ROBERT MAYER ET AL. v. HISTORIC DISTRICT COMMISSION OF THE TOWN OF GROTON ET AL.
SC 19568, SC 19569
Supreme Court of Connecticut
Argued January 18—officially released May 30, 2017
Palmer, Eveleigh, McDonald, Espinosa, Robinson and Vertefeuille, Js.
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Harry B. Heller, for the appellees (defendant Steven Young et al.).
Opinion
ROBINSON, J. The principal issue in this appeal is whether the statutory aggrievement principles of
The record reveals the following relevant facts and procedural history. The plaintiffs own real property located at 50 Pearl Street in the Mystic River Historic District within the town of Groton (town). The applicants own abutting real property located at 52 Pearl Street. On May 1, 2012, the applicants sought a certificate of appropriateness from the commission that would allow them to remove nine feet, seven inches from the southern end of a historic barn located on their property, which would eliminate their need to obtain a variance from the town‘s lot coverage regulations in connection with plans to build an addition to their house. At a public hearing on May 15, 2012, the commission voted to grant that application for a certificate of appropriateness, despite the fact that the plaintiffs appeared and objected to the application. On May 25, 2012, the plaintiffs appealed from the commission‘s decision granting the certificate of appropriateness to the trial court pursuant to
While the first appeal was pending before the trial court, on September 1, 2012, the applicants requested a second certificate of appropriateness from the commission to: (1) modify the barn by removing a portion not in public view, in accordance with an accompanying architectural drawing; and (2) “modify and expand [the] existing rear addition” to the house. Specifically, the applicants sought the commission‘s approval of a proposal to reduce the overall footprint of the barn while leaving several of its facades intact, in order to make additional room for the contemplated addition. The commission held a public hearing on the second application on September 18, 2012. The commission then continued the hearing to a second session, held on October 16, 2012. At that hearing, the applicants withdrew the portion of the application seeking a certificate of appropriateness with respect to alterations to the main house. After some discussion, the commission found that it lacked jurisdiction over the remainder of the matter because “the portion of the [barn at issue did] not meet the definition of an exterior architectural feature that is open to view from a public street, way or place.” On October 29, 2012, the plaintiffs appealed from the commission‘s finding of no jurisdiction to the trial court pursuant to
The trial court held a hearing on both appeals on July 22, 2014. Following testimony by the plaintiffs to establish their aggrievement in each appeal, the defendants moved to dismiss both appeals for lack of statutory or classical aggrievement. The trial court subsequently issued separate memoranda of decision granting the motions of the defendants to dismiss the two appeals.
In its memoranda of decision, the trial court first agreed with the defendants’ claim that statutory aggrievement under
The trial court then turned to classical aggrievement. With respect to the first appeal, the trial court acknowledged that the plaintiffs had pleaded that they were aggrieved. The trial court nevertheless concluded that the plaintiffs had “rested their case on aggrievement without presenting any evidence of such aggrievement or citing any evidence in the record, let alone any specific testimony or exhibit in the record, from which the court could find aggrievement as a matter of fact.” The court further rejected the plaintiffs’ reliance on the administrative record pursuant to State Library v. Freedom of Information Commission, 240 Conn. 824, 832-33, 694 A.2d 1235 (1997), noting the plaintiffs’ failure to cite specific references to the administrative record during their case-in-chief, and stating that even if it were to search the record, the plaintiffs had failed to establish “the possibility . . . that [they] have a specific personal and legal interest in the subject of the [commission‘s] decision which [had] been specially and injuriously affected . . . .”5 Accordingly, the court rendered judgment dismissing the first appeal.
With respect to the second appeal, the trial court concluded that the plaintiffs failed to plead that they were classically aggrieved by the commission‘s decision. The court also emphasized that the commission‘s decision to permit the applicants to remove a portion of the barn did not directly harm the plaintiffs, observing that they could not see that portion of the barn from their property, and there was no “claim, let alone credible evidence,” that the removal of that portion of the barn “harmed the value [of the plaintiffs’ property].” The trial court reiterated that the possibility that the applicants might use the space to build an addition did not render the plaintiffs aggrieved. See footnote 5 of this opinion. Accordingly, the trial court rendered judgment dismissing the second appeal. These appeals followed. See footnote 3 of this opinion.
On appeal, the plaintiffs claim that the trial court improperly concluded, with respect to both appeals, that: (1) the statutory aggrievement provided by
“Before we address the merits of the parties’ claims, we briefly set forth the law governing aggrievement. . . . [P]leading and proof of aggrievement are prerequisites to the trial court‘s jurisdiction over
“Standing . . . is not a technical rule intended to keep aggrieved parties out of court; nor is it a test of substantive rights. Rather it is a practical concept designed to ensure that courts and parties are not vexed by suits brought to vindicate nonjusticiable interests and that judicial decisions which may affect the rights of others are forged in hot controversy, with each view fairly and vigorously represented. . . .
“Two broad yet distinct categories of aggrievement exist, classical and statutory. . . . Classical aggrievement requires a two part showing. First, a party must demonstrate a specific, personal and legal interest in the subject matter of the decision, as opposed to a general interest that all members of the community share. . . . Second, the party must also show that the agency‘s decision has specially and injuriously affected that specific personal or legal interest. . . . Aggrievement does not demand certainty, only the possibility of an adverse effect on a legally protected interest. . . .
“Statutory aggrievement exists by legislative fiat, not by judicial analysis of the particular facts of the case. In other words, in cases of statutory aggrievement, particular legislation grants standing to those who claim injury to an interest protected by that legislation.” (Citations omitted; internal quotation marks omitted.) Moutinho v. Planning & Zoning Commission, 278 Conn. 660, 664-65, 899 A.2d 26 (2006).
I
We begin with the plaintiffs’ claim that the trial court improperly concluded that the statutory aggrievement principles of
In response, the commission contends that the trial court properly determined that statutory aggrievement does not apply in appeals from historic district commissions pursuant to
Whether
We begin with the text of the statutes. Section
Section
Moving beyond the definitions,
Read together, we conclude that
Moreover, it is well settled that the legislature, in enacting the statutory aggrievement provision of
Indeed, looking beyond
We further disagree with the plaintiffs’ reliance on the doctrine of legislative acquiescence, under which “we may infer that the failure of the legislature to take corrective action within a reasonable period of time following a definitive judicial interpretation of a statute signals legislative agreement with that interpretation.” State v. Courchesne, 296 Conn. 622, 717, 998 A.2d 1 (2010). Specifically, the plaintiffs rely on the legislature‘s failure to amend
II
We next turn to the plaintiffs’ claim that the trial court improperly determined that they had not established classical aggrievement in either appeal. Before addressing the plaintiffs’ specific claims, we note the following generally applicable legal principles and the relevant standard of review. As indicated previously, the “fundamental test for determining [classical] aggrievement encompasses a well-settled twofold determination: [F]irst, the party claiming aggrievement must successfully demonstrate a specific, personal and legal interest in [the challenged action], as distinguished from a general interest, such as is the concern of all members of the community as a whole. Second, the party claiming aggrievement must successfully establish that this specific personal and legal interest has been specially and injuriously affected by the [challenged action]. . . . Aggrievement is established if there is
“Mindful that it is a fundamental concept of judicial administration that no person is entitled to set the machinery of the courts in operation except to obtain redress for an injury he has suffered or to prevent an injury he may suffer, either in an individual or a representative capacity . . . [a plaintiff is] required to plead and prove some injury in accordance with our rule on aggrievement. . . . Accordingly, [i]t [is] the function of the trial court to determine . . . first, whether the [plaintiff‘s] allegations if they should be proved would constitute aggrievement as a matter of law, and second, if as a matter of law they would constitute aggrievement, then whether [the plaintiff] proved the truth of [the] allegations. . . . Although the question of whether a party is aggrieved presents a question of fact in cases involving disputed facts . . . the question of whether the pleadings set forth sufficient facts, if presumed true, to establish a party‘s aggrievement presents a question of law over which we exercise plenary review.” (Citation omitted; internal quotation marks omitted.) Handsome, Inc. v. Planning & Zoning Commission, 317 Conn. 515, 526–27, 119 A.3d 541 (2015).
A
We begin with the plaintiffs’ challenge to the trial court‘s conclusion in the first appeal, namely, that they did not prove that they were classically aggrieved by the commission‘s May 15, 2012 decision to allow the applicants to remove nine feet, seven inches from the southern end of the barn. Relying on State Library v. Freedom of Information Commission, supra, 240 Conn. 832-33, the plaintiffs first contend that the trial court improperly declined to consider the facts in the administrative record, in particular Robert Mayer‘s testimony before the commission about the significant reduction of the plaintiffs’ property value that would be caused by the applicants’ proposed house addition, which would block the water views from the plaintiffs’ property. The plaintiffs also claim that they were aggrieved by “gross procedural defects” during the proceedings before the commission, such as defective notice of hearings and the commission‘s failure to follow its own procedures.
In response, the commission argues, inter alia, that there was no evidence of classical aggrievement because the record established only the mere proximity of the plaintiffs’ home to the applicants’ property, which is insufficient as a matter of law. Relying on Water Pollution Control Authority v. Keeney, 234 Conn. 488, 662 A.2d 124 (1995), the commission then contends that, even if the court searches the administrative record pursuant to State Library v. Freedom of Information Commission, supra, 240 Conn. 832, the evidence of aggrievement is entirely speculative because there is no claim that a reduction of the barn‘s size would obstruct the plaintiffs’ water views and that this concern relates to only the effect of the contemplated addition, which was not a matter before the commission at that time. The commission also argues that the plaintiffs’ claims of damage to their property value are founded only on the hearsay statements of unnamed professionals, cited in Robert Mayer‘s statements before the commission. See footnote 15 of this opinion. Finally, the commission contends that the plaintiffs’ allegations of procedural defects, including defective notice of the public hearing, do not establish classical aggrievement. We agree with the commission, and conclude that the trial court properly determined that the plaintiffs
Even if we look to the evidence in the administrative record before the commission, as urged by the plaintiffs,11 we conclude that the trial court properly determined that the plaintiffs were not aggrieved parties in the first appeal. Assuming, without deciding, that the first prong of the aggrievement test—namely, a specific, personal and legal interest in the commission‘s decision—is satisfied because of the adverse impact of the applicants’ proposed addition on the plaintiffs’ property values12 by virtue of its effect on their water views,13 the plaintiffs cannot satisfy
Although the adverse effect on the plaintiffs’ legally protected interest need not be certain to establish aggrievement, it nevertheless is well settled that, even when property values are at issue, “speculative concern . . . even if true [does] not rise to the level of aggrievement. Allegations and proof of mere generalizations and fears are not enough to establish aggrievement.” (Internal quotation marks omitted.) Water Pollution Control Authority v. Keeney, supra, 234 Conn. 496; see also, e.g., Mystic Marinelife Aquarium, Inc. v. Gill, 175 Conn. 483, 497, 400 A.2d 726 (1978) (trial court properly found no aggrievement when no credible evidence of “likely depreciation” of plaintiffs’ property and “no credible evidence of any other adverse effect in their property, if any, resulting from the proposed activity“); Joyce v. Zoning Board of Appeals, 150 Conn. 696, 698, 187 A.2d 239 (1962) (after finding supporting testimony by realtor unpersuasive, trial court properly rejected plaintiff‘s concern that grant of permit to open doctor‘s office would “depreciate the value of his property, which was about 350 feet from the doctor‘s premises“); Goldfisher v. Connecticut Siting Council, 95 Conn. App. 193, 198-200, 895 A.2d 286 (2006) (upholding finding of no aggrievement because trial court properly credited testimony of defendant‘s appraiser that alteration of “special and somewhat unique” view from plaintiff‘s property by construction of cell tower would not have lowered his property value, rather than testimony to contrary by plaintiff‘s appraiser); Olsen v. Inland Wetlands Commission, 6 Conn. App. 715, 719, 507 A.2d 495 (1986) (trial court reasonably found that property assessor‘s testimony that “commission‘s approval of the application would depreciate the value of [the plaintiff‘s] property” was “purely speculative and insufficient to establish aggrievement“).
The Appellate Court‘s decision in Wallingford v. Zoning Board of Appeals, 146 Conn. App. 567, 79 A.3d 115, cert. denied, 310 Conn. 964, 83 A.3d 346 (2013), is a particularly apt example of when the effects of a land use agency‘s decision are too speculative to render an objecting party aggrieved for purposes of an appeal. In Wallingford, the Appellate Court held that a town was not aggrieved by a neighboring town zoning board‘s grant of a use variance, grounded in a “conceptual site plan” that would have increased traffic congestion on the town‘s streets, because the town‘s “concerns as to traffic are, at present, premature” insofar as the site plan had not yet been approved. Id., 576-77.
In the present case, all that the commission‘s May 15 decision did was approve the applicants’ planned reduction of the size of the barn, an action that by itself raised no possibility of harming the plaintiffs’ economic interests stemming from their water view. The commission‘s May 15 decision did not approve—or even consider—the addition itself.14 Moreover, Robert Mayer‘s testimony before the commission, upon which the plaintiffs rely heavily, focused solely on the impact of the contemplated addition on the plaintiffs’ property values, and was not directed to the proposed barn alterations by themselves.15 This renders the effect of the commission‘s actual decision purely speculative with respect to the plaintiffs’ property values and, therefore, insufficient to establish classical aggrievement as to the first appeal.
Finally, the alleged procedural irregularities and public notice defects on
B
The plaintiffs next claim that the trial court improperly concluded that they had failed to plead facts sufficient to demonstrate aggrievement with respect to the second appeal, in which they challenged the commission‘s October 16, 2012 determination that it lacked jurisdiction over the proposed facade alteration to the barn. In arguing that they adequately pleaded aggrievement, the plaintiffs rely on the following factual allegations: (1) their property abuts the applicants’ property; and (2) the commission‘s defective process and lax enforcement practices in considering the application ultimately harmed their property values. In response, the commission, relying heavily on Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control, 312 Conn. 265, 92 A.3d 247 (2014), and Wucik v. Planning & Zoning Commission, 113 Conn. App. 502, 967 A.2d 572 (2009), argues that the trial court properly determined that the plaintiffs failed to plead aggrievement in their administrative appeal. The commission emphasizes that the second appeal contains only allegations of substantive and procedural errors by the commission in considering the second application, and that even those allegations claiming improper public notice may be raised only by an ” ‘aggrieved person’ ”
“In order to prevail on the issue of aggrievement, [t]he trial court must be satisfied, first, that the plaintiff alleges facts which, if proven, would constitute aggrievement as a matter of law, and second, that the plaintiff proves the truth of those factual allegations. . . . The mere statement that the appellant is aggrieved, without supporting allegations as to the particular nature of the aggrievement, is insufficient.” (Internal quotation marks omitted.) Bongiorno Supermarket, Inc. v. Zoning Board of Appeals, 266 Conn. 531, 542–43, 833 A.2d 883 (2003); see also Wucik v. Planning & Zoning Commission, supra, 113 Conn. App. 508-509 (trial court properly dismissed zoning appeal because failure to plead “any allegations as to the particular nature of the aggrievement” rendered evidentiary hearing on that point unnecessary [emphasis in original]). “Although the question of whether a party is aggrieved presents a question of fact in cases involving disputed facts . . . the question of whether the pleadings set forth sufficient facts, if presumed true, to establish a party‘s aggrievement presents a question of law over which we exercise plenary review.” (Internal quotation marks omitted.) Handsome, Inc. v. Planning & Zoning Commission, supra, 317 Conn. 527.
“It is important to understand that the pleading requirement is not merely a matter of form. Rather, it provides an opportunity for the opposing party to answer in denial, thereby placing the jurisdictional fact[s] into dispute for the court‘s resolution. Memoranda of law are not pleadings. Although this court has made a few passing references to parties’ briefs or memoranda in connection with the issue of aggrievement, these references simply acknowledge that such sources may provide a context from which a reviewing court can determine which reasonable inferences may be drawn from facts alleged in the pleadings.” Connecticut Independent Utility Workers, Local 12924 v. Dept. of Public Utility Control, supra, 312 Conn. 281.
We conclude that the trial court properly determined that the plaintiffs did not adequately plead aggrievement in the second appeal. We note first that the plaintiffs pleaded that they are the “owners of a tract of land, with a building and outbuilding thereon . . . which abuts the property of [the applicants].” In the absence of a basis for statutory aggrievement, “[t]he allegation, even if proved, merely that the plaintiffs’ property lies in close proximity to the area involved in the commission‘s action would not be enough” to establish their classical aggrievement. Hughes v. Planning & Zoning Commission, 156 Conn. 505, 508, 242 A.2d 705 (1968); see, e.g., Edgewood Village, Inc. v. Housing Authority, supra, 265 Conn. 293.
The other facts alleged by the plaintiffs do not establish aggrievement in relation to the second appeal. First, the plaintiffs alleged that, during the September 18, 2012 hearing before the commission, the applicants presented material with respect
Having reviewed the facts pleaded in relation to the second appeal, there is no allegation that the alteration of the barn to create a new facade harmed any legal interest of the plaintiffs. Although the plaintiffs allege that the alteration of the barn would facilitate the construction of an addition that is beyond the historic character of the district, they do not in any way claim that this alteration would harm the plaintiffs’ interest in their property. Moreover, to the extent that the plaintiffs rely on the procedural irregularities and public notice issues caused by the deficient allegations, there is no factual allegation demonstrating how those procedural deficiencies adversely affected the plaintiffs. In the absence of a basis for statutory aggrievement, such public notice deficiencies, as noted previously, even if they cause the loss of an opportunity to be heard, do not by themselves confer a basis for classical aggrievement. See, e.g., Andross v. West Hartford, supra, 285 Conn. 341; Edgewood Village, Inc. v. Housing Authority, supra, 265 Conn. 292-93; Brouillard v. Connecticut Siting Council, supra, 52 Conn. Supp. 206. Given the plaintiffs’ failure to plead their aggrievement, we conclude that the trial court properly dismissed the second appeal.19
The judgments are affirmed.
In this opinion the other justices concurred.
