Lead Opinion
Opinion
This case presents the question whether the names and salaries of public employees earning $100,000 or more per year, including peace officers, are exempt from public disclosure under the California Public Records Act (Gov. Code, § 6250 et seq.).
I.
Reporters employed by Contra Costa Newspapers, Inc. (the Newspapers), requested under the California Public Records Act (the Act) that the City of Oakland (the City) provide them with the names, job titles, and gross salaries of all city employees who earned $100,000 or more in fiscal year 2003-2004, including those individuals whose base salaries equaled or exceeded that amount and those who earned a lower base salary but were paid $100,000 or more because of overtime work. The City agreed to disclose salary and overtime information for each job classification, but refused to provide salary information linked to individual employees, claiming that individually identified salary information is exempt from disclosure. The Newspapers sought a writ of mandate in the superior court to compel the City to disclose the requested salary records.
The City’s refusal was a departure from its past practice. At least during the years 1996 through 2003, the City’s personnel director disclosed the names, job titles, and salaries of all city employees, and this information was published in a local newspaper. The City changed its policy in May 2004, citing as factors supporting this decision (1) two appellate court decisions that recognized a privacy right in public-employee salary information (Teamsters Local 856 v. Priceless, LLC (2003)
The superior court granted leave to intervene to two employee unions, the International Federation of Professional and Technical Engineers, Local 21, AFL-CIO (Local 21), and the Oakland Police Officers Association (the Police Officers Association). The superior court granted the Newspapers’ petition and ordered the City to disclose the requested salary information. The court concluded that the City and the intervening unions had failed to establish that city employees who earn $100,000 or more have any protected privacy interest in information related to their salary, and found that such salary information consistently had been disclosed in the past, both by the City and by federal, state, and other local governments. Although the City and some other cities recently had refused to disclose individually identified salary information, the court concluded that these refusals appeared to reflect “uncertainty about the proper interpretation of the [Act] in light of recent court decisions.”
The superior court also concluded that, even assuming a privacy interest existed, that interest is outweighed by the public interest in disclosure. The court found “extremely speculative” the fears expressed by two declarants that identity fraud and unwanted solicitations would ensue in the event information disclosing their salaries were to be released. Furthermore, the superior court found, the evidence presented by the Newspapers supports their contention that disclosure of the names of employees in connection with their individual salaries is “in many cases necessary to disclose inefficiency, favoritism, nepotism, and fraud with respect to the government’s use of public funds for employee salaries.” The court also rejected the Police Officers Association’s contention that a different result is required under Penal Code sections 832.7 and 832.8 with regard to its members because those statutes render peace officer personnel records confidential, the court concluding that salary information is not included within the definition of “personnel records” under the latter statute.
The City chose not to appeal from the judgment rendered by the superior court. Local 21 and the Police Officers Association (collectively, the Unions) filed a petition for writ of mandate in the Court of Appeal. After issuing an order to show cause, that court denied the Unions’ petitions. The Unions then successfully sought review in this court.
II.
A.
Openness in government is essential to the functioning of a democracy. “Implicit in the democratic process is the notion that government should be accountable for its actions. In order to verify accountability, individuals must have access to government files. Such access permits checks against the arbitrary exercise of official power and secrecy in the political process.” (CBS, Inc. v. Block (1986)
The Legislature has been “mindful of the right of individuals to privacy.” (§ 6250.) Set forth in the Act are numerous exceptions to the requirement of public disclosure, many of which are designed to protect individual privacy. (See § 6254.)
The parties agree that the records at issue meet the definition of public records contained in the Act. (§ 6252, subd. (d); § 6253, subd. (a).) The records therefore must be disclosed unless one of the statutory exceptions applies. The party seeking to withhold public records bears the burden of demonstrating that an exception applies. (See § 6255.) At issue here is the exemption for “[personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy.” (§ 6254, subd. (c).) The Unions contend that the salaries of named public employees are “personnel ... or similar files” and that their disclosure constitutes an “unwarranted invasion of personal privacy” under this exception.
We need not decide whether the records of a public entity’s payroll expenditures constitute “personnel... or similar files” because, assuming for purposes of discussion that they do, the exemption does not apply; the disclosure here does not constitute an “unwarranted invasion of personal privacy.” (§ 6254, subd. (c).) This exemption requires us to balance two competing interests, both of which the Act seeks to protect—the public’s interest in disclosure and the individual’s interest in personal privacy. Balancing these interests, we conclude that disclosure of the salary information at issue in the present case would not constitute an unwarranted invasion of personal privacy.
“A particular class of information is private when well-established social norms recognize the need to maximize individual control over its dissemination and use to prevent unjustified embarrassment or indignity.” (Hill v. National Collegiate Athletic Assn. (1994)
The statute at issue in City of Carmel required disclosure of personal financial matters unrelated to the individual’s public employment. The present case, in contrast, involves disclosure of financial matters directly related to the individual’s public employment. Of course, we recognize that many individuals, including public employees, may be uncomfortable with the prospect of others knowing their salary and that many of these individuals would share that information only on a selective basis, even within the workplace. Nor do we question that public disclosure of an individual’s salary may cause discomfort or embarrassment. Nonetheless, in light of the strong public policy supporting transparency in government, an individual’s expectation of privacy in a salary earned in public employment is significantly less than the privacy expectation regarding income earned in the private sector.
To the extent some public employees may expect their salaries to remain a private matter, that expectation is not a reasonable one and is, accordingly, entitled to diminished weight in the balancing test we apply under section 6254, subdivision (c). The “customs, practices, and physical settings surrounding particular activities may create or inhibit reasonable expectations of privacy.” (Hill, supra,
The Attorney General’s long-standing position that government payroll information is public is consistent with the widespread practice of federal, state, and local governments.
In the analogous context of open meeting laws, a distinction has been drawn between personnel matters, which may be discussed in sessions closed to the public, and salaries, which must be discussed in open session. (San Diego Union v. City Council (1983)
These same considerations support the conclusion that salary information should not be exempt from disclosure under the Act. The Newspapers submitted to the trial court numerous examples of articles published throughout the state that used information concerning public employee salaries to illustrate claimed nepotism, favoritism, or financial mismanagement in state and local government. For instance, one article disclosed that a city department manager’s wife was earning $80,000 as an information technology specialist assigned to that department while the department was suffering a budget shortfall requiring layoffs. Another article exposed the circumstance that a city assessor hired a number of individuals who had contributed to (or worked on) her election campaign. Other articles revealed numerous additional instances of questionable use of public funds. Changes in a school district pension system resulted in large pension increases to some of the district’s top administrators. Legislation reclassified an increasing number of state employees as safety workers eligible for pensions higher than those received by other state workers. A University of California executive received a substantial pay raise at the same time the university was laying off other employees and raising student tuition. A city firefighter, a police officer, and a transit supervisor were the city’s highest grossing employees due to overtime pay. These examples, even when they reveal no impropriety, amply illustrate that disclosure of government salary information serves a significant public interest.
In upholding the trial court’s order requiring disclosure, the Court of Appeal
In that case, a newspaper requested, from a number of cities, disclosure of the names and salaries of city employees. The appellate court upheld a trial court order granting a preliminary injunction, sought by a number of employee unions, requiring the cities to withhold such records pending resolution of the case. In that procedural posture and limited context, the appellate court concluded that the unions were likely to prevail on their claim that the records were exempt from disclosure under section 6254, subdivision (c).
The Court of Appeal in Priceless rejected the newspaper’s argument that public employees had no right to control the dissemination of their individually identified salary information. The appellate court reasoned that the Act recognizes a right of privacy in one’s personnel files. (§ 6254, subd. (c); Priceless, supra, 112 Cal.App.4th at pp. 1514—1515.) Because the parties had stipulated that the details of the city employees’ salaries were maintained in confidential personnel files, the Court of Appeal found support for “the trial court’s recognition that a privacy interest was at stake and that the expectation of privacy was reasonable under the circumstances.” (Priceless, supra,
Because of the procedural posture of the case, the precedential value of Priceless is slight. In contrast to the limited record available to the court in Priceless, the present case was decided after a full hearing. As noted above, the Newspapers presented substantial evidence demonstrating that disclosure of the names and salaries of public employees would serve the public interest sought to be protected by the Act. The Newspapers also presented evidence concerning the historic practices of other governmental entities, which supported the conclusion that any expectation of privacy that public employees may have that their salaries will be confidential is not reasonable.
To the extent the decision in Priceless may be read to stand for the proposition that the practice of particular governmental entities in refusing to disclose salary information can create a privacy interest in those records that must be recognized under the Act, we disagree. The appellate court in Priceless concluded that because
Local 21 also contends that before individually identified salary information may be disclosed, section 6254, subdivision (c) must be applied on a case7by-case basis, taking into account the . privacy interest peculiar to the individual employee as well as the particular, public interest in being informed of the salary of that employee.
Claims for exemption based upon facts and circumstances peculiar to an individual and his or her duties could, of course, be considered either under section 6254, subdivision (c) or under the catchall exemption, which applies when “on the facts of the particular case the public interest served by not disclosing the record clearly, outweighs the public interest served by disclosure of the record.” (§ 6255, subd. (a).) For example, the Police Officers Association contends that officers, who are working undercover often receive large amounts of overtime pay,' and that disclosure of their names and salaries could reveal their identities and endanger their safety. If an officer’s anonymity is essential to his or her safety, the need to protect the officer would outweigh the public interest in disclosure and would justify withholding the officer’s name. (Commission on Peace Officer Standards, supra,
B.
Local 21 argues that even if the salaries of government employees are a matter of public record, “limitations on the method of disclosure of that information ... are appropriate to prevent intrusions upon constitutionally protected privacy rights.” Local 21 contends that the mass, indiscriminate disclosure of salary information related to all City of Oakland employees earning $100,000 or more constitutes an invasion of their right of privacy under article I, section 1 of the California Constitution, because providing the information in that form could contribute to the accumulation of information concerning these individuals that might be exploited by commercial interests. For example, Local 21 asserts that “[a] database of government employees who make $100,000 a year or more would obviously be of great commercial interest to marketers of certain kinds of investments and insurance policies,” who could supplement this information with addresses, phone numbers, or e-mail addresses obtainable on the Internet and contact employees to solicit their business. Therefore, Local 21 argues, the issue whether the salaries of government employees must be disclosed should be decided
The party claiming a violation of the constitutional right of privacy established in article I, section 1 of the California Constitution must establish (1) a legally protected privacy interest, (2) a reasonable expectation of privacy under the circumstances, and (3) a serious invasion of the privacy interest. (Hill, supra, 7 Cal.4th at pp. 39-40.) As discussed above, we conclude that public employees do not have a reasonable expectation of privacy in the amount of their salaries. Furthermore, Local 21 offered no evidence in the superior court supporting its assertion that the information at issue was likely to be exploited by commercial interests in a manner that would invade the privacy of employees. As the superior court observed, Local 21 has not introduced any evidence of adverse consequences resulting from the disclosure of this information in the past, although the information regularly was published in a local newspaper.
Even were we to assume that Local 21 is correct in asserting that the information at issue might be exploited by commercial enterprises, that circumstance alone would not render disclosure of the information here at issue a violation of the constitutional right of privacy. In order to determine whether an alleged invasion of privacy is sufficiently serious to constitute a violation of that constitutional right, the competing privacy and nonprivacy interests must be balanced. (Hill, supra,
As discussed above, the public has a strong, well-established interest in the amount of salary paid to public employees. Indeed, Local 21 does not dispute that the job classifications of individual employees and the range of pay associated with those classifications should be available to the public. The interest of employees in avoiding unwanted solicitations or marketing efforts is, on the other hand, comparatively weak. The City has not been asked to disclose any contact information for these employees, such as home addresses or telephone numbers. (Cf. San Jose v. Superior Court (1999)
Local 21 cites Westbrook v. County of Los Angeles (1994)
The court in Westbrook also concluded that the “state constitutional right of privacy extends to protect defendants from unauthorized disclosure of criminal history records.” (Westbrook, supra, 27 Cal.App.4th at pp. 165-166, citing Craig v. Municipal Court (1979)
The California Rules of Court cited by the Police Officers Association similarly serve to prevent the compilation of private information contained in court records. The rules limit Internet access to (and bulk distribution of) electronic court records, except for the calendar, register of actions, and index. (Cal. Rules of Court, rule 2.503, subds. (b), (f) & (g); but see id., rule 2.503, subd. (f) [exception to prohibition on internet access to criminal case files in which public interest is extraordinary].) These limitations are designed to prevent courts from distributing their records in a manner that permits the compilation of “personal information culled from any document, paper, or exhibit filed in a lawsuit.” (Advisory Com. com., Cal. Rules of Court, rule 2.503, subds. (f), (g).) Otherwise, “[t]his type of aggregate information may be exploited for commercial or other purposes unrelated to the operations of the courts, at the expense of privacy rights of individuals.” (Ibid.)
The salary information sought by the Newspapers in the present case, in contrast to the type of information addressed in Westbrook, Reporters Committee, and the California Rules of Court, is not private information that happens to be collected in the records of a public entity. Rather, it is information regarding an aspect of government operations, the disclosure of which contributes to the public’s understanding and oversight of those operations by allowing interested parties to monitor the expenditure of public funds. The disclosure of such information under the Act does not violate the right of privacy
C.
As to employees who are peace officers, the Police Officers Association contends that Penal Code section 832.7 bars disclosure of the amount of an officer’s salary. The Act exempts from disclosure any records “the disclosure of which is exempted or prohibited pursuant to federal or state law.” (Gov. Code § 6254, subd. (k).) Penal Code section 832.7 provides that “[p]eace officer . . . personnel records . . . , or information obtained from these records, are confidential . . . .” Because peace officer personnel records and information obtained from such records are made confidential by Penal Code section 832.7, they are exempt from disclosure under Government Code section 6254, subdivision (k). (Commission on Peace Officer Standards, supra,
The phrase “personnel records” is defined in Penal Code section 832.8 to include “any file maintained under that individual’s name by his or her employing agency and containing records relating to any of the following: [][] (a) Personal data, including marital status, family members, educational and employment history, home addresses, or similar information. [][] (b) Medical history. []Q (c) Election of employee benefits, [f] (d) Employee advancement, appraisal, or discipline. [][] (e) Complaints, or investigations of complaints, concerning an event or transaction in which he or she participated, or which he or she perceived, and pertaining to the manner in which he or she performed his or her duties, [f] (f) Any other information the disclosure of which would constitute an unwarranted invasion of personal privacy.” The Police Officers Association contends that salary information constitutes “personal data” under Penal Code section 832.8, subdivision (a). It argues that salary is “personal” because it relates to the individual and because most persons view their salary as a private matter. We disagree.
We begin with the ordinary meaning of the word in question. “ ‘Personal’ generally is defined to mean ‘of or relating to a particular person.’ (Webster’s 3d New Internat. Dict. (2002) p. 1686; American Heritage Dict. (4th ed. 2000) p. 1311.) The word ‘personal,’ however, also carries a connotation of ‘private,’ meaning ‘peculiar or proper to private concerns,’ ‘not public or general’ (Webster’s 3d New Internat. Dict., supra, at p. 1686), or ‘[concerning a particular person and his or her private business, interests, or activities; intimate’ (American Heritage Dict., supra, at p. 1311).” (Commission on Peace Officer Standards, supra,
Furthermore, considering the language of Penal Code section 832.8, subdivision (a) as a whole, we conclude that the Legislature did not intend the words “personal data” to carry their broadest possible meaning, encompassing any and all information related to a particular officer. Because subdivision (a) includes a general term—“personal data”—followed by a nonexhaustive list of specific examples—“marital status, family members, educational and employment history, home
The examples of “personal data” listed in Penal Code section 832.8, subdivision (a) do not include information, such as salary, arising from the officer’s employment with the agency that maintains his or her personnel file. “Rather, they are the types of personal information that commonly are supplied by an employee to his or her employer, either during the application process or upon employment.” (Commission on Peace Officer Standards, supra,
In view of the foregoing history and widespread practice of disclosure of public salary information, had the Legislature intended Penal Code section 832.7 to change the law in that respect we would expect to see specific language to that effect in the statute. The Legislature easily could have added “salary” to the list of personnel records set forth in Penal Code section 832.8. Indeed, the Legislature’s inclusion of one form of compensation—“election of employee benefits”—is a strong indication that the omission of “salary” was deliberate. Ordinarily, the enumeration
The Police Officers Association alternatively contends that peace officers’ salary information is “obtained from” information in personnel records. In support, the Police Officers Association observes that (1) the City of Oakland employs a merit-based compensation system, and the amount of salary paid is based on an appraisal of the officer’s performance; (2) education, training, and special abilities such as bilingualism also can result in an increase in compensation; and (3) the payment of overtime wages is based on timesheets, which assertedly also are protected personnel records (see Guthrey v. State of California (1998)
The Police Officers Association’s proposed interpretation of the phrase “obtained from” is strained. In its ordinary sense, to obtain information means to come into possession of it. (See Webster’s 3d New Internat. Dict., supra, at p. 1589.) The phrase “information obtained from personnel files” is most reasonably read to encompass information that was acquired from a personnel file maintained by the employer. Thus, Penal Code sections 832.7 and 832.8 do not mandate that city payroll records reflecting peace officer salary information be excluded from disclosure merely because some of the facts relied upon in determining the amount of salary may be recorded in the agency’s personnel files.
Amicus curiae Operating Engineers Local Union No. 3 argues that peace officers’ salary information falls under subdivision (f) of Penal Code section 832.8, which includes “[a]ny other information the disclosure of which would constitute an unwarranted invasion of personal privacy.” We reject the argument for the same reasons that led us to conclude above that the disclosure of public-employee salary information does not constitute an “unwarranted invasion of personal privacy” under the Act. (§ 6254, subd. (c).) In this context, we reject the notion that peace officers in general have a greater privacy interest in the amount of their salaries than that possessed by other public employees, and we observe that the public
We disagree with the contrary conclusion reached in City of Los Angeles, supra,
The appellate court in City of Los Angeles concluded that the records at issue came within the definition of peace officer personnel records, because they constituted “information the disclosure of which would constitute an unwarranted invasion of personal privacy.” (Pen. Code, § 832.8, subd. (f).) The court stated: “Payroll information is personal. Ask any ordinary reasonable person if he or she would want their payroll information routinely disclosed to parties involved in litigation and one would hear a resounding, ‘No.’ [Citation.] Even though the pay scale of public employees is generally a matter of public record, it is quite a different thing to know with precision another person’s salary, selection of benefits, and potential retirement income. Few records are deemed more personal. Of all records kept by employers, it is the disclosure of payroll records that would constitute one of the greatest ‘unwarranted invasions of personal privacy.’ ” (City of Los Angeles, supra,
Because City of Los Angeles ultimately upheld the subpoena of the officer’s financial records, the foregoing comments in that opinion are dicta. In addition, the records at issue in that case encompassed far more than the peace officer’s salary; they included information concerning his selection of benefits, insurance plans, and investments. Because such records reveal information related to the individual’s personal financial decisions but little, if anything, about the operations of the employing entity, the appellate court reasonably could conclude that their disclosure would
The Police Officers Association urges us to conclude that even if salary is not included within any of the categories of information enumerated in Penal Code section 832.8, that statute nevertheless renders confidential not only the types of information specified, but also any information “related to” the types of information enumerated in section 832.8. The Police Officers Association relies upon language in the statute defining “personnel records” to include “any file maintained under that individual’s name by his or her employing agency and containing records relating to” the enumerated items. Specifically, the Police Officers Association argues, salary information is confidential because it is related to matters listed in the statute such as benefits (Pen. Code, § 832.8, subd. (c)) and employee performance (id., subd. (d)).
We agree with the Court of Appeal below that “this reading of the statute is demonstrably overbroad. It would make confidential not only the kinds of information specified by the Legislature, but also any information from any file containing any item ‘relating to’ confidential information. We do not believe the Legislature intended to paint with so broad a brush. The term ‘records relating’ to the kinds of information specified in Penal Code section 832.8 is more reasonably understood as a reference to records that actually reflect the enumerated items.” Records of salary expenditures do not reflect any of the items enumerated in the statute. Thus, Penal Code sections 832.7 and 832.8 do not mandate that peace officer salary information be excluded from disclosure under the Act.
III.
For the reasons stated above, the judgment of the Court of Appeal is affirmed.
Werdegar, J., Moreno, J., and Kriegler, J.,
Notes
All further statutory references are to the Government Code unless otherwise noted.
The 2004 initiative that amended the state Constitution to include a right of access to public records explicitly preserves such statutory exceptions. (Cal. Const., art. I, § 3, subd. (b)(5).)
As we stated in Commission on Peace Officer Standards and Training v. Superior Court (2007)
Local 21 cites a line of federal cases, decided under analogous provisions of the federal Freedom of Information Act (FOIA) (5 U.S.C. § 552), that have recognized a privacy interest in the salaries of employees of private companies who are paid with public funds. (See, e.g., Painting Industry of Hawaii v. Dept. of Air Force (9th Cir. 1994)
The Court of Appeal cited the following cases: Local 1264 v. Municipality of Anchorage (Alaska 1999)
Neither Local 21 nor the Police Officers Association challenges the Court of Appeal’s conclusions regarding the prevailing norm in other states. We note that an American Law Reports Annotation on the subject identified only two cases in which records disclosing the salaries of current government employees were held to be exempt from disclosure under state public records laws: Priceless, supra,
The Brown Act serves the same democratic purposes as the California Public Records Act (§ 6250 et seq.): “The people of this State do not yield their sovereignty to the agencies which serve them. The people, in delegating authority, do not give their public servants the right to decide what is good for the people to know and what is not good for them to know. The people insist on remaining informed so that they may retain control over the instruments they have created.” (§ 54950.)
The only portion of the Act that addresses public employee compensation directly is section 6254.8, which provides that “[e]very employment contract between a state or local agency and any public official or public employee is a public record which is not subject to" the exemptions specified in sections 6254 and 6255, Although the Newspapers do not contend that Oakland’s employees come within the terms of section 6254.8, this statute indicates that the Legislature viewed the amount of compensation paid to public employees in the context of employment contracts as a matter of public interest so substantial that it could not be outweighed by any claim of privacy (under § 6254, subd. (c)) or other public interests (under § 6255, subd. (a)).
In support of this argument, Local 21 relies upon (tie decision of the United States Supreme Court in National Archives and Records Admin, v. Favish (2004)
Favish denied relief to an individual seeking .to. compel the production of death-scene photographs of the body of the President’s deputy counsel, whose death resulted from an apparent suicide. The high court considered the FOIA’s exemption for ‘.‘records or information compiled for law enforcement purposes” when, their production “could reasonably be expected to constitute an unwarranted invasion of personal privacy.” (5 U.S.C. § 552(b)(7)(C), italics added.) In recognizing that the deceased’s surviving family members had a privacy interest in the photographs of his body, the high court took an expansive view of the concept of personal privacy. It specifically relied upon the circumstance that the language used in the law enforcement records exemption—“ ‘could reasonably be expected to constitute an unwarranted invasion of personal privacy’ ”—was “in marked contrast to” the language used in the exemption for personnel records, which applies only when the disclosure “ ‘would constitute a clearly unwarranted.invasion of personal privacy.’ ” (Favish, supra,
The high court held that “[w]here the privacy concerns addressed by [the law enforcement records exemption] are present, the exemption requires the person requesting the information to establish a sufficient reason for the disclosure. First, the citizen must show that the public interest sought to be advanced is a significant one, an interest more specific than having the information for its own sake. Second, the citizen must show the information is likely to advance that interest. Otherwise, the invasion of privacy is unwarranted.” (Favish, supra,
The law enforcement records • exemption at issue in Favish is not comparable to the personnel records exemption of the Act, and shifting the burden of proof to the party seeking disclosure under the Act would be unwarranted. Furthermore, the payroll records here at issue, unlike information collected and maintained- solely for law enforcement purposes, plainly are relevant to the business of the government.
Associate Justice, Court of Appeal, Second Appellate District, Division Five, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Concurrence Opinion
The majority holds that the names and salaries of public employees are records that are subject to disclosure under the California Public Records Act. (Gov. Code, § 6250 et seq.) I agree. And I agree with the majority that public employees serving as peace officers have no statutory right to prevent disclosure of their names and salaries; but unlike the majority I would simply rely on the plain language of Penal Code sections 832.7 and 832.8 in reaching that conclusion.
I
The scope of confidentiality accorded a peace officer’s personal information is properly determined by construing two statutory schemes as well as certain provisions of our state Constitution. I briefly discuss the pertinent law below.
A decade later, in 1978, the Legislature enacted Penal Code sections 832.7 and 832.8, as part of a statutory scheme mandating confidentiality of peace officer personnel records. (Added by Stats. 1978, ch. 630, §§ 5, 6, p. 2083.) Peace officer “personnel records” made confidential by subdivision (a) of Penal Code section 832.7 are defined in a companion statute, section 832.8. (Pen. Code, § 832.8, subds. (a)-(e), added by Stats. 1978, ch. 630, § 6, p. 2083, amended by Stats. 1990, ch. 264, § 1, p. 1535.) Subdivision (a) of Penal Code section 832.8 defines a personnel record as any file kept by the employing agency under the name of the officer and containing records relating to “[p]ersonal data, including marital status, family members, educational and employment history, home addresses, or other similar information.”
Thereafter, in November 2004, the voters, through the power of initiative, passed Proposition 59, which amended the California Constitution to affirm the “right of access to information concerning the conduct of the people’s business.” (Cal. Const., art. I, § 3, subd. (b)(1).) Added to the state Constitution was this provision: “Nothing in this subdivision . . . affects the construction of any statute ... to the extent that it protects [the state Constitution’s] right to privacy, including any statutory procedures governing discovery or disclosure of information concerning the official performance or professional qualifications of a peace officer.” (Cal. Const., art. I, § 3, subd. (b)(3).) The initiative also directed: “A statute, . . . including those in effect on the effective date of this subdivision, shall be broadly construed if it furthers the people’s right of access, and narrowly construed if it limits the right of access.” (Cal. Const., art. I, § 3, subd. (b)(2).)
n
As I stated at the outset, I have no quarrel with the majority’s reasoning and its conclusion that the California Public Records Act does not shield from disclosure the salaries paid to named public employees. I also agree with the majority that such disclosure applies to peace officers as well. But unlike the majority I would reach the latter conclusion based on the plain language of Penal Code sections 832.7 and 832.8, which govern the confidentiality of peace officer personnel records.
The majority reasons that disclosing the salaries of named public employees is permissible because public employees have no reasonable expectation of privacy as to their salaries in light of article I, section 1 of the California Constitution. (Maj. opn., ante, at p. 338.) In contrast, the majority observes, peace officers do have privacy protections created by statute.
Penal Code section 832.7, subdivision (a), makes confidential the “personnel records” of peace officers. Subdivision (a) of Penal Code section 832.8 states that files containing “[pjersonal data, including marital
I would simply follow the mandate of the initiative the voters passed in 2004 amending the California Constitution to, among other things, direct courts to construe narrowly any statute limiting the people’s right of access to public records. (Cal. Const., art. I, § 3, subd. (b)(2).) Penal Code sections 832.7 and 832.8 do limit public access to peace officer personnel records. But they are silent on the question of peace officer salaries, and they do not make officer names confidential. Therefore, an officer’s salary is not exempt from disclosure under the California Public Records Act. (Gov. Code, §§ 6253, subd. (b), 6254, subd. (k).) And the public interest in disclosure of a named officer’s salary is not clearly outweighed by any public interest in withholding disclosure. (Gov. Code, § 6255, subd. (a).) Accordingly, the annual pay of peace officers is subject to public disclosure.
With respect to disclosure of peace officer names, I find nothing in Penal Code section 832.8 that would bring that information within the category of “personal data” deemed confidential under that section; nor do I find any statutory provision exempting such information from public disclosure. Nondisclosure of peace officer names is permissible only when the public interest in withholding disclosure “clearly” outweighs the public interest in disclosure. (Gov. Code, § 6255, subd. (a).) I agree with the majority that the public interest exception to disclosure may apply to certain undercover officers, but that, as a general rule, peace officers do not have a privacy interest in the confidentiality of their names that outweighs
Concurrence Opinion
Except as to peace officers, I agree with the majority’s conclusion that names and salaries of public employees earning $100,000 or more per year are not exempt from public disclosure under the California Public Records Act (CPRA) (Gov. Code, § 6250 et seq.).
I. The Names and Salaries of Public Employees Other Than Peace Officers Are Not Exempt From Disclosure.
The CPRA makes all “[p]ublic records . . . open to [public] inspection . . . except as” expressly provided by statute. (§ 6253, subd. (a).) Because, as the parties agree, the records in question are “public records” within the meaning of the CPRA (§ 6254, subd. (d)), they are subject to inspection unless some statutory exception applies. As the majority explains (maj. opn., ante, at p. 329), the exception principally at issue here is found in section 6254, subdivision (c), which provides that nothing in the CPRA requires disclosure of “[personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy.”
In the 40 years since the Legislature enacted this CPRA disclosure exception, we have said little about it. However, that fact does not leave us without significant
• Giving the CPRA a construction parallel to the FOIA’s, I first conclude that the records at issue constitute “[personnel ... or similar files” under section 6254, subdivision (c). Based on evidence of congressional intent, the high court has broadly interpreted the scope of the term “personnel and medical files and similar files” in exemption 6 (5 U.S.C. § 552, subd. (b)(6)) to “ ‘cover [all] detailed Government records on an individual [that] can be identified as applying to that individual.’ [Citation.]” (Department of State v. Washington Post Co. (1982)
Like the high court in applying exemption 6,1 begin the balancing inquiry under section 6254, subdivision (c), by considering “the privacy interest at stake.” (Department of State v. Ray (1991)
I find the majority’s analysis of the privacy interest at stake unpersuasive in several respects. To begin with, for the most part, the majority asks not whether there are privacy interests at stake, but whether a public employee’s “expectation of privacy” is “reasonable.” (Maj. opn., ante, at p. 331.) The two questions are not the same; notably, the high court, in applying both exemption 6 and another FOIA exemption that looks to whether disclosure “could reasonably be expected to constitute an unwarranted invasion of personal privacy” (5 U.S.C. § 552(b)(7)(C)), has consistently considered only the nature of the privacy interest at stake, and has never considered whether a reasonable expectation of privacy exists.
I also question the majority’s conclusion that public employees have no reasonable expectation of privacy in their salary information. (Maj. opn., ante, at p. 331.) Nongovernmental employees most certainly have a reasonable expectation of privacy regarding this information and, as we have stated, “[t]he mere status of being employed by the government should not compel a citizen to forfeit his or her fundamental right of privacy. Public employees are not second-class citizens within the ken of the Constitution, [f] . . . [L]egal distinctions between public and private sector employees that operate to abridge basic rights cannot withstand judicial scrutiny unless justified by a compelling governmental interest. [Citation.] However much public service constitutes a benefit and imposes a duty to uphold the public interest, a public sector employee, like any other citizen, is bom with a constitutional right of privacy. ... A citizen cannot be said to have waived that right in return for the ‘privilege’ of public employment, or any other public benefit, unless the government demonstrates a compelling need. [Citation.]” (Long Beach City Employees Assn. v. City of Long Beach (1986)
Ultimately, I need not resolve this question because I agree with the majority that “any cognizable [privacy] interest . . . public employees may have” is insufficient to justify nondisclosure. (Maj. opn., ante, at p. 333.) Section 6254, subdivision (c), does not preclude all “invasion[s] of personal privacy,” only “unwarranted” ones. Borrowing again from the high court’s discussion of exemption 6, whether an invasion of privacy would be “unwarranted” within the meaning of section 6254, subdivision (c), depends on “the extent to which disclosure of the information sought would ‘shed light on an agency’s performance of its statutory duties’ or otherwise let citizens know ‘what their government is up to.’ [Citation.]” (FLRA, supra,
Like the majority, but for a different reason, I reject the view that balancing under section 6254, subdivision (c), must be done on a case-by-case basis, taking into account the particular privacy interests of each public employee. (Maj. opn., ante, at pp. 336-338.) As the high court has explained in construing the FOIA, “categorical decisions” regarding disclosure of records “may be appropriate and individual circumstances disregarded when a case fits into a genus in which the balance characteristically tips in one direction.” (Reporters Committee, supra,
The claim that disclosure of public employees’ names linked to their salaries violates the state constitutional right to privacy (Cal. Const., art. I, § 1) fails for similar reasons. The state constitutional right to privacy is not absolute; “it is subject to a balancing of interests.” “ ‘Invasion of a privacy interest is not a violation of the state constitutional right to privacy if the invasion is justified by a competing interest.’ [Citation.].” (Jacob B. v. County of Shasta (2007)
II. The Names and Salaries of Peace Officers.
The Oakland Police Officers Association (Police Officers Association), which intervened in this action, does not object to disclosure of the actual salary paid to each peace officer, so long as the officers are identified only by job title. It does, however, object to disclosures that link the actual salary paid to the officer’s name. It asserts that the latter disclosure would violate Penal Code section 832.7, subdivision (a), which provides in relevant part that “[pjeace officer . . . personnel records ... or information obtained from these records, are confidential and shall not be disclosed” except as otherwise provided by statute. According to the Police Officers Association, individually identifiable salary information constitutes either a confidential “personnel record[]” or “information obtained from” personnel records within the meaning of Penal Code section 832.7, subdivision (a), by virtue of Penal Code section 832.8. The latter defines the term “personnel records” in Penal Code section 832.7, subdivision (a), as “any file maintained under [a peace officer’s] name by his or her employing agency and containing records relating to any of the following: [][] (a) Personal data, including marital status, family members, educational and employment history, home addresses, or similar information. [][] (b) Medical history. [][] (c) Election of employee benefits, [f] (d) Employee advancement, appraisal, or discipline, [f] (e) Complaints, or investigations of complaints, concerning an event or transaction in which he or she participated, or which he or she perceived, and pertaining to the manner in which he or she performed his or her duties, [f] (f) Any other information the disclosure of which would constitute an unwarranted invasion of personal privacy.”
In making its argument, the Police Officers Association first emphasizes that an officer’s actual pay is based on the following information that is expressly included within the term “personnel records” in Penal Code section 832.7: “educational and employment history” (id., § 832.8, subd. (a)), and “[e]mployee advancement” and “appraisal” (id., § 832.8, subd. (d)). Because of this fact, the Police Officers Association asserts, an officer’s actual pay constitutes “information obtained” from personnel records within the meaning of Penal Code section 832.7. It also qualifies independently as a confidential personnel record under Penal Code section 832.7, subdivision (a), because it is, in the words of Penal Code section 832.8, “relat[ed] to” the information specified elsewhere in the section. I agree with the majority’s analysis and rejection of these arguments. (Maj. opn., ante, at pp. 343-344, 345-346.)
The Police Officers Association also argues that individualized salary information qualifies for protection because it “constitutes ‘[p]ersonal data’ or ‘other similar information’ under Penal Code section
Like the majority, I reject this argument. As the majority explains, because all of the information specified in subdivisions (b) through (e) of Penal Code section 832.8 also is unique to the individual officer, those subdivisions would be unnecessary were we to construe the term “[p]ersonal data” in subdivision (a) to include everything that is unique to the person. (Maj. opn., ante, at p. 342.) Well-established canons of statutory construction preclude us from interpreting statutory language so as to render other parts of the statute unnecessary. (Manufacturers Life Ins. Co. v. Superior Court (1995)
Amicus curiae Operating Engineers Local Union No. 3 argues that individualized salary information regarding peace officers qualifies for protection under subdivision (f) of Penal Code section 832.8, because disclosure of this information “would constitute an unwarranted invasion of personal privacy.” I reject this argument because, as explained above in connection with Government Code section 6254, subdivision (c), I do not believe that any invasion of privacy from disclosure of the requested salary information would be unwarranted.
Regarding the names of peace officers, as explained in my dissenting opinion in Commission on Peace Officer Standards and Training v. Superior Court (2007)
The majority merely assumes, without deciding, that the records are “[personnel ... or similar files” under section 6254, subdivision (c). (Maj. opn., ante, at p. 329.)
The majority acknowledges the “interest” of public employees “in avoiding unwanted solicitations or marketing efforts,” but finds that interest “comparatively weak” absent disclosure of other contact information, such as home address or telephone number. (Maj. opn., ante, at p. 339.) Given that publicly available databases on the Internet make it easy to link a name to an address or telephone number, I find the absence of disclosure of contact information to be of little, if any, significance. (See Sheet Metal Workers Local No. 9 v. U.S. Air Force (10th Cir. 1995)
The majority’s “reasonable expectation of privacy” inquiry derives from the test we announced in Hill v. National Collegiate Athletic Assn. (1994)
People v. Mooc (2001)
In light of this conclusion, I need not decide whether public employees have a reasonable expectation of privacy regarding their specific salaries.
Penal Code sections 832.7 and 832.8 establish a disclosure exception under the CPRA by virtue of Government Code sections 6254, subdivision (k), and 6276.34. (See Copley Press, Inc. v. Superior Court (2006)
Except as expressly noted above, I do not join the majority’s analysis of this issue.
Concurrence Opinion
Except as to peace officers, I agree with the majority that the names and salaries of public employees earning $100,000 or more per year are not exempt from public disclosure under the California Public Records Act (CPRA) (Gov. Code, § 6250 et seq.).
With regard to peace officers, I also agree with the majority’s conclusion that the salaries of peace officers earning $100,000 or more per year, as a general matter, are not exempt from public disclosure under the CPRA. However, I have joined Justice Chin’s dissenting opinion in Commission on Peace Officer Standards and Training v. Superior Court (2007)
Penal Code sections 832.7 and 832.8 are part of the statutory scheme mandating confidentiality of peace officer personnel records. (Stats. 1978, ch. 630, §§ 5, 6, p. 2083.) Peace officer “personnel records” made confidential by subdivision (a) of Penal Code section 832.7 are defined in subdivision (a) of section 832.8, the companion statute, as any file kept by the employing agency under the name of the officer and containing records relating to “[p]ersonal data, including marital starns, family members, educational and employment history, home addresses, or other similar information."
All further unlabeled statutory references are to the Government Code.
