Brown v. City of InglewoodBrown v. City of Inglewood
BROWN v. CITY OF INGLEWOOD
S280773
Opinion of the Court by Jenkins, J.
California‘s Legislature has built a “powerful network” of “whistle-blower protection laws . . . available to those who seek to expose wrongdoing.” (Garcetti v. Ceballos (2006) 547 U.S. 410, 425.)
I. BACKGROUND
Wanda Brown became the City of Inglewood‘s elected treasurer in 1987. In late 2019 and early 2020, Brown, still occupying that role, wrote to the city and several of its officials, including its mayor and councilmembers, raising concerns about the city‘s financial affairs. In particular, she alleged the mayor had approved an overpayment of approximately $77,000 to a city contractor and thereby violated
Defendants then filed a motion to strike under California‘s anti-SLAPP statute, a procedural device that “calls for early dismissal of meritless lawsuits if they arise from a defendant‘s acts in furtherance of free speech rights in connection with a public issue. (
Brown, in opposition, argued elected city officials like herself were employees within the meaning of the statute. To support her claim of an employee-employer relationship, Brown noted her regular paychecks and annual W-2 forms, which showed typical deductions for an employee‘s taxes and benefits, such as health insurance, retirement, and workers’ compensation. Brown also referenced the city‘s power to control her job duties and salary, and the actions it took to reduce both.
The trial court denied defendants’ anti-SLAPP motion and declined to strike Brown‘s
The Court of Appeal, exercising its jurisdiction over orders denying anti-SLAPP relief (
We granted review and limited the issue to be briefed and argued to the following: “Are elected officials employees for purposes of whistleblower protection under
II. DISCUSSION
The question before us — whether the term “employee” in
A. Statutory Text
We begin with the text of
An earlier, 1951 version of the dictionary, which both parties discuss even though it predates
Consistent with the observation in Black‘s Law Dictionary that the term “employee” is often statute-specific, California statutes, in defining the term “employee” or “public employee,” sometimes expressly include elected officials and sometimes expressly exclude them. Examples of the former include statutes that identify persons who may receive workers’ compensation protections (
Examples of statutes that expressly exclude elected officials from the definition of “employee” identify persons within the regulatory purview of the state‘s Department of Human Resources Agency (
That statutes vary with respect to expressly defining the term “employee” as including or excluding elected officials shows that
B. Context and History
When “words themselves provide no definitive answer,” we look to other interpretative aids such as legislative history and “other statutes [that] apply to similar or analogous subjects.” (People v. Woodhead (1987) 43 Cal.3d 1002, 1008; accord, California Teachers Assn. v. Governing Bd. of Rialto Unified School Dist. (1997) 14 Cal.4th 627, 642 [“we interpret a statute in context, examining other legislation on the same subject, to determine the Legislature‘s probable intent“].) Relevant contextual and historical cues — including the legislative history of
Initially,
Notably, the impetus for legislative action was a news story about a rank-and-file municipal employee. “The bill arises from a recent case of a local building inspector in Pomona who complained of an act of retaliation
Elected officials differ from rank-and-file employees like the building inspector in Pomona discussed in
Neither is such a view supported by consideration of
Because
The Legislature enacted
In particular, the Legislature understood the then-current version of
Governor and those holding state office, terms not found in that section.8
The second law referenced in
It is noteworthy that these pre-existing whistleblower statutes both refer to officers whereas
That section 1106 omits reference to those holding office or to officers sheds light on whether its definition of “employee” includes elected officials. We first note that the phrase “holding office,” found in the state-worker statute (
Two examples illustrate the point. In Wade v. Board of Administration (1945) 67 Cal.App.2d 745, the court held that a county charter‘s grant of retirement benefits to “employees” did not include elected officials such as the county clerk. (Id. at pp. 746, 748–752.) The electorate had twice rejected proposals to add coverage for elected officials (id. at pp. 747–748) and the charter elsewhere used the term “officer” or “elective officer” when referring to such officials, rather than using the term “employee” to include them (id. at p. 749). “The court acknowledged that in some cases an officer may be an employee, but an elective officer was not an employee” in that context. (Neville v. County of Sonoma (2012) 206 Cal.App.4th 61, 79.)
In another instance, the Legislature amended a statute permitting government bodies to hold private sessions to discuss personnel matters. (Stats. 1975, ch. 959, § 8, p. 2241.) Previously,
The Attorney General, evaluating the amendment in the late 1970s, repeatedly opined, “it would appear that in no event would an officer holding an elective office . . . fall within the ambit of
Although it is not informative to compare section 1106‘s mere use of the term “employee” or “employed by” to the wide swath of statutes both including and excluding elected officials from the term “employee” (see infra, Part II.A), it is informative to view section 1106 in the more specific context of the statutes legislators had in mind during section 1106‘s enactment that referenced officers and the existing legal pronouncements governing the categorization of elected officials. “[T]he Legislature “is deemed to be aware of statutes and judicial decisions already in existence, and to have enacted or amended a statute in light thereof.’ ” ” (People v. Scott (2014) 58 Cal.4th 1415, 1424.) The Legislature is also presumed to be aware of Attorney General opinions and their statutory constructions. (California Building Industry Assn. v. State Water Resources Control Bd. (2018) 4 Cal.5th 1032, 1042.) Had the Legislature, when it enacted section 1106, wanted to include elected officers it could have taken cues from those related statutes or legal pronouncements. (See Miklosy v. Regents of University of California, supra, 44 Cal.4th at p. 893; People v. Licas (2007) 41 Cal.4th 362, 367 [finding a legislative intent to omit a statutory requirement after presuming legislative awareness of that requirement in a related statute].) It did not. Instead, the Legislature, with a focus on rank-and-file “employee[s] . . . employed by” public entities (§ 1106; see
C. Public Policy
This interpretation of section 1106 aligns with a reasonable public policy choice. (See In re N.R., supra, 15 Cal.5th at p. 539 [policy considerations may help resolve statutory ambiguity].) The parties disagree how public policy considerations should weigh in our analysis of
But defendants’ concerns implicate other reasonable policy considerations. As noted earlier in Part II.B, any retaliation that elected officials face is likely to come, as alleged here, from official acts of elected colleagues who are themselves subject to the electorate‘s retention or dismissal through the ballot box. The Legislature, consistent with statements made in cases explaining the basis for governmental immunity,14 might reasonably wish to channel such intramural disputes to the electoral process rather than the courtroom. (Tenney v. Brandhove, supra, 341 U.S. at p. 378 [“Courts are not the place for such controversies“]; see Bogan v. Scott-Harris (1998) 523 U.S. 44, 52 [“the threat of liability may significantly deter service in local government, where prestige and pecuniary rewards may pale in comparison to the threat of civil liability“].) Indeed, elected officials, serving fixed terms of office at the pleasure of their constituents, take on markedly different job protections and vulnerabilities than rank-and-file employees. Elected officials also have unique access to platforms from which to speak and to have their voices amplified, and they can use these platforms to identify wrongdoing in the first instance, which might win favor from the public, or to disincentivize, fend off, or highlight any retaliatory conduct.
Thus, the Legislature has sometimes deemed it appropriate to exclude elected officials from workplace protection laws. We have already mentioned two instances of our state Legislature—the Legislative Employee Whistleblower Protection Act and the Reporting by School Employees of Improper Governmental Activities Act—expressly excluding elected officials. (See ante, Part II.B, fn. 13.)
And although they may be viewed as implementing federal-state comity concerns, a cadre of well-known federal employment statutes exclude state and local elected officials. The Family Medical Leave Act excludes elected officials of a state
Principles articulated in cases addressing retaliation claims under the First Amendment offer further insight into why the Legislature might reasonably wish to treat elected officials differently under
Exclusion of elected officials from
Ultimately, even were
D. Common Law Employment Test
All this aside, Brown argues the lack of a detailed definition of the term “employee” in section 1106, including the circumstance that the definition neither expressly includes nor excludes elected officials, requires courts to “turn to [the] common law test” of employment to define that statutory term. Brown, citing Ayala v. Antelope Valley Newspapers, Inc. (2014) 59 Cal.4th 522, 531 (Ayala), asserts that under a common law test, the city exercises such control over her as to compel her classification as an employee rather than an independent contractor. She points to her reduction in duties and salary and other features of her job that might suggest employment, such as her receipt of annual W-2 forms for tax purposes. We agree with defendants, however, that the common law test for employment does not affect the resolution of the statutory interpretation question before us.
To be sure, the common law can inform our resolution of uncertainties present in the ordinary meaning of a statute‘s words. (In re Newbern (1960) 53 Cal.2d 786, 795; see Harris v. City of Santa Monica, supra, 56 Cal.4th at p. 218.) And, more specifically, we have
“But as we explained in S. G. Borello & Sons, Inc. v. Department of Industrial Relations (1989) 48 Cal.3d 341, the common law test of employment is not always appropriate beyond the tort context in which it was originally developed [to establish an employer‘s vicarious liability]. (Id. at pp. 350–351.) Outside of tort, rather than ‘rigidly’ applying the common law test, we look to the ‘history and fundamental purposes’ of the statute at issue to determine whether the Legislature intended the test to apply.” (Sahlolbei, supra, 3 Cal.5th at p. 235.)
Several previous decisions illustrate the point. In Sahlolbei, we declined to adhere to a common law conception of the term “employee” because legislative history convinced us that the undefined terms “employee” and “officer” found in a conflicts of interest law (
In contrast, in Metropolitan Water, we addressed the proper interpretation of the Public Employees’ Retirement Law (PERL), which makes “employees” members of CalPERS, the state‘s retirement system, but excludes ” ‘[i]ndependent contractors who are not employees.’ ” (Metropolitan Water, at p. 499.) We rejected a government agency‘s request to read into PERL an exclusion from membership for workers hired by third-party labor suppliers, if they otherwise met the requirements to be employees under the common law test. (Id. at pp. 496, 509.) Given the lack of any definition of the term “employees” in PERL and given the indicia of legislative intent favoring
These cases demonstrate the adage that “canons of construction are but tools, ‘guides to help courts determine likely legislative intent.’ ” Sometimes these “tools do not reveal a clear legislative intent.” (Burris v. Superior Court (2005) 34 Cal.4th 1012, 1017–1018.) As we cautioned in Sahlolbei, the “common law test of employment is not always appropriate beyond the tort context in which it was originally developed.” (Sahlolbei, supra, 3 Cal.5th at p. 235, citing S. G. Borello & Sons, supra, 48 Cal.3d 341, at pp. 350–351.)
III. DISPOSITION
We conclude that elected officials such as Brown, the City of Inglewood‘s treasurer, fall outside the definition of the term “employee” in section 1106 and cannot assert the protections of
JENKINS, J.
We Concur:
GUERRERO, C. J.
CORRIGAN, J.
LIU, J.
KRUGER, J.
GROBAN, J.
EVANS, J.
Notes
We “[o]rdinarily” give “subsequent legislative history . . . little weight in statutory interpretation.” (Barrett v. Rosenthal (2006) 40 Cal.4th 33, 54, fn. 17; see Reno v. Bossier Parish School Bd. (1997) 520 U.S. 471, 484–485 [“the views of a subsequent Congress form a hazardous basis for inferring the intent of an earlier one“].) “[A]s time passes memories fade and a person‘s perception of [] earlier intention may change. Thus, even when it would otherwise be useful, subsequent legislative history will rarely override a reasonable interpretation of a statute that can be gleaned from its language and legislative history prior to its enactment.” (Consumer Prod. Safety Comm‘n v. GTE Sylvania, Inc. (1980) 447 U.S. 102, 118, fn. 13.) These later-enacted statutes, which post-date section 1106 by over 25 years, do not reveal the Legislature‘s intent with respect to section 1106‘s scope.