COMMONWEALTH OF PENNSYLVANIA v. JOHN LEKKA
No. 772 EDA 2018
IN THE SUPERIOR COURT OF PENNSYLVANIA
May 10, 2019
2019 PA Super 155
J-A04044-19. Appeal from the Judgment of Sentence October 4, 2017 In the Court of Common Pleas of Bucks County Criminal Division at No(s): CP-09-CR-0001295-1978
OPINION BY COLINS, J.: FILED MAY 10, 2019
Appellant, John Lekka, appeals from the judgment of sentence, imposed upon resentencing for his 1978 conviction for first-degree murder,1 of a minimum term of 45 years and a maximum term of life imprisonment and an order to pay restitution in the amount of $1,000 to his victim‘s family. We vacate the order of restitution and affirm the judgment of sentence in all other respects.
We briefly recount the underlying facts in this matter, which are set forth in a stipulation by the parties that was entered into the record at the sentencing hearing. Court‘s Ex. 2. On November 13, 1978, Appellant, then aged 17, and Robert Buli, then aged 16, were working on Buli‘s pickup truck at Buli‘s house when Diana Goeke, Buli‘s ex-girlfriend who was aged 17,
On November 16, 1978, Appellant and Buli confessed to their crimes in police interviews, and they were charged with first-degree murder and conspiracy.2 On September 17, 1979, Appellant and Buli pleaded guilty to criminal homicide3 and conspiracy. A degree of guilt hearing took place on September 20, 1979, at which point Appellant and Buli were found guilty by the trial court of first-degree murder. On November 15, 1979, Appellant was sentenced to life imprisonment on the murder charge and a consecutive period of 5 to 10 years of incarceration on the conspiracy charge.
In 2012, the United States Supreme Court held in Miller v. Alabama, 567 U.S. 460 (2012), that a mandatory sentence of life without possibility of parole for individuals who were under the age of 18 at the time of the offense violates the prohibition on cruel and unusual punishment in the Eighth Amendment of the United States Constitution. Id. at 479-80. In Miller, the Supreme Court listed various factors that a court must consider when imposing a life-without-parole sentence on a juvenile offender including the “hallmark features” of youth, such as “immaturity, impetuosity, and failure to appreciate risks and consequences.” Id. at 476-78. This Court summarized the Miller factors in Commonwealth v. Knox, 50 A.3d 732 (Pa. Super. 2012), which were subsequently adopted by our Supreme Court in Commonwealth v. Batts, 66 A.3d 286 (Pa. 2013) (Batts I), as follows:
[A]t a minimum [the sentencing court] should consider a juvenile‘s age at the time of the offense, his diminished culpability and capacity for change, the circumstances of the crime, the extent of his participation in the crime, his family, home and neighborhood environment, his emotional maturity and
development, the extent that familial and/or peer pressure may have affected him, his past exposure to violence, his drug and alcohol history, his ability to deal with the police, his capacity to assist his attorney, his mental health history, and his potential for rehabilitation.
Id. at 297 (quoting Knox, 50 A.3d at 745).
Appellant filed a second PCRA petition on August 23, 2012, seeking the vacation of his life sentence pursuant to Miller. The PCRA court entered an order denying Appellant‘s second PCRA petition on November 7, 2014, which Appellant appealed to this Court. While the appeal of Appellant‘s second PCRA petition was pending before this Court, the U.S. Supreme Court ruled in Montgomery v. Louisiana, 136 S.Ct. 718 (2016), that Miller‘s prohibition of mandatory life-without-parole sentences for juvenile offenders was a substantive rule that is retroactive in state cases on collateral review. Id. at 736. On March 23, 2016, this Court issued a decision vacating Appellant‘s mandatory life-without-parole sentence in light of Montgomery and remanding for resentencing.
Appellant‘s resentencing hearing took place over the course of three days in October 2017. At the conclusion of the hearing, the sentencing court sentenced Appellant to a minimum of 45 years and a maximum of life imprisonment on the first-degree murder charge with credit for time served. Sentencing Order, 10/5/17; N.T., 10/5/17, at 6. This sentence was ordered to run concurrently with the 5-to-10 year term of incarceration sentence previously imposed in 1979 for the conspiracy charge. Sentencing Order, 10/5/17; N.T., 10/5/17, at 7. In addition, the sentencing court ordered
Appellant presents six issues for our review:
1. Was the Appellant‘s sentence, ten years higher than that decreed by the Pennsylvania Supreme Court as a starting point for sentencing pre-2012 juveniles previously sentenced to life without parole, an abuse of discretion when the departure from that starting point was not explained?
2. Was the Appellant‘s sentence excessive when the sentencing court focused on what it inaccurately felt was the [Appellant]‘s lack of insight and lack of acknowledgment of his role in the offense, and the nature of the crime, to the exclusion of an exemplary prison record and uncontradicted evidence that he was unlikely to re-offend?
[3]. Did the sentencing court err in excluding evidence of sentences imposed throughout the Commonwealth in similar cases to measure whether its sentence promoted uniformity and certainty in sentencing?
[4]. Did the sentencing court err in not applying the [] factors set forth in Miller v. Alabama?
[5]. Is a sentence of forty-five years to life to a 17-year-old convicted of first degree murder an illegal de facto life sentence that cannot be imposed when the Commonwealth certified it will not seek a life sentence?
[6]. Was a sentence of restitution imposed in the absence of any claim for it or evidence of the amount illegal?
Appellant‘s Brief at 3-4 (questions reordered to facilitate disposition; duplicative question omitted).
Appellant‘s first two issues relate to the discretionary aspect of his sentence. Where an appellant challenges the discretionary aspect of a sentence, we must engage in a four-part analysis to determine:
(1) whether the appeal is timely; (2) whether Appellant preserved his [] issue; (3) whether Appellant‘s brief includes a concise statement of the reasons relied upon for allowance of appeal with respect to the discretionary aspects of sentence [pursuant to
Rule of Appellant Procedure 2119(f), Pa.R.A.P. 2119(f) ]; and (4) whether the concise statement raises a substantial question that the sentence is [not] appropriate under the [S]entencing [C]ode.
Commonwealth v. Williams, 198 A.3d 1181, 1186 (Pa. Super. 2018) (citation omitted).
The determination of what constitutes a substantial question must be evaluated on a case-by-case basis. A substantial question exists only when the appellant advances a colorable argument that the sentencing judge‘s actions were either: (1) inconsistent with a specific provision of the Sentencing Code; or (2) contrary to the fundamental norms which underlie the sentencing process.
Commonwealth v. Manivannan, 186 A.3d 472, 489 (Pa. Super. 2018) (internal citations and quotation marks omitted).
In his first issue, Appellant argues that the sentencing court abused its discretion by not considering our Supreme Court‘s statement in Commonwealth v. Batts, 163 A.3d 410, 457-58 (Pa. 2017) (Batts II), that a sentencing court resentencing a juvenile offender should “seek guidance” from the 35-year mandatory minimum for a 17-year old offender convicted of first-degree murder under Section 1102.1(a)(1) of the Crimes Code,
Our standard of review for challenges to the discretionary aspects of sentencing is as follows:
Sentencing is a matter vested in the sound discretion of the sentencing judge, and a sentence will not be disturbed on appeal absent a manifest abuse of discretion. In this context, an abuse of discretion is not shown merely by an error in judgment. Rather, the appellant must establish, by reference to the record, that the sentencing court ignored or misapplied the law, exercised its judgment for reasons of partiality, prejudice, bias or ill will, or arrived at a manifestly unreasonable decision.
Commonwealth v. Conte, 198 A.3d 1169, 1176 (Pa. Super. 2018) (citation omitted).
Section 1102.1 of the Crimes Code was enacted in the wake of Miller and sets forth the sentences to be imposed upon juvenile offenders who are convicted of first- or second-degree murder on or after June 25, 2012, the date Miller was issued. Under this statute, a juvenile offender convicted of first-degree murder who was less than 18 years old but at least 15 years old at the time of the offense would be subject to a sentence of a minimum of 35 years in prison and a mandatory maximum of life imprisonment, while an offender who was 14 years old or under would be subject to a minimum of 25 years’ imprisonment and a mandatory maximum of life imprisonment.
In Batts II, our Supreme Court reviewed the life-without-parole sentence of the defendant, a juvenile offender who had been convicted in 2007 of first-degree murder and originally received a mandatory life-without parole, but then was ordered to be resentenced following Miller. Batts II, 163 A.3d at 418-21; see also Batts I, 66 A.3d at 295-97. The Court concluded that, in light of the sentencing court‘s own findings that the defendant was capable of rehabilitation, the life-without-parole sentence imposed upon resentencing violated the Eight Amendment prohibition on cruel and unusual punishment. Batts II, 163 A.3d at 436-39. The Court held that, in cases such as this where the Commonwealth does not seek to impose a life-without-parole sentence upon resentencing, the sentencing court should apply the traditional sentencing considerations of Section 9721(b) of the Sentencing Code,
In this case, there is no doubt that the sentencing court followed the Supreme Court‘s instruction in Batts II to be guided by Section 1102.1(a)(1)‘s 35-year minimum sentence. During the closing remarks at the sentencing hearing, both counsel for Appellant and counsel for the Commonwealth addressed the 35-year minimum of Section 1102.1(a)(1). N.T., 10/4/17, at 194-96, 199, 201, 217. Moreover, the sentencing court made comments during closing remarks that made clear that the court was aware of Section 1102.1(a). Id. at 195, 199. Indeed, the Sentencing Court explicitly recognized that the 35-year minimum of Section 1102.1(a)(1) operated as the “mandatory minimum.”8 Id. at 199 (“[COUNSEL FOR APPELLANT:]…He has served 39 years, which is going to be five years more than the guidelines [of Section 1102.1(a)] for a murder case. THE COURT: It‘s not the guidelines, it‘s the mandatory minimum.“).
Next, Appellant argues that his sentence of 45 years to life imprisonment was unduly harsh and the sentencing court focused on his apparent lack of insight into his role in the murder of Goeke without
As stated above, a sentencing court has broad discretion, and a sentence will only be reversed where the court misapplied or ignored the law, exercised its judgment for reasons of partiality, prejudice, bias, or ill will, or arrived at a manifestly unreasonable decision. Conte, 198 A.3d at 1176. “In every case in which the court imposes a sentence for a felony or a misdemeanor, the court shall make as a part of the record, and disclose in open court at the time of sentencing, a statement of the reason or reasons for the sentence imposed.” Commonwealth v. Antidormi, 84 A.3d 736, 760 (Pa. Super. 2014) (quoting Commonwealth v. Mouzon, 812 A.2d 617, 620-21 (Pa. 2002)). The sentencing court is required to consider the particular circumstances of the offense and the character of the defendant, with reference to the defendant‘s prior criminal record, age, personal characteristics, and potential for rehabilitation. Id. at 761.
At the sentencing hearing, Appellant presented evidence regarding his rehabilitation while in prison, including his education and work training and his role in counseling other prisoners. Appellant presented the testimony of a Catholic priest who stated that Appellant was a model inmate and described
When announcing the sentence, the sentencing court acknowledged that it had considered all of the evidence presented by Appellant and read all of the exhibits he had presented. N.T., 10/5/17, at 6. The sentencing court analyzed the case pursuant to the three factors set out in Section 9721(b) of the Sentencing Code: protection of the public, the gravity of the offense and the rehabilitative needs of the defendant.
Turning to the protection of the public, the sentencing court noted Appellant‘s low risk of recidivism and his actions in avoiding the ever-present violence in prison. Id. at 4-5. Nevertheless, the sentencing court expressed reservation regarding Appellant‘s “lack of acknowledgement” for the murder of Goeke. Id. at 5. Finally, when discussing the gravity of the offense, the sentencing court stated that the murder was one of the “most serious of crimes,” consisting of multiple brutal assaults over a period of time. Id. at 5-6.
We conclude that, in rendering the sentence on Appellant, the sentencing court applied the correct law, exercised its judgment without partiality, prejudice, bias, or ill will, and did not arrive at a manifestly unreasonable decision. The record reflects that the sentencing court engaged in a reasoned analysis of the Section 9721(b) sentencing factors with reference to the evidence presented at the sentencing hearing. The court discussed Appellant‘s difficult family history prior to the commission of the murder, his rehabilitation and work in assisting others while in prison, and his low predicted chance of recidivism. In addition, the sentencing court recognized the brutal nature and circumstances of the murder for which Appellant was convicted and Appellant‘s lack of insight into his role in the murder.
Next, Appellant challenges the decision of the sentencing court to deny admission to his Exhibit D-1 that he sought to introduce with his motion to reconsider his sentence. This exhibit included information compiled by the Juvenile Law Center on January 15, 2018 concerning the terms of the resentencing for the 120 juvenile offenders in Pennsylvania who had, as of the date of the report, been resentenced pursuant to Miller and Montgomery after originally being convicted of first-degree murder and receiving a life-without-parole sentence. According to the exhibit, Appellant falls into the group of 15% of the juvenile offenders who received a new minimum sentence in excess of 35 years’ imprisonment and the amount of time they had already served. Ex. D-1, Ex. B. Appellant contends Exhibit D-1 was relevant to the sentencing court‘s determination of his sentence because it demonstrates the
“The admissibility of evidence is a matter within the sound discretion of the trial court and will be reversed only where there is a clear abuse of discretion.” Commonwealth v. Clemons, 200 A.3d 441, 474 (Pa. 2019) (citation omitted). Our standard of review of a challenge to an evidentiary ruling is therefore limited. Conte, 198 A.3d at 1180. “Abuse of discretion is not merely an error of judgment, but rather where the judgment is manifestly unreasonable or where the law is not applied or where the record shows that the action is a result of partiality, prejudice, bias or ill will.” Id. (citation omitted).
The purpose of a motion for reconsideration or modification of sentence is to afford the sentencing court the opportunity to correct any errors that may have occurred at sentencing prior to appellate review. Commonwealth v. Burtner, 453 A.2d 10, 12 (Pa. Super. 1982); see also
In this case, Appellant offered the information regarding other resentencings of juvenile offenders in Exhibit D-1 in order to demonstrate the disparity between Appellant‘s sentence and other sentences rendered and to provide an additional resource to the sentencing court in reevaluating Appellant‘s sentence. Ex. D-1 at 1-3. The exhibit did not relate to an error at the sentencing hearing and could have been offered at that prior proceeding. Thus, the sentencing court acted within its authority in not allowing the admission of Exhibit D-1 at the hearing on the reconsideration motion. Burtner, 453 A.2d at 12.
Furthermore, the sentencing court did not abuse its discretion in denying the admission of Exhibit D-1 on the basis of relevancy. Evidence is relevant “if it tends to establish a material fact, makes a fact at issue more or less probable, or supports a reasonable inference supporting a material fact.” Clemons, 200 A.3d at 474; see also
Appellant‘s fourth appellate issue challenges the sentencing court‘s failure to consider the factors enunciated in Miller concerning the “hallmark features” of youth, including the defendant‘s family background, maturity level, potential for rehabilitation, and susceptibility to peer pressure or familial influence. 576 U.S. at 476-78; see also Batts I, 66 A.3d at 297; Knox, 50 A.3d at 745. Appellant contends that Miller and Montgomery command that the youth-related factors of Miller must be considered in every case in which a life-without-parole sentence is statutorily permissible. Appellant argues that, because the sentencing court did not address the Miller factors when imposing his sentence, the sentence was illegal and must be vacated.9
In contrast, the Court in Batts II stated that in cases where a sentencing court sentences a juvenile offender to life with the possibility of parole, the sentencing court should be guided by the minimum terms of incarceration set forth in Section 1102.1(a) and apply the “traditional sentencing considerations” of Section 9721(b) of the Sentencing Code. Id. at 460. The Court did not impose a requirement that courts in such cases consider the Miller factors or the Section 1102.1(d) factors when rendering the sentence. Thus, after reviewing Batts II, this Court concluded in Commonwealth v. White, 193 A.3d 977 (Pa. Super. 2018), that “a sentencing court must consider these Miller factors only in cases where the
In Commonwealth v. Machicote, ___ A.3d ___, No. 14 WAP 2018 (Pa. filed April 26, 2019), our Supreme Court revisited the circumstances in which a sentencing court must consider the Miller factors when resentencing a juvenile offender. In that case, the appellant was originally convicted of second-degree murder in 2004 for a crime committed when he was 17 and received a life-without-parole sentence as required by Section 1102 of the Crimes Code.10 Id., slip op. at 1-2. At the appellant‘s resentencing hearing pursuant to Miller and Montgomery, the Commonwealth requested a life-without-parole sentence, but the sentencing court ultimately imposed a sentence of 30 years to life imprisonment. Id., slip op. at 9-10. The court,
The [sentencing] court‘s misstep was not considering the Miller factors on the record when the Commonwealth had asked for a sentence of life without parole, and when [the offender] was exposed to said sentence as a result of his conviction prior to Miller and the statutory language of Section 1102.
Id., slip op. at 16. To not consider the Miller factors in such cases, according to the High Court, would “effectively nullif[y] the procedural protections set forth in Montgomery and solidified by this Court in Batts II.” Id.
In light of our Supreme Court‘s decisions in Batts II and Machicote and our opinion in White, we conclude that the sentencing court in this matter did not err when imposing the 45-years-to-life sentence upon Appellant without considering the Miller factors. In this case, while the Commonwealth did initially file a notice of intent to seek a life-without-parole sentence, the Commonwealth withdrew its notice of intent with leave of the court prior to
In his fifth issue, Appellant argues that his sentence of 45 years to life imprisonment, with credit for time served from the date he originally entered the correctional system, constitutes a de facto life-without-parole sentence. This Court has rejected similar arguments in several recent cases in which a juvenile offender originally sentenced to life without parole was resentenced following Miller and Montgomery. See White, 193 A.3d at 986 (35-years-to-life sentence with earliest opportunity for parole at age 52); Commonwealth v. Bebout, 186 A.3d 462, 469-70 (Pa. Super. 2018) (45-years-to-life sentence with earliest opportunity for parole at age 60); Commonwealth v. Foust, 180 A.3d 416, 438 (Pa. Super. 2018) (two
Our decision in Bebout is especially relevant here. In that case, the defendant also received a 45-years-to-life sentence upon resentencing pursuant to Miller and Montgomery, albeit he was 15 years old at the time
In light of our binding precedent, we conclude that Appellant has not demonstrated that he has no meaningful chance of survival until he completes his 45-year minimum sentence to enjoy his time at liberty at parole, should he be granted release. While Appellant will not be eligible for parole until age 62, two years longer than the defendant in Bebout, Appellant has not shown any significant difference between the ages at the earliest possible point of release that would distinguish his case from Bebout. Furthermore, though Appellant has cited statistical data concerning life expectancy and case law of
Finally, Appellant argues that the order of restitution in the amount of $1,000 to the heirs of the victim for the victim‘s funeral expenses was illegal under Section 1106 of the Crimes Code,
Pursuant to Section 1106, the Commonwealth is responsible for making a recommendation to the sentencing court as to the amount of the restitution to be ordered based on information provided by the victim or other available information.
“If this Court determines that a sentence must be corrected, we are empowered to either amend the sentence directly or to remand the case to the trial court for resentencing.” Commonwealth v. Benchoff, 700 A.2d 1289, 1294 (Pa. Super. 1997). “[I]f we determine that a correction by this [C]ourt may upset the sentencing scheme envisioned by the [sentencing] court, the better practice is to remand.” Id. (citation and quotation marks omitted). In this case, the correction does not upset the sentencing scheme and no further action is required of the sentencing court; therefore remand for resentencing is not warranted. Accordingly, we vacate the restitution portion of Appellant‘s sentence, and affirm the sentence in all other respects.
Judgment of sentence vacated in part and affirmed in part. Jurisdiction relinquished.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 5/10/19
