COMMONWEALTH OF PENNSYLVANIA, Appellee v. ANTHONY MACHICOTE, Appellant
No. 14 WAP 2018
IN THE SUPREME COURT OF PENNSYLVANIA WESTERN DISTRICT
DECIDED: APRIL 26, 2019
[J-82-2018]
SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
Appeal from the Order of the Superior Court entered September 26, 2017 at No. 1621 WDA 2016, affirming the Judgment of Sentence of the Court of Common Pleas of Mercer County entered August 19, 2016, at No. CP-43-CR-0001958-2003. ARGUED: October 24, 2018
OPINION
JUSTICE MUNDY
In this matter, Appellant asks this Court to determine whether his sentence was illegal because he was subject to a potential sentence of life without parole, and prior to imposing his sentence, the trial court did not consider the factors enumerated in Miller v. Alabama, 567 U.S. 460 (2012), as adopted by this Court in Commonwealth v. Batts, 66 A.3d 286 (Pa. 2013) (Batts I) and Commonwealth v. Batts (Batts II), 163 A.3d 410 (Pa. 2017). The Superior Court concluded that Appellant‘s challenge in this regard, was moot because he was ultimately not sentenced to life without the possibility of parole. We conclude the issue is not moot, and the trial court erred when it failed to consider the Miller factors on the record when it resentenced Appellant.
This case originates in 2003 when Appellant was 17 years old and a resident at George Junior Republic, a residential treatment facility for at-risk youth. Appellant and a co-resident, Jeremy Melvin, devised a plan to subdue a night supervisor at the facility in
Appellant and Melvin turned themselves in later that same day. Appellant was charged with homicide, robbery, and related offenses. On November 3, 2004, Appellant pled guilty to second-degree murder and the remaining charges were dismissed. On January 6, 2005, Appellant was sentenced to life without the possibility of parole.1 Appellant did not appeal his sentence.
On January 11, 2006, Appellant filed a timely pro se Post Conviction Relief Act (PCRA) petition challenging the voluntariness of his plea, and asserting ineffective assistance of counsel. A hearing was held, and Appellant‘s petition was denied. The Superior Court affirmed the PCRA court‘s decision, and this Court denied Appellant‘s petition for allowance of appeal. Commonwealth v. Machicote, 929 A.2d 242 (Pa. Super. 2007), appeal denied, 932 A.2d 1287 (Pa. 2007).
Two years later in Miller, the United States Supreme Court again revisited the area of juvenile sentencing schemes. The Court in Miller held, “that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment‘s prohibition on ‘cruel and unusual punishments.‘” Miller, 567 U.S. at 465. Importantly, although the Court held the mandatory nature of the sentence was unconstitutional, it noted that life without parole was still a viable sentence for a juvenile convicted of homicide. The Miller Court held that individualized sentencing requires “a judge or jury must have the opportunity to consider mitigating circumstances before imposing the harshest possible penalty for juveniles.” Id. at 489. The Court noted that mandatory life without parole fails to allow a sentencing court to consider a juvenile‘s “chronological age and its hallmark features - among them, immaturity, impetuosity, and failure to appreciate risks and consequences[;]” as well as the juvenile‘s “family and home environment . . . from which he cannot usually extricate himself - no matter how brutal or
Following Miller, the States were left to determine a sentencing scheme to replace mandatory life without parole sentences for juveniles convicted of homicide. In Pennsylvania, Batts I presented this opportunity.2 Batts asserted the sentencing scheme
This Court held the entire statutory scheme for first-degree murder was not unconstitutional. Id. This Court further held that defendants whose judgment of sentence was not final at the time Miller was decided are “subject to a mandatory maximum sentence of life imprisonment as required by Section 1102(a), accompanied by a minimum sentence determined by the court of common pleas upon resentencing.” Batts I, 66 A.3d 297. Additionally, this Court recognized “the imposition of a minimum sentence taking [the Miller] factors into account is the most appropriate remedy for the federal constitutional violation that occurred when a life-without-parole sentence was mandatorily applied.” Id. Individuals convicted of first-degree murder after the date of the Miller decision, pursuant to Section 1102.1, are “subject to high mandatory minimum sentences and the possibility of life without parole, upon evaluation by the sentencing court of criteria
In 2016, the United States Supreme Court decided Montgomery v. Louisiana, 136 S. Ct. 718 (2016), in which it held Miller announced a new substantive rule of constitutional law that applies retroactively. The States retained discretion to decide whether to resentence juveniles serving mandatory life without parole sentences, or whether to permit the offenders to be considered for parole. Montgomery, 136 S. Ct. at 736. The Court noted, “[e]xtending parole eligibility to juvenile offenders does not impose an onerous burden on the States, nor does it disturb the finality of state convictions. Those prisoners who have shown an inability to reform will continue to serve life sentences.” Id. The Court concluded, “[i]n light of what this Court has said in Roper, Graham, and Miller about how children are constitutionally different from adults in their level of culpability, however, prisoners like Montgomery must be given the opportunity to show their crime did not reflect irreparable corruption; and, if it did not, their hope for some years of life outside of prison walls must be restored.” Id. at 736-37.
Following Montgomery, Batts returned to this Court again in Batts II. In Batts II, this Court clarified that there is “a presumption against the imposition of a sentence of life without parole for a juvenile offender[,]” and to rebut the presumption the Commonwealth “bears the burden of proving, beyond a reasonable doubt, that the juvenile offender is incapable of rehabilitation.” Id. at 411. Further, we held “the sentencing court‘s decision must take into account the factors announced in Miller and Section 1102.1 of the Crimes Code.” Id. at 484.
The Commonwealth appealed from Appellant‘s resentencing asserting that Miller did not apply retroactively. The Superior Court agreed and vacated Appellant‘s sentence and remanded for re-imposition of Appellant‘s original sentence. Commonwealth v. Machicote, 122 A.3d 1144 (Pa. Super. 2015) (unpublished memorandum). On September 11, 2015, the court resentenced Appellant in accordance with the Superior Court‘s order to life without the possibility of parole.
On March 22, 2016, Appellant filed a third PCRA petition asserting his sentence was illegal in light of Montgomery. The PCRA court held a conference at which it vacated the September 11, 2015 sentence, and scheduled a sentencing hearing, which was held on August 19, 2016. The Commonwealth asked the trial court to impose a sentence of life without the possibility of parole noting its position that Appellant was “not amenable to rehabilitative efforts.” N.T., 8/19/16 at 42. Counsel for Appellant urged the court to be
THE COURT: I first take into account the comments set forth in my sentence order of June 24, 2014. I reviewed the PSI again. You‘ve had five misconducts, but they were early, which is understandable. You‘ve obtained your GED, which is appropriate. Crimes of this nature devastate all families involved. You were over 15. While your intent was not to kill, there was intent to hurt, and hurt severely in the way that he was beaten.
The Supreme Court of the United States has put forth that only - - life without parole is appropriate in very limited circumstances where their conduct and who they are are [sic] such that you cannot return them to society. That does not apply in this case.
This creates a great deal of confusion because where do we start? The Supreme Court of the United States in Montgomery case states - - simply says life with parole. Pennsylvania has not done that. I did that in the first sentence, and as I review it I‘m not sure that that is appropriate for several reasons. One, it would permit parole at any time, and I do believe there needs to be a period of substantial incarceration. Two, it is extraordinarily unfair to the family of the victim because at any time they could be subject to a parole hearing, and I don‘t find that fair.
I look at the statutes enacted after Miller v. Kentucky. Clearly, it is not binding on this Court, and I am not required to do so. But I‘m confronted with the fact that if I give you less than that, you benefit from committing your murder earlier. That doesn‘t seem right. If I go beyond that, then you are being punished more because of your timing. That is also wrong. I do find persuasive the logic set forth in the amendments after the Miller case.
Id. at 45-47. Accordingly, the sentencing court sentenced Appellant to 30 years to life in prison with credit served from November 10, 2003 to the date of sentencing. Id. at 48.
The Superior Court affirmed.4 The court first addressed Appellant‘s claim that his sentence was illegal. The Superior Court concluded that Batts I held that juvenile homicide offenders tried and convicted prior to the issuance of Miller are subject to a mandatory maximum sentence of life imprisonment as required by the previous version of Section 1102(a) and a minimum determined by the court of common pleas at resentencing. Machicote, 172 A.3d at 600. Further, the Court noted that in resentencing Appellant, the court adhered to this Court‘s reasoning in Batts II, that for “‘juvenile offenders for whom the sentencing court determines [life without the possibility of parole] sentences are inappropriate . . . sentencing courts look to the mandatory minimum sentences set forth in section 1102.1(a) for guidance in setting a minimum sentence for a juvenile convicted of first-degree murder prior to Miller.‘” Id. at 601 (quoting Batts II, 163 A.3d at 443 n. 17). Ultimately, the Superior Court held that Appellant‘s thirty-years-to-life sentence was legal as “a trial court, in resentencing a juvenile offender convicted
Addressing Appellant‘s second issue, the Superior Court noted that “[t]he Batts decisions make clear that, the court must consider the Miller factors in cases where the Commonwealth is attempting to meet its burden of overcoming the presumption against juvenile LWOP sentences.” Id. at 602 n.3. However, the Superior Court concluded that Appellant‘s challenge to the PCRA court‘s failure to consider the Miller factors was moot because life without parole was ultimately not imposed by the trial court. Id. After dismissing Appellant‘s argument as moot, the Superior Court addressed Appellant‘s claim as arguably raising a claim that the court failed to consider relevant sentencing factors, and proceeded to address the issue as implicating the discretionary aspects of his sentence. The Superior Court concluded the PCRA court had not abused its discretion in sentencing Appellant because the PCRA court “found persuasive the ‘logic’ of subsection 1102.1(c)(1)[,]” and Appellant‘s sentence was “compliant with Subsection 1102.1(c)(1) and Batts II[.]”5 Id. at 603.
This Court granted review of the Superior Court‘s mootness conclusion to determine whether to comply with Miller and its progeny, a court sentencing a juvenile defendant for a crime for which life without parole is an available sentence must review and consider on the record the Miller factors adopted by this Court in Batts I and Batts II, regardless of whether the defendant is ultimately sentenced to life without parole. Commonwealth v. Machicote, 186 A.3d 370 (Pa. 2018).
Appellant further asserts “the sentencing court must expressly evidence its consideration of the Miller factors on the record.” Appellant‘s Brief at 26. In support of his argument Appellant notes that the General Assembly has already adopted the framework because Section 1102.1(d) requires the Miller factors be considered on the record. Furthermore, in Batts II, we held the court shall consider and make findings on the record “after the sentencing court‘s evaluation of the criteria identified in Miller.” Batts II, 163 A.3d at 421.
The Commonwealth counters that Miller is inapplicable because under Section 1102.1, a juvenile convicted of second-degree murder does not face a potential life without parole sentence. Commonwealth‘s Brief at 11. On this premise, the Commonwealth asserts that Section 1102.1(d) sets forth the factors the sentencing court must consider “in determining whether to impose a sentence of life without parole under subsection (a) [for first-degree murder].”
In his reply to the Commonwealth‘s argument, Appellant notes that the Commonwealth “fundamentally agrees” with him that “‘a trial court must consider the Miller factors when sentencing a juvenile facing a potential life-without-parole sentence.‘” Appellant‘s Reply Brief at 2 (quoting Commonwealth‘s Brief at 16). However, Appellant fervently disagrees with the Commonwealth‘s assertion that he was not statutorily eligible to be sentenced to life without parole.
As a threshold matter, we must first determine our scope and standard of review. In Batts II, this Court recognized that “in the absence of the sentencing court reaching a
Instantly, Appellant was sentenced to 30 years to life in prison for second-degree murder. Contrary to the Commonwealth‘s contention, Appellant was not subject to sentencing pursuant to Section 1102.1, but was properly sentenced pursuant to the earlier version of Section 1102, as he was convicted prior to June 24, 2012. As such, life without the possibility of parole was a viable sentence. Furthermore, at Appellant‘s sentencing hearing, the Commonwealth specifically stated “the Commonwealth recommends a sentence of life without the possibility of parole[,]” and proceeded to argue to overcome the presumption against imposing a sentence of life without the possibility of parole. N.T., 8/19/16, at 42. Thus, the record of Appellant‘s sentencing hearing reveals Appellant was facing a possible sentence of life without the possibility of parole. Having resolved this threshold dispute, the parties are essentially in agreement that the trial court was required to consider the Miller factors on the record.
As iterated throughout this opinion, one of the hallmarks of the line of United States Supreme Court cases pertaining to juvenile sentencing, is the notion that conviction for a
We hold today, that when a juvenile is exposed to a potential sentence of life without the possibility of parole the trial court must consider the Miller factors, on the record, prior to imposing a sentence. The core reasoning behind this long line of ever-evolving case law has been the need to individualize sentences for the youngest offenders who had not developmentally matured. This requires a sentencing court to analyze an individual‘s specific characteristics and circumstances and to impose a sentence based on them. Thus, the Superior Court‘s conclusion that the issue is moot because Appellant was ultimately not sentenced to life without the possibility of parole was erroneous, as it effectively nullified the procedural protection set forth in Montgomery and solidified by this Court in Batts II.
Based on the foregoing, we conclude that the Superior Court erred when it held that the trial court‘s failure to address the Miller factors on the record was moot. In addition, we further determine that by failing to consider those factors on the record, the trial court erred and imposed an illegal sentence. Accordingly, the order of the Superior Court is reversed, the judgment of sentence is vacated, and the case is remanded to the Court of Common Pleas for resentencing.
Chief Justice Saylor and Justices Baer, Donohue and Wecht join the opinion.
Justice Todd files a dissenting opinion in which Justice Dougherty joins.
Notes
Appellant was sentenced pursuant to the following statute.
§ 1102. Sentence for murder and murder of unborn child
. . .
(b) Second degree.--A person who has been convicted of murder of the second degree or of second degree murder of an unborn child shall be sentenced to a term of life imprisonment.
. . .
On June 24, 2012, while Batts I was pending, the General Assembly enacted
§ 1102.1. Sentence of persons under the age of 18 for murder, murder of an unborn child and murder of a law enforcement officer
(a) First degree murder.--A person who has been convicted after June 24, 2012, of a murder of the first degree, first degree murder of an unborn child or murder of a law enforcement officer of the first degree and who was under the age of 18 at the time of the commission of the offense shall be sentenced as follows:
(1) A person who at the time of the commission of the offense was 15 years of age or older shall be sentenced to a term of life imprisonment without parole, or a term of imprisonment, the minimum of which shall be at least 35 years to life.
(2) A person who at the time of the commission of the offense was under 15 years of age shall be sentenced to a term of life imprisonment without parole, or a term of imprisonment, the minimum of which shall be at least 25 years to life.
(b) Notice.--Reasonable notice to the defendant of the Commonwealth‘s intention to seek a sentence of life imprisonment without parole under subsection (a) shall be provided after conviction and before sentencing.
(c) Second degree murder.--A person who has been convicted after June 24, 2012, of a murder of the second degree, second degree murder of an unborn child or murder of a law enforcement officer of the second degree and who was under the age of 18 at the time of the commission of the offense shall be sentenced as follows:
(1) A person who at the time of the commission of the offense was 15 years of age or older shall be sentenced to a term of imprisonment the minimum of which shall be at least 30 years to life.
(2) A person who at the time of the commission of the offense was under 15 years of age shall be sentenced to a term of imprisonment the minimum of which shall be at least 20 years to life.
(d) Findings.--In determining whether to impose a sentence of life without parole under subsection (a), the court shall consider and make findings on the record regarding the following:
(1) The impact of the offense on each victim, including oral and written victim impact statements made or submitted by family members of the victim detailing the physical, psychological and economic effects of the crime on the victim and the victim‘s family. A victim impact statement may include comment on the sentence of the defendant.
(2) The impact of the offense on the community.
(3) The threat to the safety of the public or any individual posed by the defendant.
(4) The nature and circumstances of the offense committed by the defendant. (5) The degree of the defendant‘s culpability.
(6) Guidelines for sentencing and resentencing adopted by the Pennsylvania Commission on Sentencing.
(7) Age-related characteristics of the defendant, including:
(i) Age.
(ii) Mental capacity.
(iii) Maturity.
(iv) The degree of criminal sophistication exhibited by the defendant.
(v) The nature and extent of any prior delinquent or criminal history, including the success or failure of any previous attempts by the court to rehabilitate the defendant.
(vi) Probation or institutional reports.
(vii) Other relevant factors.
(e) Minimum sentence.--Nothing under this section shall prevent the sentencing court from imposing a minimum sentence greater than that provided in this section. Sentencing guidelines promulgated by the Pennsylvania Commission on Sentencing may not supersede the mandatory minimum sentences provided under this section.
(f) Appeal by Commonwealth.--If a sentencing court refuses to apply this section where applicable, the Commonwealth shall have the right to appellate review of the action of the sentencing court. The appellate court shall vacate the sentence and remand the case to the sentencing court for imposition of a sentence in accordance with this section if it
In a concurring opinion, Justice Baer noted that although the legislature specified that Section 1102.1 would apply to juvenile offenders convicted after the date of Miller, he believed the trial courts re-sentencing juveniles who preserved a Miller claim “would be wise to follow the policy determinations made by the legislature in its recent enactment.” Batts I, 66 A.3d at 300 (Baer, J., concurring).
Although not relevant to the instant appeal, in Appellant‘s third and final issue, the Superior Court held “where the Commonwealth is attempting to meet its burden of overcoming the presumption against juvenile LWOP sentences, expert testimony is not constitutionally required.” Machicote, 172 A.3d at 605 (citing Batts II, 163 A.3d at 431-32).
