CHRISTOPHER N. PAYNE v. JAHAL TASLIMI, Medical Doctor at Armor Health Serv.; MS. SMITH, LPN, HAS Armor Health Serv.
No. 18-7030
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
Decided: May 27, 2021
PUBLISHED. Argued: September 9, 2020. Before THACKER, RICHARDSON, and QUATTLEBAUM, Circuit Judges. Affirmed by published opinion. Judge Richardson wrote the opinion, in which Judge Thacker and Judge Quattlebaum joined.
ARGUED: Gilbert Charles Dickey, MCGUIREWOODS LLP, Washington, D.C., for Appellant. Christopher Fitzjames Quirk, SANDS ANDERSON, PC, Richmond, Virginia, for Appellee. ON BRIEF: Matthew A. Fitzgerald, MCGUIREWOODS LLP, Richmond, Virginia, for Appellant. Edward J. McNelis, III, SANDS ANDERSON, PC, Richmond, Virginia, for Appellеes.
While incarcerated in a prison medical unit, Christopher Payne‘s doctor came to his bedside and reminded Payne, within the earshot of others, that he had not taken his human immunodeficiency virus (“HIV“) medication. Payne asserts that the doctor‘s conduct violated his Fourteenth Amendment right to privacy and the Health Insurance Portability and Accountability Act of 1996 (“HIPAA“),
We first reject Payne‘s claim that the doctor‘s statement violated the Fourteenth Amendment because he lacks a reаsonable expectation of privacy in this information while incarcerated in a prison medical center. We also reject Payne‘s HIPAA claim because HIPAA does not create a private right of action that Payne may avail himself of. So we affirm the dismissal of his complaint.
I. Background
In 2018, Payne was incarcerated at Deep Meadow Correctional Center in State Farm, Virginia. Dr. Jahal Taslimi approached Payne‘s bed in the medical unit and told Payne that he had “not take[n] [his] HIV medications” that day. J.A. 16. According to Payne, the medical unit is an “open dorm,” so other staff, offenders, and civilians were close enough to overhear Dr. Taslimi‘s statement. J.A. 6. Payne alleges that some of those nearby “stopped talking and looked” at him. Id. Dr. Taslimi evidently apologized, but Payne alleges that the damage was done: other prison staff and inmates had learned that Payne was on HIV medication. Payne filed an array of grievances, which failed to provide relief.
II. Fourteenth Amendment Due Process Claim
A. Stare decisis and precedent
We do not address Payne‘s Fourteenth Amendment privacy claim on a blank slate. Instead, we write on the ever-present background of stare decisis.
At the Supreme Court, stare decisis “is a principle of policy” and neither “a mechanical formula of adherence” nor an “inexorable command.” Payne v. Tennessee, 501 U.S. 808, 828 (1991) (quoting Helvering v. Hallock, 309 U.S. 106, 119 (1940)). The Supreme Court balances various factors, including the quality of the precedent‘s reasoning, the workability of the established rule, the reliance interests it has engendered, its consistency with related decisions, and the developments since its prior decision. See Janus v. Am. Fed‘n of State, Cnty. & Mun. Emps., Council 31, 138 S. Ct. 2448, 2478–79 (2018). For the Supreme Court, the decision of whether to follow precedent is a difficult
But as an inferior court, the Supreme Court‘s precedents do constrain us. See Agostini v. Felton, 521 U.S. 203, 237 (1997). In looking up to the Supreme Court, we may not weigh the same factors used by the Supreme Court to evaluate its own precedents in deciding whether to follow their guidance. We must simply apply their commands. So even were we to correctly conclude that a Supreme Court precedent contains many “infirmities” and rests on “wobbly, moth-eaten foundations,” it remains the Supreme Court‘s “prerogative alone to overrule one of its prеcedents.” State Oil Co. v. Khan, 522 U.S. 3, 20 (1997) (quoting Khan v. State Oil Co., 93 F.3d 1358, 1363 (7th Cir. 1996) (Posner, J.)). It is beyond our power to disregard a Supreme Court decision, even if we are sure the Supreme Court is soon to overrule it.
Similarly, when a panel of our Court looks horizontally to our own precedents, we must apply their commands as a mechanical mandate. For even though a Fourth Circuit panel possesses the statutory and constitutional power to overrule another panel, we do not do so “as a matter of prudence.” McMellon v. United States, 387 F.3d 329, 334 (4th Cir. 2004) (en banc). And that prudential judgment is categorical, so a panel of judges “cannot overrule a decision issued by another panel.” Id. at 332–34 (emphasis added); see also id. at 333 (noting that where two panels conflict, we must “follow the earlier of the conflicting opinions“). Only by granting en banc review may we apply stare decisis balancing to overrule precedent set by a prior panel (or a prior en banc court). See id. at 334; see also id. at 333 (noting that most other circuits follow the same praсtice). Thus, unlike the
That is not to say that everything said in a panel opinion binds future panels.3 We recognize that where we “assum[e] without deciding the validity of antecedent propositions” those assumptions “are not binding in future cases that directly raise the questions.” United States v. Norman, 935 F.3d 232, 241 (4th Cir. 2019) (quoting United States v. Verdugo-Urquidez, 494 U.S. 259, 272 (1990)); see also Webster v. Fall, 266 U.S. 507, 511 (1925). And we also recognize that dictum is not binding. See Pittston Co. v. United States, 199 F.3d 694, 703 (4th Cir. 1999). Dictum is a “statement in a judicial opinion that could have been deleted without seriously impairing the analytical foundations of the holding—that, being peripheral, may not have received the full and careful consideration of the court that uttered it.” Id. (quoting United States v. Crawley, 837 F.2d 291, 292 (7th Cir. 1988) (Posner, J.)); see also Cohens v. State of Virginia, 19 U.S. 264,
B. Constitutional right to privacy
Shepherded by these principles, we turn to Payne‘s claimed constitutional right to privacy. The Supreme Court‘s guidance is less than illuminating. In its most recent decision on the matter, the Court “assume[d], without deciding, that the Constitutiоn protects a[n informational] privacy right of the sort mentioned in Whalen [v. Roe, 429 U.S. 589 (1977)] and Nixon [v. Administrator of General Services, 433 U.S. 425 (1977)].” NASA v. Nelson, 562 U.S. 134, 138 (2011) (emphasis added). The Court also recognized that this was its “approach in Whalen“: assume a constitutional right to privacy exists but find that any existing right was not violated. Id. at 147.5
Walls, we held, lacked a “reasonable expectation of privacy” in information that was “freely available in publiс records,” including marriages, divorces, children, and arrests or convictions of family members. Id. at 193–94. We suggested that she maintained a reasonable expectation of privacy in details that were “not part of the public record concerning a divorce, separation, annulment, or the birth of children.” Id. at 193. But those non-public details were not implicated in the case because they were not covered by the questionnaire. Id. at 193–94.6
Walls thus adopted a two-part inquiry, asking first whеther “the information sought is entitled to privacy protection,” like the financial information from that case. Id. at 192, 194. And, if a right to privacy existed, then asking whether “a compelling governmental interest in disclosure outweighs the individual‘s privacy interest.” Id. at 192. For the first inquiry, we explained that information is protected only where there is a “reasonable expectation of privacy” in it. Id. at 193. It is this inquiry that binds us today.
This “reasonable expectation of privacy” language emanates from Justice Harlan‘s famous concurrence in Katz v. United States, 389 U.S. 347 (1967). There, Justice Harlan explained that the Fourth Amendment protects people where they have a “reasonable expectation of privacy,” that is, a place where the person has “an actual (subjective) expectation of privacy” and “the expectation [is] one that society is prepared to recognize as ‘reasonable.‘” Id. at 360–61 (Harlan, J., concurring).7
Even so, we later appeared to rely on this dictum from Condon. See Edwards v. City of Goldsboro, 178 F.3d 231, 252 (4th Cir. 1999) (citing Condon, 155 F.3d at 464). In Edwards, the plaintiff brought seventeen causes of action against a city and its officials, claiming that they сould not punish him for teaching a handgun safety class when he was not authorized to do so. Id. at 239–40. One of those causes of action invoked, without elaboration, his “right to privacy.” Id. at 240, 252. We rejected that claim because the case did not involve “matters of reproduction, contraception, abortion, and marriage.” Id. at 252. But this proposition conflicts with Walls‘s holding that information within an individual‘s reasonable expectations of privacy—including financial information—falls within the right to privacy. Walls, 895 F.2d at 192–94. So, under our rules of horizontal stare decisis, we are required “to follow the earlier of the conflicting opinions” rather than decide which precedent is correct. McMellon, 387 F.3d at 333.8
C. As an inmate, Payne lacked a reasonable expectation of privacy in information about his HIV status
We first look to Payne‘s claimed “reasonable expectation of privacy.” Id. at 193. Dr. Taslimi disclosed Payne‘s HIV status while Payne was a patient in a prison medical center. And a prisoner‘s reasonable expectations of privacy are limited.
In Hudson v. Palmer, 468 U.S. 517, 525–26 (1984). The Court found that “any subjective expectation of privacy that a prisoner might have in his prison cell” was not one that society would recognize as legitimate or reasonable. Id. at 526-27. Balancing the prisoner‘s interest in privacy against “the interest of society in the security of its penal institutions,” the Court held that any subjective desire for privacy was
Although Hudson discussed an inmate‘s right to privacy based on the need for institutional safety, we have rejected the claim that the Government can only search a detainee‘s cell where the search advances legitimate penological needs. In United States v. Jeffus, 22 F.3d 554, 559 (4th Cir. 1994). We rejected his claim, reasoning that the government‘s rationale for conducting the search did not matter for Fourth Amendment purposes because the detainee lacked any reasonable expectation of privacy in his cell. Id. In other words, if a detainee does not have a reasonable expectation of privacy, the reason the detainee lacks it and the reason for the government‘s search need not be the same.
That is not to say that prisoners have no “reasonable expectatiоns of privacy” in prison. But those expectations are quite limited. For example, we found a “reasonable expectation of privacy” in “bodily privacy and integrity” to be violated by surgery to remove a cosmetic implant from an inmate‘s genitals. King v. Rubenstein, 825 F.3d 206, 214–15 (4th Cir. 2016); but cf. Jones v. Murray, 962 F.2d 302, 306 (4th Cir. 1992) (permitting drawing blood from a pretrial detainee because detainees “lose a right of privacy from routine searches of the cavities of their bodies and their jail cells“). That interest in “bodily integrity involve[d] the ‘most pеrsonal and deep-rooted expectations of
As an inmate in a prison medical center, Payne lacked a reasonable expectation of privacy in his HIV status and his compliance with his treatment plan. Payne does not claim a reasonable expectation of privacy in the initial disclosure of his HIV diagnosis and medical records to prison officials. See Dunn v. White, 880 F.2d 1188, 1197 (10th Cir. 1989) (testing prison inmates for AIDS does not violate the Fourth Amendment); see also Jones, 962 F.2d at 307. Payne instead challenges the secondary disclosure from prison officials to prison guards and inmates in the medical ward. But just as he lacks a reasonable expectation of privacy in the initial disclosure of his communicable-disease diagnosis to the prison officials, so too does he lack a reasonable expectation of privacy in the secondary disclosure of his diagnosis. Where an inmate lacks a reasonable expectation of privacy, he lacks it for all purposes. Jeffus, 22 F.3d at 559. Whatever desire he may have to keep that information purely private is “incompatible” with the needs of an institution, and therefore not reasonable. Hudson, 468 U.S. at 527; see Anderson v. Romero, 72 F.3d 518, 524 (7th Cir. 1995) (Posner, J.) (Even if prisoners had a right to the confidentiality of their medical records in general, “it would not follow that a prisoner had a right to conceal his HIV status” because of the “great difference . . . between a communicable and a noncommunicable disease.“).
Information about an inmate‘s HIV diagnosis and medication is unlike the expectations of privacy that we have found protected in prison. Unlike an inmate‘s bodily
The limits on an inmate‘s expectations of privacy are particularly strong where the information he seeks to protect relates to the institutional safety of the prison. See Hudson, 468 U.S. at 526. Here, both the location and the type of information reduces any possible expectation of privacy that Payne might have had in this information. First, Payne was told that he had not taken his medicine within the prison medical unit, the most relevant place for such information to be shared and where it might be difficult to ensure others would not hear. Second, the information Dr. Taslimi relayed to Payne dealt with his communicable disease and whether he was taking his medication, which is especially relevant in a prison where disease сan spread rapidly (as seen by the COVID-19 pandemic). While HIV and its spread can be controlled by medicine, an inmate‘s expectation of privacy in his diagnosis is still unreasonable during treatment because there remains a risk of transmission to prison workers and other inmates. For example, a prisoner might forgo9
In sum, Payne has a reduced expectation of privacy in prison and, as we conclude here, no reasonable expectation of privacy in his HIV diagnosis and treatment. No matter how much a prisoner subjectively would like to keep that information to himself, we must ask whether that expectation is “one that society is prepared to recognize as ‘reasonable.‘” Katz, 389 U.S. at 361 (Harlan, J., concurring); accord Hudson, 468 U.S. at 525–26. And any subjective expectation of privacy in this information that Payne has is simply not reasonable. See Anderson, 72 F.3d at 522–23; Tokar v. Armontrout, 97 F.3d 1078, 1084 (8th Cir. 1996).10 Because we decide that this information is not “within [Payne‘s] reasonable expectations of confidentiality,” we need not go further to address whether Dr. Taslimi had a “compelling government interest in disclos[ing Payne‘s HIV status that] outweigh[ed Payne‘s] privacy interest.” Walls, 895 F.2d at 192.
D. HIPAA does not create a private cause of action
Finally, Payne alleged that Dr. Taslimi violated HIPAA. HIPAA provides that “[a] person who knowingly . . . discloses individually identifiable health information to another person” without authorization shall be fined, imprisoned, or both.
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We limit our decision today to the question before us: Did Payne have a “reasonable expectation to privacy” in his HIV status while in a prison medical unit? We hold that he
AFFIRMED.
