RICHARD GREEN, Plaintiff and Appellant, v. RALEE ENGINEERING COMPANY, Defendant and Respondent.
No. S060370
Supreme Court of California
Aug. 31, 1998.
19 Cal. 4th 66
RICHARD GREEN, Plaintiff and Appellant, v.
RALEE ENGINEERING COMPANY, Defendant and Respondent.
Oshman, Brownfield & Smith, George E. Brownfield, Quackenbush & Quackenbush and William C. Quackenbush for Plaintiff and Appellant.
Joseph Posner and James P. Stoneman II as Amici Curiae on behalf of Plaintiff and Appellant.
Nemecek & Cole, Jonathan B. Cole, Scott C. Pape and Craig G. Staub for Defendant and Respondent.
Latham & Watkins, Wayne S. Flick and M. Michelle Alvarez as Amici Curiae on behalf of Defendant and Respondent.
OPINION
CHIN, J.-May administrative regulations be a source of fundamental public policy that limits an employer‘s right to discharge an otherwise at-will employee? Although our Legislature has determined that an employment contract is generally terminable at either-party‘s will (
Following Tameny, supra, 27 Cal.3d 167, this court explained that employees who assert Tameny claims must show that the important public interests they seek to protect are “tethered to fundamental policies that are delineated in constitutional or statutory provisions.” (Gantt v. Sentry Insurance (1992) 1 Cal.4th 1083, 1095 [4 Cal.Rptr.2d 874, 824 P.2d 680] (Gantt).) Here, we address a related, albeit narrow issue. We must decide whether particular administrative regulations implementing the
We continue to believe that, aside from constitutional policy, the Legislature, and not the courts, is vested with the responsibility to declare the public policy of the state. (See AIU Ins. Co. v. Superior Court (1990) 51 Cal.3d 807, 818, 824, fn. 10 [274 Cal.Rptr. 820, 799 P.2d 1253]; see also Hentzel v. Singer Co. (1982) 138 Cal.App.3d 290, 297 [188 Cal.Rptr. 159,
We therefore affirm the Court of Appeal‘s judgment in favor of Richard Green (plaintiff) and against Ralee Engineering Company (defendant), and we remand the matter for proceedings consistent with this judgment.
DISCUSSION
A. Summary Judgment Rules
Because the case arises out of a summary judgment motion that the trial court originally granted, we initially note that under the 1992 and 1993 amendments to
Both the trial courts and the appellate courts apply these principles in resolving summary judgment motions. “On appeal, however, the appellate court conducts an independent review of the trial court‘s resolution of questions of law. [Citations.]” (Davis v. Consolidated Freightways (1994) 29 Cal.App.4th 354, 360 [34 Cal.Rptr.2d 438].) Keeping these rules in mind, we turn our attention to defendant‘s appeal.
B. Facts
The principal facts alleged are these: Defendant manufactures fuselage and wing components for military and civilian aircraft. It supplies those parts to major airline assembly companies such as Boeing and to major war plane assembly companies such as Northrop. In 1968, defendant hired plaintiff as a quality control inspector. Plaintiff was an at-will employee, and, as such, could be discharged at any time, and for any reason not otherwise prohibited
Beginning in 1990, plaintiff allegedly noticed defendant was shipping some airplane parts even though, according to plaintiff, they failed the inspections his team performed. On several occasions over the next two years, plaintiff objected to defendant‘s practice to supervisory and management personnel and to the company president. Plaintiff made all of his complaints internally, and at no time did he complain to outside government sources.
According to plaintiff, his complaints met with varying results. Defendant corrected its practices to conform to Northrop‘s contractual requirements. Nonetheless, defendant continued to ship allegedly defective parts to Boeing. In an effort to provide proof of the ongoing practice, plaintiff began photocopying the inspection reports, including some reports concerning parts destined for Boeing.
In March 1991, defendant shut down its night shift, citing a downturn in orders for the parts it produced. Defendant then discharged plaintiff along with other night shift employees. At the same time, defendant retained several other night shift inspectors, some with less experience than plaintiff.
Plaintiff filed a timely wrongful termination action against defendant. He alleged defendant terminated him in retaliation for his complaints about its inspection practices. Plaintiff also claimed his complaints served a broad public policy favoring aviation safety, entitling him to tort damages even though he was an at-will employee.
Defendant sought summary judgment against plaintiff. Defendant observed it was entitled to discharge plaintiff, an at-will employee, even if it was motivated by his objections to its inspection and shipping practices, because no statute or constitutional provision specifically prohibited these practices. Defendant claimed that plaintiff could not establish his cause of action for wrongful termination as a matter of law (
The trial court granted summary judgment in defendant‘s favor. It stated that plaintiff was an at-will employee whom defendant could discharge without cause. (
Plaintiff appealed, and the Court of Appeal reversed the judgment. After engaging in independent research, the court identified several key federal regulations involving airline safety on which plaintiff now relies and requested supplemental briefing on whether those regulations could form the basis for plaintiff‘s public policy claim. The court considered defendant‘s contention that during the pretrial discovery phase plaintiff failed to produce the appropriate statutes to support his assertion at the summary judgment stage, but concluded that plaintiff had adequately identified several relevant FAA regulations as part of his opposition to summary judgment. Finding airline safety so closely tied to thе statutory and regulatory purpose, the Court of Appeal concluded that plaintiff had established a sufficient connection between the public policy favoring safe manufacture of passenger aircraft and federal law to satisfy our rule that the public policy be based on either a statute or constitutional provision.
Defendant argues principally that, even if we assume it did everything plaintiff claimed, its conduct violated no public policy embodied in a constitutional or statutory provision. Consequently, defendant argues, plaintiff‘s discharge fails to qualify as a wrongful discharge justifying a Tameny claim.
As we explain, we agree with the Court of Appeal in concluding that the federal safety regulations promulgated to address important public safety concerns may serve as a source of fundamental public policy. The regulations satisfy our requirement that the action be tethered to fundamental policies delineated in a statutory or constitutional provision. (Stevenson, supra, 16 Cal.4th at p. 894.)
C. An Overview of Wrongful Termination Cases
This case requires us to restate and reaffirm our recent cases explaining what sources may be used to support a Tameny action as an exception to our statutory employment-at-will principle (
In Foley v. Interactive Data Corp. (1988) 47 Cal.3d 654, 669 [254 Cal.Rptr. 211, 765 P.2d 373] (Foley), we underscored the term “public” in Tameny‘s public policy exception by observing that the employee‘s actions must further a policy affecting the public interest, which must be fundamental or substantial when the company discharges the employee. (Foley, supra, 47 Cal.3d at p. 670, fn. 11.) In rejecting a tort claim based on an employee‘s discharge after he reported to management his supervisor‘s history of embezzlement, we held that alleged violations of internal practices that affect only the employer‘s or employee‘s interest, and not the general public‘s interest, will not give rise to tort damages. (Foley, supra, 47 Cal.3d at pp. 669-671.) In other words, courts must focus not on compensation to employees, but rather on the “general social policies being advanced.” (Foley, supra, 47 Cal.3d at p. 668.) Even then, not all statutes (or constitutional provisions) will support a Tameny claim. “[M]any statutes simply regulate conduct between private individuals, or impose requirements whose fulfillment does not implicate fundamental public policy concerns.” (Foley, supra, 47 Cal.3d at p. 669.)
In discussing whether an employee‘s Tameny claim could state a discharge that actually implicated public policy, we held that “[t]he absence of a distinctly ‘public’ interest in this case is apparent when we consider that if an employer and employee were expressly to agree that the employee has no obligation to, and should not, inform the employer of any adverse information the employee learns about a fellow employee‘s background, nothing in the state‘s public policy would render such an agreement void. By contrast, in the previous cases asserting a discharge in violation of public policy, the public interest at stake was invariably one which could not properly be circumvented by agreement of the parties. For example, in Tameny, supra, 27 Cal.3d 167, a contract provision purporting to obligate the employee to comply with an order of the employer directing the employee to violate the antitrust laws would clearly have been void as against public policy. . . . Because here the employer and employee could have agreed that the employee had no duty to disclose such information, it cannot be said that an employer, in discharging an employee on this basis, violates a fundamental duty imposed on all employers for the protection of the public interest.” (Foley, supra, 47 Cal.3d at pp. 670-671, fn. 12.)
...
In Gantt, we discussed further the requirements for a wrongful discharge claim alleging a public policy violation. Gantt considered whether an employee stated a cause of action for wrongful dischargе against public policy
Gantt‘s limitation on public policy sources (that they must be supported by either constitutional or statutory provisions) grew from our belief that ” ‘public policy’ as a concept is notoriously resistant to precise definition, and that courts should venture into this area, if at all, with great care and due deference to the judgment of the legislative branch” in order to avoid judicial policymaking. (Gantt, supra, 1 Cal.4th at p. 1095.)
Although Gantt did not address whether its rule includes governmental regulations adopted to implement particular constitutional or statutory provisions, the court did observe the considerable disparity existing between those states adopting broad views of the public policy exception and those applying a stricter limitation on how they define public policy.4 (Gantt, supra, 1 Cal.4th at pp. 1092-1093.) Recognizing that “[t]he term ‘public policy’ is inherently not subject to precise definition,” we interpreted the term to mean ” ‘that principle of law which hоlds that no citizen can lawfully do that which has a tendency to be injurious to the public or against the public good. . . .’ ” (Id. at p. 1094, quoting Safeway Stores v. Retail Clerks etc. Assn. (1953) 41 Cal.2d 567, 575 [261 P.2d 721].)
In 1984, our Legislature provided “whistle-blower” protection in section 1102.5, subdivision (b), stating that an employer may not retaliate
Like California, most sister states recognize a public policy exception to at-will employment.5 Plaintiff relies on cases from other jurisdictions to support his contention that a public policy claim involving commercial airline safety may be grounded in administrative regulations that serve the statutory policy. (See Pratt v. Brown Mach. Co. (6th Cir. 1988) 855 F.2d 1225, 1237 [at-will employee not required to prove statutory violation for wrongful termination in violation of public policy, observing that statutes are “the legislative foundation upon which a cause of action of this nature could be implied“]; accord, Johnston v. Del Mar Distributing Co. (Tex.Ct.App. 1989) 776 S.W.2d 768, 772; McQuary v. Bel Air Convalescent Home, Inc. (1984) 69 Or.App. 107 [684 P.2d 21, 24].) Other cases are even more to the point. In Anderson v. Evergreen Intern. Airlines, Inc. (1994) 131 Or.App. 726 [886 P.2d 1068] (Anderson), an airline employer fired the plaintiff, a maintenance worker, when he refused to install a defective airline part. The plaintiff alleged the employer fired him for refusing to violate FAA safety regulations and for refusing to participate in the employer‘s attempt to cover up those violations. (Id. at pp. 1072-1073.) Noting that ” ‘[A]ir safety ranks somewhere in pecking order between motherhood and the American flag,’ ” the court concluded the plaintiff‘s discharge for refusing to violate FAA regulations fell within the public policy exception to at-will employment. (Id. at p. 1073, fn. 8, quoting F.A.A. v. Landy (2d Cir. 1983) 705 F.2d 624, 637;
After Gantt, we decided several wrongful termination cases that refined and explained its reasoning, including Turner v. Anheuser-Busch, Inc. (1994) 7 Cal.4th 1238, 1256-1257 [32 Cal.Rptr.2d 223, 876 P.2d 1022] (Turner). In Turner, the plaintiff had alleged, in part, that he was forced to resign from the company (i.e., he was constructively discharged) after complaining to management about violations of internal operating practices and the company‘s collective bargaining agreements. (Id. at pp. 1256-1257.) Without pointing to a statute or constitutional provision that applied directly to the defendant, the plaintiff made vague allegations that the defendant had violated the federal “Alcohol, Tobacco and Firearms laws.” (Id. at p. 1257.) Although Turner was a constructive discharge case, it did reaffirm our view of what it takes to establish a claim for wrongful discharge in violation of fundamental public policy. (Id. at p. 1256.) Indeed, we held: “Assuming, as we must in a summаry judgment posture, that [the plaintiff] could prove these claims at trial, none of them implicates a fundamental public policy embodied in a statute or constitutional provision. The tort of wrongful discharge is not a vehicle for enforcement of an employer‘s internal policies or the provisions of its agreements with others. [The plaintiff‘s] failure to identify a statutory or constitutional policy that would be thwarted by his alleged discharge dooms his cause of action.” (Id. at p. 1257.)
In General Dynamics Corp. v. Superior Court (1994) 7 Cal.4th 1164 [32 Cal.Rptr.2d 1, 876 P.2d 487] (General Dynamics), we held that, under most circumstances, an in-house attorney could maintain “a retaliatory discharge claim against his or her employer . . . [if] the attorney was discharged for following a mandatory ethical obligation prescribed by professional rule or statute.” (Id. at p. 1188.) Our reference to “professional rule” was specifically to the Rules of Professional Conduct, a code of conduct adopted pursuant to statute by the California State Bar with the approval of this court and binding on all attorneys in the state. (See
In Jennings v. Marralle (1994) 8 Cal.4th 121 [32 Cal.Rptr.2d 275, 876 P.2d 1074] (Jennings), and Stevenson, supra, 16 Cal.4th at pages 892-894, we again narrowly defined what sources will provide fundamental public policy that limits an employer‘s ability to discharge an at-will employee. Jennings held that the Fair Employment and Housing Act‘s (FEHA) ban on age discrimination, which defines an employer as a person “regularly employing five or more persons,” does not apply to an employer with fewer than five employees. (Jennings, supra, 8 Cal.4th at pp. 135-136;
In Stevenson, we concluded that the FEHA policy prohibiting age discrimination against older workers supported the plaintiff‘s Tameny claim after she was discharged by an employer who employed more than four persons. (Stevenson, supra, 16 Cal.4th at p. 885.) In allowing the claim, we expressly stated the reason courts must be careful not to extend a Tameny cause of action beyond policy based in either a constitutional or statutory provision: “In the context of a tort claim for wrongful discharge, tethering public policy to specific constitutional or statutory provisions serves not only to avoid judicial interference with the legislative domain, but also to ensure that employers have adequate notice of the conduct that will subject them to tort liability to the employees they discharge . . . .” (Stevenson, supra, 16 Cal.4th at p. 889.)
Our review of the above cases makes clear that wrongful termination cases involving a Tameny cause of action are limited to those claims finding support in an important public policy based on a statutory or constitutional provision. (Stevenson, supra, 16 Cal.4th at pp. 888-890.) This limitation recognizes an employer‘s general discretion to discharge an at-will employee without cause under section 2922, and best serves the Legislature‘s goal to
D. FAA Regulations
Federal regulations promoting the proper manufacture and inspection of component airline parts advance the important public policy objectives we have discussed in the cases following Tameny, supra, 27 Cal.3d 167. In the
In United States v. Varig Airlines (1984) 467 U.S. 797 [104 S.Ct. 2755, 81 L.Ed.2d 660] (Varig), the high court recognized the importance of this regulatory scheme. It approved congressional delegation to the FAA of authority to promulgate regulations and the concomitant FAA regulatory prerogative. In Varig, a commercial aircraft owner sued the United States under the Federal Tort Claims Act seeking damages for a destroyed aircraft. The court held the discretionary function exception to the Federal Tort Claims Act precluded tort actions based on the FAA‘s alleged negligence in failing to check certain items in the course of certifying commercial airplanes. (Varig, supra, 467 U.S. at pp. 819-820.) The court also stated that “the Secretary of Transportation has the duty to promote safety in air transportation by promulgating reasonable rules and regulations governing the inspection, servicing, and overhaul of civil aircraft.” (Id. at p. 816.)
More importantly, Varig held that “[i]n the exercise of this discretion, the FAA, as the Secretary‘s designee, has devised a system of compliance review that involves certification of aircraft design and manufacture at several stages of production. [Citation.] The FAA certification process is founded upon a relatively simple notion: the duty to ensure that an aircraft conforms to FAA safety regulations lies with the manufacturer and operator, while the FAA retains the responsibility for policing compliance. Thus, the manufacturer is required to develop the plans and specifications and perform the inspections and tests necessary to establish that an aircraft design comports with the applicable regulations....” (Varig, supra, 467 U.S. at pp. 816-817, fn. omitted.)
That Congress delegated to the FAA regulatory power in the commercial aircraft safety context is not unusual or surprising. A substantial body of
In California, administrative agencies routinely adopt quasi-legislative regulations under express statutory authority. For such regulations to be valid in this state, they must be consistent “with the terms or intent of the authorizing statute.” (California Assn. of Psychology Providers v. Rank (1990) 51 Cal.3d 1, 11 [270 Cal.Rptr. 796, 793 P.2d 2].) A valid regulation must also be “reasonably necessary to effectuate the statutory purpose” of its authorizing legislation. (Ibid.) Federal law is similar. (See Chevron U.S.A. v. Natural Res. Def. Council (1984) 467 U.S. 837, 842-845 [104 S.Ct. 2778, 2781-2783, 81 L.Ed.2d 694].) It therefore follows that if a statute that seeks to further a public policy objective delegates the authority to adopt administrative regulations to an administrative agency in order to fulfill that objective, and that agency adopts regulations that are within the scope of its statutory authority and effectuate the statutory policy, then those regulations may be manifestations of important public policy.
Plaintiff performed the FAA-required inspections on the parts intended for use in Boeing aircraft to further a fundamental public policy: “to ensure that each article produced conforms to the type design and is in a condition for safe operation.” (
E. Defendant‘s Claims
1. Alleged procedural deficiencies
As defendant observes, in wrongful termination cases we have rejected public policy claims that were “largely unaccompanied by citations to specific statutory or constitutional provisions.” (Turner, supra, 7 Cal.4th at p. 1257.) We observed that the omission “puts [the defendant] and the court in the position of having to guess at the nature of the public policies involved, if any. This kind of showing is plainly insufficient to create an issue of material fact justifying a trial on the merits of [the plaintiff‘s] claims.” (Ibid., fn. omitted.) Defendant contends that under Turner, the Court of Appeal erred in reversing its summary judgment motion because plaintiff failed to identify a specific statute supporting his wrongful termination claim until he filed his opposition to defendant‘s motion. Even then, defendant asserts, plaintiff did not identify the statutes on which he relied, instead citing to the entire Federal Aviation Act and the Code of Federal Regulations without explaining their application to his case. Defendant contends that the Court of Appeal should have required plaintiff to specify his claim‘s statutory basis in his original complaint, or, at the very least, in his responses to discovery. Defendant claims that, without a specific statute or constitutional provision upon which to base his claim, plaintiff‘s case was deficient as a matter of law and warranted summary judgment. (See Union Bank v. Superior Court (1995) 31 Cal.App.4th 573, 580-581 [37 Cal.Rptr.2d 653].)7
After engaging in independent research, the Court of Appeal identified the regulations on which plaintiff now relies and requested supplemental briefing on whether those regulations could form the basis for plaintiff‘s public
2. Balancing public policy and legislative province
Defendant contends that including regulations as a potential public policy source does not strike the proper balance between employer and employee that our cases require. (See, e.g., Stevenson, supra, 16 Cal.4th at p. 889.) Defendant claims that it is improper to assume employers are aware of the fine details of administrative regulations. (See, e.g., Sequoia Ins. Co. v. Superior Court (1993) 13 Cal.App.4th 1472, 1480 [16 Cal.Rptr.2d 888] [refusing to allow wrongful discharge action where there was no expression of the policy anywhere in the codes under which employer operated its business].)
As plaintiff correctly observes, however, no reasonable parts manufacturer could read the applicable federal regulations and believe it was free to supply defective parts to airline companies. Moreover, by allowing employees to rely on regulations that are supported by the important policies of the Federal Aviation Act, we satisfy our goal to balance the competing interests by (1) providing the employer with proper warning it is violating fundamental public policies, (2) ensuring employees are protected against employer actions that contravene fundamental policy, and (3) guaranteeing to the public that employers’ interests will not be protected at the expense of society‘s most important policies. (See Gantt, supra, 1 Cal.4th at pp. 1090-1091; Foley, supra, 47 Cal.3d at pp. 669-671.)
3. The FAA regulations’ effect on the public at large
Defendant also contends that the particular administrative regulations here affect only the personal or proрrietary interests of employers who apply for certification and do not inure to the public‘s benefit. Thus, defendant claims, no public interest exists to justify plaintiff‘s claim. (Foley, supra, 47 Cal.3d at pp. 670-671, fn. 12.) Defendant asserts the provisions are not “firmly established,” “fundamental,” and “substantial” as Tameny requires (Tameny, supra, 27 Cal.3d at pp. 172, 176-177), but are merely procedural because the
The critical distinction between the facts here and those at issue in Foley, supra, 47 Cal.3d at pages 670-671, footnote 12, is that there the violations of internal practices affected only the employer‘s interest, while here defendant‘s alleged misconduct potentially jeopardized airline passenger safety. Protecting airline passengers, therefore, is the relevant fundamental public policy at issue. Promoting airline safety--the subject of the federal regulations-constitutes a policy of sufficient public importance. As plaintiff points out, travel by any common carrier inevitably concerns the public, because a common carrier‘s mistake or a manufacturer‘s defective part can cause multiple casualties. Thus, the public policy that is the foundation for plaintiff‘s case not only satisfies Foley‘s requirement for a “public” interest, but also Tameny‘s requirement for a “fundamental” policy interest. (Foley, supra, 47 Cal.3d at p. 670; Tameny, supra, 27 Cal.3d at p. 176.)
4. Notice of federal law violations
Defendant claims that even if we allow a public policy claim based on specific regulatory violations, plaintiff‘s case fails because his complaints focused on defendant‘s internal practices and procedures, and because he did not give defendant proper notice that it violated any federal law.
We cannot agree. By informing defendant that he believed it was shipping defective parts for use in passenger aircraft, plaintiff gave defendant adequate notice that his concern involved potentially significant public policy matters because the FAA requires manufacturers to establish quality control procedurеs for the component parts they produce. (
5. Violation of FAA regulations
Defendant next attempts to refute plaintiff‘s wrongful termination claim on the ground that plaintiff failed to prove defendant actually violated any law, including the FAA regulations, or that defendant‘s alleged inadequate inspection practices were, in fact, hazardous. Defendant specifically relies on Jennings, in which we held that the FEHA statutory ban on age discrimination was “inseparable from . . . the legislative statement of policy” (Jennings, supra, 8 Cal.4th at p. 125), and that “[i]t would be unreasonable to
Here, plaintiff predicated his action on the important public policy Congress declared when it enacted the
To the extent defendant also claims that the FAA regulations do not even apply to its operations because it apparently never applied for certification under the FAA provisions, its argument also fails at the summary judgment stage of proceedings. If plaintiff‘s allegations are true, then defendant arguably misrepresented the safety of the parts shipped to prime manufacturers such as Boeing, on which information these manufacturers would foreseeably rely for their own certification program, causing these manufacturers to submit to the FAA information that would have misrepresented the safety and soundness of some airplane parts. Therefore, whether or not defendant itself was applying for certification, there can be no question that any representations it made that caused the certification of an airplane with defective parts was a breach of a fundamental public policy as evidenced in a federal regulation. (See United States v. Steiner Plastics Mfg. Co. (2d Cir. 1956) 231 F.2d 149, 151-152 [airplane subcontractor that delivered a number of cockpits to the aircraft assembly company with false approval certificates attached, thereby implying they had passed inspection, violated statutory government fraud provisions (
Accordingly, as the Court of Appeal stated: “The fact [the inspections] were performed by [defendant] as a ‘manufacturer‘s supplier’ rather than by Boeing as a ‘prime’ manufacturer does not mean they were any less impor
Moreover, as the Court of Appeal has held, an employee need not prove an actual violation of law; it suffices if the employer fired him for reporting his “reasonably based suspicions” of illegal activity. (See Collier v. Superior Court (1991) 228 Cal.App.3d 1117, 1125 [279 Cal.Rptr. 453] (Collier) [“An agreement prohibiting an employee from informing anyone in the employer‘s organization about reasonably based suspicions of ongoing criminal conduct . . . would be a disservice . . . to the interests of the public and would therefore present serious public policy concerns not present in Foley.” (Fn. omitted.)].)
Thus, though it may be unclear whether defendant, as a subcontractor or supplier, legally violated the FAA regulations, its alleged conduct in shipping nonconforming parts to an aircraft manufacturer violated the public policies embodied in the regulations. In other words, defendant‘s alleged conduct may have contravened the fundamental well-established policy “delineated in” the act and its regulations. (Gantt, supra, 1 Cal.4th at p. 1095.) That the FAA‘s regulations place the burden on prime manufactures to establish quality control inspections systems, and not on subcontractors, does not imply that subcontractors may undermine or ignore the regulations by shipping allegedly defective parts to prime manufacturers. Therefore, plaintiff‘s suspicion that defendant‘s conduct may have violated the act and its regulations was certainly “reasonably based.” (Collier, supra, 228 Cal.App.3d at p. 1125.)
6. Nature of plaintiff‘s claim
Defendant next insists that, because the regulations and statute on which plaintiff relies аre wholly federal in nature, we should not “extend the common law public policy tort doctrine” to defendant‘s alleged federal law violations. Defendant also asserts that we should bar plaintiff‘s claim because neither the
The Court of Appeals of Oregon rejected a similar preemption argument in Anderson, supra, 886 P.2d at pages 1070-1072. Anderson observed that the
7. Federal law and wrongful termination
Defendant relies on several federal decisions that decline to recognize an “implied right of action” directly or impliedly based on the breach of a duty stated in a federal statute, particularly where the statute already provides a remedy. (See, e.g., Virginia Bankshares, Inc. v. Sandberg (1991) 501 U.S. 1083, 1087 [111 S.Ct. 2749, 2755, 115 L.Ed.2d 929] [false statements in proxy solicitation]; Thompson v. Thompson (1988) 484 U.S. 174, 178-179 [108 S.Ct. 513, 515-516, 98 L.Ed.2d 512] [
8. California‘s public policy doctrine and plaintiff‘s claim
Defendant observes that California‘s public policy doctrine is designed to advance “general social policies,” and not to compensate employees for specific violations. (Foley, supra, 47 Cal.3d at p. 668.) Defendant contends that California‘s interest in providing a private cause of action is to enforce the statute, not to regulate the employment relationship. Thus, defendant asserts, the policies underlying federal statutes, and the
9. Separation of powers doctrine
Defendant next contends that the separation of powers doctrine prevents the court from creating a public policy exception here because the California Legislature alone is responsible for creating new public policy. Although defendant concedes that we may recognize a public policy exists in the absence of a legislative declaration (Safeway Stores v. Retail Clerks etc. Assn., supra, 41 Cal.2d at p. 574), it nevertheless asserts that the Legislature spoke on the subject when it addressed at-will employment in section 2922. In other words, defendant seems to assert that extending Tameny, supra, 27 Cal.3d 167, to include “federal” public policy regarding aviation safety would effectively abrogate section 2922.
We disagree. When employers are charged with violating a fundamental public policy grounded in federal law, our cases do not require the state Legislature to have enacted an identical statute prohibiting the precise conduct alleged. (Gantt, supra, 1 Cal.4th at p. 1095.)
We emphasize that not all administrative regulations can support such claims, but only those that implicate substantial public policies. As Foley demonstrated, it is insufficient for employees to allege that they were
CONCLUSION
We conclude that the public policy behind federal regulations concerning airline safety has a basis in statutory provisions, consistent with our rule that the public policy giving rise to a wrongful termination action have a basis in a constitutional or statutory provision. (Gantt, supra, 1 Cal.4th at p. 1095.) Congress has specifically directed the FAA to “assign[], maintain[], and enhanc[e] safety and security as the highest priorities in air commerce” and to regulate air commerce “in a way that best promotes safety.” (
George, C. J., Mosk, J., and Werdegar, J., concurred.
KENNARD, J.-I concur in the judgment and in the overruling of this court‘s decision in Gantt v. Sentry Insurance (1992) 1 Cal.4th 1083 [4 Cal.Rptr.2d 874, 824 P.2d 680] (Gantt) insofar as it held that a cause of action for wrongful termination in violation of public policy may not be based on a public policy expressed in a validly enacted regulation, but only on a public policy articulated in a statutory or constitutional provision. For the reasons stated in my concurring and dissenting opinion in Gantt (id. at p. 1101), I remain of the view that a discharged employee should be permitted to recover tort damages for wrongful termination whenever the employer‘s action in discharging the employee violated a fundamental public policy delineated in existing law, regardless of the source of that law, including fundamental public policies delineated in administrative regulations and judicial decisions.
BAXTER, J.-I respectfully dissent.
For the past number of years, this court strove to contribute to a stable employment environment in California by holding that the public policy exception to the statutory right of employers to terminate employment at will (
In Gantt v. Sentry Insurance (1992) 1 Cal.4th 1083 [4 Cal.Rptr.2d 874, 824 P.2d 680] (Gantt), this court held in no uncertain terms that the public policy exception to the right of an employer to terminate an employee at will must be found in either a constitutional or statutory provision. (Gantt, supra, 1 Cal.4th at p. 1095.) Our decision to impose that limitation was driven by the concern, shared by a number of jurisdictions, that the concept of public policy is “notoriously resistant to precise definition.” (Ibid.) We determined that the vagueness of public policy as a concept was problematic for at least two reasons. First, individual judges could mistake their own predilections for public policy deserving recognition at law if courts were allowed to declare public policy absent some prior legislative expression on the subject.
After due consideration of the conflicting decisional law and the competing interests at stake, this court rejected a broad approach and instead concluded that “[a] public policy exception carefully tethered to fundamental policies that are delineated in constitutional or statutory provisions strikes the proper balance among the interests of employers, employees and the public. The employer is bound, at a minimum, to know the fundamental public policies of the state and nation as expressed in their constitutions and statutes; so limited, the public policy exception presents no impediment to employers that operate within the bounds of law. Employees are protected against employer actions that contravene fundamental state policy. And society‘s interests are served through a more stable job market, in which its most important policies are safeguarded.” (Gantt, supra, 1 Cal.4th at p. 1095, italics added.)
Until today, we have followed Gantt consistently and have never questioned its conclusion that only a termination in violation of a fundamental public policy expressed in a statute or a constitutional provision would support a wrongful discharge action. (See Stevenson v. Superior Court (1997) 16 Cal.4th 880, 889 [66 Cal.Rptr.2d 888, 941 P.2d 1157] (Stevenson); Jennings v. Marralle (1994) 8 Cal.4th 121, 130 [32 Cal.Rptr.2d 275, 876 P.2d 1074] (Jennings); Turner v. Anheuser-Busch, Inc. (1994) 7 Cal.4th 1238, 1257 [32 Cal.Rptr.2d 223, 876 P.2d 1022] (Turner); Hunter v. Up-Right, Inc. (1993) 6 Cal.4th 1174, 1186 [26 Cal.Rptr.2d 8, 864 P.2d 88].) Just last year, we emphasized yet again that “tethering public policy to specific constitutional or statutory provisions serves not only to avoid judicial interference with the legislative domain, but also to ensure that employers have adequate notice of the conduct that will subject them to tort liability to the employees they discharge . . . .” (Stevenson, supra, 16 Cal.4th at p. 889.)2
So much for precedent. Today‘s decision dispenses with Gantt‘s carefully considered limits and years of established case law. Henceforth, a Tameny
Under today‘s rule, employers are deprived of adequate notice as to what conduct negates their right to terminate an at-will employee and exposes them to tort liability. As regulated employers are keenly aware, it is no small feat to keep abreast of all administrative regulations that govern their actions. Now, however, both regulated and nonregulated employers alike are expected to keep themselves fully informed of regulatory schemes applying to others. That is precisely the situation here. (
This court has already acknowledged the obvious lack of warning to employers with respect to regulatory statutes that do not apply to them: “It would be unreasonable to expect employers” to “realize that they must comply with the law from which they are exempted under pain of possible tort liability.” (Jennings, supra, 8 Cal.4th at pp. 135-136.) Given the multitude of administrative regulations that are “routinely adopt[ed]” under express statutory authority (see maj. opn., ante, at p. 82), it is even more unreasonable and more inequitable to expect employers to know that the at-will nature of their employment relationships may be destroyed by rules that do not even regulate their conduct.
To justify their holding, the majority reason that “no reasonable parts manufacturer could read the applicable federal regulations and believe it was free to supply defective parts to airline companies.” (Maj. opn., ante, at p. 84, italics added.) The majority also conclude that “[b]y informing defendant that he believed it was shipping defective parts for use in passenger aircraft, plaintiff gave defendant adequate notice that his concern involved potentially significant public policy matters because the FAA requires manufacturers to establish quality control procedures for the component parts they
As the foregoing suggests, the majority fail to articulate any objective criteria or standards to determine when a regulatory provision sufficiently expresses a fundamental public policy with respect to a particular employer. At most, the facts and analysis in this case indicate that employees may negate the at-will nature of their employment simply by complaining to their superiors about breaches of contracts with regulated third party entities.5 Such a result, however, is directly contrary to our previous holding that “[t]he tort of wrongful discharge is not a vehicle for enforcement of an employer‘s internal policies or the provisions of its agreements with others.” (Turner, supra, 7 Cal.4th at p. 1257.)
The ramifications of today‘s decision are ominous. Employers, to avoid exposure to Tameny claims, must familiarize themselves with all statutorily authorized regulations оf the nation and state applying to all of the entities with which they contract, as well as all such regulations applying to their own particular industries. The resulting burden to employers is tremendous and cannot be denied. Indeed, the majority make no attempt to do so.
Just as troubling is the majority‘s intrusion upon the legislative domain in diminishing the statutory right of employers to terminate employees at will in the absence of any legislatively expressed fundamental public policy to
Setting aside any policy debate over the necessity of public disclosure, I observe that, even assuming for purposes of argument that the “quasi-legislative” expression of public policy in an administrative regulation deserves consideration equal to a statutory expression of policy for purposes of negating at-will employment, and even assuming that the FAA regulation at issue manifests a public policy that is fundamental, the majority overreach in finding that the regulatory policy extends to the defendant employer here.
As the majority acknowledge, “Congress has specifically directed the FAA to ‘assign[], maintain[], and enhanc[e] safety and security as the highest priorities in air commerce’ and to regulate air commerce ‘in a way that best promotes its . . . safety.’ (
Since the FAA determined that the public interest in ensuring quality control is best served by its oversight of prime manufacturers, it is presumptuous, to say the least, for this court to find in the subject regulation a fundamental public policy that extends to employers whose conduct the FAA has not chosen to regulate. (Cf. Jennings, supra, 8 Cal.4th at pp. 135-136.) On matters of fundamental public policy, it is not the function of judges to
The majority rely on several out-of-state cases to support their decision to allow wrongful discharge claims involving airline safety. But in those cases, there was no dispute that the particular employers and/or employees were subject to regulation by the FAA or that direct violations of FAA safety regulations were involved. (E.g., Anderson v. Evergreen Intern. Airlines, Inc. (1994) 131 Or.App. 726 [886 P.2d 1068, 1069, 1072-1073] [on review, court had to accept as true the plaintiff‘s allegations that the defendant airline company‘s operations were subject to regulation by the FAA and that the defendant ordered the plaintiff to act in violation of FAA regulations]; Norris v. Hawaiian Airlines, Inc. (1992) 74 Hawaii 235 [842 P.2d 634] [plaintiff was an FAA-licensed aircraft mechanic whose license did not permit him to authorize return of aircraft to service in violation of FAA regulations]; Air Lines Pilots Association, International v. Quesada (2d Cir. 1960) 276 F.2d 892 [suit by FAA-licensed airline pilots to enjoin FAA regulation forbidding commercial air carriers from utilizing pilots over age 60].7) This court, then, appears to be the only one willing to allow employer liability in a situation where there is no showing of FAA oversight over the employer or employee and hence no evidence of a possible regulatory violation. (Cf. Adolphsen v. Hallmark Cards, Inc. (Mo.Ct.App. 1995) 907 S.W.2d 333 [plaintiff must specify the precise legal provision violated by the employer and the legal provision must involve a clear mandate of public policy].)
In closing, let me be clear. Like the majority, I strongly support motherhood, the American flag and commercial air safety. I also strongly agree with Congress‘s recognition that air safety is of vital public importance. But that is not enough to justify the result here. As the majority implicitly conclude, the congressionally expressed policy to promote air safety, standing alone, is too generalized a mandate to make any enforcement of the policy practicable through employment-related litigation. Having reached that conclusion, the majority should put an end to the instant litigation in strict accordance with Gantt‘s limits on the permissible sources of public policies for Tameny claims. Although the majority claim to see a “clearly mandated public policy” in a regulation that has no applicability to defendant, what I see is a clear case of judicial policymaking.
Since the majority‘s lack of discipline undoes years of decisional law, I join Justice Brown in her call for this court to take a fresh look at the public policy exception and its underlying rationale.
Brown, J., concurred.
BROWN, J.-I dissent.
I
“Because air safety ranks somewhere in pecking order between motherhood and the American flag, it would be easy to concur fully in the majority opinion.” (F.A.A. v. Landy (2d Cir. 1983) 705 F.2d 624, 637 (conc. and dis. opn. of Van Graafeiland, J.).) This case, however, is not about whether air safety is a matter of fundamental public policy. Rather, it concerns maintaining rational contours for the judicially created exception to the statutory principle of at-will employment. (
With legerdemain Harry Houdini would envy, the majority summarily dispatches recent efforts by this court to contain the “potent remedy” of tortious wrongful termination actions within workable confines. (Gantt v. Sentry Insurance (1992) 1 Cal.4th 1083, 1090 [4 Cal.Rptr.2d 874, 824 P.2d 680] (Gantt).) Without principled explanation or justification, it dispenses with a series of limitations imposed in Gantt, supra, Turner v. Anheuser-Busch, Inc. (1994) 7 Cal.4th 1238 [32 Cal.Rptr.2d 223, 876 P.2d 1022] (Turner), and Jennings v. Marralle (1994) 8 Cal.4th 121 [32 Cal.Rptr.2d 275, 876 P.2d 1074] (Jennings), and grants courts the unfettered discretion to “mistake their own predilections for public policy which deserves recognition at law.” (Hentzel v. Singer Co. (1982) 138 Cal.App.3d 290, 297 [
In his dissent, Justice Baxter has cogently detailed many of the critical flaws and failings of the majority opinion. His analysis is compelling, and I fully endorse it. Because his criticisms and observations highlight the increasing disarray in our Tameny jurisprudence, I write further to discuss some of the reasons for our current muddle and to suggest a possible approach to a solution.
II
For the last decade, since Foley v. Interactive Data Corp. (1988) 47 Cal.3d 654 [254 Cal.Rptr. 211, 765 P.2d 373] (Foley), this court has struggled to formulate workable limitations on the cause of action for tortious wrongful termination or retaliatory discharge, now eponymically dubbed a Tameny claim. Upon careful analysis, it appears the taproot of our discontent is the Tameny decision itself.
In Tameny, supra, 27 Cal.3d 167, 170-171, the plaintiff, alleging both contract and tort causes of action, brought suit after being terminated for refusing “to yield to his employer‘s pressure” to engage in acts constituting state and federal antitrust violations. (Id. at pp. 170-171.) The trial court sustained a demurrer to the tort claims. This court reversed on the basis that “an employer‘s obligation to refrain from discharging an employee who refuses to commit a criminal act does not depend upon any express or implied ‘“promise[s] set forth in the [employment] contract“’ [citation], but rather reflects a duty imposed by law upon all employers in order to implement the fundamental public policies embodied in the state‘s penal statutes.” (Id. at p. 176.)
The majority also failed to rationalize allowing a wrongful termination cause of action in derogation of the statutory principle of at-will employment set forth in Labor Code section 2922.2 (See Tameny, supra, 27 Cal.3d at p. 180 (dis. opn. of Clark, J.).) Nor did it respond to Justice Clark‘s criticism that “[t]oday‘s court judgment is a legislative judgment better left to the Legislature where, properly, public policy is declared. The Legislature has spoken [by enacting express exceptions to the at-will employment rule, e.g., former Elections Code section 1655 and Labor Code section 923]; if the system is to work, the Legislature will redeclare its position.” (Id. at pp. 182-183; cf. Gantt, supra, 1 Cal.4th at p. 1095.)
Three years later, the New York Court of Appeals cited similar reasons for declining to adopt a public policy exception to at-will employment: “Those jurisdictions that have modified the traditional at-will rule appear to have been motivated by conclusions that the freedom of contract underpinnings of the rule have become outdated, that individual employees in the modern work force do not have the bargaining power to negotiate security for the jobs on which they have grown to rely, and that the rule yields harsh results for those employees who do not enjoy the benefits of express contractual limitations on the power of dismissal. Whether these conclusions are supportаble or whether for other compelling reasons employers should, as a matter of policy, be held liable to at-will employees discharged in circumstances for which no liability has existed at common law, are issues better left to resolution at the hands of the Legislature. In addition to the fundamental question whether such liability should be recognized in New York, of
“Both of these aspects of the issue, involving perception and declaration of relevant public policy (the underlying determinative consideration with respect to tort liability in general [citations]) are best and more appropriately explored and resolved by the legislative branch of our government. The Legislature has infinitely greater resources and procedural means to discern the public will, to examine the variety of pertinent considerations, to elicit the views of the various segments of the community that would be directly affected and in any event critically interested, and to investigate and anticipate the impact of imposition of such liability. Standards should doubtless be established applicable to the multifarious types of employment and the various circumstances of discharge. If the rule of nonliability for termination of at-will employment is to be tempered, it should be accomplished through a principled statutory scheme, adopted after opportunity for public ventilation, rather than in consequence of judicial resolution of the partisan arguments of individual adversarial litigants.” (Murphy v. American Home Products Corp. (1983) 58 N.Y.2d 293, 301-302 [461 N.Y.S.2d 232, 235-236, 448 N.E.2d 86]; see also Martin v. Tapley (Ala. 1978) 360 So.2d 708; DeMarco v. Publix Super Markets, Inc. (Fla.Dist.Ct.App. 1978) 360 So.2d 134, affd. (Fla. 1978) 384 So.2d 1253; Jones v. Local 926 of Intern. U. of Oper. Eng. (1981) 159 Ga.App. 693 [285 S.E.2d 30], revd. on other grounds (1983) 460 U.S. 669 [103 S.Ct. 1453, 75 L.Ed.2d 368]; Kelly v. Mississippi Valley Gas Co. (Miss. 1981) 397 So.2d 874 [32 A.L.R.4th 1214].)
This analysis reflects an understanding that the Legislature is at least as able as the courts to recognize “the arbitrariness of an absolute right to discharge in light of contemporary employment relationships and the incompatibility of such a right to the attainment of a broad range of statutory objectives” (Tameny, supra, 27 Cal.3d at p. 172, fn. 7), but better able to respond to the perceived need in an orderly fashion. For example, the New York Court of Appeals noted that-as in California at the time Tameny was decided-the Legislature had already “afforded express statutory protection from firing for engaging in certain protected activities [citations].” (Murphy v. American Home Products Corp., supra, 461 N.Y.S.2d at p. 236, fn. 1 [448 N.E.2d at p. 90]; cf.
As discussed below, the crucial flaw in Tameny was in failing to articulate a rationale for creating an exception to the at-will employment rule. Because
III
To fault the analysis in Tameny is not to say the court reached the wrong result, only that, as Justice Manuel suggested, it should have done so by more modest means. A restrained approach would have been more consistent with the accretive nature of the common law and would have provided a clearer, more enduring rationale upon which to predicate future applications.
This court was not without precedent for developing common law principles in similar circumstances. In Li v. Yellow Cab Co. (1975) 13 Cal.3d 804 [119 Cal.Rptr. 858, 532 P.2d 1226, 78 A.L.R.3d 393] (Li), we adopted the
Analyzing the legislative perspective and purpose of the 1872 Civil Code, the court explained “it was not the intention of the Legislature in enacting
Finding authority to act did not end the inquiry; the court also examined a variety of “considerations of a practical nature” implicated in the proposed change. (Li, supra, 13 Cal.3d at p. 823.) After due consideration, it ultimately determined that none of the possible difficulties and uncertainties counseled against adopting comparative negligence. (Id. at pp. 823-829.) In sum, although the court acted in its common law capacity to modify substantially a legal doctrine, it did so consistent with the existing statutory framework and harmonized the change to ensure judicious development of relevant principles. As a result, subsequent application has maintained a consistency guided by definitive standards. (See, e.g., Jess v. Herrmann
No such orderly evolution has attended the development of our Tameny jurisprudence because the genesis was fatally flawed. In fact, it would be difficult to conceive a less auspicious beginning for a cause of action patently treading on legislative prerogatives. In the critical first instance, the court undertook no thorough reexamination of the matter, failed to explain how its holding was in furtherance of the purposes underlying the statutory framework of employment relations, and gave no apparent thought to considerations of a practical nature. (Li, supra, 13 Cal.3d at pp. 820, 823.) Instead, it arrogated to the courts the role of vindicating fundamental public policy, which it made the sole determinant of this potent remedy but left entirely undefined in context.
As Justice Baxter‘s dissent well documents, today‘s decision marks the culmination of the chaos wrought by the court‘s failure to adopt a disciplined and principled approach as in Li. To begin, the Tameny court failed to recognize that it was operating within an existing statutory scheme. The plaintiff‘s employment was admittedly at will under Labor Code section 2922 (see ante, at p. 99, fn. 2), yet the court engaged in only conclusory analysis in justifying its disregard of that fact. (Tameny, supra, 27 Cal.3d at pp. 173-174.) Nor did the court attempt to explain the need to resort to “fundamental public policy” to validate the plaintiff‘s tort claim.
Instead of a more circumspect approach, we effectively conferred on the courts the role of declaring public policy, a function first and foremost reserved to the Legislature. (See Gantt, supra, 1 Cal.4th at p. 1095; Slaughter v. Friedman (1982) 32 Cal.3d 149, 158 [185 Cal.Rptr. 244, 649 P.2d 886]; The Housing Authority v. Dockweiler (1939) 14 Cal.2d 437, 449-450 [94 P.2d 794]; S. & V. R. R. Co. v. City of Stockton (1871) 41 Cal. 147, 168; City of South San Francisco v. Cypress Lawn Cemetery Assn. (1992) 11 Cal.App.4th 916, 923 [14 Cal.Rptr.2d 323]; McCarthy v. City of Oakland (1943) 60 Cal.App.2d 546, 549-550 [141 P.2d 4]; Thome v. Macken (1943) 58 Cal.App.2d 76, 81 [136 P.2d 116]; cf. California Fed. Savings & Loan Assn. v. City of Los Angeles (1991) 54 Cal.3d 1, 24 [283 Cal.Rptr. 569, 812
The problem lies not simply in the overreaching, but also in making the only guiding principle “fundamental public policy.” (See, e.g., Tameny, supra, 27 Cal.3d at p. 179 (conc. opn. of Manuel, J.).) Perhaps the most colorful explanation of the difficulty with the concept came from this court more than a century ago: “It has been well said that public policy is an unruly horse, astride of which you are carried into unknown and uncertain paths . . . .” (Stephens v. Southern Pacific Co. (1895) 109 Cal. 86, 89 [41 P. 783].) This point has apparently been self-evident to all but the Tameny court: “[I]t is generally agreed that ‘public policy’ as a concept is notoriously resistant to precise definition, and that courts should venture into this area, if at all, with great care and due deference to the judgment of the legislative branch, ‘lest they mistаke their own predilections for public policy which deserves recognition at law.’ [Citation.]” (Gantt, supra, 1 Cal.4th at p. 1095; see Safeway Stores v. Retail Clerks etc. Assn. (1953) 41 Cal.2d 567, 575 [261 P.2d 721].) Even the Court of Appeal in Petermann forewarned, “‘Public policy is a vague expression, and few cases can arise in which its application may not be disputed. Mr. Story in his work on Contracts (§ 546), says: “It has never been defined by the courts, but has been left loose and free of definition . . . .“‘” (Petermann, supra, 174 Cal.App.2d at p. 188.)
By its very nature, fundamental public policy “requires an exercise of judicial judgment that cannot be captured by the naked words of verbal formulae.” (Brecht v. Abrahamson (1993) 507 U.S. 619, 656 [113 S.Ct. 1710, 1731, 123 L.Ed.2d 353] (dis. opn. of O‘Connor, J.); cf. In re Gallego (1998) 18 Cal.4th 825 [77 Cal.Rptr.2d 132, 959 P.2d 290] (conc. and dis. opn. of Brown, J.).) Indeed, the majority in Stevenson candidly admitted as much: “This court has not articulated a test for determining when a public policy is sufficiently substantial and fundamental to support a cause of action for tortious wrongful discharge.” (Stevenson v. Superior Court (1997) 16 Cal.4th 880, 895 [66 Cal.Rptr.2d 888, 941 P.2d 1157]; see also City of Moorpark v. Superior Court (1998) 18 Cal.4th 1143, 1160-1161
Until today, the court sensed the inherent tension and need to impose some of the discipline lacking in Tameny. Gantt attempted to reinstate the traditional balance between legislative and judicial roles in articulating public policy. (Gantt, supra, 1 Cal.4th at p. 1095.) In Foley, we limited claims to those implicating a policy “which inures to the benefit of the public at large rather than to a particular employer or employee.” (Foley, supra, 47 Cal.3d at p. 669.) In Turner and Jennings, the court emphasized the importance of notice to employers that their conduct would contravene a рarticular public policy. (See Jennings, supra, 8 Cal.4th at pp. 132, 135; Turner, supra, 7 Cal.4th at p. 1257.) Ultimately, as the majority opinion bears witness all too well, these efforts fell short in bringing any meaningful definition to a cause of action for tortious wrongful termination.
The reason is one all too common to the judiciary: In each post-Tameny case, the court has engaged in decisionmaking by rote. We are content to rely on the “fundamental public policy” shorthand, confident we know one when we see it despite the admitted absence of any governing legal principles. (See maj. opn., ante, at p. 89; cf. Jacobellis v. Ohio (1964) 378 U.S. 184, 197 [84 S.Ct. 1676, 1683, 122 L.Ed.2d 793] (conc. opn. of Stewart, J.).) The problem with this process is that it masks the essential impropriety of the courts’ assuming multiple roles: acting as legislators in deciding which fundamental policy will be implemented by their potent remedy, as prosecutors in choosing who may be accused of wrongdoing, and as judges in determining the ultimate scope of liability. Equally problematic is the ad hoc and ex post facto nature of these determinations. Is fundamental public policy really nothing more than what one trial court judge, or two appellate justices, or four members of this court say it is?
For all our avoidance, the task we face might prove deceptively simple. At their essence, tortious wrongful termination actions “are premised on closing
Adоpting such an approach, the court would have fully articulated its rationale, and appropriate extension or limitation of its reasoning could proceed as an orderly evolution, not chaotic devolution. For example, the impetus in Gantt was to curtail the proliferation of Tameny claims. But, having to wrestle with “fundamental public policy” as the standard, it could only arbitrarily restrict them to causes of action predicated on statute or constitutional provision, some of which would still be unsuitable. (See Foley, supra, 47 Cal.3d at p. 669Jennings, supra, 8 Cal.4th at p. 130; see also Stevenson, supra, 16 Cal.4th at pp. 919-925 (dis. opn. of Brown, J.).) At the same time, application would not be inherently restricted to statutory policy sources; regulations might well come within this rationale.5 Nevertheless, a nexus or necessary linkage must exist between the public policy and legislative intention to protect employees from wrongful termination in relation thereto.
IV
Llewellyn exhorts judges “to take at least one fresh look” each time they confront a recurring issue. (Llewellyn, The Common Law Tradition (1960) p. 293.) “The new prodding of the new facts may bring something better into focus. The queer subconscious may this time be ready to give up an out which has been cooking down in there since the last time the court walked through these legal sandburs. In this effort to take a [fresh] look each time, the appellate court‘s job, their duty, [is] to freshen up consciously . . . . It must not be what all habit, all routine, all weariness cry out that it is and has to be: just another of the shopworn same.” (Id. at pp. 293-294.)
Baxter, J., concurred.
Respondent‘s petition for a rehearing was denied October 21, 1998. Baxter, J., and Brown, J., were of the opinion that the petition should be granted.
