UNITED STATES OF AMERICA v. THOMAS EDWARD NORMAN
No. 18-4214
United States Court of Appeals for the Fourth Circuit
August 15, 2019
PUBLISHED. Arguеd: May 7, 2019. Affirmed by published opinion.
Appeal from the United States District Court for the District of South Carolina, at Spartanburg. Henry M. Herlong, Jr., Senior District Judge. (7:17-cr-00527-HMH-1)
Before MOTZ, KING, and THACKER, Circuit Judges.
Affirmed by published opinion. Judge Motz wrote the opinion, in which Judge Thacker joined. Judge King wrote an opinion concurring in part and dissenting in part.
ARGUED: Emily Deck Harrill, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Columbia, South Carolina, for Appellant. Brook Bowers Andrews, OFFICE OF THE UNITED STATES ATTORNEY, Columbia, South Carolina, for Appellee. ON BRIEF: Sherri A. Lydon, United States Attorney, Columbia, South Carolina, Jennifer E. Wells, Special Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Greenville, South Carolina, for Appellеe.
The district court found Thomas Edward Norman guilty of being a felon in possession of a firearm, possessing heroin and cocaine with intent to distribute, and possessing a firearm in furtherance of a drug trafficking crime. On the basis of his prior conviction for conspiracy to possess cocaine and cocaine base with intent to distribute, in violation of
I.
We relate the facts relevant to the suppression motion in the light most favorable to the Government, the prevailing party before the district court. See United States v. Bullette, 854 F.3d 261, 265 (4th Cir. 2017).
On December 7, 2016, officers with the United States Marshals Fugitive Task Force and the local sheriff‘s office received information that Norman, wanted on an outstanding warrant for violating the terms of his supervised release, could be found in a black Camry on Archer Road in Spartanburg, South Cаrolina. Arriving on the scene, the officers approached the vehicle, removed Norman, and placed him under arrest pursuant to the outstanding warrant. They then searched Norman and found a large amount of cash and a cell phone in his pockets. The officers also removed and searched the sole passenger in the vehicle, Princess Harrison; they found a baggie in her hair, which she admitted contained cocaine residue.
When officers placed the cash seized from Norman‘s person on thе driver‘s side seat of the Camry, they saw additional cash on the car‘s floorboard. The officers later ascertained that the total amount of cash recovered from Norman‘s person and the floorboard was $1,244. The officers also observed a small tied-up quarter baggie sitting behind the gear stick on the center console of the vehicle. One officer testified that, based on the baggie‘s distinctive appearance and his seventeen years of experience with narcotics investigations, he believed the baggie contained contraband. The baggie‘s contents later tested positive for heroin.
After arresting Norman and Harrison and observing the cash and baggie in plain view, the officers conducted an extensive search of the vehicle. They subsequently located packages containing cocaine and “molly” (a street term for powdered ecstasy) under a bag on the floor of the back seat and a firearm under the driver‘s side seat.
On June 13, 2017, a federal grand jury indicted Norman on three counts: (1) possession of a firearm and ammunition by a felon, in violation of
The case proceeded to a bench trial. After the close of the Government‘s case, Norman moved to suppress the drugs and firearm recovered from the Camry as fruits of an illegal search. The district court denied his motion, and later found Norman guilty on all three counts.
Following Norman‘s conviction, the district court asked the United States Probation Office to prepare a Presentence Investigation Report (“PSR“). For Count 1, the Probation Office calculated a base offense level of 20. This included an effective six-level enhancement under
At his sentencing hearing on March 27, 2018, Norman‘s sole objection was to the criminal history points associated with a 2005 conviction in state court. The court overruled that objection. The district court then sentenced Norman to 156 months of imprisonment, consisting of 96 months for Counts 1 and 2 and 60 consecutive months for Count 3, followed by a five-year term of supervised release.
This appeal followed.
II.
Norman first challenges the district court‘s denial of his motion to suppress the fruits of the warrantless search of the Camry. We review the court‘s legal conclusions de novo and its factual findings for clear error. Bullette, 854 F.3d at 265.
The district court denied Norman‘s motion on the basis of two exceptions to the warrant requirement, finding both that the search was “incident to an arrest” and that the officers “had probable cause to search because . . . there was in plain view evidence of drugs in the сar.” On appeal, the Government primarily maintains that the warrantless search was valid as a search incident to the arrest of Princess Harrison. Although Norman raises a host of arguments challenging the applicability of several exceptions to the warrant requirement, he offers no rebuttal to this argument and so has abandoned any challenge to it.
Even if that were not so, we would agree with the Government that the officers’ search of the Camry was a valid search incident to the arrest of Harrison. Police may conduct a warrantless search of a vehicle “incident to a lawful arrest when it is reasonable to believe evidence relevant to the crime of arrest might be found in the vehicle.” Arizona v. Gant, 556 U.S. 332, 343 (2009) (internal quotation marks omitted). After finding a bag of white powder in Harrison‘s hair — which she admitted to the arresting officer was cocaine — and observing a suspicious baggie and a large amount of cash in plain view, the officers had a “reasonable basis” to believe they might find additional drugs in the Camry in which Harrison, an arrestee, was a passenger. Id. at 343; see also Thornton v. United States, 541 U.S. 615, 631–32 (2004) (Scalia, J., concurring in the judgment).
III.
Having concluded that Norman‘s only challenge to his conviction fails, we turn to his challenge to the six-level Guidelines enhancement. Ordinarily, we review de novo whether a conviction qualifies as a predicate offense under the Guidelines. United States v. Dozier, 848 F.3d 180, 182–83 (4th Cir. 2017). However, because Norman failed to object to the application of the enhancement before the district court, we can review only for plain error. United States v. Carthorne, 726 F.3d 503, 509 (4th Cir. 2013); see also
A.
1.
We first consider whether the district court erred in its Guidelines analysis.
The Sentencing Guidelines provide that a defendant convicted under
Courts employ a categorical approach to determine whether a conviction qualifies as a predicate offense under the Sentencing Guidelines. United States v. Seay, 553 F.3d 732, 737 (4th Cir. 2009) (citing Taylor v. United States, 495 U.S. 575, 600–02 (1990)). This approach involves two steps. The first requires us to distill a “generic” definition of the predicate offense. Taylor, 495 U.S. at 598. The second requires us to determine whether the conviction at issue constitutes a conviction of that generic offense. Id. at 600. We do this by comparing the elements of the generic offense to the elements of the defеndant‘s offense of conviction. If the offense of conviction criminalizes conduct broader than that encompassed by the generic offense, then the conviction does not categorically qualify under the Guidelines. United States v. Chacon, 533 F.3d 250, 254-55 (4th Cir. 2008).
In this case, the district court applied a base offense level of 20 on the basis of Norman‘s 2008 conviction for conspiracy to possess cocaine and cocaine base with intent to distribute, in violation of
A straightforward application of controlling precedent compels us to agree. Because the Guidelines do not define “conspiracy” under
The Government concedes that we generally apply the categorical approach to determine whether a conviction qualifies as a predicate offense under the Guidelines. Nevertheless, it offers several arguments as to why we should diverge from this established rule here. None are persuasive.
The Government first asserts that the commentary to
Nor, contrary to the Government‘s suggestion, does United States v. Medina-Campo, 714 F.3d 232 (4th Cir. 2013), counsel abandonment of the categorical approach here. That case required us to resolve a diffеrent question. In Medina-Campo, the issue was whether the list of enumerated offenses in the commentary to
and so could include the Oregon offense, because “solicitation” was similar to the enumerated offenses listed in the commentary. Id. at 238.
Medina-Campo was thus about whether an offense was similar to the enumerated offensеs of “aiding and abetting, conspiring, and attempting.” This case, in contrast, is about whether an offense is the enumerated offense of “conspiring.” When answering the similar question in Medina-Campo, we expressly reaffirmed that we use “a categorical approach” to answer the question of “whether a prior conviction” is an enumerated offense. Id. at 235; see also id. at 238. Moreover, in resolving the question presented in Medina-Campo, we specifically acknowledged the fact that generic “conspiring” requires an overt act. Id. at 238. Rather than offering the Government support, Medina-Campo thus substantially undermines its argument.
Taking a different tack, the Government relies on out-of-circuit caselaw to argue that we need not apply the categorical approach because the Sentencing Commission must have intended to include federal
identifies nothing in the Guidelines or our case law that would suppоrt treating federal and state crimes differently for the purposes of
We therefore hold that a “conspiracy” conviction under
In sum, the Government‘s lengthy brief offers no reasoned basis to ignore our binding precedent or abandon the categorical approach. We can only follow the same approach we have consistently applied to define enumerated offenses since the Supreme Court announced its decision in Taylor — a categorical one. Our faithful application of
that approach leads inevitably to the conclusion thаt the district court erred in enhancing Norman‘s sentence under
2.
Notwithstanding this analysis, the Government, now joined by the dissent, insists that we have already held to the contrary. It is true that in a series of decades-old cases, this court assumed that
In Kennedy, for example, the parties contested two Guidelines issues — neither of which involved whether a
conviction qualified as a “controlled substance offense” under the Guidelines, and neither raised any argument relating to the categorical approach.
The Kennedy court ruled for the Government on both issues: it held that the district court had the authority to find facts relating to the
decisions do not stand as binding ‘precedent’ for points that were not raised, not argued, and hence not analyzed” and collecting cases). Accordingly, as in McLeod, the Government can take “little comfort” here from “passing observation[s]” in earlier cases. 808 F.3d at 977.3
Our friend in dissent ignores all this authority. He suggests that even though the question of whether an
528, 533 n.5 (1974) (emphasis added) (citing cases dating back to the early nineteenth century). This is so because, under our adversarial system of justice, an unchallеnged and untested assumption is simply not a holding that binds future courts.
Thus, this court‘s prior assumption that
B.
Having found that the district court erred, we must determine whether that error was plain. An error is plain “if the settled law of the Supreme Court or this circuit establishes that an error has occurred.” United States v. Maxwell, 285 F.3d 336, 342 (4th Cir. 2002) (internal quotation marks omitted). “[W]hether a legal question was settled or unsettled at the time of trial, it is enough that an error be ‘plain’ at the time of appellate consideration . . . .” Henderson, 568 U.S. at 279 (internal quotation marks omitted).
Norman contends that our decision in McCollum renders the error here plain. As noted above, in McCollum, we applied the categorical approach to decide whether a defendant‘s prior conviction for conspiracy to commit murder in aid of racketeering under
not qualify as a “controlled substance offense” under
We agree with Norman that McCollum controls this case. But prior to today‘s decision, Kennedy and its progeny sufficiently muddied the watеr such that “the district court‘s error was not so clear or obvious as to” be plain. Carthorne, 726 F.3d at 516. Indeed, another panel of this court recently suggested as much in an unpublished opinion. See United States v. Chavez-Lopez, 767 F. App‘x 431, 437 (4th Cir. 2019) (”Kennedy and subsequent cases cast enough doubt on [defendant‘s] argument that any error isn‘t clear or obvious enough to be plain.“). Accordingly, we conclude that the district court‘s error
IV.
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
KING, Circuit Judge, concurring in part and dissenting in part:
Although I join my good colleagues in rejecting defendant Thomas Norman‘s Fourth Amendment contention and affirming the judgment, I do not agree that United States v. McCollum, 885 F.3d 300 (4th Cir. 2018), controls the sentencing issue and that the district court erred under that decision. As I see it, the controlling precedent is actually United States v. Kennedy, 32 F.3d 876 (4th Cir. 1994), which supports the district court‘s conclusion that the offense of conspiracy to distribute controlled substances, in violation of
The panel majority sidesteps the binding Kennedy decision by characterizing Kennedy as having “assumed” that a
substance offense” for career offender provision); see also
Contrary to today‘s panel majority, the Kennedy parties’ arguments regarding the career offender designation very much “involved whether a
Understandably, the Kennedy decision first decided the threshold question, i.e., whether a
in including drug conspiracy offenses in the [‘controlled substance offense‘] definition,” and to the government‘s argument that the district court possessed “the authority to make a factual finding, based on the trial record, as to when the instant drug conspiracy offense actually started“).
Having ruled that the Sentencing Commission did not exceed its statutory mandate and that the district court had fact-finding authority, the Kennedy decision vacated the defendant‘s sentence and remanded for further proceedings on thе defendant‘s career offender status. Significantly, we limited the Kennedy remand to the factual issue of when the instant
In these circumstances, it is incorrect for today‘s panel majority to dismiss as a “passing observation” or mere “dictum” Kennedy‘s conclusion that a
holding“). Rather, our Kennedy decision constitutes controlling precedent on the controlled substance offense question.*
Because my friends have failed to adhere to the Kennedy precedent, I respectfully dissent as to that aspect of the majority decision.
