Opinion
Our Suрreme Court has recently reviewed the principles governing arbitration, including the purpose of the arbitration process, the role of the arbitrator and the scope of judicial review of arbitral awards. See South Windsor v. South Windsor Police Union Local
I
FACTUAL AND PROCEDURAL HISTORY
The plaintiff, the East Haven board of education (board), and the defendant, the East Haven Education Association (association),
After reviewing the arbitral award, the court accepted the view of both parties that, pursuant to § 52-418 (a) (4),
The board has appealed from the court’s order vacating the award and remanding the matter to the original arbitrator. The board claims that § 52-418 (b) requires the court, upon vacating an arbitration award, to order a de novo hearing before a new arbitrator. To the contrary, the association asserts that § 52-418 (b) affords discretion to the court to determine whether the rehearing should be held before the original arbitrator or a new arbitrator and thаt the court did not abuse its discretion in the present case by ordering a rehearing before the original arbitrator. This appeal turns, therefore, on the proper construction of § 52-418 (b). We agree with the construction proffered by the association and affirm the judgment of the court.
The standard for appellate review of a matter of statutory construction is well established. “Statutory construction is a question of law and therefore our review is plenary. . . . [0]ur fundamental objective is to ascertain and give effect to the apparent intent of the
II
THE LAW OF ARBITRATION
We undertake the construction of § 52-418 (b) with the understanding that the law in this state tаkes a strongly affirmative view of consensual arbitration. Arbitration is “a favored procedure in this state.” Waterbury Teachers Assn. v. Waterbury,
As a consequеnce of our approval of arbitral proceedings, our courts generally have deferred to the award that the arbitrator found to be appropriate. “[Ajrbitra
Despite the general rule counseling deference to arbitral awards, § 52-418 (a)
Ill
APPEALABILITY
Before considering the merits of the board’s appeal under § 52-418 (b), we must determine whether we have jurisdiction to hear this appeal. That determination turns on whether the court’s order of remand was a final judgment. The association argues that we have no jurisdiction because of the common-law rule that an order is not a final judgment if it neither “terminates a separate and distinct proceeding” nor “so concludes the rights of the parties that further proceedings cannоt affect them.” State v. Curcio,
In several cases, § 52-423 has been recognized as the authoritative source of law concerning appellate jurisdiction to consider the merits of arbitration appeals. See Success Centers, Inc. v. Huntington Learning Centers, Inc.,
IV
THE MERITS OF THE BOARD’S APPEAL
The board’s appeal raises four principal issues. First, the board claims that, after an arbitral award has been vacated and a rehearing is necessary, § 52-418 (b) requires a trial court to remand the matter to a new arbitrator. Second, the board claims that the designation of an arbitrator on remand is governed by Gеneral Statutes § 51-183c.
A
Applicability of General Statutes § 52-418 (b)
The statutory provision that is the centerpiеce of the board’s appeal is § 52-418 (b).
In light of this statutory lacuna, the cоurt, after vacating the award on grounds unrelated to any claim of arbitral misfeasance, concluded that it had discretion to decide whether to remand the case to the original arbitrator or to a new arbitrator. The court designated the original arbitrator. The court also ruled that the original arbitrator was the proper person to determine whether there was a necessity for substantial new submissions or an evidentiary rehearing.
The board challenges the court’s order of remand on two grounds. It argues that the legislative history of § 52-418 (b) demonstrates that (1) the legislature did nоt intend to permit a remand to the original arbitrator and (2) the applicable statutes require any rehearing on remand to be de novo. We are unpersuaded.
The arguments of the parties center on the 1997 amendment of § 52-418 (b), which, for the first time,
The еarlier language of § 52-418 (b), in the view of our Supreme Court, did not permit any remand to an arbitrator after the expiration of the time within which the award was required to have been rendered. See Chmielewski v. Aetna Casualty & Surety Co.,
The association urges us to interpret the 1997 amendment with deference to our Supreme Court’s decision in State v. AFSCME, Council 4, Local 1565, supra,
Nonetheless, in State v. AFSCME, Council 4, Local 1565, supra,
The board, nevertheless, would have us limit our Supreme Court’s construction of the amendment in State v. AFSCME, Council 4, Local 1565, supra,
The purpose and design of the arbitration process supports our conclusion that the language in § 52-418 (b) pertaining to the vacatur of arbitration awards pursuant to collective bargaining agreements does not mandate a rehearing beforе a new arbitrator. Vesting discretion in the trial court is consistent with the principle that arbitration is “intended to avoid the formalities, delay, expense and vexation of ordinary litigation.” Bridgeport v. Bridgeport Police Local 1159, supra,
B
Applicability of General Statutes § 51-183c to the Remand of Arbitration Awards
The board contends that this court should apply the policy embodied in § 51-183c
C
The Propriety of the Court’s Discretionary Rulings
The board contends that even if a trial court ordinarily has discretion to remand a defective award for further consideration before the original arbitrator or a new arbitrator, under the circumstances of this case, the court’s choice of the original arbitrator was an abuse of its discretion. “Our review of the trial court’s exercise of its discretion is limited to questions of whether the court correctly applied the law and could reasonably have concluded as it did. . . . Every reasonable presumption will be given in favor of the trial court’s ruling. ... It is only when an abuse of discretion is mаnifest or where an injustice appears to have been done that a reversal will result from the trial court’s exercise of discretion.” (Internal quotation marks omitted.) State v. Relliford,
D
Evidentiary Scope of the Remand
Having concluded that the trial court has discretion to remand the matter to either the original or a new arbitrator, we must now determine whether the court improperly left to the arbitrator’s discretion the determination of whether to hear new evidence during the rehearing. In this respect, the court stated: “[I]t may be that this arbitrator . . . decides that there is a necessity for substantial new submissions or rehearing. That’s up to her.” The board asserts that when a court remands a matter pursuant to § 52-418 (b), the arbitrator must conduct a de novo hearing. We disagree.
The board’s argument finds no support either in the language of § 52-418 (b) or in generally accepted principles governing consensual arbitrations. A reading of the text of the statute discloses no language requiring a de novo hearing on remand. Under the law governing arbitration, “arbitrators are accorded substantial discretion in determining the admissibility of evidence, particularly in the case of an unrestricted submission, which relieve [s] the arbitrators of the obligation to follow strict mies of law and evidence in reaching their decision. . . . Indeed, it is within the broad discretion of arbitrators to decide whether additional evidence is required or would merely prolong the proceedings unnecessarily.” (Citations omitted; internal quotation marks omitted.) O & G/O’Connell Joint Venture v.
We are persuaded that, in this case, the court had discretion to invoke the arbitrator’s broad discretion to determine whether additional evidence is required. That arbitral discretion is as applicable to proceedings on remand as it is to the original round of arbitral proceedings.
A review of the legislative history of the 1997 amendment to § 52-418 supports this conclusion. In the only relevant statement of record, Representative Christopher G. Donovan responded to a question regarding an arbitrator’s authority to receive new evidence on remand by stating that “it will be a new arbitration so as with any hearing, evidence can be brought forward to the arbitrator . . . .” 40 H.R. Proc., Pt. 11, 1997 Sess., p. 4137.
Accordingly, we conclude that the court did not abuse its discretion in refusing to impose evidentiary constraints on the arbitral rehearing. Arbitration is “intended to avoid the formalities, delay, expense and vexation of ordinary litigation.” Bridgeport v. Bridgeport Police Local 1159, supra,
We conclude, therefore, that the court’s order of remand was proper in every respect. In the absence of misfeasance in the issuance of the original arbitrator’s award, it was entirely appropriate to authorize the arbitrator to decide whether the parties may submit additional evidence during the rehearing.
V
CONCLUSION
Under the circumstances of the present case, the court’s order of remand must be affirmed. Because the original arbitrator has not been alleged to have acted corruptly or with partiality or bias, the court had the right to exercise its discretion to direct the remand to the original arbitrator. Because the remand is likely to require no more than an amendment to render a mutual, final and definite award, the court had the right to refer evidentiary rulings at the rehearing to the discretion of the original arbitrator.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
General Statutes § 52418 (b) provides in relevant part: “Notwithstanding the time within which the award is required to be rendered, if an award issued pursuant to a grievance taken under a collective bargaining agreement is vacated the court or judge shall direct a rehearing unless either party affirmatively pleads and the court or judge determines that there is no issue in dispute.”
Under the circumstances, a motion to correct would have been inapproрriate. See General Statutes § 52419.
For «Elective bargaining purposes, the association represents public school teachers in the town of East Haven.
The collective bargaining agreement was binding on the parties from September 1, 1997, to August 31, 2000.
The arbitrator found that the “block schedule” divided the school day info four blocks and required each teacher to instruct students “three of the four blocks on half days of the semester and two of four on the other days.” Prior to the implementation of the block schedule and the practice contemplated by the collective bargaining agreement, the teaching day was divided into seven periods. Each teacher was required to teach five periods, was allocated one period for classroom preparation and was required to work one “duty” period.
General Statutes § 52-418 (a) provides in relevant part: “Upon the application of any party to an arbitration, the superior court . . . shall make an order vacating the award if it finds any of the following defects: (1) If the award has been procured by corruption, fraud or undue means; (2) if there has been evident partiаlity or corruption on the part of any arbitrator; (3) if the arbitrators have been guilty of misconduct in refusing to postpone the hearing upon sufficient cause shown or in refusing to hear evidence pertinent and material to the controversy or of any other action by which the rights of any party have been prejudiced; or (4) if the arbitrators have exceeded their powers or so imperfectly executed them that a mutual, final and definite award upon the subject matter submitted was not made.”
The arbitrator’s award stated: “The block schedule as it was implemented in 1998-1999 and 1999-2000 did viоlate ... the collective bargaining agreement.”
The following issue was submitted to the arbitrator: “Did the East Haven Board of Education violate the 1997-2000 collective bargaining agreement by requiring teachers in the high school to teach in a block schedule during the 1998-1999 school year? If so, what shall be the remedy?”
The arbitrator’s award stated: “The parties will negotiate a remedy based on the discussion below. I retain jurisdiction for 90 days to resolve any dispute with regard to the remedy.”
See footnote 6.
General Statutes § 52-423 provides: “An appeal may be taken from an order confirming, vacating, modifying or correcting an award, or from a judgment or decree upon an award, as in ordinary civil actions.”
General Statutes § 51-183c provides: “No judge of any court who tried a ease wit hout a jury in which a new trial is granted, or in which the judgment is reversed by the Supreme Court, may again try the case. No judge of any court who presided over any jury trial, either in a civil or criminal case, in which a new trial is granted, may again preside at the trial of the case.”
See footnote 1.
Public Acts 1997, No. 97-134, provides in relevant part: “Notwithstanding the time within which the award is required to be rendered, if an award issued pursuant to a grievance taken under a collective bargaining agreement is vacated the court or judge shall direct a rehearing . . . .”
Representative Christopher G. Donovan stated: “[I]f the arbitrator has not rendered his or her decision within the scheduled time line, the judge does not have the ability to order a rehearing. [The amendment] would require the judge to order a rehearing. Right now the judge may not order a rehearing if the time-line — which the arbitrator may have violated him or herself — to order a rehearing [has expired].” 40 H.R. Proc., Pt. 11, 1997 Sess., p. 4143. Likewise, on the Senate floor, Senator Edith G. Prague stated: “[The amendmеnt] requires, instead of merely allowing a judge or a court to order a grievance brought under a collective bargaining agreement, to be reheard, whenever an arbitration award resolving the grievance is vacated . . . .” 40 S. Proc., Pt. 7, 1997 Sess., p. 2304. Testimony in front of the Joint Standing Committee on Labor and Public Employees included: “We recommend that [§ 52-418 (b)] be amended to require that even if the case involves a vacation of an award because the arbitration award was rendered late, it should be remanded back. . . . [T]he grievant should not lose his or her day before an arbitratоr merely because an arbitrator was late in rendering an award.” Conn. Joint Standing Committee Hearings, Labor and Public Employees, Pt. 3, 1997 Sess., p. 690, testimony of Peter Thor of the
The board argues that a portion of Representative Donovan’s statement supports its contrary reading of the 1997 amendment so as to require a new arbitration before a new arbitrator. Representative Donovan stated that “it will be a new arbitration so as with any hearing, evidence can be brought forward to the arbitrator, the new аrbitrator in this case.” 40 H.R. Proc., supra, p. 4137. As the board concedes, Representative Donovan made this statement in response to a question about the discretion of an arbitrator, after remand, to hear new evidence during the rehearing. Elsewhere, Representative Donovan referred to the amendment as a “cleaning up of the technical language.” Id., p. 4135. It would be surprising to equate “technical language” with a statutory revision of those authorized to conduct an arbitral rehearing.
Finally, the proceedings in the Senate, where the bill originated, do not suрport the inference that the legislature intended to change the law so as to require a remand to a new arbitrator. The sparse legislative history of the amendment, which apparently was never fully discussed in the Senate, makes it unlikely that the legislature intended to enact a change of substance, rather than a change that was technical. Moreover, Senator Prague described the amendment as merely clarifying “some technical issues . . . that need to be addressed”; 40 S. Proc., supra, p. 2305; and as a “very technical land of Amendment that just clarifies the appeals process when a grievance has been vacated by a judge.” Id., p. 2306.
General Statutes (Rev. to 1997) § 52-418 (b) provides: “If an award is vacated and the time within which the award is required to be rendered has not expired, the court or judge may direct a rehearing by the arbitrators.”
See also Hyman v. Pottberg’s Executors,
Because the 1997 amendment was enacted prior to our Supreme Court’s interpretation of the phrase “rehearing by the arbitrators” in State v. AFSCME, Council 4, Local 1565, supra,
For similar holdings in other state courts, see Fox v. Morris County Policemen’s Assn.,
See footnote 12.
Because of the nature of the arbitrator’s inquiry, it might even be argued that the court might not have had discretion to rule to the contrary. That issue, however, need not be decided in this case.
