CHASE HOME FINANCE, LLC v. DANIEL J. SCROGGIN
(AC 41929)
Connecticut Appellate Court
Argued September 24—officially released December 17, 2019
Keller, Moll and Bishop, Js.
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Syllabus
The plaintiff, C Co., sought to foreclose a mortgage on certain real property owned by the defendant, S, who was defaulted for failure to plead. Thereafter, the trial court granted the motion filed by the substitute plaintiff, A Co., for a judgment of strict foreclosure and rendered judgment thereon, from which S appealed to this court, which reversed in part the trial court‘s judgment and remanded the case to that court for further proceedings. Following the remand, A Co. filed a motion for summary judgment as to liability only on count one of its operative, six count amended complaint. Subsequently, S filed a motion for an extension of time to respond to A Co.‘s motion for summary judgment, which the court denied as untimely. The parties appeared before the court at short calendar on A Co.‘s motion for summary judgment, which had been marked ready. The court granted A Co.‘s motion for summary judgment, absent opposition. S‘s counsel then stated that, pursuant to statute (
- S could not prevail on his claim that, pursuant to
§ 51-183c , the trial court judge should have recused herself from ruling on material issues following this court‘s reversal of the judgment of strict foreclosure, as§ 51-183c did not apply because there was no trial within the meaning of the statute; our appellate courts have repeatedly concluded that§ 51-183c does not require recusal where the adversarial proceeding at issue did not constitute a trial, and, thus,§ 51-183c did not apрly in the present case so as to require the recusal of the trial judge following the reversal of the judgment of strict foreclosure because that judge had not presided over any trial, as the judgment of strict foreclosure was rendered in the context of a short calendar proceeding, to which§ 51-183c does not apply. - The trial court erred by granting A Co.‘s motion for summary judgment without hearing oral argument on that motion pursuant to the applicable rule of practice (
§ 11-18 ): the opportunity for oral argument required by§ 11-18 (a) was not provided during the short calendar proceeding, as the trial court, upon confirming that S had not filed a written response to A Co.‘s motion for summary judgment, did not inquire as to whether S‘s counsel wanted to be heard to argue whether A Co. had met its initial burden, but, instead, the court immediately granted the motion absent oрposition; moreover, although A Co. claimed that S did not comply with the procedural requirements of§ 11-18 (a) (2) because he failed to file a written notice seeking oral argument, the two conditions for oral argument being a matter of right for motions for summary judgment contained in§ 11-18 (a) are disjunctive, and S satisfied the condition contained in§ 11-18 (a) (1) , as A Co.‘s motion for summary judgment had been marked ready; furthermore, although A Co. claimed that S waived oral argument as to its motion for summary judgment under§ 11-18 (d) , which provides that the “[f]ailure to appear and present argument on the date set by the judicial authority shall constitute a waiver of the right to argue unless the judicial authority orders otherwise,” that claim failed because not only did S‘s counsel appear for oral argument, but the trial court ruled on the motion before either party could arguе the merits of the motion, and because S had a right to oral argument, which was not waived, with respect to A Co.‘s motion for summary judgment, the court improperly adjudicated that motion without permitting oral argument on the merits. - S‘s claim that the trial court abused its discretion in denying on timeliness grounds his motion for an extension of time to respond to A Co.‘s motion for summary judgment was unavailing: the forty-five day period set forth in the applicable rule of practice (
§ 17-45 [b] ) for the filing of a response to A Co.‘s motion for summary judgment passed without S filing a response or a motion for an extension of time, and although S claimed that the trial court abused its discretion by denying his motion for an extension of time as untimely because the applicable rule of practice (§ 17-47 ), which allows the cоurt to grant a continuance for discovery purposes on the basis of reasons stated in the affidavits of a party opposing a motion for summary judgment, contains no timing requirement, Practice Book§ 17-47 imports the forty-five day filing deadline set forth in Practice Book§ 17-45 (b) ; moreover, this court rejected S‘s claim that an alleged undocumented agreement between counsel, specifically, that A Co. would not claim its motion for summary judgment until S had taken a deposition of A Co.‘s corporate designee, can usurp the requirements of the rules of practice, including the need to seek extensions of time in a timely manner.
Procedural History
Action to foreclose a mortgage on certain real property owned by the defendant, and for other relief, brought to the Superior Court in the judicial district of Middlesex, where the defendant was defaulted for failure to plead; thereafter, Bank of America, N.A., was cited in as a defendant and the plaintiff filed an amended complaint; subsequently, AJX Mortgage Trust I was substituted as the party plaintiff; thereafter, the court, Aurigemma, J., granted the substitute plaintiff‘s motion for judgment as to counts two through six of the amended complaint; subsequently, the court granted the substitute plaintiff‘s motion for a judgment of strict foreclosure and rendered judgment thereon, from which the named defendant appealed to this court, which reversed in part the trial court‘s judgment and remanded the case for further proceedings; thereafter, the substitute plaintiff withdrew counts five and six of the amended complaint; subsequently, the court, Aurigemma, J., denied the namеd defendant‘s motion for an extension of time to file an opposition to the substitute plaintiff‘s motion for summary judgment as to liability only on count one of the amended complaint; thereafter, the court, Aurigemma, J., granted the substitute plaintiff‘s motion for summary judgment, denied the named defendant‘s motion to reargue and for reconsideration, and granted the substitute plaintiff‘s motion for a judgment of strict foreclosure and rendered judgment thereon, from which the named defendant appealed to this court. Reversed; further proceedings.
Benjamin T. Staskiewicz, for the appellee (substitute plaintiff).
Opinion
MOLL, J. The defendant, Daniel J. Scroggin also known as Daniel F. Scroggin also known as Daniel Scroggin, appeals from the judgment of strict foreclosure rendered by the trial court, for the second time, in favor of the substitute plaintiff, AJX Mortgage Trust I, a Delaware Trust, Wilmington Savings Fund Society, FSB, Trustee.1 The defendant makes the following
We begin with an abbreviated recitation of the factual and procedural background of this dispute, as set forth by this court in Chase I. “In December, 2009, Chase commenced the present foreclosure action against the defendant. In its original one count complaint, Chase alleged, in relevant part, that on July 20, 2007, the defendant executed a promissory note in the amount of $217,500 in favor of Chase Bank USA, N.A., and that the loan was secured by a mortgage of the premises located at 25 Church Street in Portland, which was owned by and in the possession of the defendant. Chase alleged that the mortgage was recorded on the Portland land records, that the mortgage was assigned to it, and that it was the holder of the note and mortgage. Chase alleged that beginning on July 1, 2009, the defendant failed to make installment payments of principal and interest required by the note and that it had exercised its option to declare the entire unpaid balance of the note (in the amount of $214,939.97) due and payable to it. . . . By way of relief, Chase sought, among other things, a foreсlosure of the mortgage and the immediate possession of the subject premises.
“On June 7, 2010, Chase filed a motion for default for failure to plead. On that
“On September 8, 2010, Chase filed a request for leave to amend its complaint and attached a proposed amended complaint. The defendant did not object. The amended complaint consisted of six counts. The first count brought against the defendant sought a foreclosure and generally was consistent with the allegations brought against the defendant in the original one count complaint . . . . The second, third, and fourth counts of the amended complaint were brought against Bank of America. . . . Counts five and six of the amended complaint, both of which were directed at the defendant, [were] related to Chase‘s allegations with respect to Bank of America‘s mortgage interest in the subject property. . . .
“At no time did the defendant move to set aside the default for failure to plead entered on June 16, 2010. On November 2, 2015, however, the defendant disclosed a defense, stating that he ‘intend[ed] to challenge the plaintiff‘s alleged right and standing to foreclose upon the subject mortgage.’ On the same day, the defendant filed an answer to Chase‘s original complaint.
“The plaintiff did not file a motion for default for failure to plead against the defendant with respect to the amended complaint. On November 24, 2015, however, the plaintiff filed a motion for judgment against the defendant with respect to counts two, three, four, five, and six of the amended complaint. On the same day, the plaintiff moved that the court enter a judgment of strict foreclosure . . . .
“On April 4, 2016, the defendant filed an answer to the plaintiff‘s amended complaint. In his answer to the amended complaint, the defendant, among other things, admitted portions of the allegations made in the first count and, with respect to other portions of the first count, left the plaintiff to its proof. Also, on April 4, 2016, the defendant filed an objection to the plaintiff‘s motion for judgment as to count six of the amended complаint and an objection to the plaintiff‘s motion for judgment of strict foreclosure. On that date, the court [Aurigemma, J.] held a hearing on the plaintiff‘s motion for judgment. By order dated April 4, 2016, the court granted the plaintiff‘s motion for judgment with respect to counts two, three, four, and five of the amended complaint, but did not rule with respect to counts one or six of the amended complaint.
“Following the hearing, the plaintiff replied to the defendant‘s objection to its motion for judgment of strict foreclosure, and the defendant filed a memorandum of law in which he further articulated the reasons underlying his objection to the motion for judgment of strict foreclosure. At a hearing on April 18, 2016, the parties appeared and presented additional arguments [before Judge Aurigemma]. . . .
“The court granted the plaintiff‘s motion for judgment of strict foreclosure . . . and rendered judgment on count six of the plaintiff‘s amended complaint in the plaintiff‘s favor.” (Footnotes omitted.) Id., 730–37.
Thereafter, the defendant appealed from the judgment of strict foreclosure rendered on count one of the amended complaint. Id., 737 n.9. On appeal, this court concluded that “[i]n light of the changes to the plaintiff‘s case that were reflected in the amended complaint, it was inequitable for the court not to have
On March 26, 2018, following our remand, the plaintiff filed a motion for summary judgment as to liability only on count one of its amended complaint. The forty-five day period set forth in Practice Book
On May 29, 2018, the parties appeared before Judge Aurigemma at short calendar on the plaintiff‘s motion for summary judgment, which had been marked “ready.” Counsel for the defendant acknowledged that he had not filed a response to the motion. Thereupon, the court ruled: “Well, there‘s no opposition, so the motion‘s granted, absent opposition.” The defendant‘s counsel then stated that, pursuant to
On June 21, 2018, the plaintiff filed a motion for a judgment of strict foreclosure, and on July 9, 2018, the court granted the motion. This appeal followed. Additional facts and procedural background will be provided as necessary.
I
The defendant first claims that, pursuant to
Our Supreme Court, as well as this court, have previously held that
On the basis of the foregoing interpretation, our appellate courts have repeatedly concluded that where the adversarial proceeding at issue did not constitute a “trial,”
Given the well settled interpretation of
In support of his claim that
First, Higgins II was the product of extensive litigation, culminating in two appeals to our Supreme Court, arising out of a fatal airplane crash. Higgins II, supra, 243 Conn. 498–99. Initially, in a consolidated case, the trial court denied the defendant‘s motions to set aside defaults entered against him for failure to plead, and the case proceeded to a trial on damages, wherein the jury awarded significant damages, with judgments rendered accordingly. Higgins v. Karp, 239 Conn. 802, 806–807, 687 A.2d 539 (1997) (Higgins I). In Higgins I, our Supreme Court reversed the judgments, concluding that the trial court abused its discretion by denying the defendant‘s motions to set aside the defaults. Id., 811. On remand, the trial court again denied the defendant‘s motions to set aside the defaults. Higgins II, supra, 243 Conn. 500–502. In Higgins II, the defendant appealed from, and our Supreme Court reversed, the judgment of the trial court because, this time, the trial court failed to consider additional relevant evidence. Id., 509–10. In footnote 7 in Higgins II, our Supreme Court stated that on remand following Higgins I, and “[i]n accordance with . . .
In the present case, the defendant particularly relies on that footnote in Higgins II for the proposition that our Supreme Court applied
Second, in Gagne v. Vaccaro, supra, 133 Conn. App. 435–36, this court concluded that the trial court improperly refused to recuse itself pursuant to
In sum, we conclude that
II
The defendant next claims that the trial court erred by granting the plaintiff‘s motion for summary judgment without hearing oral argument on that motion pursuant to Practice Book
We begin by setting forth the applicable standаrd of review and legal principles. “Our review of the trial court‘s decision to grant [a] motion for summary judgment is plenary.” (Internal quotation marks omitted.) Marinos v. Poirot, 308 Conn. 706, 712, 66 A.3d 860 (2013). Practice Book
Our recent decision in Bayview Loan Servicing, LLC v. Frimel, 192 Conn. App. 786, ___ A.3d ___ (2019), involving similar circumstances to those in the present appeal, is controlling. In Bayview Loan Servicing, LLC, the defendant appealed from a judgment of foreclosure by sale, arguing, inter alia, that the court erred in granting the plaintiff‘s motion for summary judgment without holding oral argument. Id., 788, 792. Simply put, this court held that, because Practice Book
Applying Bayview Loan Servicing, LLC, to the present case, we conclude that the trial court erred by granting the plaintiff‘s motion for summary judgment without hearing oral argument on the motion. We have carefully reviewed the approximately two page transcript from the short calendar proceeding8 and cоnclude that the opportunity for oral argument required by Practice Book
The plaintiff raises two arguments supporting its assertion that oral argument on its motion for summary judgment was not required—neither of which is persuasive. First, the plaintiff contends that the defendant did not comply with the procedural requirements of Practice Book
Second, the plaintiff contends that the defendant waived oral argument as to the plaintiff‘s motion for summary judgment under Practice Book
In sum, we conclude that the defendant had a right to oral argument, which was not waived, with respect to the plaintiff‘s motion for summary judgment, and, therefore, the trial court improperly adjudicated the motion without permitting оral argument.
III
Finally, the defendant claims that the trial court abused its discretion in denying on timeliness grounds his motion for an extension of time to respond to the plaintiff‘s motion for summary judgment. We disagree.
We begin with the applicable standard of review and rules of practice. A trial court‘s adjudication of a motion for a continuance pursuant to Practice Book
“In Plouffe v. New York, N.H. & H.R. Co., 160 Conn. 482, 490, 280 A.2d 359 (1971), our Supreme Court determined that the trial court had abused its discretion when it refused to grant a reasonable continuance to allow the plaintiff to investigate the truth of the facts alleged in the defendant‘s affidavit and to research the legal issues in a personal injury action. In that case, the court adopted the following principle, derived from summary judgment under the [F]ederal [R]ules of [C]ivil [P]rocedure: Where, however, the party opposing summary judgment timely presents his affidavit under [r]ule 56 (f) [of the Federal Rules of Civil Procedure] stating reasons why he is presently unable to proffer evidentiary affidavits he directly and forthrightly invokes the trial court‘s discretion. Unless dilatory or lacking in merit, the motion should be liberally treated. Exercising a sound discretion, the trial court then determines whether the stated reasons are adequate. And absent abuse of discretion, the trial court‘s determination will not be interfered with by the appellate court.” (Emphasis in original; internal quotation marks omitted.) Sheridan v. Board of Education, supra, 20 Conn. App. 237–38.
In Sheridan, this court applied the principles set forth in Plouffe and held that, where the plaintiff, as the summary judgment nonmovant, had failed to comply with Practice Book (1978–97) § 382, the predecessor to Practice Book
The same analysis applies to the present case and leаds to the same result. As previously recited in this opinion, the forty-five day period set forth in Practice Book
Like the plaintiff in Sheridan, the defendant in the present case failed to comply with Practice Book
In support of his argument that the trial court abused its discretion by denying his motion for an extension of time as untimely, the defendant contends that Practice Book
Finally, we reject the defendant‘s suggestion that an alleged undocumented agreement between counsel—specifically, that the plaintiff would not claim its motion for summary judgment until the defendant had taken a deposition of the plaintiff‘s corporate designee (which the plaintiff denies)—can usurp the requirements of the rules of practice, including the need to seek extensions of time in a timely manner.10
The judgment is reversed and the case is remanded for further proceedings consistent with this opinion.
In this opinion the other judges concurred.
Notes
“In June, 2012, Chase moved to substitute JPMorgan Chase Bank, N.A., as [the] plaintiff in the аction. The court granted the motion. In June, 2014, JPMorgan Chase Bank, N.A., moved to substitute Ventures Trust 2013-I-H-R by MCM Capital Partners, LLC, its trustee, as [the] plaintiff in the action. The court granted the motion. In July, 2015, Ventures Trust 2013-I-H-R by MCM Capital Partners, LLC, its trustee, moved to substitute AJX Mortgage Trust I, a Delaware Trust, Wilmington Savings Fund Society, FSB, Trustee, as [the] plaintiff in the action. The court granted the motion.” Chase Home Finance, LLC v. Scroggin, 178 Conn. App. 727, 729 n.1, 176 A.3d 1210 (2017). As in the prior appeal, we will refer to AJX Mortgage Trust I, a Delaware Trust, Wilmington Savings Fund Society, FSB, Trustee, as the plaintiff. Additionally, because neither Bank of America nor Middconn Federal Credit Union is participating in this appeal, we will refer to Daniel J. Scroggin as the defendant.
“The Court: Your next matter?
“[The Plaintiff‘s Counsel]: This is position 39, Your Honor.
“The Court: Do I have a 39?
“(Discussion off the record.)
“The Court: Sorry, I have it. And your name for the record?
“[The Defendant‘s Counsel]: Michael Habib for the defendant, David Scroggin.
“The Court: Okay. And, Mr. Habib, you filed no response?
“[The Defendant‘s Counsel]: That‘s correct, Your Honor. I was recеntly retained in the case.
“The Court: Okay. All right. Well, you‘ve had an appearance since September of 2017.
“[The Defendant‘s Counsel]: That was in the appellate case, Your Honor. I was not retained for the trial court case until April 21st of this year.
“The Court: Right. Okay. And had you filed your motion for extension then, it would have been timely.
“[The Defendant‘s Counsel]: Okay.
“The Court: So—
“[The Defendant‘s Counsel]: I understand, but I noticed the deposition at that time, Your Honor.
“The Court: Okay.
“[The Defendant‘s Counsel]: And I thought I had an agreement with opposing counsel as to when we rescheduled the deposition for when it would be called up or when it would be reclaimed, which we had discussed in court—[coplaintiff‘s counsel] and I had discussed in court.
“The Court: Okay.
“[The Defendant‘s Counsel]: And then four days later, they filed the reclaim, Your Honor.
“The Court: Okay. You know anything about that?
“[The Plaintiff‘s Counsel]: I do not, Your Honor. I spoke with [coplaintiff‘s counsel] in preparation for this, and he made no mention of any agreement.
“The Court: Okay. [Alright]. Well, there‘s no opposition, so the motion‘s granted, absent opposition.
“[The Defendant‘s Counsel]: And, Your Honor, if I could just place something on the record.
“The Court: Sure.
“[The Defendant‘s Counsel]: I do believe under
“The Court: Why?
“[The Defendant‘s Counsel]: Because—
“The Court: Have you filed a motion to recuse?
“[The Defendant‘s Counsel]: I have not, Your Honor.
“The Court: Okay. Thank you.
“[The Defendant‘s Counsel]: Thank you, Your Honor.
“[The Plaintiff‘s Counsel]: Thank you, Your Honor.”
