Opinion
Upon our grant of certification, the plaintiffs, Cynthia A. Violano and Cinderella of New Haven, LLC (Cinderella), appeal from the Appellate Court’s judgment, in a divided opinion, affirming the trial court’s judgment in favor of the defendants, Henry J. Fernandez III and the city of New Haven (city). The plaintiffs claim that the Appellate Court improperly determined that the trial court properly had granted the defendants’ motion to strike the complaint on the basis of the majority’s conclusion that governmental immunity shielded the defendants from liability for their alleged negligent acts and omissions. We affirm the judgment of the Appellate Court.
The opinion of the Appellate Court sets forth the following relevant facts and procedural history. “On June 16, 1999, the plaintiffs entered into a ten year lease for property located at 26-28 Townsend Avenue (property) in New Haven. The plaintiffs also signed a purchase option agreement that gave Cinderella the exclusive
“The plaintiffs intended to operate a restaurant on the property, which was located next to a firehouse. The plaintiffs obtained the necessary zoning permits and health department certificates for the restaurant. They also acquired a liquor permit from the department of consumer protection.
“On December 13, 1999, Fernandez, the director of the Livable City Initiative (Livable City), 1 recommended that the city take the property by eminent domain and Livable City’s board voted in accordance with his recommendation. On January 3, 2000, the city’s board of aldermen (board) approved the taking for the purpose of expanding the firehouse. The city filed and recorded the certificate of taking in April, 2000. Subsequent to the taking, on November 3, 2000, a robbery occurred at the property and all of the plaintiffs’ items, renovations and fixtures were stolen or destroyed.
“On June 18,2001, the plaintiffs commenced the present action. On May 22, 2002, the defendants filed a motion to strike the entire complaint, alleging that it was insufficient to state a claim on which relief could be granted. Following a hearing on the defendants’ motion, the court, on October 17, 2003, granted the defendants’ motion. The defendants subsequently filed a motion for judgment, which the court granted on November 17, 2003.”
Violano
v. Fernandez,
The plaintiffs appealed from the judgment of the trial court to the Appellate Court, but limited their appeal to four of the six counts that they had alleged in their complaint.
2
In those four counts, the plaintiffs alleged that: (1) Fernandez was negligent with regard to the taking of the property; (2) Fernandez was negligent in securing the plaintiffs’ personal property that remained on the property after the taking; (3) the city is liable on behalf of Fernandez for the damage caused by his negligence under General Statutes § 7-465;
3
and (4) the
city is also liable for the damages caused by Fernandez’ negligence under General Statutes § 52-557n.
4
The majority of the Appellate Court concluded that the trial court properly had struck the second count of the plaintiffs’ complaint alleging that Fernandez was negligent in securing the plaintiffs’ personal property. Id., 9-12. Specifically, the majority concluded that qualified governmental immunity applied to Fernandez’ alleged actions because they were discretionary in nature. Id., 12. Further, the majority determined that none of the exceptions to Fernandez’ qualified governmental immunity applied. Id. Turning to the third count, the majority concluded that this count also was struck properly by the trial court because the city’s liability under § 7-465 was predicated on Fernandez’ liability in the second count. Id., 12 n.ll. Finally, the majority concluded that the trial court properly struck the fourth count because, under § 52-557n (a) (2) (B), a municipality is not liable for damages caused by its employee’s negligent act or omission that requires the exercise of judgment or discretion. Id., 14. Because the majority had concluded that Fernandez’ alleged acts of negligence, as set forth in the second count, were discretionary in nature, the city could not be held liable.
5
Id. Thereafter,
we granted the plaintiffs’ petition for certification, limited to the following question: “Did the Appellate Court properly affirm the trial court’s striking of counts two, three and four of the complaint?”
Violano
v.
Fernandez,
On appeal, the plaintiffs claim that the Appellate Court majority improperly concluded that the trial court properly had struck counts two, three, and four of their complaint. The plaintiffs make a four-pronged attack on the judgment of the Appellate Court. First, the plaintiffs argue that governmental immunity should not have been decided on a motion to strike because doing so denied them an opportunity to conduct discovery to determine whether the city had any applicable rules, policies, or directives that would have rendered Fernandez’ actions ministerial in nature. Next, the plaintiffs argue that we should abandon the standard that we currently employ to determine whether a given act is ministerial or discretionary in nature. Specifically, the plaintiffs argue that this court’s application of the distinction between ministerial and discretionary acts allows a municipality unfairly to remain immune from the damages caused by its own common-law negligence. Instead, the plaintiffs urge us to adopt a standard whereby, if the act is related to policy or policy making, the municipality would be immune, but if the act resulted simply from the implementation of a policy, then the municipality would be liable for damages
In response, the defendants claim that the Appellate Court majority properly affirmed the trial court’s judgment rendered after it had granted the defendants’ motion to strike the complaint. The defendants first contend that the trial court properly decided the issue of qualified governmental immunity on their motion to strike because it was apparent from the face of the complaint that Fernandez’ alleged acts and omissions were discretionary in nature. Further, the defendants contend that the identifiable person, imminent harm exception to governmental immunity does not apply because the alleged harm — the robbery — was not imminent. Finally, the defendants claim that, regardless of whether the duty was public or private, they are immune from liability if the act or omission complained of was discretionary in nature and no exception applied. We agree with the defendants.
“We begin by setting out the well established standard of review in an appeal from the granting of a motion to strike. Because a motion to strike challenges the legal sufficiency of a pleading and, consequently, requires no factual findings by the trial court, our review of the court’s ruling on the [defendants’ motion] is plenary. . . . We take the facts to be those alleged in the complaint that has been stricken and we construe the com
plaint in the manner most favorable to sustaining its legal sufficiency. . . . Thus, [i]f facts provable in the complaint would support a cause of action, the motion to strike must be denied. . . . Moreover, we note that [w]hat is necessarily implied [in an allegation] need not be expressly alleged. ... It is fundamental that in determining the sufficiency of a complaint challenged by a defendant’s motion to strike, all well-pleaded facts and those facts necessarily implied from the allegations are taken as admitted. . . . Indeed, pleadings must be construed broadly and realistically, rather than narrowly and technically.” (Citations omitted; internal quotation marks omitted.)
Commissioner of Labor
v.
C.J.M. Services, Inc.,
The following principles of governmental immunity are pertinent to our resolution of the claims raised by the plaintiffs on appeal. “The [common-law] doctrines that determine the tort liability of municipal employees are well established. . . . Generally, a municipal employee is liable for the misperformance of ministerial acts, but has a qualified immunity in the performance of governmental acts. . . . Governmental acts are performed wholly for the direct benefit of the public and are supervisory or discretionary in nature. . . . The hallmark of a discretionary act is that it requires the exercise of judgment. ... In contrast, [m]inisteriai refers to a duty which is to be performed in
“Municipal officials are immunized from liability for negligence arising out of their discretionary acts in part because of the danger that a more expansive exposure to liability would cramp the exercise of official discretion beyond the limits desirable in our society. . . .
Discretionary act immunity reflects a value judgment that — despite injury to a member of the public — the broader interest in having government officers and employees free to exercise judgment and discretion in their official functions, unhampered by fear of second-guessing and retaliatory lawsuits, outweighs the benefits to be had from imposing liability for that injury. ... In contrast, municipal officers are not immune from liability for negligence arising out of their ministerial acts, defined as acts to be performed in a prescribed manner without the exercise of judgment or discretion. . . . This is because society has no analogous interest in permitting municipal officers to exercise judgment in the performance of ministerial acts.”
7
(Citations omitted; internal quotation marks omitted.)
Doe
v.
Petersen,
There are three exceptions to discretionary act immunity. “Each of these exceptions represents a situation in which the public official’s duty to act is [so] clear and unequivocal that the policy rationale underlying discretionary act immunity — to encourage municipal officers to exercise judgment — has no force. . . . First, liability may be imposed for a discretionary act when the alleged conduct involves malice, wantonness or intent to injure. . . . Second, liability may be imposed for a discretionary act when a statute provides for a cause of action against a municipality or municipal official for failure to enforce certain laws. . . . Third, liability may be imposed when the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . .” (Citations omitted; internal quotation marks omitted.) Id., 615-16.
The tort liability of a municipality has been codified in § 52-557n. Section 52-557n (a) (1) provides that “[ejxcept as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties . . . .” Section 52-557n (a) (2) (B) extends, however, the same discretionary act
I
The plaintiffs first claim that the question of whether the defendants are immune from liability under the doctrine of qualified governmental immunity is a question of fact that cannot be resolved on a motion to strike. In particular, the plaintiffs contend that deciding the issue of governmental immunity at the pleadings stage unfairly deprives them of the opportunity to conduct discovery to determine whether a city rule or other directive applied to Fernandez’ actions. In addition, the plaintiffs argue, governmental immunity is a defense of confession and avoidance, and, accordingly, deciding that issue on a motion to strike exempts the defendants from their burden of having to plead and prove this defense. We disagree.
“We have previously determined that governmental immunity must be raised as a special defense in the defendant’s pleadings. . . . Governmental immunity is essentially a defense of confession and avoidance similar to other defenses required to be affirmatively pleaded [under Practice Book § 10-50]. . . . The purpose of requiring affirmative pleading is to apprise the court and the opposing party of the issues to be tried and to prevent concealment of the issues until the trial is underway.” (Citation omitted; internal quotation marks omitted.)
Westport Taxi Service
v.
Westport Transit District,
In their complaint, the plaintiffs alleged that Fernandez failed to use reasonable care in securing the property to prevent theft or loss by: (1) causing or allowing the property to remain with defective or inadequate security; (2) failing to install a security system or security devices; (3) failing to install adequate locks; (4) failing to monitor adequately who possessed keys for the property; (5)
In
Evon
v.
Andrews,
supra,
In the present case, the essence of the plaintiffs’ allegations are that Fernandez did not reasonably or adequately secure the property that was under his care, custody and control. These allegations are sufficiently similar to the Evon plaintiffs’ allegations, that the defendant failed to make reasonable, proper, or adequate inspections of the subject premises. Accordingly, we conclude, as the court did in Evon, that Fernandez’ allegedly negligent acts involved the exercise of judgment.
Moreover, the plaintiffs in the present case have failed to allege that the acts or omissions complained of were ministerial in nature because, as in
Colon
v.
Board of Education,
In the present case, the plaintiffs also have failed to allege that there was any rule, policy, or directive that prescribed the manner in which Fernandez was to secure the property. Rather, the complaint alleges only that Fernandez exercised poor judgment in the manner in which he secured the building. We therefore conclude that the Appellate Court majority properly determined that the complaint alleged conduct that was solely discretionary in nature, and, accordingly, that qualified governmental immunity applied to Fernandez’ alleged acts and omissions.
The plaintiffs claim that utilizing a motion to strike to determine issues of governmental immunity is unfair as it precludes discovery of any relevant rules, policies, or directives that would make the complained of acts ministerial in nature. We disagree because dismissing the plaintiffs’ complaint on a motion to strike did not unfairly preclude them from alleging that the complained of acts were ministerial in nature. First, rules, policies, or directives prescribing the manner in which a municipal employee must perform a certain function generally are accessible to the public prior to initiating a civil action against the municipality. For example, a municipality’s charter, ordinances, and regulations are public records. In addition, other pertinent documents that direct the manner in which a municipal employee must carry out the functions of his or her job can be obtained thr ough a freedom of information request pursuant to General Statutes § 1-210.
8
Second, nothing in the rules of practice prevented the plaintiffs from requesting the trial court to stay temporarily the motion to strike pending limited discovery regarding any pertinent rules, policies, or directives. Indeed, the plaintiffs in the present case were able to take two depositions, including one of Fernandez, prior to the trial court’s ruling on the motion to strike. Third, the plaintiffs could have objected to the motion to strike
II
The plaintiffs next claim that we should adopt a different standard to distinguish between acts that are ministerial and discretionary in nature. The plaintiffs claim that, under our qualified governmental immunity jurisprudence, a plaintiff must allege that there was a directive that required a municipal employee to perform the allegedly negligent act in a prescribed manner and that he or she failed to comply with this directive. On the basis of the current state of the law, the plaintiffs contend that actions sounding in common-law negligence can no longer be brought successfully against municipalities or their employees. The plaintiffs claim that this creates an unfair and unsound distinction between common-law duties, the breach of which does not result in liability for the municipality, and statutory duties, the breach of which results in liability for the municipality. The plaintiffs claim that we should follow the distinction used by other states under which governmental immunity would apply to acts that are related to policy decisions and, conversely, immunity would not apply to acts that implement policy. Under this standard, the plaintiffs contend that common-law negligence would then be actionable against a municipality. 9 We decline to adopt such a standard.
We recognize at the outset that the distinction between ministerial and discretionary duties is not without its flaws. One commentator has stated that “the difference between ‘discretionary’ and ‘ministerial’ is artificial.” 18 E. McQuillin, Muncipal Corporations (3d Ed. Rev. 2003) § 53.04.10, p. 183. Indeed, it has been observed that, “it would be difficult to conceive of any official act, no matter how directly ministerial, that did not admit of some discretion in the manner of its performance, even if it involved only the driving of a nail.”
Ham
v.
Los Angeles,
Despite this criticism of the distinction between ministerial and discretionary acts, our legislature nevertheless has adopted this common-law distinction as the basis for determining the limits to municipalities’ governmental immunity. As we have
Ill
The plaintiffs next claim that the Appellate Court majority improperly rejected their claim that, even if the complained of acts were discretionary in nature, the complaint alleged sufficient facts to show that they fell within the imminent harm exception, one of the three recognized exceptions to discretionary act immunity. The plaintiffs contend that they qualify for this exception because they were identifiable victims of harm — the theft of their personal property — as they had installed the items on the property prior to the city’s taking of the property by eminent domain. In addition, the plaintiffs claim that the harm was imminent because there had been a limited amount of time between the taking and the opportunity to remove their personal property from the premises, and that the likelihood of the harm increased as more people in the area around the premises became aware that it was unguarded. 11 We disagree.
The imminent harm exception to discretionary act immunity applies “when the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm .... By its own terms, this test requires three things: (1) an imminent harm; (2) an identifiable victim;
12
and (3) a public official to whom it
In
Shore
v.
Stonington,
Subsequently, in
Evon
v.
Andrews,
supra,
In two more recent cases, however, this court has concluded that the identifiable person, imminent harm exception applied to the plaintiffs then before the court. First, in
Burns
v.
Board of Education,
Subsequently, in
Purzycki
v.
Fairfield,
Turning to the present case, we conclude that the plaintiffs’ claim must fail because the imminence of the harm at issue — the theft of the plaintiffs’ personal property — is more analogous to the harm at issue in
Evon
than
Burns
and
Purzycki.
The risk of a theft, like the risk of a fire, “implicates a wide range of factors that can occur, if at all, at some unspecified time in the future.”
Evon
v.
Andrews,
supra,
IV
The plaintiffs’ final claim is that the Appellate Court majority improperly rejected their claim that the defendants owed them a private duty that precludes the special defense of governmental immunity. In response, the defendants contend that the Appellate Court majority properly concluded that it need not engage in a public versus private duty analysis because, under this court’s decision in
Gordon
v.
Bridgeport Housing Authority,
supra,
This court first recognized the distinction between public and private duty in
Leger
v.
Kelley,
This court next addressed the issue of the distinction between a public and private duty in
Stiebitz
v.
Mahoney,
More recently, in
Gordon
v.
Bridgeport Housing
Authority, supra,
On the basis of our case law, which construes the distinction between a public and private duty in light of the dispositive distinction between ministerial and discretionary acts, it is apparent that, even if a municipality and its official or employee owes a plaintiff a private duty, the municipality and its official or employee will be immune from liability for their negligence if the act complained of was discretionary in nature and does not fall within the three exceptions to discretionary act immunity.
13
See
Gordon
v.
Bridgeport
Housing Authority,
supra,
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
According to the plaintiffs’ complaint, Fernandez, as the director of Livable City, was “charged on behalf of the [c]ity with the care, maintenance, operation and redevelopment” of the city’s various neighborhoods.
During oral argument before the Appellate Court, “the plaintiffs represented that they had withdrawn any claims with respect to the fifth count, which alleged that the city violated the plaintiffs’ civil rights in violation of 42 U.S.C. §§ 1983 and 1988, and the sixth count, which alleged a claim of intentional infliction of emotional distress against Fernandez.”
Violano
v.
Fernandez,
supra,
General Statutes § 7-465 (a) provides in relevant part: “Any town, city or borough . . . shall pay on behalf of any employee of such municipality ... all sums which such employee becomes obligated to pay by reason of the liability imposed upon such employee by law for damages awarded for infringement of any person’s civil rights or for physical damages to person or property, except as set forth in this section, if the employee, at the time of the occurrence, accident, physical injury or damages complained of, was acting in the performance of his duties and within the scope of his employment, and if such occurrence, accident, physical injury or damage was not the result of any wilful or wanton act of such employee in the discharge of such duty. . .
General Statutes § 52-557n (a) (1) provides in relevant part: “Except as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties . . . .”
Judge Bishop dissented from the majority opinion of the Appellate Court. He noted that the case law regarding a municipality’s liability for the negligent performance of a private duty is unclear.
Violano
v.
Fernandez,
supra,
This claim is consistent with the approach of the dissenting opinion in the Appellate Court,. See footnote 5 of this opinion.
This court has identified two other policy rationales for immunizing municipalities and their officials from tort liability. The first rationale is grounded in the principle that “for courts to second-guess municipal policy making by imposing tort liability would be to take the administration of municipal affairs out of the hands to which it has been entrusted by law.” (Internal quotation marks omitted.)
Doe
v.
Petersen,
General Statutes § 1-210 (a) provides in relevant part: “Except as otherwise provided by any federal law or state statute, all records maintained or kept on file by any public agency, whether or not such records are required by any law or by any rule or regulation, shall be public records and every person shall have the right to (1) inspect such records promptly during regular office or business hours, (2) copy such records in accordance with subsection (g) of section 1-212, or (3) receive a copy of such records in accordance with section 1-212. . . .” General Statutes § 1-200 (1) (A) defines a “public agency” to include “any political subdivision of the state and any . . . town agency, any department, institution, bureau, board, commission, authority or official ... of any city, town, borough, municipal corporation ... or other political subdivision of the state, including any committee of, or created by, any such office, subdivision, agency, department, institution, bureau, board, commission, authority or official . . . .”
In support of their argument, the plaintiffs cite in their brief to this court the following cases as recognizing a distinction between policy making and policy implementation:
Birmingham
v.
Benson,
We are mindful, however, that the legislature has not enacted similar legislation codifying the limits of governmental immunity as it applies to municipal officials or employees. Nevertheless, any alteration to the common-law test employed to determine when governmental immunity applies to a municipal official or employee would alter the municipality’s liability because of the indemnification obligation imposed on the municipality by § 7-465. Such a change therefore would have the effect of nullifying the legislature’s codification of the distinction between ministerial and discretionary acts, which we decline to do.
The plaintiffs also claim that the fact that the property was located in a high crime area should be considered in evaluating the imminence of the harm. This fact, however, was not alleged in the complaint and we therefore may not consider it in reviewing the granting of a motion to strike. See
Rowe
v.
Godou,
“We have construed this exception to apply not only to [identifiable] individuals but also to narrowly defined [identifiable] classes of foreseeable victims.” (Internal quotation marks omitted.)
Purzycki v. Fairfield,
We do recognize that there is some overlap between the distinction between a public and private duty and the imminent harm exception to discretionary act immunity. The public versus private duty distinction seeks to answer the threshold question of whether the defendant owed the plaintiff a legally cognizable duty. See
Gordon
v.
Bridgeport Housing Authority,
supra,
