not reflect any other possible basis on which to conclude that the risk of ‘terror and long term psychological injury’ to [Doe] would have been apparent to [the supervisor].”16 Id., 619–20 n.11. We thus decided that the supervisor‘s conduct did not fall within the purview of the identifiable person-imminent harm exception to discretionary act immunity. Id., 620.
Similarly, in Fleming, this court concluded that the identifiable person-imminent harm exception to governmental immunity did not apply. See Fleming v. Bridgeport, supra, 284 Conn. 535. In that case, the plaintiff, Sylvia Fleming, was in actual possession of an apartment but did not inform the police officers, who were called to remove her, of her status as a resident. See id., 534–35. The court specifically determined that the police officers who removed Fleming despite her status as a resident were entitled to governmental immunity
As the court did in Doe and Fleming, we examine the record in the present case to determine if there is any possible basis on which to conclude that it would have been apparent to Vece that her actions likely would have subjected Hopkins to imminent harm. The only possible basis on which Vece could have become aware of such harm was through her conversation with Vincent during the 911 call. During that conversation, how-
ever, Vincent was calm, collected, and rational, his voicе was “level and steady,” and he did not “sound excited . . . .”17 There were no background noises in the form of squealing tires or gusting winds to indicate high speeds on winding roads. There was therefore nothing in the first four minutes of the 911 call to alert Vece that Vincent was speeding or driving aggressively.18 Furthermore, Vece would not have known that Vincent was improperly using his blue courtesy lights, as there is nothing in the audio recording of the 911 call to alert her to this fact.19
In addition, although Vece never specifically asked Vincent whether he was exceeding the speed limit, she was not required to do so under our decisions in Doe and Fleming. In Doe, the supervisor
The plaintiff argues that we should consider more than just the audio recording and transcript of the 911 call in evaluating whether the apparentness requirement was satisfied because Vece‘s knowledge went beyond what she heard during her conversation with Vincent. Vece‘s knowledge, the plaintiff contends, includes the geography and layout of the town roads. The plaintiff further claims that this knowledge of the town‘s geography would have made it apparent to Vece that Cardillo was making a lot of turns with the Infiniti and, therefore, that a dangerous pursuit was occurring. Vece‘s knowledge of the roads, in and of itself, is not probative, however. Although Vece may have known that the roads were winding and unilluminated, the speed limit was put in place to foster a safe mode of travel and, thus, Vece would have had little cause for concern if Vincent and Cardillo had been driving at or below the speed limit.21
Similarly, the plaintiff contends that the risk of harm to Hopkins was apparent to Vece because she knew the location of the vehicles at various points of the pursuit and therefore would have been able to determine that the drivers were speeding by comparing the
elapsed time during the 911 call to the progress of the vehicles during the pursuit.22 This is precisely the type of analysis that the court rejected in Doe. Although the supervisor in Doe knew that the instructor had offered Doe a ride in the instructor‘s car but had not taken her home, because the supervisor “never became aware of the alleged assault, it could not have been apparent to [the supervisor] that his response to
Although we agree that a court may consider a government official‘s position and accompanying background knowledge, Vece‘s knowledge regarding the inherent dangers of vehicular pursuits also is not outcome determinative. If Vincent was indeed engaging in a “pursuit,” as defined by the legislature in the context of police chases,23 Vece could not have become aware of this fact from their conversation during the 911 call. The legislature has defined a police “pursuit” as “an attempt by a police officer in an authorized emergency vehicle to apprehend any occupant of another moving motor vehicle, when the driver of the fleeing vehicle is attempting to avoid apprehension by maintaining or increasing the speed of such vehicle or by ignoring the police officer‘s attempt to stop such vehicle.” (Emphasis added.)
The plaintiff also claims that Vece‘s acknowledgment that there was no further value to Vincent in keeping the Infiniti in sight indicates that the apparentness requirement has been satisfied because it was apparent to Vece that there was no need for the pursuit to con-
tinue. This argument fundamentally misconstrues the apparentness requirement. Our inquiry is not whether it is apparent to the government official that an action is useful, optimal, or even adequate.
Finally, the plaintiff argues that we should be guided by our decisions in Purzycki v. Fairfield, supra, 244 Conn. 101, and Sestito v. Groton, 178 Conn. 520, 423 A.2d 165 (1979). Neither of these cases is controlling. The sole issue in Purzycki was whether the plaintiffs had proven that a child was “subject to imminent harm“; Purzycki v. Fairfield, supra, 103; and this court thus did not fully address the apparentness requirement.25 See Doe v. Petersen, supra, 279 Conn. 618 (“[w]e relied heavily on the ‘imminency’ requirement to reach our conclusion in Purzycki“). In addition, we decided Sestito before we adopted the three-pronged imminent harm test and have found that its holding is limited to its facts. Grady v. Somers, 294 Conn. 324, 353, 984 A.2d 684 (2009); see also Shore v. Stonington, 187 Conn. 147, 153–54, 444 A.2d 1379 (1982).26
The judgment is reversed only with respect to the town and the case is remanded with direction to render judgment for the town; the judgment is affirmed in all other respects.
In this opinion ROGERS, C. J., and PALMER, McDONALD and ESPINOSA, Js., concurred.
Notes
“[9:20:14 Vece]: Is this an emergency?
“[9:20:15 Vincent]: Yes, it is. I just got hit by a motor vehicle, and he just took off and I‘m trying to catch up to him to get his plate.
“[9:20:20 Vece]: Where are you?
“[9:20:21 Vincent]: I‘m on Liberty Street.
* * *
“[9:20:31 Vincent]: I‘m going toward the bridge. He‘s now gonna turn onto Ferry Dell Road.
* * *
“[9:20:39 Vincent]: This is Matt Vincent. He‘s got front end damage, he‘s not stopping—
“[9:20:47 Vece]: Did you get a plate?
“[9:20:48 Vincent]: Yup. 280TVD, I think.
* * *
“[9:21:03 Vincent]: We‘re going up to the Jared Eliot [Middle] School.
* * *
“[9:22:57 Vincent]: 280TVD—we‘re coming out onto, uh, what‘s the name of the road, Brickyard?
“[9:23:06 Vece]: Okay.
“[9:23:06 Vincent]: We‘re off Brickyard. We‘re coming up onto Brickyard.
“[9:23:12 Vece to Policе Officers]: All units, the hit-and-run vehicle, the person that he hit is following, it is going onto Brickyard.
“[9:23:18 Vincent]: We‘re going down toward Glenwood.
“[9:23:19 Vece to Police Officers]: They‘re going down towards Glenwood.
“[9:23:26 Vece]: What color‘s the vehicle?
“[9:23:28 Vincent]: It‘s brown. It‘s a brown Infiniti I30, 280TVD.
“[9:23:32 Vece]: Okay.
“[9:23:35 Vincent]: We‘re just coming up on Ironworks.
* * *
“[9:23:41 Vincent]: Turning onto Ironworks. Turning onto Ironworks.
* * *
“[9:23:53 Vece]: [On] [w]hat road did he hit you, Matt?
“[9:23:55 Vincent]: What?
“[9:23:57 Vece]: [On] [w]hat road did he hit you?
“[9:23:59 Vincent]: He hit me right at the intersection of the commuter lot.
“[9:24:01 Vece]: Okay.
“[9:24:07 Vincent]: And he [has] just taken off, and he‘s going at a high rate of speed.
“[9:24:11 Vece]: Up Ironworks?
“[9:24:12 Vincent]: Up Ironworks.
“[9:24:15 Vece to Police Officers]: All responding units, the vehicle [has] now taken off. He‘s going a high rate of speed up Ironworks. I‘ll notify the troop.
“[9:24:23 Vincent]: You know, I don‘t know how fast I want to try to catch up to him.
“[9:24:27 Vece]: Matt, we know who it is. We know who it is, Matt. Hold on, I‘m gonna call Troop F and see if we can get another officer up at the other end of Ironworks, okay?
“[9:24:33 Vincent]: Oh, he just wrecked it. He just wrecked it.
“[9:24:36 Vece]: Wait a minute. Where?
“[9:24:36 Vincent]: He just—holy shit—he just rolled the car. He just rolled the car.
“[9:24:39 Vece]: Alright. Whereabouts?
“[9:24:41 Vincent]: Right on Ironworks.
“[9:24:42 Vece to Police Officers]: All units, head up to Ironworks . . . . [T]his person just rolled the vehicle. I‘m trying to get more information.
“[9:24:47 Vincent]: You better get a frickin’ ambulance up here. The car is on fire.
“[9:24:51 Vece]: Okay.
“[9:24:52 Vincent]: I‘m gonna get out, and I‘m gonna try and hit the fire.
“[9:24:53 Vece to Police Officers]: Okay. All units, be advised the vehicle is fully involved, okay.”
