DE‘ON L. CRANE, Individually and as the Administrator of the Estate of TAVIS M. CRANE and on behalf of the Statutory Beneficiaries, G. C., T. C., G. M., Z. C., and A. C., the surviving children of TAVIS M. CRANE; ALPHONSE HOSTON; DWIGHT JEFFERSON; VALENCIA JOHNSON; Z. C., Individually, by and through her guardian ZAKIYA SPENCE, Plaintiffs-Appellants, versus CITY OF ARLINGTON, TEXAS; CRAIG ROPER, Defendants-Appellees.
No. 21-10644
United States Court of Appeals for the Fifth Circuit
September 30, 2022
Appeal from the United States District Court for the Northern District of Texas, USDC No. 4:19-CV-91
Before HIGGINBOTHAM, DENNIS, and GRAVES, Circuit Judges.
In 1996, the Supreme Court approved the use of pretextual stops in Whren v. United States.1 Since then, pretextual stops have become a cornerstone of law enforcement practice.2 Police officers follow a suspicious person until they identify a traffic violation to make a lawful stop, even though the officer intends to use the stop to investigate a hunch that, by itself, would not amount to reasonable suspicion or probable cause.3 Often pulled over for minor traffic violations, these stops create grounds for violent—and often deadly—encounters that disproportionately harm people of color.4
When Whren was decided, the Court did not have what we have now—twenty-five years of data on the effects of pretextual stops.5 Indeed, the Whren Court differentiated pretextual stops from “extreme practices” like the use of deadly force.6 Today, traffic stops and the use of deadly force are too often one and the same—with Black and Latino drivers overrepresented among those killed—and have been sanctioned by numerous counties and major police departments.7
While several major cities have restricted the practice,8 in much of America, police traffic stops still seine for warrants despite the shadows of Monell v. Department of Social Services,9 where a
To be clear, we apply only settled laws that govern this case today, cast as they
I.
Tavis Crane‘s estate and the passengers of Crane‘s car sued Arlington Police Officer Craig Roper and the City of Arlington for the use of excessive force during a traffic stop in violation of the
On February 1, 2017, Tavis Crane was driving in Arlington, Texas with three passengers: Dwight Jefferson, Valencia Johnson, who was pregnant with Crane‘s child, and Z.C., Crane‘s two-year-old daughter. While Crane was stopped at a traffic light at approximately 11:38 p.m., Officer Elsie Bowden pulled up behind him. After the light turned green, Crane pulled away from the intersection and Bowden saw an object being tossed from the passenger‘s side. She claims that she thought the object might be a crack pipe and called for backup; Roper responded.
Bowden turned on her police car‘s lights and Crane pulled over. Bowden approached the passenger side of the vehicle and asked Jefferson what he threw out the window. Jefferson replied that the only thing he threw was a cigarette butt. Bowden asked Crane for his driver‘s license and proof of insurance. Crane provided Bowden with his identification card, as he did not have a driver‘s license. Bowden then noticed an object fall on the ground behind her, outside the window by Z.C. She recognized the object as the red top of a large plastic Christmas candy cane and realized the object thrown from the car was the candy cane‘s clear bottom half. Bowden laughed about the misunderstanding and handed the red piece back to Z.C. But she did not send the family on. Rather, she returned to her vehicle and ran a warrant check, which found that Crane had warrants for several misdemeanors and a possible felony probation violation.
Bowden requested additional backup and confirmation of the warrants and was informed that Officer Eddie Johnson was also en route. While waiting for the other officers to arrive, she confirmed five misdemeanor warrants from Grand Prairie but was still waiting for a reply from Dallas County for the felony probation warrant, and began writing Crane a citation for driving without a license.
At 11:47 p.m., Officer Johnson arrived. Bowden informed him that the passengers had been cooperative and that she wasn‘t sure if Crane even knew he had a warrant out. Roper arrived after that conversation and received no briefing, knowing only the information relayed to his in-car computer display, which showed Crane‘s unconfirmed outstanding warrant for a felony probation violation.
All three officers then approached Crane‘s car at 11:50 p.m., by which point Crane had rolled up his window almost entirely. Bowden stood next to Crane‘s window; Roper was behind Bowden, next to Valencia Johnson, with Officer Johnson on the other side of the car, next to Jefferson. Bowden asked Crane to step out of the car because he had outstanding warrants, which Crane denied. Bowden told Crane that if he did not get out of the car, he would face additional charges. Crane said he needed to get Z.C. home to her mother. Bowden asked if he could leave
Officer Johnson ordered Jefferson, sitting in the passenger seat, to turn off the car and give him the key. Jefferson began moving his hand toward the key to comply, but Crane told him to stop. Roper then ordered Valencia Johnson to unlock the rear driver‘s side door where she was seated; she did. Roper opened the door, unholstered his pistol, and ordered everyone to put their “f---ing hands up.” Crane, Jefferson, and Valencia Johnson all put their hands up. He initially pointed his pistol at Jefferson before entering the car, climbing over Valencia Johnson, and pointing his gun at Crane.
According to the passengers, Roper put his arm around Crane‘s neck. Roper contends that he grabbed the hood of Crane‘s sweatshirt. All three officers continued to order Crane to open the door and turn the car off. Officer Johnson circled behind Crane‘s car to move next to Bowden as she shouted “Tavis don‘t do it.” The car engine began to rev, and the car shook as the brake lights turned on and off sporadically. Bowden reached for Roper in the back seat, and told Roper three times to “get out” of the car. Roper remained in the car. Officer Johnson broke the window next to Crane with his baton as Bowden began to move toward the rear of the car.
The passengers contend that when Crane, with Roper‘s gun pointed at him, moved his hand to turn off the car in compliance with Roper‘s order, Roper shot him, his head fell backwards, the engine revved and the car lurched backward, striking Bowden—by now behind the car—before moving forward and running over Bowden again and speeding off.
Roper claims that Crane shifted the car in gear while the two struggled, and that it was only after the car ran over Bowden and after Roper warned Crane that he would kill him if Crane did not stop the car that Roper shot Crane twice. Roper claims that the first two shots “did not cause Crane to stop the vehicle, [so] he fired two other shots.”
After Roper shot Crane, the car careened down the road and Roper took the keys out of the ignition and steered the car to a stop. Officer Johnson caught up in his squad car and told Roper to pull Crane from the driver‘s seat and perform CPR. Roper continued to shout and curse at Crane, asking why he had not stopped, but Crane was silent. An autopsy concluded that Crane was shot four times and died of gunshot wounds to his abdomen.
II.
On January 31, 2019, Crane‘s mother, as the administrator of Crane‘s estate and on behalf of his surviving children, and the other passengers filed a
The City and Roper moved to dismiss the plaintiffs’ claims. The district court concluded that the passengers—Jefferson,
Asserting qualified immunity, Roper then moved for summary judgment, which the district court granted. The district court acknowledged that Valencia Johnson and Roper presented different accounts of when the first shot occurred,12 but found that “a reasonable jury could not believe [the passengers‘] account of the shooting.”13 Finding Roper entitled to qualified immunity, the district court dismissed Crane‘s claims against Roper and the City with prejudice.14 The plaintiffs timely appealed the order on the motion to dismiss and the grant of summary judgment.
III.
We review de novo a district court‘s grant of summary judgment.15 Summary judgment is proper “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”16 “Only disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment.”17 We may affirm on any grounds supported by the record and presented to the district court.18
We likewise review de novo a district court‘s dismissal under
IV.
First, we review the district court‘s grant of summary judgment. “When a defendant official moves for summary judgment on the basis of qualified immunity, the burden then shifts to the plaintiff, who must rebut the defense by establishing a genuine fact issue as to whether the official‘s allegedly wrongful conduct violated clearly established law.”22 All facts must be viewed in the light most favorable to the nonmovant and all justifiable inferences must be drawn in his favor.23
When there is video evidence in the record, courts are not bound to
The district court acknowledged the competing factual accounts—specifically when Roper shot Crane—but relied on the dashcam video from Bowden‘s patrol car to reject Crane‘s account and adopt Roper‘s account. But the video does not clearly contradict Crane‘s account of events such that the district court was entitled to adopt Roper‘s factual account at the summary judgment stage. ”Scott was not an invitation for trial courts to abandon the standard principles of summary judgment by making credibility determinations or otherwise weighing the parties’ opposing evidence against each other any time a video is introduced into evidence.”27
What happened inside Crane‘s car is not visible in the dashcam video. As such, the video does not resolve the relevant factual disputes. It is not clear from the video when Roper shot Crane, when Crane became unconscious, whether the car moved before or after Roper shot Crane, and whether Roper had his arm around Crane‘s neck or was grabbing Crane‘s sweatshirt. Because the video evidence does not clearly contradict Crane‘s account, for purposes of this appeal, we must take Crane‘s account as true28—that Roper had Crane in a chokehold and that Roper shot Crane before the car began to move.
The district court found that the gear could change and the car could move only with the conscious intention of Crane.29 But that conclusion ignores the other plausible explanation that the gears were shifted during the struggle between Crane and Roper, as Crane attempted to comply with Roper, and that the chokehold caused Crane to press down on the accelerator as an attempt to relieve the stress on his neck, as opposed to attempting to flee. When two conclusions are plausible, at the summary judgment stage, we must accept as true that which is most favorable to the nonmovant.30 The district court erred by applying its own interpretation of the video and accepting Roper‘s factual account over Crane‘s of what occurred inside the car. “[A]t the summary judgment stage the judge‘s function is not himself to weigh the evidence and determine the truth of the matter,” that job is reserved for the jury.31
A.
Next, we must consider whether Roper is entitled to qualified immunity under Crane‘s account of events. We hold he is not at this stage.
The constitutional question in this case is governed by the principles enunciated in Tennessee v. Garner36 and Graham v. Connor,37 which establish that claims of excessive force are determined under the
a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force.”39
We analyze the reasonableness of the force used under factors drawn from Graham, including the severity of the crime at issue, whether the suspect poses a threat to the safety of the officers or others, and whether the suspect is actively resisting arrest or attempting to evade arrest.40 While all factors are relevant, the “threat-of-harm factor typically predominates the analysis when deadly force has been deployed.”41 The reasonableness is judged from the perspective of a reasonable officer on the scene,42 and only the facts then knowable to the defendant officers may be considered.43
First, we address whether Crane posed an immediate threat to the safety of the officers. Accepting the facts as the passengers allege, Crane was shot while unarmed with Roper‘s arm around his neck. Roper first argues that he had a reasonable fear that Crane might have a weapon. But from his position, Roper could see if Crane was reaching for a gun, as could the other officers outside the vehicle, yet none of them—including Roper—reported a suspicion of a weapon. Roper
Roper alternatively contends that the threat came from the car.44 As seen in the video, prior to the first shot, Crane‘s car was parked, the engine revved, and the tires spun. As the district court noted, Roper was inside the car with the door open, so had Crane sped off, Roper could have fallen out and been seriously injured.45 However, accepting the facts as Crane alleges, Roper shot Crane while the car was still in park and before the car began to move. As Roper was not at imminent risk of being expelled from a parked car, the vehicle did not in this sense pose a serious threat. Roper also asserts that Bowden and Officer Johnson were in danger, but at the time Roper shot Crane, Bowden and Officer Johnson were standing to the side of Crane‘s car, not behind it, unlikely to be hit by the car.46 Ultimately, the car was not a threat until it began to move, which did not occur until Roper shot Crane. Whether Roper‘s use of deadly force was reasonable may well turn on whether the car was in park or moving at the moment Roper shot Crane.47 But that is a question for the jury.48
Finally, this Court considers the speed with which an officer resorts to force where officers deliberately, and rapidly, eschew lesser responses when such means are plainly available and obviously recommended by the situation.49 Officer Bowden demonstrated an admirable attempt to negotiate with Crane. Roper, on the other hand, shot Crane less than one minute after he drew his pistol and entered Crane‘s backseat aside a pregnant woman and a two-year-old.50 Not only was
Roper provided a report from the department‘s forensic expert identifying the sound of two shots occurring after Bowden was shot. Roper argues that the two other shots are not audible in the video because they occurred when Crane‘s car was too far away for the dashcam to pick up the noise. When the shots were fired, and whether there was a continuing threat that necessitated the use of deadly force, is a question that ought to be resolved by a jury. See Mason v. Lafayette City-Parish Consolidated Gov., 806 F.3d 268, 278 (5th Cir. 2015) (holding an officer was entitled to qualified immunity as to the first five shots, but given the competing narratives, material fact disputes precluded qualified immunity as to the final two shots).
While the remaining two factors do not weigh as heavily upon our analysis, they yet demand attention.51 As to the severity of the crime at issue, Roper was attempting to effect an arrest for an unconfirmed felony probation violation warrant and multiple confirmed misdemeanor warrants. Although police officers have the right to order a driver to exit the car,52 they cannot use excessive force to accomplish that end.53 Reasonable officers could debate the level of force required to effect an arrest given the severity of the violations at issue,54 but neither of the other officers felt the need to enter the car or draw their pistols to address the severity of the violation. Rather, the arresting officer attempted to intervene to stop Roper. This factor favors Crane.
The third Graham factor is whether Crane was actively resisting arrest or attempting to evade arrest by fleeing. “Officers may consider a suspect‘s refusal to comply with instructions during a traffic stop in assessing whether physical force is needed to effectuate the suspect‘s compliance.”55 While Crane was compliant with Bowden‘s initial requests, he refused to comply once the officers attempted to arrest him. It is clear from the video that the officers attempted to arrest Crane peacefully, but he refused to cooperate. Bowden first told Crane to step out of the car and within one minute she informed him that there was an outstanding warrant for his arrest. Two minutes later, Roper entered the vehicle and applied physical force, grabbing Crane, and pointing his gun at him. The other officers continued to order
Crane to turn off the vehicle. On the present record, Roper shot Crane within 30 seconds of entering Crane‘s vehicle, as Crane reached to turn off the vehicle. The car was in park and Crane pressed the accelerator to relieve the pressure on his neck. Taking the facts as we must, a jury may well conclude that it was not reasonable for Roper to believe that Crane was attempting to flee or that any such attempt to do so posed a threat to life. Additionally, “officers must assess not only the need for force, but also ‘the relationship between the need and the amount of force used.‘”56 The only confirmed warrants against Crane were for misdemeanors. A jury could reasonably find that the degree of force the officers used was not justifiable under the circumstances. This
Crane argues, notwithstanding the Graham factors, that Roper created the situation by escalating the confrontation—entering the car and grabbing Crane. But our precedent dictates that the threat be examined only at the moment deadly force is used and that an officer‘s conduct leading to that point is not considered.57 Roper‘s actions prior to the moment he used deadly force, escalatory as they were, cannot be considered. The issue is not whether Roper created the need for deadly force, the issue is whether there was a reasonable need for deadly force.
Under the Graham factors, Roper‘s use of deadly force was unreasonable. Because Roper‘s use of force in this situation was unreasonable, violating Crane‘s
B.
The second step of the qualified immunity inquiry is asking “whether the violated constitutional right was clearly established at the time of the violation.”58 The purpose of this inquiry is to determine whether the officer “had fair notice that [his] conduct was unlawful.”59
“It has long been clearly established that, absent any other justification for the use of force, it is unreasonable for a police officer to use deadly force against a fleeing felon who does not pose a sufficient threat of harm to the officer or others.”60 This applies not only to a felon fleeing on foot,61 but also to one fleeing in a motor vehicle.62 We note that the Supreme Court and this court decline to apply Garner with a high-level of generality.63 While “[w]e do not require a case directly on point, ... existing precedent must have placed the statutory or constitutional question beyond debate.”64
The central concept is that of “fair warning,”65 in which “the contours of the right in question are ‘sufficiently clear that a reasonable official would understand that what he is doing violates that right.‘”66 We have recognized that “qualified immunity will
At the time of Roper‘s use of deadly force, “the law was clearly established that although the right to make an arrest ‘necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it,‘”68 the constitutionally “permissible degree of force depends on the severity of the crime at issue, whether the suspect posed a threat to the officer‘s safety, and whether the suspect was resisting arrest or attempting to flee.”69 In Garner, the Supreme Court made clear that “[w]here the suspect poses no immediate threat to the officer and no threat to others, the harm resulting from failing to apprehend him does not justify the use of deadly force to do so.”70
Here, under Crane‘s account, Crane was shot while he was held in a chokehold in a parked car while evading arrest for several confirmed misdemeanors and an unconfirmed felony parole violation. Roper was on notice that the use of deadly force is objectively reasonable except in only one circumstance, where an officer has “a reasonable belief that he or the public was in imminent danger.”71 As previously discussed, Roper‘s alleged belief that Crane had a gun was not reasonable, nor was his belief that a parked car posed a danger to himself, the passengers, or the other officers standing on the side of the car. When we accept the facts as we must, this case is an obvious one.72 “While the
Because the facts as interpreted in the light most favorable to Crane indicate a violation of a clearly established right and because material facts are in dispute, we hold the district court erred in granting summary judgment to Roper.
C.
In holding that Roper did not violate Crane‘s constitutional right, the district court concluded that the City could not be liable and dismissed Crane‘s claims. Because we have determined that disputed factual issues are material as to whether Roper is entitled to qualified immunity, we lack jurisdiction to determine the City‘s liability and remand to the district court for further proceedings consistent with this opinion.74
V.
We turn to the claims of the three passengers—Jefferson, Valencia Johnson, and Z.C.—against Roper and the City, suing under
First, they claim that they suffered emotional trauma by witnessing the excessive use of force against Crane. But
Second, the passengers claim that Roper used excessive force when he pointed his gun at them while entering the car, leading to psychological injuries.78 The district court dismissed the passengers’ claims for failing to “establish that they were the objects of Roper‘s actions or that Roper‘s actions physically injured them.”79
There is no express requirement for a physical injury in an excessive force claim,80 but even if the passengers stated a plausible claim for psychological injuries, Roper is entitled to qualified immunity. ”
As we affirm the dismissal of the passengers’ claims against Roper for a failure to state a claim in the absence of a constitutional injury, we also affirm the dismissal of their claims against the City.
****
We AFFIRM the dismissal of the passengers’ claims and VACATE the grant of summary judgment to Roper and the City as to Crane‘s claims and DISMISS those claims for want of jurisdiction.
PATRICK E. HIGGINBOTHAM
UNITED STATES CIRCUIT JUDGE
